Vault-13

TCW STRATEGIC INCOME FD INC TSI

COM · Closed-End Fund · CUSIP 872340104

68 institutional holders +1 vs Q1 2024
15,843,13715.8m shares reported held*
$75.1mreported value*
12 new 21 added 15 reduced 13 sold out net sold ≈ $18.3m (-3.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $4.74.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 59Q4 22: 60Q1 23: 67Q2 23: 69Q3 23: 71Q4 23: 74Q1 24: 67Q2 24: 6868Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202259
Q4 202260
Q1 202367
Q2 202369
Q3 202371
Q4 202374
Q1 202467
Q2 202468

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 19 bought or addedQ4 22: 32 cut or sold outQ4 22Q1 23: 28 bought or addedQ1 23: 28 cut or sold outQ2 23: 29 bought or addedQ2 23: 26 cut or sold outQ2 23Q3 23: 27 bought or addedQ3 23: 22 cut or sold outQ4 23: 26 bought or addedQ4 23: 33 cut or sold outQ4 23Q1 24: 30 bought or addedQ1 24: 29 cut or sold outQ2 24: 33 bought or addedQ2 24: 28 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221932
Q1 20232828
Q2 20232926
Q3 20232722
Q4 20232633
Q1 20243029
Q2 20243328

Biggest buyers

1607 Capital Partners, LLC Added +565,517+565.5k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Added +159,937+159.9k
SeaBridge Investment Advisors LLC Added +113,047+113.0k
Tortoise Investment Management, LLC New +103,295+103.3k
Calamos Advisors LLC New +28,144+28.1k
WELLS FARGO & COMPANY/MN Added +23,031+23.0k
MERCER GLOBAL ADVISORS INC /ADV New +22,736+22.7k
Flow State Investments, L.P. New +22,365+22.4k
Kestra Advisory Services, LLC New +18,841+18.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +18,782+18.8k

Biggest sellers

MORGAN STANLEY Reduced -1,973,634-2.0m
Berkeley, Inc Reduced -1,069,744-1.1m
Relative Value Partners Group, LLC Sold out -811,922-811.9k
SIT INVESTMENT ASSOCIATES INC Reduced -530,019-530.0k
COMMONWEALTH EQUITY SERVICES, LLC Sold out -162,501-162.5k
Raymond James Financial Services Advisors, Inc. Reduced -133,674-133.7k
EVOKE WEALTH, LLC Sold out -100,000-100.0k
RAYMOND JAMES & ASSOCIATES Reduced -99,569-99.6k
Hennion & Walsh Asset Management, Inc. Sold out -42,692-42.7k
Stonebrook Private Inc. Sold out -36,638-36.6k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
SIT INVESTMENT ASSOCIATES INC 13G · institution -8.1 pts · filed 2026-07-06 32.6% -8.1 pts 20.7m≈ $93.6m 2026-07-06

Fell to 5% or below in the last year: Focus Partners Wealth (0.0%, 2026-09-08), 1607 Capital Partners, LLC (2.8%, 2026-08-14), FIRST TRUST PORTFOLIOS LP (3.9%, 2026-07-30)

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q3 22: 0 buyingQ3 22: 0 sellingQ4 22: 0 buyingQ4 22: 0 sellingQ4 22Q1 23: 0 buyingQ1 23: 1 sellingQ2 23: 0 buyingQ2 23: 1 sellingQ2 23Q3 23: 0 buyingQ3 23: 1 sellingQ4 23: 0 buyingQ4 23: 0 sellingQ4 23Q1 24: 0 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20220—0——
Q4 20220—0——
Q1 20230—1$1.3m—
Q2 20230—1$1.6m—
Q3 20230—1$215.3k—
Q4 20230—0——
Q1 20240—0——
Q2 20240—0——

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 SIT INVESTMENT ASSOCIATES INC 0.76% of their portfolio Minneapolis, MN 6,937,2936.9m $32.9m $32.9m 0.76% Reduced -530.0k -530,019
2 1607 Capital Partners, LLC 0.78% of their portfolio Richmond, VA 1,842,2361.8m $8.7m $8.7m 0.78% Added +565.5k +565,517
3 Northside Capital Management, LLC 0.92% of their portfolio Hood River, OR 1,131,2251.1m $5.4m $5.4m 0.92% Unchanged
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,031,0191.0m $4.9m $4.9m 0.00% Reduced -2.0m -1,973,634
5 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 885,482885.5k $4.2m $4.2m 0.00% Reduced -99.6k -99,569
6 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 801,662801.7k $3.8m $3.8m 0.00% Added +11.7k +11,704
7 SeaBridge Investment Advisors LLC 0.71% of their portfolio SUMMIT, NJ 577,399577.4k $2.7m $2.7m 0.71% Added +113.0k +113,047
8 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 315,812315.8k $1.5m $1.5m 0.00% Reduced -1.6k -1,640
9 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 258,146258.1k $1.2m $1.2m 0.00% Added +23.0k +23,031
10 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.10% of their portfolio Englewood, NJ 244,152244.2k $1.2m $1.2m 0.10% Added +159.9k +159,937
11 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 173,893173.9k $824.3k $824.3k 0.00% Reduced -133.7k -133,674
12 RIVERBRIDGE PARTNERS LLC 0.01% of their portfolio MINNEAPOLIS, MN 146,008146.0k $692.1k $692.1k 0.01% Added +4.3k +4,256
13 FIRST FOUNDATION ADVISORS 0.03% of their portfolio Irvine, CA 145,074145.1k $687.7k $687.7k 0.03% Reduced -2.6k -2,551
14 UBS Group AG 0.00% of their portfolio ZURICH, V8 132,569132.6k $628.4k $628.4k 0.00% Reduced -1.9k -1,914
15 Tortoise Investment Management, LLC 0.06% of their portfolio WHITE PLAINS, NY 103,295103.3k $489.6k $489.6k 0.06% New
16 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 92,06692.1k $436.4k $436.4k 0.00% Added +4.4k +4,405
17 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 59,63559.6k $282.0k $282.0k 0.00% Added +6.7k +6,686
18 Whitener Capital Management, Inc. 0.08% of their portfolio Rocky Mount, NC 58,45158.5k $277.1k $277.1k 0.08% Added +18.8k +18,780
19 TRANSATLANTIQUE PRIVATE WEALTH LLC 0.11% of their portfolio NEW YORK, NY 56,56556.6k $268.1k $268.1k 0.11% Added +15.2k +15,190
20 Institute for Wealth Management, LLC. 0.03% of their portfolio DENVER, CO 52,05252.1k $246.7k $246.7k 0.03% Reduced -1.1k -1,087
21 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio ORLANDO, FL 46,38246.4k $219.9k $219.9k 0.02% Unchanged
22 RDA Financial Network 0.07% of their portfolio AKRON, IA 45,35245.4k $215.0k $215.0k 0.07% Added +2.0k +2,041
23 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.01% of their portfolio RICHMOND, VA 43,29443.3k $205.2k $205.2k 0.01% Unchanged
24 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 43,18143.2k $204.7k $204.7k 0.00% Added +3.8k +3,780
25 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 41,95242.0k $198.9k $198.9k 0.01% Added +1 +1
26 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 35,28935.3k $167.3k $167.3k 0.00% Reduced -1.3k -1,299
27 Cumberland Partners Ltd 0.01% of their portfolio TORONTO, A6 35,04535.0k $166.1k $166.1k 0.01% Unchanged
28 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 34,80234.8k $165.0k $165.0k 0.00% Reduced -270 -270
29 North Star Investment Management Corp. 0.01% of their portfolio CHICAGO, IL 31,21231.2k $147.9k $147.9k 0.01% Unchanged
30 Calamos Advisors LLC 0.00% of their portfolio NAPERVILLE, IL 28,14428.1k $133.4k $133.4k 0.00% New
31 Sheaff Brock Investment Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 23,00023.0k $109.0k $109.0k 0.01% Unchanged
32 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 22,73622.7k $107.8k $107.8k 0.00% New
33 Flow State Investments, L.P. 0.03% of their portfolio CHICAGO, IL 22,36522.4k $106.0k $106.0k 0.03% New
34 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 19,47119.5k $92.3k $92.3k 0.00% Added +9.0k +9,029
35 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 18,84118.8k $90.4k $90.4k 0.00% New
36 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 18,78218.8k $89.0k $89.0k 0.00% New
37 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 18,08118.1k $85.7k $85.7k 0.00% Added +71 +71
38 MB Generational Wealth, LLC 0.06% of their portfolio SPOKANE, WA 16,91616.9k $80.2k $80.2k 0.06% New
39 WHITTIER TRUST CO 0.00% of their portfolio SOUTH PASADENA, CA 16,91016.9k $80.2k $80.2k 0.00% Unchanged
40 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 16,84316.8k $79.8k $79.8k 0.00% New
41 Litman Gregory Wealth Management LLC 0.01% of their portfolio LARKSPUR, CA 16,20016.2k $76.8k $76.8k 0.01% Unchanged
42 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 16,09116.1k $76.3k $76.3k 0.00% Reduced -3.5k -3,537
43 ProVise Management Group, LLC 0.01% of their portfolio CLEARWATER, FL 15,40115.4k $73.0k $73.0k 0.01% Unchanged
44 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 15,22515.2k $72.2k $72.2k 0.00% Added +520 +520
45 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 14,68014.7k $67.5k $67.5k 0.00% First filing
46 Regal Investment Advisors LLC 0.00% of their portfolio KENTWOOD, MI 13,35013.3k $63.3k $63.3k 0.00% Unchanged
47 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 13,14613.1k $62.3k $62.3k 0.00% Added +34 +34
48 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.00% of their portfolio CINCINNATI, OH 12,00012.0k $57.6k $57.6k 0.00% Unchanged
49 Avidian Wealth Enterprises, LLC 0.00% of their portfolio Houston, TX 11,72811.7k $55.6k $55.6k 0.00% Added +38 +38
50 Berkeley, Inc 0.03% of their portfolio Boise, ID 11,14411.1k $52.8k $52.8k 0.03% Reduced -1.1m -1,069,744
51 Virtu Financial LLC 0.00% of their portfolio New York, NY 10,42910.4k $49.0k $49.0k 0.00% New
52 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 10,22710.2k $48.5k $48.5k 0.00% New
53 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.01% of their portfolio CONCORD, MA 10,10910.1k $47.9k $47.9k 0.01% Reduced -12.4k -12,357
54 Merriman Wealth Management, LLC 0.00% of their portfolio SEATTLE, WA 10,07510.1k $48.3k $48.3k 0.00% New
55 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 10,05010.1k $47.6k $47.6k 0.00% New
56 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 8,4468.4k $40.0k $40.0k 0.00% Added +27 +27
57 COMERICA BANK 0.00% of their portfolio DALLAS, TX 6,0006.0k $28.4k $28.4k 0.00% Unchanged
58 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 3,8473.8k $18.0k $18.0k 0.00% Unchanged
59 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 3,5103.5k $16.6k $16.6k 0.00% Added +36 +36
60 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2,5982.6k $12.3k $12.3k 0.00% Reduced -651 -651
61 Thomas J. Herzfeld Advisors, Inc. 0.00% of their portfolio MIAMI BEACH, FL 2,0002.0k $9.5k $9.5k 0.00% Unchanged
62 Clear Point Advisors Inc. 0.01% of their portfolio MELVILLE, NY 1,5821.6k $7.5k $7.5k 0.01% Reduced -1.4k -1,362
63 McIlrath & Eck, LLC 0.00% of their portfolio ARLINGTON, WA 965965 $4.6k $4.6k 0.00% Unchanged
64 WFA of San Diego, LLC 0.00% of their portfolio SAN DIEGO, CA 750750 $3.6k $3.6k 0.00% First filing
65 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 500500 $2.4k $2.4k 0.00% Unchanged
66 Castleview Partners, LLC 0.00% of their portfolio DALLAS, TX 450450 $2.1k $2.1k 0.00% Added +6 +6
67 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 22 $0 $0 0.00% Unchanged
68 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged