TCW STRATEGIC INCOME FD INC TSI
COM · Closed-End Fund · CUSIP 872340104
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $4.81.
Trends to Q1 2024
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 59 |
| Q4 2022 | 60 |
| Q1 2023 | 67 |
| Q2 2023 | 69 |
| Q3 2023 | 71 |
| Q4 2023 | 74 |
| Q1 2024 | 67 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 19 | 32 |
| Q1 2023 | 28 | 28 |
| Q2 2023 | 29 | 26 |
| Q3 2023 | 27 | 22 |
| Q4 2023 | 26 | 33 |
| Q1 2024 | 30 | 29 |
Biggest buyers
| MORGAN STANLEY | Added | +1.0m |
| SIT INVESTMENT ASSOCIATES INC | Added | +754.8k |
| Invesco Ltd. | New | +317.5k |
| RAYMOND JAMES & ASSOCIATES | Added | +52.0k |
| Relative Value Partners Group, LLC | Added | +34.9k |
| Sigma Planning Corp | Added | +30.1k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | Added | +26.2k |
| AMERIPRISE FINANCIAL INC | Added | +25.7k |
| SeaBridge Investment Advisors LLC | Added | +24.4k |
| HARTLINE INVESTMENT CORP/ | New | +22.5k |
Biggest sellers
| 1607 Capital Partners, LLC | Reduced | -864.1k |
| COMMONWEALTH EQUITY SERVICES, LLC | Reduced | -218.5k |
| Transform Wealth, LLC | Sold out | -72.8k |
| Berkeley, Inc | Reduced | -53.3k |
| GOLDMAN SACHS GROUP INC | Sold out | -25.8k |
| HRT FINANCIAL LP | Sold out | -25.1k |
| JANE STREET GROUP, LLC | Reduced | -24.3k |
| NOMURA HOLDINGS INC | Sold out | -23.6k |
| Concurrent Investment Advisors, LLC | Sold out | -18.1k |
| MB Generational Wealth, LLC | Sold out | -16.9k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| SIT INVESTMENT ASSOCIATES INC 13G · institution -8.1 pts · filed 2026-07-06 | 32.6% |
Fell to 5% or below in the last year: Focus Partners Wealth (0.0%, 2026-09-08), 1607 Capital Partners, LLC (2.8%, 2026-08-14), FIRST TRUST PORTFOLIOS LP (3.9%, 2026-07-30)
Insider purchases and sales in Q1 2024
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q2 2022 | 0 | — | 0 | — | — |
| Q3 2022 | 0 | — | 0 | — | — |
| Q4 2022 | 0 | — | 0 | — | — |
| Q1 2023 | 0 | — | 1 | $1.3m | — |
| Q2 2023 | 0 | — | 1 | $1.6m | — |
| Q3 2023 | 0 | — | 1 | $215.3k | — |
| Q4 2023 | 0 | — | 0 | — | — |
| Q1 2024 | 0 | — | 0 | — | — |
None reported in Q1 2024.
Holders, Q1 2024
| Manager | Shares | Change |
|---|---|---|
| SIT INVESTMENT ASSOCIATES INC 0.83% of their portfolio | 7.5m $35.9m | Added +754.8k |
| MORGAN STANLEY 0.00% of their portfolio | 3.0m $14.5m | Added +1.0m |
| 1607 Capital Partners, LLC 0.50% of their portfolio | 1.3m $6.1m | Reduced -864.1k |
| Northside Capital Management, LLC 0.97% of their portfolio | 1.1m $5.4m | Unchanged |
| Berkeley, Inc 3.15% of their portfolio | 1.1m $5.2m | Reduced -53.3k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 985.1k $4.7m | Added +52.0k |
| Relative Value Partners Group, LLC 0.24% of their portfolio | 811.9k $3.8m | Added +34.9k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 790.0k $3.8m | Added +25.7k |
| SeaBridge Investment Advisors LLC 0.59% of their portfolio | 464.4k $2.2m | Added +24.4k |
| Invesco Ltd. 0.00% of their portfolio | 317.5k $1.5m | New |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 307.6k $1.5m | Reduced -5.8k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 235.1k $1.1m | Reduced -5.9k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 162.5k $782.0k | Reduced -218.5k |
| FIRST FOUNDATION ADVISORS 0.03% of their portfolio | 147.6k $710.1k | Added +7.5k |
| RIVERBRIDGE PARTNERS LLC 0.01% of their portfolio | 141.8k $681.8k | Added +3.5k |
| UBS Group AG 0.00% of their portfolio | 134.5k $646.9k | Added +5.0k |
| EVOKE WEALTH, LLC 0.01% of their portfolio | 100.0k $487.0k | Unchanged |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 87.7k $421.7k | Added +65 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.04% of their portfolio | 84.2k $405.1k | Added +26.2k |
| Institute for Wealth Management, LLC. 0.03% of their portfolio | 53.1k $255.6k | Added +16 |
| HighTower Advisors, LLC 0.00% of their portfolio | 52.9k $254.0k | Reduced -1.4k |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio | 46.4k $220.8k | Unchanged |
| RDA Financial Network 0.07% of their portfolio | 43.3k $208.3k | Reduced -61 |
| CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.01% of their portfolio | 43.3k $208.2k | Reduced -880 |
| Hennion & Walsh Asset Management, Inc. 0.01% of their portfolio | 42.7k $205.3k | Reduced -5.4k |
| Sigma Planning Corp 0.01% of their portfolio | 42.0k $201.8k | Added +30.1k |
| TRANSATLANTIQUE PRIVATE WEALTH LLC 0.09% of their portfolio | 41.4k $199.0k | Unchanged |
| Whitener Capital Management, Inc. 0.06% of their portfolio | 39.7k $190.8k | Added +1.3k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 39.4k $189.5k | Reduced -7.9k |
| Stonebrook Private Inc. 0.05% of their portfolio | 36.6k $176.2k | Reduced -5.1k |
| Integrated Wealth Concepts LLC 0.00% of their portfolio | 36.6k $176.0k | Reduced -993 |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 35.1k $169.0k | Added +1.1k |
| Cumberland Partners Ltd 0.01% of their portfolio | 35.0k $168.6k | Unchanged |
| North Star Investment Management Corp. 0.01% of their portfolio | 31.2k $150.1k | Unchanged |
| Sheaff Brock Investment Advisors, LLC 0.01% of their portfolio | 23.0k $110.6k | Added +3.0k |
| HARTLINE INVESTMENT CORP/ 0.02% of their portfolio | 22.5k $108.1k | New |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.02% of their portfolio | 22.5k $108.1k | New |
| LPL Financial LLC 0.00% of their portfolio | 19.6k $94.4k | Added +2.7k |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 18.2k $87.3k | Reduced -24.3k |
| Atria Wealth Solutions, Inc. 0.00% of their portfolio | 18.0k $87.7k | Reduced -1.4k |
| WHITTIER TRUST CO 0.00% of their portfolio | 16.9k $81.3k | Unchanged |
| Litman Gregory Wealth Management LLC 0.01% of their portfolio | 16.2k $77.9k | Unchanged |
| LINCOLN NATIONAL CORP 0.00% of their portfolio | 15.8k $75.8k | New |
| ProVise Management Group, LLC 0.01% of their portfolio | 15.4k $74.1k | Unchanged |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 14.7k $70.7k | Added +1.6k |
| Regal Investment Advisors LLC 0.00% of their portfolio | 13.3k $64.2k | Unchanged |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 13.1k $63.1k | Added +2.1k |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 12.9k $62.1k | Reduced -1.1k |
| BARTLETT & CO. WEALTH MANAGEMENT LLC 0.00% of their portfolio | 12.0k $58.4k | Unchanged |
| Avidian Wealth Enterprises, LLC 0.00% of their portfolio | 11.7k $56.2k | Added +37 |
| DRW Securities, LLC 0.00% of their portfolio | 10.6k $51.0k | New |
| Cetera Investment Advisers 0.00% of their portfolio | 10.4k $50.2k | New |
| Freestone Capital Holdings, LLC 0.00% of their portfolio | 10.0k $48.1k | Unchanged |
| LANARK FINANCIAL, INC. 0.00% of their portfolio | 8.4k $41.0k | Reduced -926 |
| COMERICA BANK 0.00% of their portfolio | 6.0k $28.9k | New |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 3.8k $19.0k | Reduced -2.0k |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 3.5k $16.7k | Added +76 |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 3.2k $15.6k | Reduced -257 |
| Clear Point Advisors Inc. 0.01% of their portfolio | 2.9k $14.2k | Added +1.0k |
| HUNTINGTON NATIONAL BANK 0.00% of their portfolio | 2.5k $12.0k | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. 0.00% of their portfolio | 2.0k $9.6k | Unchanged |
| McIlrath & Eck, LLC 0.00% of their portfolio | 965 $4.6k | Unchanged |
| IFP Advisors, Inc 0.00% of their portfolio | 500 $2.4k | Unchanged |
| Castleview Partners, LLC 0.00% of their portfolio | 444 $2.1k | Added +6 |
| FIRST MANHATTAN CO. LLC. 0.00% of their portfolio | 360 $1.7k | Unchanged |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 2 $0 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |