Vault-13

T ROWE PRICE ETF INC TSPA

US EQUITY RESEAR · ETP · CUSIP 87283Q503

7 institutional holders +3 vs Q2 2023
81,86981.9k shares reported held*
$2.2mreported value*
3 new 1 added 0 reduced 1 sold out net bought ≈ $743.0k (+28.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $26.29.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0510Q3 22: 5Q4 22: 5Q1 23: 8Q2 23: 4Q3 23: 77Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 20225
Q4 20225
Q1 20238
Q2 20234
Q3 20237

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
505Q4 22: 1 bought or addedQ4 22: 1 cut or sold outQ4 22Q1 23: 4 bought or addedQ1 23: 2 cut or sold outQ1 23Q2 23: 1 bought or addedQ2 23: 5 cut or sold outQ2 23Q3 23: 4 bought or addedQ3 23: 1 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 202211
Q1 202342
Q2 202315
Q3 202341

Biggest buyers

Sigma Planning Corp New +34,312+34.3k
Janney Montgomery Scott LLC New +15,311+15.3k
ROYAL BANK OF CANADA Added +1,362+1.4k
CARY STREET PARTNERS INVESTMENT ADVISORY LLC New +10+10

Biggest sellers

TCWP LLC Sold out -22,746-22.7k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: Forvis Mazars Wealth Advisors, LLC (3.5%, 2026-08-11)

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Sigma Planning Corp 0.03% of their portfolio ANN ARBOR, MI 34,31234.3k $902.5k $902.5k 0.03% New
2 KICKSTAND VENTURES, LLC. 0.19% of their portfolio PITTSFORD, NY 23,70723.7k $623.6k $623.6k 0.19% First filing
3 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 15,31115.3k $403.0k $403.0k 0.00% New
4 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 8,4918.5k $223.0k $223.0k 0.00% Added +1.4k +1,362
5 Financial Connections Group, Inc. 0.00% of their portfolio CORTE MADERA, CA 3838 $0 $0 0.00% Unchanged
6 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.00% of their portfolio RICHMOND, VA 1010 $263 $263 0.00% New
7 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged