TCW STRATEGIC INCOME FD INC TSI
COM · Closed-End Fund · CUSIP 872340104
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $4.88.
Trends to Q2 2025
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 59 |
| Q4 2022 | 60 |
| Q1 2023 | 67 |
| Q2 2023 | 69 |
| Q3 2023 | 71 |
| Q4 2023 | 74 |
| Q1 2024 | 67 |
| Q2 2024 | 68 |
| Q3 2024 | 65 |
| Q4 2024 | 66 |
| Q1 2025 | 64 |
| Q2 2025 | 64 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q3 2023 | 27 | 22 |
| Q4 2023 | 26 | 33 |
| Q1 2024 | 30 | 29 |
| Q2 2024 | 33 | 28 |
| Q3 2024 | 25 | 27 |
| Q4 2024 | 25 | 25 |
| Q1 2025 | 25 | 24 |
| Q2 2025 | 26 | 21 |
Biggest buyers
| SIT INVESTMENT ASSOCIATES INC | Added | +609.9k |
| JP Wealth Management, Inc. | Added | +170.3k |
| Whipplewood Advisors, LLC | New | +158.3k |
| SeaBridge Investment Advisors LLC | Added | +120.5k |
| JANE STREET GROUP, LLC | New | +70.3k |
| MORGAN STANLEY | Added | +45.6k |
| Hara Capital LLC | New | +34.2k |
| UBS Group AG | Added | +29.9k |
| LPL Financial LLC | Added | +28.0k |
| READYSTATE ASSET MANAGEMENT LP | New | +27.5k |
Biggest sellers
| Invesco Ltd. | Sold out | -401.7k |
| 1607 Capital Partners, LLC | Reduced | -85.0k |
| IEQ CAPITAL, LLC | Sold out | -76.0k |
| AMERIPRISE FINANCIAL INC | Reduced | -52.5k |
| NorthCoast Asset Management LLC | Reduced | -37.4k |
| RAYMOND JAMES FINANCIAL INC | Reduced | -28.9k |
| WELLS FARGO & COMPANY/MN | Reduced | -25.6k |
| OSAIC HOLDINGS, INC. | Reduced | -18.7k |
| PNC Financial Services Group, Inc. | Reduced | -18.6k |
| CITADEL ADVISORS LLC | Reduced | -14.8k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| SIT INVESTMENT ASSOCIATES INC 13G · institution -8.1 pts · filed 2026-07-06 | 32.6% |
Fell to 5% or below in the last year: Focus Partners Wealth (0.0%, 2026-09-08), 1607 Capital Partners, LLC (2.8%, 2026-08-14), FIRST TRUST PORTFOLIOS LP (3.9%, 2026-07-30)
Insider purchases and sales in Q2 2025
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q3 2023 | 0 | — | 1 | $215.3k | — |
| Q4 2023 | 0 | — | 0 | — | — |
| Q1 2024 | 0 | — | 0 | — | — |
| Q2 2024 | 0 | — | 0 | — | — |
| Q3 2024 | 0 | — | 0 | — | — |
| Q4 2024 | 0 | — | 1 | $124.5k | — |
| Q1 2025 | 0 | — | 0 | — | — |
| Q2 2025 | 0 | — | 0 | — | — |
None reported in Q2 2025.
Holders, Q2 2025
| Manager | Shares | Change |
|---|---|---|
| SIT INVESTMENT ASSOCIATES INC 0.84% of their portfolio | 8.1m $39.5m | Added +609.9k |
| JP Wealth Management, Inc. 11.73% of their portfolio | 3.2m $15.7m | Added +170.3k |
| 1607 Capital Partners, LLC 1.02% of their portfolio | 2.6m $12.6m | Reduced -85.0k |
| NorthCoast Asset Management LLC 0.03% of their portfolio | 1.5m $7.2m | Reduced -37.4k |
| MORGAN STANLEY 0.00% of their portfolio | 1.2m $6.0m | Added +45.6k |
| Northside Capital Management, LLC 0.39% of their portfolio | 1.1m $5.2m | Unchanged |
| RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio | 957.3k $4.7m | Reduced -28.9k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 875.5k $4.3m | Reduced -52.5k |
| SeaBridge Investment Advisors LLC 0.73% of their portfolio | 805.2k $3.9m | Added +120.5k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 244.4k $1.2m | Reduced -25.6k |
| UBS Group AG 0.00% of their portfolio | 183.8k $897.1k | Added +29.9k |
| RIVERBRIDGE PARTNERS LLC 0.01% of their portfolio | 170.1k $830.1k | Added +6.5k |
| Whipplewood Advisors, LLC 0.42% of their portfolio | 158.3k $772.3k | New |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 95.9k $467.8k | Reduced -18.7k |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 70.3k $343.0k | New |
| FIRST FOUNDATION ADVISORS 0.01% of their portfolio | 53.0k $258.6k | Reduced -14.4k |
| HighTower Advisors, LLC 0.00% of their portfolio | 51.8k $252.9k | Unchanged |
| Intellus Advisors LLC 0.04% of their portfolio | 49.8k $242.8k | Added +2.8k |
| Institute for Wealth Management, LLC. 0.03% of their portfolio | 49.0k $239.1k | Reduced -400 |
| RDA Financial Network 0.06% of their portfolio | 45.9k $223.8k | Reduced -1.2k |
| CARY STREET PARTNERS FINANCIAL LLC 0.01% of their portfolio | 45.3k $221.0k | Unchanged |
| TRANSATLANTIQUE PRIVATE WEALTH LLC 0.08% of their portfolio | 44.6k $217.7k | Unchanged |
| LPL Financial LLC 0.00% of their portfolio | 43.1k $210.1k | Added +28.0k |
| Sigma Planning Corp 0.01% of their portfolio | 42.0k $204.7k | Unchanged |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 41.7k $203.7k | Added +5.0k |
| UHLMANN PRICE SECURITIES, LLC 0.13% of their portfolio | 38.7k $189.1k | Added +510 |
| Whitener Capital Management, Inc. 0.05% of their portfolio | 37.1k $181.3k | Reduced -1.5k |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio | 37.1k $180.8k | Reduced -9.3k |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 35.9k $175.0k | Added +476 |
| Hara Capital LLC 0.10% of their portfolio | 34.2k $167.0k | New |
| Sowell Financial Services LLC 0.01% of their portfolio | 33.2k $162.2k | Unchanged |
| Integrated Wealth Concepts LLC 0.00% of their portfolio | 32.0k $156.0k | Reduced -80 |
| North Star Investment Management Corp. 0.01% of their portfolio | 31.2k $152.3k | Unchanged |
| READYSTATE ASSET MANAGEMENT LP 0.01% of their portfolio | 27.5k $134.0k | New |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 23.7k $115.8k | Reduced -18.6k |
| Allworth Financial LP 0.00% of their portfolio | 23.0k $112.2k | New |
| MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio | 22.7k $111.0k | Unchanged |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 21.7k $105.7k | Unchanged |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 21.6k $105.3k | New |
| Cetera Investment Advisers 0.00% of their portfolio | 17.0k $82.8k | Reduced -4.5k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 16.4k $80.0k | New |
| Tortoise Investment Management, LLC 0.01% of their portfolio | 16.3k $79.7k | Reduced -7.4k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 16.3k $79.5k | Reduced -14.8k |
| Litman Gregory Wealth Management LLC 0.01% of their portfolio | 16.2k $79.1k | Unchanged |
| WHITTIER TRUST CO 0.00% of their portfolio | 16.0k $78.0k | Unchanged |
| Sanctuary Advisors, LLC 0.00% of their portfolio | 15.4k $75.3k | Added +204 |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 14.2k $69.2k | Added +1.1k |
| Regal Investment Advisors LLC 0.00% of their portfolio | 13.3k $65.1k | Unchanged |
| BARTLETT & CO. WEALTH MANAGEMENT LLC 0.00% of their portfolio | 12.0k $59.3k | Unchanged |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 11.4k $55.4k | Added +41 |
| Focus Partners Wealth 0.00% of their portfolio | 10.3k $50.7k | Unchanged |
| Avidian Wealth Enterprises, LLC 0.00% of their portfolio | 10.1k $49.1k | Added +41 |
| LANARK FINANCIAL, INC. 0.00% of their portfolio | 8.6k $42.0k | Added +30 |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 8.5k $42.0k | Added +4.3k |
| Elequin Capital, LP 0.00% of their portfolio | 6.4k $31.0k | New |
| COMERICA BANK 0.00% of their portfolio | 6.0k $29.3k | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. 0.00% of their portfolio | 2.0k $9.8k | Unchanged |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 1.9k $9.4k | Unchanged |
| McIlrath & Eck, LLC 0.00% of their portfolio | 965 $4.7k | Unchanged |
| WFA of San Diego, LLC 0.00% of their portfolio | 750 $3.7k | First filing |
| IFP Advisors, Inc 0.00% of their portfolio | 500 $2.4k | Unchanged |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 158 $771 | New |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 0 $4 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio | 0 $0 | Unchanged |