TCW STRATEGIC INCOME FD INC TSI
COM · Closed-End Fund · CUSIP 872340104
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $4.51.
Trends to Q2 2026
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 59 |
| Q4 2022 | 60 |
| Q1 2023 | 67 |
| Q2 2023 | 69 |
| Q3 2023 | 71 |
| Q4 2023 | 74 |
| Q1 2024 | 67 |
| Q2 2024 | 68 |
| Q3 2024 | 65 |
| Q4 2024 | 66 |
| Q1 2025 | 64 |
| Q2 2025 | 64 |
| Q3 2025 | 60 |
| Q4 2025 | 65 |
| Q1 2026 | 70 |
| Q2 2026 | 70 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q3 2024 | 25 | 27 |
| Q4 2024 | 25 | 25 |
| Q1 2025 | 25 | 24 |
| Q2 2025 | 26 | 21 |
| Q3 2025 | 20 | 28 |
| Q4 2025 | 26 | 23 |
| Q1 2026 | 33 | 19 |
| Q2 2026 | 31 | 21 |
Biggest buyers
| SIT INVESTMENT ASSOCIATES INC | Added | +1.8m |
| Rareview Capital LLC | Added | +292.3k |
| Focus Partners Wealth | Added | +171.3k |
| GUGGENHEIM CAPITAL LLC | New | +156.7k |
| TCW GROUP INC | Added | +65.0k |
| AMERIPRISE FINANCIAL INC | Added | +48.5k |
| Noble Wealth Management PBC | Added | +40.0k |
| Logan Stone Capital, LLC | New | +26.9k |
| READYSTATE ASSET MANAGEMENT LP | New | +25.5k |
| CITADEL ADVISORS LLC | Added | +23.0k |
Biggest sellers
| 1607 Capital Partners, LLC | Reduced | -799.3k |
| Balyasny Asset Management L.P. | Reduced | -74.3k |
| Independent Advisor Alliance | Sold out | -72.9k |
| DIVERSIFIED MANAGEMENT INC | Reduced | -46.5k |
| MML INVESTORS SERVICES, LLC | Sold out | -35.3k |
| HighTower Advisors, LLC | Reduced | -18.6k |
| Flatrock Wealth Partners LLC | Sold out | -10.7k |
| Whitener Capital Management, Inc. | Reduced | -9.9k |
| HRT FINANCIAL LP | Reduced | -8.4k |
| Integrated Wealth Concepts LLC | Reduced | -7.4k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| SIT INVESTMENT ASSOCIATES INC 13G · institution -8.1 pts · filed 2026-07-06 | 32.6% |
Fell to 5% or below in the last year: Focus Partners Wealth (0.0%, 2026-09-08), 1607 Capital Partners, LLC (2.8%, 2026-08-14), FIRST TRUST PORTFOLIOS LP (3.9%, 2026-07-30)
Insider purchases and sales since 1 Apr 2026
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q4 2024 | 0 | — | 1 | $124.5k | — |
| Q1 2025 | 0 | — | 0 | — | — |
| Q2 2025 | 0 | — | 0 | — | — |
| Q3 2025 | 0 | — | 0 | — | — |
| Q4 2025 | 1 | $101.0k | 0 | — | — |
| Q1 2026 | 1 | $1.4m | 0 | — | — |
| Q2 2026 | 0 | — | 0 | — | — |
| Q3 2026 | 0 | — | 0 | — | — |
None reported since 1 Apr 2026.
Holders, Q2 2026
| Manager | Shares | Change |
|---|---|---|
| SIT INVESTMENT ASSOCIATES INC 1.77% of their portfolio | 20.7m $93.6m | Added +1.8m |
| JP Wealth Management, Inc. 12.76% of their portfolio | 4.5m $20.3m | Added +12.8k |
| Focus Partners Wealth 0.01% of their portfolio | 2.6m $11.8m | Added +171.3k |
| 1607 Capital Partners, LLC 0.71% of their portfolio | 1.8m $8.2m | Reduced -799.3k |
| TCW GROUP INC 0.04% of their portfolio | 1.5m $6.6m | Added +65.0k |
| MORGAN STANLEY 0.00% of their portfolio | 1.4m $6.2m | Added +2.4k |
| DIVERSIFIED MANAGEMENT INC 1.25% of their portfolio | 1.3m $5.9m | Reduced -46.5k |
| RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio | 1.2m $5.2m | Added +6.2k |
| Northside Capital Management, LLC 0.38% of their portfolio | 1.0m $4.6m | Unchanged |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 840.0k $3.8m | Added +48.5k |
| Hara Capital LLC 1.80% of their portfolio | 755.1k $3.4m | Added +17.0k |
| NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio | 394.5k $1.8m | Unchanged |
| Rareview Capital LLC 0.84% of their portfolio | 307.5k $1.5m | Added +292.3k |
| RIVERBRIDGE PARTNERS LLC 0.04% of their portfolio | 298.5k $1.3m | Added +8.4k |
| Noble Wealth Management PBC 0.57% of their portfolio | 276.7k $1.2m | Added +40.0k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 201.6k $909.1k | Reduced -4.8k |
| Whipplewood Advisors, LLC 0.51% of their portfolio | 166.9k $752.6k | Added +1.1k |
| UBS Group AG 0.00% of their portfolio | 163.9k $739.2k | Added +3.5k |
| GUGGENHEIM CAPITAL LLC 0.00% of their portfolio | 156.7k $706.6k | New |
| Quantinno Capital Management LP 0.00% of their portfolio | 148.0k $667.4k | Unchanged |
| Intellus Advisors LLC 0.05% of their portfolio | 98.5k $444.0k | Added +17.2k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 77.9k $351.2k | Added +2.4k |
| HighTower Advisors, LLC 0.00% of their portfolio | 74.9k $337.8k | Reduced -18.6k |
| UHLMANN PRICE SECURITIES, LLC 0.01% of their portfolio | 58.1k $261.9k | Added +7.8k |
| RDA Financial Network 0.06% of their portfolio | 57.8k $260.7k | Reduced -2.0k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 46.6k $210.1k | Added +23.0k |
| Sigma Planning Corp 0.00% of their portfolio | 42.0k $189.2k | Unchanged |
| CARY STREET PARTNERS FINANCIAL LLC 0.00% of their portfolio | 40.6k $183.1k | Unchanged |
| Institute for Wealth Management, LLC. 0.02% of their portfolio | 38.0k $171.5k | Reduced -2.0k |
| Integrated Wealth Concepts LLC 0.00% of their portfolio | 34.9k $157.6k | Reduced -7.4k |
| LPL Financial LLC 0.00% of their portfolio | 34.5k $155.4k | Added +69 |
| Sowell Financial Services LLC 0.00% of their portfolio | 33.2k $149.9k | Unchanged |
| North Star Investment Management Corp. 0.01% of their portfolio | 31.2k $140.8k | Unchanged |
| Logan Stone Capital, LLC 0.03% of their portfolio | 26.9k $121.4k | New |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio | 26.5k $119.4k | Unchanged |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 26.4k $119.0k | Added +9.9k |
| READYSTATE ASSET MANAGEMENT LP 0.00% of their portfolio | 25.5k $115.0k | New |
| Allworth Financial LP 0.00% of their portfolio | 24.6k $110.9k | Unchanged |
| Beacon Pointe Advisors, LLC 0.00% of their portfolio | 23.6k $106.4k | Added +2.0k |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 23.2k $104.8k | Reduced -697 |
| MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio | 22.9k $103.3k | Reduced -425 |
| Compound Planning, Inc. 0.00% of their portfolio | 21.0k $94.7k | New |
| FIRST FOUNDATION ADVISORS 0.00% of their portfolio | 20.2k $91.1k | Unchanged |
| Balyasny Asset Management L.P. 0.00% of their portfolio | 17.0k $76.6k | Reduced -74.3k |
| Cetera Investment Advisers 0.00% of their portfolio | 16.8k $75.7k | Reduced -413 |
| Sanctuary Advisors, LLC 0.00% of their portfolio | 16.2k $73.0k | Unchanged |
| HighPoint Advisor Group LLC 0.00% of their portfolio | 15.7k $70.9k | Reduced -900 |
| Whitener Capital Management, Inc. 0.01% of their portfolio | 15.2k $68.5k | Reduced -9.9k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 15.1k $68.0k | Added +1.8k |
| Private Advisor Group, LLC 0.00% of their portfolio | 13.8k $62.5k | Unchanged |
| HRT FINANCIAL LP 0.00% of their portfolio | 13.8k $62.0k | Reduced -8.4k |
| Regal Investment Advisors LLC 0.00% of their portfolio | 13.3k $60.2k | Unchanged |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 11.7k $52.8k | New |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 10.8k $48.9k | Added +78 |
| Concurrent Investment Advisors, LLC 0.00% of their portfolio | 10.5k $47.3k | Added +145 |
| FIFTH THIRD BANCORP 0.00% of their portfolio | 8.0k $36.1k | Unchanged |
| LANARK FINANCIAL, INC. 0.00% of their portfolio | 7.9k $35.5k | Added +29 |
| WHITTIER TRUST CO 0.00% of their portfolio | 5.2k $23.5k | Unchanged |
| BARTLETT & CO. WEALTH MANAGEMENT LLC 0.00% of their portfolio | 5.0k $22.6k | Unchanged |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 5.0k $22.4k | Reduced -4.7k |
| Thomas J. Herzfeld Advisors, Inc. 0.00% of their portfolio | 3.3k $14.7k | Unchanged |
| Farther Finance Advisors, LLC 0.00% of their portfolio | 3.0k $13.6k | Added +1.0k |
| MH & ASSOCIATES SECURITIES MANAGEMENT CORP /ADV 0.01% of their portfolio | 2.5k $11.3k | Unchanged |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 2.4k $11.0k | Reduced -2.0k |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 1.9k $8.7k | Unchanged |
| Rockefeller Capital Management L.P. 0.00% of their portfolio | 1.7k $7.6k | Unchanged |
| EVOLUTION WEALTH MANAGEMENT INC. 0.00% of their portfolio | 1.1k $4.8k | Unchanged |
| IFG Advisory, LLC 0.00% of their portfolio | 600 $2.7k | New |
| GHP Investment Advisors, Inc. 0.00% of their portfolio | 521 $2.4k | Unchanged |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 0 $3 | Unchanged |