Vault-13

TCW STRATEGIC INCOME FD INC TSI

COM · Closed-End Fund · CUSIP 872340104

67 institutional holders -7 vs Q4 2023
19,678,17819.7m shares reported held*
$94.6mreported value*
7 new 23 added 18 reduced 11 sold out net bought ≈ $4.7m (+974.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $4.81.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 59Q4 22: 60Q1 23: 67Q2 23: 69Q3 23: 71Q4 23: 74Q1 24: 6767Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202259
Q4 202260
Q1 202367
Q2 202369
Q3 202371
Q4 202374
Q1 202467

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 19 bought or addedQ4 22: 32 cut or sold outQ4 22Q1 23: 28 bought or addedQ1 23: 28 cut or sold outQ1 23Q2 23: 29 bought or addedQ2 23: 26 cut or sold outQ2 23Q3 23: 27 bought or addedQ3 23: 22 cut or sold outQ3 23Q4 23: 26 bought or addedQ4 23: 33 cut or sold outQ4 23Q1 24: 30 bought or addedQ1 24: 29 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221932
Q1 20232828
Q2 20232926
Q3 20232722
Q4 20232633
Q1 20243029

Biggest buyers

MORGAN STANLEY Added +1,016,671+1.0m
SIT INVESTMENT ASSOCIATES INC Added +754,802+754.8k
Invesco Ltd. New +317,452+317.5k
RAYMOND JAMES & ASSOCIATES Added +51,954+52.0k
Relative Value Partners Group, LLC Added +34,865+34.9k
Sigma Planning Corp Added +30,090+30.1k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Added +26,222+26.2k
AMERIPRISE FINANCIAL INC Added +25,655+25.7k
SeaBridge Investment Advisors LLC Added +24,447+24.4k
HARTLINE INVESTMENT CORP/ New +22,466+22.5k

Biggest sellers

1607 Capital Partners, LLC Reduced -864,150-864.1k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -218,529-218.5k
Transform Wealth, LLC Sold out -72,848-72.8k
Berkeley, Inc Reduced -53,299-53.3k
GOLDMAN SACHS GROUP INC Sold out -25,800-25.8k
HRT FINANCIAL LP Sold out -25,118-25.1k
JANE STREET GROUP, LLC Reduced -24,271-24.3k
NOMURA HOLDINGS INC Sold out -23,598-23.6k
Concurrent Investment Advisors, LLC Sold out -18,068-18.1k
MB Generational Wealth, LLC Sold out -16,916-16.9k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
SIT INVESTMENT ASSOCIATES INC 13G · institution -8.1 pts · filed 2026-07-06 32.6% -8.1 pts 20.7m≈ $93.6m 2026-07-06

Fell to 5% or below in the last year: Focus Partners Wealth (0.0%, 2026-09-08), 1607 Capital Partners, LLC (2.8%, 2026-08-14), FIRST TRUST PORTFOLIOS LP (3.9%, 2026-07-30)

Insider purchases and sales in Q1 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q2 22: 0 buyingQ2 22: 0 sellingQ3 22: 0 buyingQ3 22: 0 sellingQ3 22Q4 22: 0 buyingQ4 22: 0 sellingQ1 23: 0 buyingQ1 23: 1 sellingQ1 23Q2 23: 0 buyingQ2 23: 1 sellingQ3 23: 0 buyingQ3 23: 1 sellingQ3 23Q4 23: 0 buyingQ4 23: 0 sellingQ1 24: 0 buyingQ1 24: 0 sellingQ1 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q2 20220—0——
Q3 20220—0——
Q4 20220—0——
Q1 20230—1$1.3m—
Q2 20230—1$1.6m—
Q3 20230—1$215.3k—
Q4 20230—0——
Q1 20240—0——

