Vault-13

TABULA RASA HEALTHCARE INC TRHC 1.75 02.15.26

NOTE 1.750% 2/1 · US DOMESTIC · CUSIP 873379AA9

21 institutional holders +3 vs Q3 2022
3,116,0003.1m shares reported held*
$249.6mreported value*
2 new 2 added 5 reduced 1 sold out net sold ≈ $2.3m (-5.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $80.11.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 18Q4 22: 2121Q3 22Q4 22
Numbers
QuarterHolders
Q3 202218
Q4 202221

Biggest buyers

Repertoire Partners LP New +5,479,000+5.5m
ROYAL BANK OF CANADA Added +340,000+340.0k
PRELUDE CAPITAL MANAGEMENT, LLC New +250,000+250.0k
BlackRock Inc. Added +50,000+50.0k

Biggest sellers

Repertoire Partners LP Sold out -4,479,000-4.5m
PenderFund Capital Management Ltd. Reduced -2,211,000-2.2m
ABSOLUTE INVESTMENT ADVISERS, LLC Reduced -1,000,000-1.0m
SILVERBACK ASSET MANAGEMENT LLC Reduced -815,000-815.0k
Birch Grove Capital LP Reduced -500,000-500.0k
PIER 88 INVESTMENT PARTNERS LLC Reduced -86,000-86.0k

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 DEERFIELD MANAGEMENT COMPANY, L.P. 2.37% of their portfolio New York, NY 144,516,000144.5m $114.6m $114.6m 2.37% Unchanged
2 Indaba Capital Management, L.P. 13.76% of their portfolio SAN FRANCISCO, CA 89,728,00089.7m $71.1m $71.1m 13.76% Unchanged
3 Birch Grove Capital LP 12.31% of their portfolio New York, NY 30,877,00030.9m $24.6m $24.6m 12.31% Reduced -500.0k -500,000
4 AVIVA PLC 0.06% of their portfolio LONDON, X0 15,000,00015.0m $11.6m $11.6m 0.06% Unchanged
5 SILVERBACK ASSET MANAGEMENT LLC 1.45% of their portfolio DURHAM, NC 11,635,00011.6m $9.0m $9.0m 1.45% Reduced -815.0k -815,000
6 Calamos Advisors LLC 0.03% of their portfolio NAPERVILLE, IL 6,821,0006.8m $5.5m $5.5m 0.03% Unchanged
7 Repertoire Partners LP 2.67% of their portfolio NEW YORK, NY 5,479,0005.5m $4.3m $4.3m 2.67% New
8 ABSOLUTE INVESTMENT ADVISERS, LLC 0.37% of their portfolio ROSEMARY BEACH, FL 3,086,0003.1m $2.4m $2.4m 0.37% Reduced -1.0m -1,000,000
9 AGF MANAGEMENT LTD 0.02% of their portfolio TORONTO, A6 3,000,0003.0m $2.3m $2.3m 0.02% First filing
10 BlackRock Inc. 0.00% of their portfolio New York, NY 2,878,0002.9m $2.2m $2.2m 0.00% Added +50.0k +50,000
11 PenderFund Capital Management Ltd. 0.57% of their portfolio VANCOUVER, A1 1,789,0001.8m $1.9k $1.9k 0.57% Reduced -2.2m -2,211,000
12 CAPSTONE INVESTMENT ADVISORS, LLC 0.02% of their portfolio NEW YORK, NY 1,000,0001.0m $781.9k $781.9k 0.02% Unchanged
13 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 500,000500.0k $401.0k $401.0k 0.00% Added +340.0k +340,000
14 PIER 88 INVESTMENT PARTNERS LLC 0.06% of their portfolio SAN FRANCISCO, CA 300,000300.0k $234.6k $234.6k 0.06% Reduced -86.0k -86,000
15 SCHRODER INVESTMENT MANAGEMENT GROUP 0.00% of their portfolio London, X0 257,000257.0k $198.3k $198.3k 0.00% Unchanged
16 PRELUDE CAPITAL MANAGEMENT, LLC 0.01% of their portfolio NEW YORK, NY 250,000250.0k $195.5k $195.5k 0.01% New
17 MacKay Shields LLC 0.00% of their portfolio New York, NY 75,00075.0k $58.6k $58.6k 0.00% Unchanged
18 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 75,00075.0k $58.4k $58.4k 0.00% Unchanged
19 Stockman Wealth Management, Inc. 0.01% of their portfolio BILLINGS, MT 30,00030.0k $23.4k $23.4k 0.01% Not comparable
20 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 12,00012.0k $9.3k $9.3k 0.00% Unchanged
21 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged