Vault-13

T ROWE PRICE ETF INC TCAF

CAP APPRECIATION · ETP · CUSIP 87283Q867

214 institutional holders +10 vs Q2 2024
45,439,91845.4m shares reported held*
$1.5bnreported value*
21 new 142 added 34 reduced 10 sold out net bought ≈ $324.9m (+7.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $33.11.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q2 23: 12Q3 23: 49Q4 23: 124Q1 24: 165Q2 24: 204Q3 24: 214214Q2 23Q3 23Q4 23Q1 24Q2 24Q3 24
Numbers
QuarterHolders
Q2 202312
Q3 202349
Q4 2023124
Q1 2024165
Q2 2024204
Q3 2024214

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q3 23: 46 bought or addedQ3 23: 3 cut or sold outQ3 23Q4 23: 104 bought or addedQ4 23: 12 cut or sold outQ4 23Q1 24: 136 bought or addedQ1 24: 28 cut or sold outQ1 24Q2 24: 160 bought or addedQ2 24: 34 cut or sold outQ2 24Q3 24: 163 bought or addedQ3 24: 44 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q3 2023463
Q4 202310412
Q1 202413628
Q2 202416034
Q3 202416344

Biggest buyers

Baird Financial Group, Inc. Added +1,582,085+1.6m
LPL Financial LLC Added +1,426,240+1.4m
Raymond James Financial Services Advisors, Inc. Added +852,749+852.7k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +545,448+545.4k
COMMONWEALTH EQUITY SERVICES, LLC Added +526,119+526.1k
WELLS FARGO & COMPANY/MN New +525,452+525.5k
Cambridge Investment Research Advisors, Inc. Added +301,258+301.3k
Fortis Group Advisors, LLC Added +261,620+261.6k
ROYAL BANK OF CANADA Added +258,819+258.8k
McCarthy & Cox Added +217,845+217.8k

Biggest sellers

Strategic Financial Concepts, LLC Reduced -2,113,215-2.1m
WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV Reduced -92,258-92.3k
VOYA INVESTMENT MANAGEMENT LLC Reduced -48,632-48.6k
Janney Montgomery Scott LLC Reduced -27,205-27.2k
RENAISSANCE TECHNOLOGIES LLC Reduced -25,333-25.3k
Bank of New York Mellon Corp Reduced -18,494-18.5k
ERn Financial, LLC Reduced -13,417-13.4k
RiverFront Investment Group, LLC Sold out -9,594-9.6k
MILLENNIUM MANAGEMENT LLC Sold out -9,409-9.4k
Confluence Wealth Services, Inc. Sold out -8,981-9.0k

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.07% of their portfolio FORT MILL, SC 4,816,1474.8m $160.1m $160.1m 0.07% Added +1.4m +1,426,240
2 COMMONWEALTH EQUITY SERVICES, LLC 0.15% of their portfolio WALTHAM, MA 3,015,8763.0m $100.3m $100.3m 0.15% Added +526.1k +526,119
3 VOYA INVESTMENT MANAGEMENT LLC 0.10% of their portfolio ATLANTA, GA 2,807,9472.8m $93.4m $93.4m 0.10% Reduced -48.6k -48,632
4 Baird Financial Group, Inc. 0.15% of their portfolio MILWAUKEE, WI 2,278,2482.3m $75.8m $75.8m 0.15% Added +1.6m +1,582,085
5 Raymond James Financial Services Advisors, Inc. 0.10% of their portfolio ST. PETERSBURG, FL 2,229,1322.2m $74.1m $74.1m 0.10% Added +852.7k +852,749
6 OSAIC HOLDINGS, INC. 0.15% of their portfolio SCOTTSDALE, AZ 1,939,9151.9m $64.5m $64.5m 0.15% Reduced -4.7k -4,662
7 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,324,1911.3m $44.0m $44.0m 0.01% Added +258.8k +258,819
8 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.08% of their portfolio PLYMOUTH, MN 1,163,2661.2m $38.7m $38.7m 0.08% Added +545.4k +545,448
9 Janney Montgomery Scott LLC 0.10% of their portfolio PHILADELPHIA, PA 1,105,0301.1m $36.7m $36.7m 0.10% Reduced -27.2k -27,205
10 Cambridge Investment Research Advisors, Inc. 0.12% of their portfolio FAIRFIELD, IA 1,092,4491.1m $36.3m $36.3m 0.12% Added +301.3k +301,258
11 TTP Investments, Inc. 11.98% of their portfolio San Jose, CA 1,047,7521.0m $34.8m $34.8m 11.98% Added +64.7k +64,689
12 CPC Advisors, LLC 5.16% of their portfolio Atlanta, GA 1,043,2291.0m $34.7m $34.7m 5.16% Added +1.6k +1,562
13 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 980,707980.7k $32.6m $32.6m 0.01% Reduced -18.5k -18,494
14 LEVEL FOUR ADVISORY SERVICES, LLC 0.97% of their portfolio DALLAS, TX 701,640701.6k $23.0m $23.0m 0.97% Added +87.4k +87,351
15 Modern Wealth Management, LLC 1.40% of their portfolio KANSAS CITY, MO 684,930684.9k $22.8m $22.8m 1.40% Added +4.3k +4,271
16 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 658,571658.6k $21.9m $21.9m 0.01% Added +148.1k +148,102
17 Fortis Group Advisors, LLC 4.03% of their portfolio WESTWOOD, NJ 655,093655.1k $21.8m $21.8m 4.03% Added +261.6k +261,620
18 Mesirow Financial Investment Management, Inc. 0.41% of their portfolio CHICAGO, IL 630,118630.1k $21.0m $21.0m 0.41% Added +106.4k +106,420
19 CORA CAPITAL ADVISORS LLC 10.25% of their portfolio MARLTON, NJ 625,388625.4k $20.8m $20.8m 10.25% Added +86.0k +85,992
20 Beaumont Financial Advisors, LLC 1.59% of their portfolio NEEDHAM, MA 612,975613.0k $20.4m $20.4m 1.59% Added +1.3k +1,284
21 Cornerstone Advisory, LLC 2.60% of their portfolio HUNT VALLEY, MD 594,747594.7k $19.8m $19.8m 2.60% Added +88.5k +88,517
22 McCarthy Asset Management, Inc. 11.95% of their portfolio REDWOOD SHORES, CA 577,832577.8k $19.2m $19.2m 11.95% Reduced -807 -807
23 PYA Waltman Capital, LLC 6.20% of their portfolio KNOXVILLE, TN 570,247570.2k $19.0m $19.0m 6.20% Added +34.4k +34,447
24 FINANCIAL CONSULATE, INC 4.68% of their portfolio HUNT VALLEY, MD 530,192530.2k $17.6m $17.6m 4.68% Reduced -981 -981
25 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 525,452525.5k $17.5m $17.5m 0.00% New
26 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 488,891488.9k $16.3m $16.3m 0.02% Added +178.5k +178,493
27 CAROLINAS WEALTH CONSULTING LLC 1.20% of their portfolio CHARLOTTE, NC 375,934375.9k $6.6m $6.6m 1.20% Added +9.1k +9,145
28 UBS Group AG 0.00% of their portfolio ZURICH, V8 353,148353.1k $11.7m $11.7m 0.00% Added +24.8k +24,768
29 Arcus Capital Partners, LLC 4.12% of their portfolio ATLANTA, GA 342,150342.1k $11.4m $11.4m 4.12% Added +24.6k +24,639
30 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 341,573341.6k $11.4m $11.4m 0.02% Added +111.9k +111,882
31 Private Advisor Group, LLC 0.07% of their portfolio MORRISTOWN, NJ 336,874336.9k $11.2m $11.2m 0.07% Added +77.5k +77,510
32 PARSONS CAPITAL MANAGEMENT INC/RI 0.63% of their portfolio PROVIDENCE, RI 301,167301.2k $10.0m $10.0m 0.63% Added +40.1k +40,146
33 Principle Wealth Partners LLC 0.65% of their portfolio MADISON, CT 274,591274.6k $9.1m $9.1m 0.65% Added +24.9k +24,894
34 Grant/GrossMendelsohn, LLC 3.64% of their portfolio Baltimore, MD 253,924253.9k $8.4m $8.4m 3.64% Added +27.1k +27,093
35 Accordant Advisory Group Inc 6.71% of their portfolio ANNAPOLIS, MD 253,215253.2k $8.4m $8.4m 6.71% Added +1.0k +1,014
36 McCarthy & Cox 3.20% of their portfolio MARYSVILLE, OH 251,396251.4k $8.4m $8.4m 3.20% Added +217.8k +217,845
37 OneDigital Investment Advisors LLC 0.09% of their portfolio OVERLAND PARK, KS 249,865249.9k $8.3m $8.3m 0.09% Added +83.8k +83,846
38 JONES FINANCIAL COMPANIES LLLP 0.01% of their portfolio DES PERES, MO 247,704247.7k $8.2m $8.2m 0.01% Added +148.7k +148,740
39 Prospera Financial Services Inc 0.20% of their portfolio Dallas, TX 236,331236.3k $7.9m $7.9m 0.20% Added +174.1k +174,145
40 EASTERN BANK 0.14% of their portfolio BOSTON, MA 229,768229.8k $7.6m $7.6m 0.14% Added +337 +337
41 Composition Wealth, LLC 0.17% of their portfolio LOS ANGELES, CA 226,462226.5k $7.5m $7.5m 0.17% Added +66.5k +66,500
42 4J Wealth Management LLC 5.67% of their portfolio MCLEAN, VA 220,322220.3k $7.3m $7.3m 5.67% Added +6.9k +6,883
43 National Wealth Management Group, LLC 4.65% of their portfolio CINCINNATI, OH 206,682206.7k $6.9m $6.9m 4.65% Added +12.8k +12,809
44 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 204,455204.5k $6.8m $6.8m 0.00% Added +9.8k +9,800
45 Rockefeller Capital Management L.P. 0.02% of their portfolio NEW YORK, NY 198,297198.3k $6.6m $6.6m 0.02% Added +84.8k +84,800
46 Garden State Investment Advisory Services LLC 2.11% of their portfolio Red Bank, NJ 198,075198.1k $6.6m $6.6m 2.11% Added +36.4k +36,356
47 Atria Wealth Solutions, Inc. 0.07% of their portfolio NEW YORK, NY 189,868189.9k $6.3m $6.3m 0.07% Added +28.1k +28,099
48 Onyx Bridge Wealth Group LLC 0.95% of their portfolio TARRYTOWN, NY 188,574188.6k $6.3m $6.3m 0.95% Added +30.1k +30,127
49 Global Retirement Partners, LLC 0.19% of their portfolio San Rafael, CA 185,906185.9k $6.2m $6.2m 0.19% Reduced -5.2k -5,203
50 Keystone Financial Group 0.77% of their portfolio LEXINGTON, KY 182,067182.1k $6.1m $6.1m 0.77% New
51 MTM Investment Management, LLC 2.18% of their portfolio SPARTANBURG, SC 169,238169.2k $5.6m $5.6m 2.18% Added +25.3k +25,286
52 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 165,364165.4k $5.5m $5.5m 0.00% Added +163.4k +163,399
53 Sharkey, Howes & Javer 0.75% of their portfolio DENVER, CO 159,094159.1k $5.3m $5.3m 0.75% Unchanged
54 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 154,477154.5k $5.1m $5.1m 0.01% Added +16.3k +16,347
55 World Investment Advisors 0.16% of their portfolio LINCROFT, NJ 153,160153.2k $5.1m $5.1m 0.16% Added +17.1k +17,136
56 Carson Advisory Inc. 3.06% of their portfolio ATHENS, GA 146,378146.4k $4.9m $4.9m 3.06% Added +15.8k +15,766
57 Financial Security Advisor, Inc. 1.19% of their portfolio VIRGINIA BEACH, VA 143,824143.8k $4.8m $4.8m 1.19% Added +16.0k +16,034
58 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 143,800143.8k $4.8m $4.8m 0.01% Reduced -25.3k -25,333
59 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 141,453141.5k $4.7m $4.7m 0.00% New
60 Beacon Financial Advisory LLC 1.51% of their portfolio CLEVELAND, OH 133,294133.3k $4.4m $4.4m 1.51% Added +30.6k +30,633
61 Verity Asset Management, Inc. 1.55% of their portfolio DURHAM, NC 123,035123.0k $4.1m $4.1m 1.55% Added +8.9k +8,889
62 Southland Equity Partners LLC 0.91% of their portfolio WILDWOOD, MO 112,104112.1k $3.7m $3.7m 0.91% Added +35.7k +35,721
63 Chemistry Wealth Management LLC 0.88% of their portfolio NEW YORK, NY 110,360110.4k $3.7m $3.7m 0.88% Added +16.4k +16,382
64 Tanglewood Wealth Management, Inc. 0.41% of their portfolio HOUSTON, TX 107,083107.1k $3.6m $3.6m 0.41% Added +595 +595
65 NCM Capital Management, LLC 1.69% of their portfolio RAMSEY, NJ 105,842105.8k $3.5m $3.5m 1.69% Added +26.9k +26,866
66 D.A. DAVIDSON & CO. 0.03% of their portfolio GREAT FALLS, MT 104,001104.0k $3.5m $3.5m 0.03% Added +63.3k +63,341
67 Paragon Advisors, LLC 1.12% of their portfolio COLLEGE STATION, TX 103,673103.7k $3.4m $3.4m 1.12% Added +4.3k +4,302
68 LIBERTY WEALTH MANAGEMENT LLC 0.58% of their portfolio OAKLAND, CA 102,047102.0k $3.4m $3.4m 0.58% Reduced -249 -249
69 Stratos Wealth Advisors, LLC 0.15% of their portfolio BEACHWOOD, OH 101,278101.3k $3.4m $3.4m 0.15% Added +21.1k +21,060
70 Compass Ion Advisors, LLC 0.38% of their portfolio CONSHOHOCKEN, PA 93,83393.8k $3.1m $3.1m 0.38% Reduced -3.7k -3,705
71 SFM, LLC 2.34% of their portfolio MANCHESTER, NH 93,75493.8k $3.1m $3.1m 2.34% Added +1.9k +1,921
72 CMG Global Holdings, LLC 1.72% of their portfolio PLANO, TX 91,46391.5k $3.0m $3.0m 1.72% Added +5.2k +5,175
73 ORBA Wealth Advisors, L.L.C. 1.51% of their portfolio CHICAGO, IL 90,00690.0k $3.0m $3.0m 1.51% New
74 Equitable Holdings, Inc. 0.03% of their portfolio NEW YORK, NY 85,84385.8k $2.9m $2.9m 0.03% Added +7.3k +7,320
75 Focus Financial Network, Inc. 0.12% of their portfolio MINNEAPOLIS, MN 84,70084.7k $2.8m $2.8m 0.12% Added +8.4k +8,388
76 Good Life Advisors, LLC 0.17% of their portfolio READING, PA 83,54883.5k $2.8m $2.8m 0.17% Added +32.3k +32,254
77 ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC 0.83% of their portfolio New Cumberland, PA 81,48881.5k $2.7m $2.7m 0.83% Added +15.4k +15,445
78 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 80,55380.6k $2.7m $2.7m 0.00% Reduced -4.2k -4,166
79 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 75,86875.9k $2.5m $2.5m 0.00% Added +11.1k +11,116
80 HFG Advisors, Inc. 2.21% of their portfolio CINCINATTI, OH 75,18575.2k $2.5m $2.5m 2.21% Added +1.5k +1,485
81 Strategic Financial Concepts, LLC 0.78% of their portfolio SAN ANTONIO, TX 73,44773.4k $2.4m $2.4m 0.78% Reduced -2.1m -2,113,215
82 Sprinkle Financial Consultants LLC 1.73% of their portfolio LITTLETON, CO 72,79072.8k $2.4m $2.4m 1.73% Added +165 +165
83 LINCOLN CAPITAL CORP 0.96% of their portfolio EAST GREENWICH, RI 70,53570.5k $2.3m $2.3m 0.96% Reduced -2.3k -2,298
84 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 70,29770.3k $2.3m $2.3m 0.02% Added +3.6k +3,615
85 Integrated Wealth Concepts LLC 0.03% of their portfolio WALTHAM, MA 68,48668.5k $2.3m $2.3m 0.03% Added +46.6k +46,577
86 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 67,42567.4k $2.2m $2.2m 0.01% Added +18.8k +18,842
87 Robertson Stephens Wealth Management, LLC 0.08% of their portfolio San Francisco, CA 66,29766.3k $2.2m $2.2m 0.08% Reduced -3.5k -3,520
88 INDEPENDENT FINANCIAL GROUP, LLC 0.08% of their portfolio SAN DIEGO, CA 66,00566.0k $2.2m $2.2m 0.08% New
89 Essex Financial Services, Inc. 0.16% of their portfolio ESSEX, CT 65,67865.7k $2.2m $2.2m 0.16% Added +9.7k +9,677
90 WCG Wealth Advisors LLC 0.14% of their portfolio LAS VEGAS, NV 64,18264.2k $2.1m $2.1m 0.14% Added +12.1k +12,109
91 WealthPLAN Partners, LLC 0.28% of their portfolio OMAHA, NE 62,02262.0k $2.1m $2.1m 0.28% Added +4.4k +4,358
92 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 60,05860.1k $2.0m $2.0m 0.01% Unchanged
93 Sunbelt Securities, Inc. 0.19% of their portfolio HOUSTON, TX 59,69859.7k $2.0m $2.0m 0.19% Added +29.2k +29,224
94 High Net Worth Advisory Group LLC 0.55% of their portfolio NAPLES, FL 59,03959.0k $2.0m $2.0m 0.55% Added +6.5k +6,451
95 Frontier Asset Management, LLC 0.63% of their portfolio SHERIDAN, WY 57,66957.7k $1.9m $1.9m 0.63% Reduced -100 -100
96 Stratos Wealth Partners, LTD. 0.03% of their portfolio BEACHWOOD, OH 56,24256.2k $1.9m $1.9m 0.03% Added +39.5k +39,492
97 ADE, LLC 1.12% of their portfolio BALTIMORE, MD 54,59154.6k $1.8m $1.8m 1.12% Reduced -144 -144
98 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 53,13053.1k $1.8m $1.8m 0.01% Added +15.0k +15,009
99 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 52,81852.8k $1.8m $1.8m 0.01% Added +8.7k +8,746
100 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.06% of their portfolio RICHMOND, VA 51,22651.2k $1.7m $1.7m 0.06% Reduced -1.3k -1,340