None reported in Q1 2024.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 SIT INVESTMENT ASSOCIATES INC 0.83% of their portfolio Minneapolis, MN 7,467,3127.5m $35.9m $35.9m 0.83% Added +754.8k +754,802
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,004,6533.0m $14.5m $14.5m 0.00% Added +1.0m +1,016,671
3 1607 Capital Partners, LLC 0.50% of their portfolio Richmond, VA 1,276,7191.3m $6.1m $6.1m 0.50% Reduced -864.1k -864,150
4 Northside Capital Management, LLC 0.97% of their portfolio Hood River, OR 1,131,2251.1m $5.4m $5.4m 0.97% Unchanged
5 Berkeley, Inc 3.15% of their portfolio Boise, ID 1,080,8881.1m $5.2m $5.2m 3.15% Reduced -53.3k -53,299
6 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 985,051985.1k $4.7m $4.7m 0.00% Added +52.0k +51,954
7 Relative Value Partners Group, LLC 0.24% of their portfolio NORTHBROOK, IL 811,922811.9k $3.8m $3.8m 0.24% Added +34.9k +34,865
8 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 789,958790.0k $3.8m $3.8m 0.00% Added +25.7k +25,655
9 SeaBridge Investment Advisors LLC 0.59% of their portfolio SUMMIT, NJ 464,352464.4k $2.2m $2.2m 0.59% Added +24.4k +24,447
10 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 317,452317.5k $1.5m $1.5m 0.00% New
11 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 307,567307.6k $1.5m $1.5m 0.00% Reduced -5.8k -5,793
12 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 235,115235.1k $1.1m $1.1m 0.00% Reduced -5.9k -5,857
13 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 162,501162.5k $782.0k $782.0k 0.00% Reduced -218.5k -218,529
14 FIRST FOUNDATION ADVISORS 0.03% of their portfolio Irvine, CA 147,625147.6k $710.1k $710.1k 0.03% Added +7.5k +7,462
15 RIVERBRIDGE PARTNERS LLC 0.01% of their portfolio MINNEAPOLIS, MN 141,752141.8k $681.8k $681.8k 0.01% Added +3.5k +3,489
16 UBS Group AG 0.00% of their portfolio ZURICH, V8 134,483134.5k $646.9k $646.9k 0.00% Added +5.0k +4,998
17 EVOKE WEALTH, LLC 0.01% of their portfolio Los Angeles, CA 100,000100.0k $487.0k $487.0k 0.01% Unchanged
18 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 87,66187.7k $421.7k $421.7k 0.00% Added +65 +65
19 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.04% of their portfolio Englewood, NJ 84,21584.2k $405.1k $405.1k 0.04% Added +26.2k +26,222
20 Institute for Wealth Management, LLC. 0.03% of their portfolio DENVER, CO 53,13953.1k $255.6k $255.6k 0.03% Added +16 +16
21 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 52,94952.9k $254.0k $254.0k 0.00% Reduced -1.4k -1,368
22 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio ORLANDO, FL 46,38246.4k $220.8k $220.8k 0.02% Unchanged
23 RDA Financial Network 0.07% of their portfolio AKRON, IA 43,31143.3k $208.3k $208.3k 0.07% Reduced -61 -61
24 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.01% of their portfolio RICHMOND, VA 43,29443.3k $208.2k $208.2k 0.01% Reduced -880 -880
25 Hennion & Walsh Asset Management, Inc. 0.01% of their portfolio Parsippany, NJ 42,69242.7k $205.3k $205.3k 0.01% Reduced -5.4k -5,441
26 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 41,95142.0k $201.8k $201.8k 0.01% Added +30.1k +30,090
27 TRANSATLANTIQUE PRIVATE WEALTH LLC 0.09% of their portfolio NEW YORK, NY 41,37541.4k $199.0k $199.0k 0.09% Unchanged
28 Whitener Capital Management, Inc. 0.06% of their portfolio Rocky Mount, NC 39,67139.7k $190.8k $190.8k 0.06% Added +1.3k +1,336
29 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 39,40139.4k $189.5k $189.5k 0.00% Reduced -7.9k -7,945
30 Stonebrook Private Inc. 0.05% of their portfolio NORTHVILLE, MI 36,63836.6k $176.2k $176.2k 0.05% Reduced -5.1k -5,064
31 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 36,58836.6k $176.0k $176.0k 0.00% Reduced -993 -993
32 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 35,07235.1k $169.0k $169.0k 0.00% Added +1.1k +1,133
33 Cumberland Partners Ltd 0.01% of their portfolio TORONTO, A6 35,04535.0k $168.6k $168.6k 0.01% Unchanged
34 North Star Investment Management Corp. 0.01% of their portfolio CHICAGO, IL 31,21231.2k $150.1k $150.1k 0.01% Unchanged
35 Sheaff Brock Investment Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 23,00023.0k $110.6k $110.6k 0.01% Added +3.0k +3,000
36 HARTLINE INVESTMENT CORP/ 0.02% of their portfolio WINNETKA, IL 22,46622.5k $108.1k $108.1k 0.02% New
37 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.02% of their portfolio CONCORD, MA 22,46622.5k $108.1k $108.1k 0.02% New
38 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 19,62819.6k $94.4k $94.4k 0.00% Added +2.7k +2,666
39 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 18,15518.2k $87.3k $87.3k 0.00% Reduced -24.3k -24,271
40 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 18,01018.0k $87.7k $87.7k 0.00% Reduced -1.4k -1,441
41 WHITTIER TRUST CO 0.00% of their portfolio SOUTH PASADENA, CA 16,91016.9k $81.3k $81.3k 0.00% Unchanged
42 Litman Gregory Wealth Management LLC 0.01% of their portfolio LARKSPUR, CA 16,20016.2k $77.9k $77.9k 0.01% Unchanged
43 LINCOLN NATIONAL CORP 0.00% of their portfolio RADNOR, PA 15,76315.8k $75.8k $75.8k 0.00% New
44 ProVise Management Group, LLC 0.01% of their portfolio CLEARWATER, FL 15,40115.4k $74.1k $74.1k 0.01% Unchanged
45 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 14,70514.7k $70.7k $70.7k 0.00% Added +1.6k +1,587
46 Regal Investment Advisors LLC 0.00% of their portfolio KENTWOOD, MI 13,35013.3k $64.2k $64.2k 0.00% Unchanged
47 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 13,11213.1k $63.1k $63.1k 0.00% Added +2.1k +2,092
48 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 12,90512.9k $62.1k $62.1k 0.00% Reduced -1.1k -1,103
49 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.00% of their portfolio CINCINNATI, OH 12,00012.0k $58.4k $58.4k 0.00% Unchanged
50 Avidian Wealth Enterprises, LLC 0.00% of their portfolio Houston, TX 11,69011.7k $56.2k $56.2k 0.00% Added +37 +37
51 DRW Securities, LLC 0.00% of their portfolio CHICAGO, IL 10,60010.6k $51.0k $51.0k 0.00% New
52 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 10,44210.4k $50.2k $50.2k 0.00% New
53 Freestone Capital Holdings, LLC 0.00% of their portfolio Seattle, WA 10,00010.0k $48.1k $48.1k 0.00% Unchanged
54 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 8,4198.4k $41.0k $41.0k 0.00% Reduced -926 -926
55 COMERICA BANK 0.00% of their portfolio DALLAS, TX 6,0006.0k $28.9k $28.9k 0.00% New
56 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 3,8473.8k $19.0k $19.0k 0.00% Reduced -2.0k -2,000
57 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 3,4743.5k $16.7k $16.7k 0.00% Added +76 +76
58 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 3,2493.2k $15.6k $15.6k 0.00% Reduced -257 -257
59 Clear Point Advisors Inc. 0.01% of their portfolio MELVILLE, NY 2,9442.9k $14.2k $14.2k 0.01% Added +1.0k +1,005
60 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 2,5002.5k $12.0k $12.0k 0.00% Unchanged
61 Thomas J. Herzfeld Advisors, Inc. 0.00% of their portfolio MIAMI BEACH, FL 2,0002.0k $9.6k $9.6k 0.00% Unchanged
62 McIlrath & Eck, LLC 0.00% of their portfolio ARLINGTON, WA 965965 $4.6k $4.6k 0.00% Unchanged
63 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 500500 $2.4k $2.4k 0.00% Unchanged
64 Castleview Partners, LLC 0.00% of their portfolio DALLAS, TX 444444 $2.1k $2.1k 0.00% Added +6 +6
65 FIRST MANHATTAN CO. LLC. 0.00% of their portfolio NEW YORK, NY 360360 $1.7k $1.7k 0.00% Unchanged
66 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 22 $0 $0 0.00% Unchanged
67 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged