Vault-13

TCW STRATEGIC INCOME FD INC TSI

COM · Closed-End Fund · CUSIP 872340104

64 institutional holders +0 vs Q1 2025
22,325,20922.3m shares reported held*
$109.0mreported value*
9 new 17 added 16 reduced 5 sold out net bought ≈ $2.7m (+561.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $4.88.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 59Q4 22: 60Q1 23: 67Q2 23: 69Q3 23: 71Q4 23: 74Q1 24: 67Q2 24: 68Q3 24: 65Q4 24: 66Q1 25: 64Q2 25: 6464Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 202259
Q4 202260
Q1 202367
Q2 202369
Q3 202371
Q4 202374
Q1 202467
Q2 202468
Q3 202465
Q4 202466
Q1 202564
Q2 202564

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 23: 27 bought or addedQ3 23: 22 cut or sold outQ4 23: 26 bought or addedQ4 23: 33 cut or sold outQ4 23Q1 24: 30 bought or addedQ1 24: 29 cut or sold outQ2 24: 33 bought or addedQ2 24: 28 cut or sold outQ2 24Q3 24: 25 bought or addedQ3 24: 27 cut or sold outQ4 24: 25 bought or addedQ4 24: 25 cut or sold outQ4 24Q1 25: 25 bought or addedQ1 25: 24 cut or sold outQ2 25: 26 bought or addedQ2 25: 21 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 20232722
Q4 20232633
Q1 20243029
Q2 20243328
Q3 20242527
Q4 20242525
Q1 20252524
Q2 20252621

Biggest buyers

SIT INVESTMENT ASSOCIATES INC Added +609,940+609.9k
JP Wealth Management, Inc. Added +170,288+170.3k
Whipplewood Advisors, LLC New +158,266+158.3k
SeaBridge Investment Advisors LLC Added +120,465+120.5k
JANE STREET GROUP, LLC New +70,281+70.3k
MORGAN STANLEY Added +45,623+45.6k
Hara Capital LLC New +34,223+34.2k
UBS Group AG Added +29,866+29.9k
LPL Financial LLC Added +27,968+28.0k
READYSTATE ASSET MANAGEMENT LP New +27,456+27.5k

Biggest sellers

Invesco Ltd. Sold out -401,659-401.7k
1607 Capital Partners, LLC Reduced -84,970-85.0k
IEQ CAPITAL, LLC Sold out -76,049-76.0k
AMERIPRISE FINANCIAL INC Reduced -52,498-52.5k
NorthCoast Asset Management LLC Reduced -37,421-37.4k
RAYMOND JAMES FINANCIAL INC Reduced -28,852-28.9k
WELLS FARGO & COMPANY/MN Reduced -25,628-25.6k
OSAIC HOLDINGS, INC. Reduced -18,718-18.7k
PNC Financial Services Group, Inc. Reduced -18,644-18.6k
CITADEL ADVISORS LLC Reduced -14,842-14.8k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
SIT INVESTMENT ASSOCIATES INC 13G · institution -8.1 pts · filed 2026-07-06 32.6% -8.1 pts 20.7m≈ $93.6m 2026-07-06

Fell to 5% or below in the last year: Focus Partners Wealth (0.0%, 2026-09-08), 1607 Capital Partners, LLC (2.8%, 2026-08-14), FIRST TRUST PORTFOLIOS LP (3.9%, 2026-07-30)

Insider purchases and sales in Q2 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q3 23: 0 buyingQ3 23: 1 sellingQ4 23: 0 buyingQ4 23: 0 sellingQ4 23Q1 24: 0 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24Q3 24: 0 buyingQ3 24: 0 sellingQ4 24: 0 buyingQ4 24: 1 sellingQ4 24Q1 25: 0 buyingQ1 25: 0 sellingQ2 25: 0 buyingQ2 25: 0 sellingQ2 25
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20230—1$215.3k—
Q4 20230—0——
Q1 20240—0——
Q2 20240—0——
Q3 20240—0——
Q4 20240—1$124.5k—
Q1 20250—0——
Q2 20250—0——

None reported in Q2 2025.

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 SIT INVESTMENT ASSOCIATES INC 0.84% of their portfolio Minneapolis, MN 8,096,6768.1m $39.5m $39.5m 0.84% Added +609.9k +609,940
2 JP Wealth Management, Inc. 11.73% of their portfolio MT. PLEASANT, SC 3,213,0233.2m $15.7m $15.7m 11.73% Added +170.3k +170,288
3 1607 Capital Partners, LLC 1.02% of their portfolio Richmond, VA 2,585,3342.6m $12.6m $12.6m 1.02% Reduced -85.0k -84,970
4 NorthCoast Asset Management LLC 0.03% of their portfolio STAMFORD, CT 1,476,1471.5m $7.2m $7.2m 0.03% Reduced -37.4k -37,421
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,228,2341.2m $6.0m $6.0m 0.00% Added +45.6k +45,623
6 Northside Capital Management, LLC 0.39% of their portfolio Hood River, OR 1,058,6721.1m $5.2m $5.2m 0.39% Unchanged
7 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 957,307957.3k $4.7m $4.7m 0.00% Reduced -28.9k -28,852
8 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 875,524875.5k $4.3m $4.3m 0.00% Reduced -52.5k -52,498
9 SeaBridge Investment Advisors LLC 0.73% of their portfolio SUMMIT, NJ 805,169805.2k $3.9m $3.9m 0.73% Added +120.5k +120,465
10 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 244,449244.4k $1.2m $1.2m 0.00% Reduced -25.6k -25,628
11 UBS Group AG 0.00% of their portfolio ZURICH, V8 183,825183.8k $897.1k $897.1k 0.00% Added +29.9k +29,866
12 RIVERBRIDGE PARTNERS LLC 0.01% of their portfolio MINNEAPOLIS, MN 170,101170.1k $830.1k $830.1k 0.01% Added +6.5k +6,527
13 Whipplewood Advisors, LLC 0.42% of their portfolio LITTLETON, CO 158,266158.3k $772.3k $772.3k 0.42% New
14 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 95,85295.9k $467.8k $467.8k 0.00% Reduced -18.7k -18,718
15 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 70,28170.3k $343.0k $343.0k 0.00% New
16 FIRST FOUNDATION ADVISORS 0.01% of their portfolio Irvine, CA 52,99453.0k $258.6k $258.6k 0.01% Reduced -14.4k -14,396
17 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 51,82351.8k $252.9k $252.9k 0.00% Unchanged
18 Intellus Advisors LLC 0.04% of their portfolio NAPLES, FL 49,75449.8k $242.8k $242.8k 0.04% Added +2.8k +2,836
19 Institute for Wealth Management, LLC. 0.03% of their portfolio DENVER, CO 49,00449.0k $239.1k $239.1k 0.03% Reduced -400 -400
20 RDA Financial Network 0.06% of their portfolio AKRON, IA 45,85345.9k $223.8k $223.8k 0.06% Reduced -1.2k -1,200
21 CARY STREET PARTNERS FINANCIAL LLC 0.01% of their portfolio RICHMOND, VA 45,29445.3k $221.0k $221.0k 0.01% Unchanged
22 TRANSATLANTIQUE PRIVATE WEALTH LLC 0.08% of their portfolio NEW YORK, NY 44,61744.6k $217.7k $217.7k 0.08% Unchanged
23 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 43,05943.1k $210.1k $210.1k 0.00% Added +28.0k +27,968
24 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 41,95242.0k $204.7k $204.7k 0.01% Unchanged
25 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 41,74041.7k $203.7k $203.7k 0.00% Added +5.0k +5,001
26 UHLMANN PRICE SECURITIES, LLC 0.13% of their portfolio SKOKIE, IL 38,74638.7k $189.1k $189.1k 0.13% Added +510 +510
27 Whitener Capital Management, Inc. 0.05% of their portfolio Rocky Mount, NC 37,14737.1k $181.3k $181.3k 0.05% Reduced -1.5k -1,510
28 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio ORLANDO, FL 37,05937.1k $180.8k $180.8k 0.01% Reduced -9.3k -9,323
29 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 35,93035.9k $175.0k $175.0k 0.00% Added +476 +476
30 Hara Capital LLC 0.10% of their portfolio BELLEVUE, WA 34,22334.2k $167.0k $167.0k 0.10% New
31 Sowell Financial Services LLC 0.01% of their portfolio NORTH LITTLE ROCK, AR 33,23133.2k $162.2k $162.2k 0.01% Unchanged
32 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 31,97632.0k $156.0k $156.0k 0.00% Reduced -80 -80
33 North Star Investment Management Corp. 0.01% of their portfolio CHICAGO, IL 31,21231.2k $152.3k $152.3k 0.01% Unchanged
34 READYSTATE ASSET MANAGEMENT LP 0.01% of their portfolio CHICAGO, IL 27,45627.5k $134.0k $134.0k 0.01% New
35 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 23,72223.7k $115.8k $115.8k 0.00% Reduced -18.6k -18,644
36 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 23,00023.0k $112.2k $112.2k 0.00% New
37 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 22,73622.7k $111.0k $111.0k 0.00% Unchanged
38 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 21,65121.7k $105.7k $105.7k 0.00% Unchanged
39 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 21,58821.6k $105.3k $105.3k 0.00% New
40 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 16,96517.0k $82.8k $82.8k 0.00% Reduced -4.5k -4,483
41 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 16,40016.4k $80.0k $80.0k 0.00% New
42 Tortoise Investment Management, LLC 0.01% of their portfolio WHITE PLAINS, NY 16,32516.3k $79.7k $79.7k 0.01% Reduced -7.4k -7,430
43 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 16,28216.3k $79.5k $79.5k 0.00% Reduced -14.8k -14,842
44 Litman Gregory Wealth Management LLC 0.01% of their portfolio LARKSPUR, CA 16,20016.2k $79.1k $79.1k 0.01% Unchanged
45 WHITTIER TRUST CO 0.00% of their portfolio SOUTH PASADENA, CA 15,97816.0k $78.0k $78.0k 0.00% Unchanged
46 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 15,42315.4k $75.3k $75.3k 0.00% Added +204 +204
47 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 14,19014.2k $69.2k $69.2k 0.00% Added +1.1k +1,068
48 Regal Investment Advisors LLC 0.00% of their portfolio KENTWOOD, MI 13,35013.3k $65.1k $65.1k 0.00% Unchanged
49 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.00% of their portfolio CINCINNATI, OH 12,00012.0k $59.3k $59.3k 0.00% Unchanged
50 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 11,36211.4k $55.4k $55.4k 0.00% Added +41 +41
51 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 10,27510.3k $50.7k $50.7k 0.00% Unchanged
52 Avidian Wealth Enterprises, LLC 0.00% of their portfolio Houston, TX 10,05810.1k $49.1k $49.1k 0.00% Added +41 +41
53 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 8,6198.6k $42.0k $42.0k 0.00% Added +30 +30
54 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 8,5088.5k $42.0k $42.0k 0.00% Added +4.3k +4,254
55 Elequin Capital, LP 0.00% of their portfolio NEW YORK, NY 6,3516.4k $31.0k $31.0k 0.00% New
56 COMERICA BANK 0.00% of their portfolio DALLAS, TX 6,0006.0k $29.3k $29.3k 0.00% Unchanged
57 Thomas J. Herzfeld Advisors, Inc. 0.00% of their portfolio MIAMI BEACH, FL 2,0002.0k $9.8k $9.8k 0.00% Unchanged
58 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,9231.9k $9.4k $9.4k 0.00% Unchanged
59 McIlrath & Eck, LLC 0.00% of their portfolio ARLINGTON, WA 965965 $4.7k $4.7k 0.00% Unchanged
60 WFA of San Diego, LLC 0.00% of their portfolio SAN DIEGO, CA 750750 $3.7k $3.7k 0.00% First filing
61 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 500500 $2.4k $2.4k 0.00% Unchanged
62 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 158158 $771 $771 0.00% New
63 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 00 $4 $4 0.00% Unchanged
64 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged