Vault-13

T ROWE PRICE ETF INC TCAF

CAP APPRECIATION · ETP · CUSIP 87283Q867

49 institutional holders +37 vs Q2 2023
4,971,8365.0m shares reported held*
$123.3mreported value*
38 new 8 added 2 reduced 1 sold out net bought ≈ $110.1m (+4.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $24.81.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q2 23: 12Q3 23: 4949Q2 23Q3 23
Numbers
QuarterHolders
Q2 202312
Q3 202349

Biggest buyers

OSAIC HOLDINGS, INC. Added +1,309,304+1.3m
PYA Waltman Capital, LLC New +492,059+492.1k
COMMONWEALTH EQUITY SERVICES, LLC New +476,859+476.9k
Cornerstone Advisory, LLC New +303,135+303.1k
Sharkey, Howes & Javer New +254,803+254.8k
LPL Financial LLC New +251,635+251.6k
Cambridge Investment Research Advisors, Inc. New +168,620+168.6k
Compass Ion Advisors, LLC New +167,113+167.1k
MTM Investment Management, LLC New +128,083+128.1k
Principle Wealth Partners LLC Added +125,824+125.8k

Biggest sellers

JANE STREET GROUP, LLC Reduced -34,324-34.3k
Kestra Advisory Services, LLC Sold out -25,085-25.1k
CAPTRUST FINANCIAL ADVISORS Reduced -12-12

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 1,310,3131.3m $32.5m $32.5m 0.05% Added +1.3m +1,309,304
2 PYA Waltman Capital, LLC 5.17% of their portfolio KNOXVILLE, TN 492,059492.1k $12.2m $12.2m 5.17% New
3 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 476,859476.9k $11.8m $11.8m 0.02% New
4 CORA CAPITAL ADVISORS LLC 6.95% of their portfolio MARLTON, NJ 417,351417.4k $10.4m $10.4m 6.95% Added +84.2k +84,156
5 Cornerstone Advisory, LLC 1.32% of their portfolio HUNT VALLEY, MD 303,135303.1k $7.5m $7.5m 1.32% New
6 Sharkey, Howes & Javer 1.21% of their portfolio DENVER, CO 254,803254.8k $6.3m $6.3m 1.21% New
7 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 251,635251.6k $6.2m $6.2m 0.00% New
8 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 168,620168.6k $4.2m $4.2m 0.02% New
9 Compass Ion Advisors, LLC 0.71% of their portfolio CONSHOHOCKEN, PA 167,113167.1k $4.1m $4.1m 0.71% New
10 Principle Wealth Partners LLC 0.34% of their portfolio MADISON, CT 134,644134.6k $3.3m $3.3m 0.34% Added +125.8k +125,824
11 MTM Investment Management, LLC 1.60% of their portfolio SPARTANBURG, SC 128,083128.1k $3.2m $3.2m 1.60% New
12 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 90,02290.0k $2.2m $2.2m 0.01% New
13 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 64,48464.5k $1.6m $1.6m 0.00% New
14 WNY Asset Management, LLC 0.26% of their portfolio Williamsville, NY 54,19354.2k $1.3m $1.3m 0.26% New
15 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.07% of their portfolio RICHMOND, VA 49,03649.0k $1.2m $1.2m 0.07% Added +21.3k +21,287
16 Garden State Investment Advisory Services LLC 0.56% of their portfolio Red Bank, NJ 48,26548.3k $1.2m $1.2m 0.56% New
17 Paragon Advisors, LLC 0.48% of their portfolio COLLEGE STATION, TX 47,06247.1k $1.2m $1.2m 0.48% New
18 Carson Advisory Inc. 0.90% of their portfolio ATHENS, GA 41,50041.5k $1.0m $1.0m 0.90% New
19 Focus Financial Network, Inc. 0.05% of their portfolio MINNEAPOLIS, MN 35,85235.9k $889.5k $889.5k 0.05% New
20 CAROLINAS WEALTH CONSULTING LLC 0.20% of their portfolio CHARLOTTE, NC 33,32733.3k $812.9k $812.9k 0.20% New
21 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 31,00531.0k $769.2k $769.2k 0.00% New
22 National Wealth Management Group, LLC 0.79% of their portfolio CINCINNATI, OH 29,32429.3k $727.5k $727.5k 0.79% Added +1.1k +1,063
23 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 28,16028.2k $697.0k $697.0k 0.00% New
24 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 27,57827.6k $684.2k $684.2k 0.00% Reduced -34.3k -34,324
25 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 27,05227.1k $671.2k $671.2k 0.00% New
26 Ted Buchan & Co 0.45% of their portfolio San Diego, CA 22,71322.7k $563.5k $563.5k 0.45% Added +2.7k +2,706
27 Weaver Consulting Group 0.23% of their portfolio HUNTINGTON BEACH, CA 20,69120.7k $513.3k $513.3k 0.23% New
28 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 20,56320.6k $510.2k $510.2k 0.00% New
29 NCM Capital Management, LLC 0.35% of their portfolio RAMSEY, NJ 19,61719.6k $486.7k $486.7k 0.35% New
30 Ausdal Financial Partners, Inc. 0.06% of their portfolio Davenport, IA 18,15118.2k $450.3k $450.3k 0.06% New
31 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 17,16117.2k $425.8k $425.8k 0.00% New
32 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 16,99117.0k $421.5k $421.5k 0.00% Added +8.0k +8,028
33 Southland Equity Partners LLC 0.13% of their portfolio WILDWOOD, MO 14,77714.8k $366.6k $366.6k 0.13% New
34 Stratos Wealth Advisors, LLC 0.02% of their portfolio BEACHWOOD, OH 14,38214.4k $356.8k $356.8k 0.02% New
35 McCarthy Asset Management, Inc. 0.25% of their portfolio REDWOOD SHORES, CA 13,99814.0k $347.3k $347.3k 0.25% Added +6.0k +6,011
36 Tanglewood Wealth Management, Inc. 0.05% of their portfolio HOUSTON, TX 12,87612.9k $319.5k $319.5k 0.05% New
37 4J Wealth Management LLC 0.31% of their portfolio MCLEAN, VA 12,75512.8k $316.5k $316.5k 0.31% New
38 Walkner Condon Financial Advisors LLC 0.08% of their portfolio MADISON, WI 12,48012.5k $309.6k $309.6k 0.08% New
39 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 11,51711.5k $285.7k $285.7k 0.00% Reduced -12 -12
40 Capital Investment Advisory Services, LLC 0.02% of their portfolio RALEIGH, NC 9,1049.1k $225.9k $225.9k 0.02% New
41 Mariner, LLC 0.00% of their portfolio Overland Park, KS 8,1258.1k $201.6k $201.6k 0.00% New
42 AdvisorNet Financial, Inc 0.01% of their portfolio MINNETONKA, MN 3,1753.2k $78.8k $78.8k 0.01% New
43 Financial Connections Group, Inc. 0.09% of their portfolio CORTE MADERA, CA 3,0003.0k $74.0k $74.0k 0.09% New
44 Stonebridge Capital Advisors LLC 0.01% of their portfolio ST PAUL, MN 2,4502.5k $60.8k $60.8k 0.01% New
45 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 2,0152.0k $50.0k $50.0k 0.00% New
46 CREATIVE FINANCIAL DESIGNS INC /ADV 0.01% of their portfolio KOKOMO, IN 2,0002.0k $49.6k $49.6k 0.01% New
47 HARBOR INVESTMENT ADVISORY, LLC 0.01% of their portfolio LUTHERVILLE, MD 1,7951.8k $44.5k $44.5k 0.01% New
48 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 2525 $1.0k $1.0k 0.00% New
49 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged