TCW STRATEGIC INCOME FD INC TSI
COM · Closed-End Fund · CUSIP 872340104
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $4.74.
Trends to Q2 2024
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 59 |
| Q4 2022 | 60 |
| Q1 2023 | 67 |
| Q2 2023 | 69 |
| Q3 2023 | 71 |
| Q4 2023 | 74 |
| Q1 2024 | 67 |
| Q2 2024 | 68 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 19 | 32 |
| Q1 2023 | 28 | 28 |
| Q2 2023 | 29 | 26 |
| Q3 2023 | 27 | 22 |
| Q4 2023 | 26 | 33 |
| Q1 2024 | 30 | 29 |
| Q2 2024 | 33 | 28 |
Biggest buyers
| 1607 Capital Partners, LLC | Added | +565.5k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | Added | +159.9k |
| SeaBridge Investment Advisors LLC | Added | +113.0k |
| Tortoise Investment Management, LLC | New | +103.3k |
| Calamos Advisors LLC | New | +28.1k |
| WELLS FARGO & COMPANY/MN | Added | +23.0k |
| MERCER GLOBAL ADVISORS INC /ADV | New | +22.7k |
| Flow State Investments, L.P. | New | +22.4k |
| Kestra Advisory Services, LLC | New | +18.8k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | New | +18.8k |
Biggest sellers
| MORGAN STANLEY | Reduced | -2.0m |
| Berkeley, Inc | Reduced | -1.1m |
| Relative Value Partners Group, LLC | Sold out | -811.9k |
| SIT INVESTMENT ASSOCIATES INC | Reduced | -530.0k |
| COMMONWEALTH EQUITY SERVICES, LLC | Sold out | -162.5k |
| Raymond James Financial Services Advisors, Inc. | Reduced | -133.7k |
| EVOKE WEALTH, LLC | Sold out | -100.0k |
| RAYMOND JAMES & ASSOCIATES | Reduced | -99.6k |
| Hennion & Walsh Asset Management, Inc. | Sold out | -42.7k |
| Stonebrook Private Inc. | Sold out | -36.6k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| SIT INVESTMENT ASSOCIATES INC 13G · institution -8.1 pts · filed 2026-07-06 | 32.6% |
Fell to 5% or below in the last year: Focus Partners Wealth (0.0%, 2026-09-08), 1607 Capital Partners, LLC (2.8%, 2026-08-14), FIRST TRUST PORTFOLIOS LP (3.9%, 2026-07-30)
Insider purchases and sales in Q2 2024
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q3 2022 | 0 | — | 0 | — | — |
| Q4 2022 | 0 | — | 0 | — | — |
| Q1 2023 | 0 | — | 1 | $1.3m | — |
| Q2 2023 | 0 | — | 1 | $1.6m | — |
| Q3 2023 | 0 | — | 1 | $215.3k | — |
| Q4 2023 | 0 | — | 0 | — | — |
| Q1 2024 | 0 | — | 0 | — | — |
| Q2 2024 | 0 | — | 0 | — | — |
None reported in Q2 2024.
Holders, Q2 2024
| Manager | Shares | Change |
|---|---|---|
| SIT INVESTMENT ASSOCIATES INC 0.76% of their portfolio | 6.9m $32.9m | Reduced -530.0k |
| 1607 Capital Partners, LLC 0.78% of their portfolio | 1.8m $8.7m | Added +565.5k |
| Northside Capital Management, LLC 0.92% of their portfolio | 1.1m $5.4m | Unchanged |
| MORGAN STANLEY 0.00% of their portfolio | 1.0m $4.9m | Reduced -2.0m |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 885.5k $4.2m | Reduced -99.6k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 801.7k $3.8m | Added +11.7k |
| SeaBridge Investment Advisors LLC 0.71% of their portfolio | 577.4k $2.7m | Added +113.0k |
| Invesco Ltd. 0.00% of their portfolio | 315.8k $1.5m | Reduced -1.6k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 258.1k $1.2m | Added +23.0k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.10% of their portfolio | 244.2k $1.2m | Added +159.9k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 173.9k $824.3k | Reduced -133.7k |
| RIVERBRIDGE PARTNERS LLC 0.01% of their portfolio | 146.0k $692.1k | Added +4.3k |
| FIRST FOUNDATION ADVISORS 0.03% of their portfolio | 145.1k $687.7k | Reduced -2.6k |
| UBS Group AG 0.00% of their portfolio | 132.6k $628.4k | Reduced -1.9k |
| Tortoise Investment Management, LLC 0.06% of their portfolio | 103.3k $489.6k | New |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 92.1k $436.4k | Added +4.4k |
| HighTower Advisors, LLC 0.00% of their portfolio | 59.6k $282.0k | Added +6.7k |
| Whitener Capital Management, Inc. 0.08% of their portfolio | 58.5k $277.1k | Added +18.8k |
| TRANSATLANTIQUE PRIVATE WEALTH LLC 0.11% of their portfolio | 56.6k $268.1k | Added +15.2k |
| Institute for Wealth Management, LLC. 0.03% of their portfolio | 52.1k $246.7k | Reduced -1.1k |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio | 46.4k $219.9k | Unchanged |
| RDA Financial Network 0.07% of their portfolio | 45.4k $215.0k | Added +2.0k |
| CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.01% of their portfolio | 43.3k $205.2k | Unchanged |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 43.2k $204.7k | Added +3.8k |
| Sigma Planning Corp 0.01% of their portfolio | 42.0k $198.9k | Added +1 |
| Integrated Wealth Concepts LLC 0.00% of their portfolio | 35.3k $167.3k | Reduced -1.3k |
| Cumberland Partners Ltd 0.01% of their portfolio | 35.0k $166.1k | Unchanged |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 34.8k $165.0k | Reduced -270 |
| North Star Investment Management Corp. 0.01% of their portfolio | 31.2k $147.9k | Unchanged |
| Calamos Advisors LLC 0.00% of their portfolio | 28.1k $133.4k | New |
| Sheaff Brock Investment Advisors, LLC 0.01% of their portfolio | 23.0k $109.0k | Unchanged |
| MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio | 22.7k $107.8k | New |
| Flow State Investments, L.P. 0.03% of their portfolio | 22.4k $106.0k | New |
| Cetera Investment Advisers 0.00% of their portfolio | 19.5k $92.3k | Added +9.0k |
| Kestra Advisory Services, LLC 0.00% of their portfolio | 18.8k $90.4k | New |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 18.8k $89.0k | New |
| Atria Wealth Solutions, Inc. 0.00% of their portfolio | 18.1k $85.7k | Added +71 |
| MB Generational Wealth, LLC 0.06% of their portfolio | 16.9k $80.2k | New |
| WHITTIER TRUST CO 0.00% of their portfolio | 16.9k $80.2k | Unchanged |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 16.8k $79.8k | New |
| Litman Gregory Wealth Management LLC 0.01% of their portfolio | 16.2k $76.8k | Unchanged |
| LPL Financial LLC 0.00% of their portfolio | 16.1k $76.3k | Reduced -3.5k |
| ProVise Management Group, LLC 0.01% of their portfolio | 15.4k $73.0k | Unchanged |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 15.2k $72.2k | Added +520 |
| Sanctuary Advisors, LLC 0.00% of their portfolio | 14.7k $67.5k | First filing |
| Regal Investment Advisors LLC 0.00% of their portfolio | 13.3k $63.3k | Unchanged |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 13.1k $62.3k | Added +34 |
| BARTLETT & CO. WEALTH MANAGEMENT LLC 0.00% of their portfolio | 12.0k $57.6k | Unchanged |
| Avidian Wealth Enterprises, LLC 0.00% of their portfolio | 11.7k $55.6k | Added +38 |
| Berkeley, Inc 0.03% of their portfolio | 11.1k $52.8k | Reduced -1.1m |
| Virtu Financial LLC 0.00% of their portfolio | 10.4k $49.0k | New |
| Corient Private Wealth LP 0.00% of their portfolio | 10.2k $48.5k | New |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.01% of their portfolio | 10.1k $47.9k | Reduced -12.4k |
| Merriman Wealth Management, LLC 0.00% of their portfolio | 10.1k $48.3k | New |
| Creative Planning 0.00% of their portfolio | 10.1k $47.6k | New |
| LANARK FINANCIAL, INC. 0.00% of their portfolio | 8.4k $40.0k | Added +27 |
| COMERICA BANK 0.00% of their portfolio | 6.0k $28.4k | Unchanged |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 3.8k $18.0k | Unchanged |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 3.5k $16.6k | Added +36 |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 2.6k $12.3k | Reduced -651 |
| Thomas J. Herzfeld Advisors, Inc. 0.00% of their portfolio | 2.0k $9.5k | Unchanged |
| Clear Point Advisors Inc. 0.01% of their portfolio | 1.6k $7.5k | Reduced -1.4k |
| McIlrath & Eck, LLC 0.00% of their portfolio | 965 $4.6k | Unchanged |
| WFA of San Diego, LLC 0.00% of their portfolio | 750 $3.6k | First filing |
| IFP Advisors, Inc 0.00% of their portfolio | 500 $2.4k | Unchanged |
| Castleview Partners, LLC 0.00% of their portfolio | 450 $2.1k | Added +6 |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 2 $0 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |