Vault-13

TCW STRATEGIC INCOME FD INC TSI

COM · Closed-End Fund · CUSIP 872340104

70 institutional holders +0 vs Q1 2026
40,814,85540.8m shares reported held*
$184.2mreported value*
6 new 25 added 16 reduced 5 sold out net bought ≈ $7.5m (+1.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $4.51.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 59Q4 22: 60Q1 23: 67Q2 23: 69Q3 23: 71Q4 23: 74Q1 24: 67Q2 24: 68Q3 24: 65Q4 24: 66Q1 25: 64Q2 25: 64Q3 25: 60Q4 25: 65Q1 26: 70Q2 26: 7070Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202259
Q4 202260
Q1 202367
Q2 202369
Q3 202371
Q4 202374
Q1 202467
Q2 202468
Q3 202465
Q4 202466
Q1 202564
Q2 202564
Q3 202560
Q4 202565
Q1 202670
Q2 202670

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 24: 25 bought or addedQ3 24: 27 cut or sold outQ4 24: 25 bought or addedQ4 24: 25 cut or sold outQ4 24Q1 25: 25 bought or addedQ1 25: 24 cut or sold outQ2 25: 26 bought or addedQ2 25: 21 cut or sold outQ2 25Q3 25: 20 bought or addedQ3 25: 28 cut or sold outQ4 25: 26 bought or addedQ4 25: 23 cut or sold outQ4 25Q1 26: 33 bought or addedQ1 26: 19 cut or sold outQ2 26: 31 bought or addedQ2 26: 21 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20242527
Q4 20242525
Q1 20252524
Q2 20252621
Q3 20252028
Q4 20252623
Q1 20263319
Q2 20263121

Biggest buyers

SIT INVESTMENT ASSOCIATES INC Added +1,792,742+1.8m
Rareview Capital LLC Added +292,255+292.3k
Focus Partners Wealth Added +171,316+171.3k
GUGGENHEIM CAPITAL LLC New +156,678+156.7k
TCW GROUP INC Added +64,986+65.0k
AMERIPRISE FINANCIAL INC Added +48,487+48.5k
Noble Wealth Management PBC Added +40,015+40.0k
Logan Stone Capital, LLC New +26,926+26.9k
READYSTATE ASSET MANAGEMENT LP New +25,489+25.5k
CITADEL ADVISORS LLC Added +23,007+23.0k

Biggest sellers

1607 Capital Partners, LLC Reduced -799,256-799.3k
Balyasny Asset Management L.P. Reduced -74,312-74.3k
Independent Advisor Alliance Sold out -72,899-72.9k
DIVERSIFIED MANAGEMENT INC Reduced -46,526-46.5k
MML INVESTORS SERVICES, LLC Sold out -35,262-35.3k
HighTower Advisors, LLC Reduced -18,556-18.6k
Flatrock Wealth Partners LLC Sold out -10,706-10.7k
Whitener Capital Management, Inc. Reduced -9,890-9.9k
HRT FINANCIAL LP Reduced -8,398-8.4k
Integrated Wealth Concepts LLC Reduced -7,390-7.4k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
SIT INVESTMENT ASSOCIATES INC 13G · institution -8.1 pts · filed 2026-07-06 32.6% -8.1 pts 20.7m≈ $93.6m 2026-07-06

Fell to 5% or below in the last year: Focus Partners Wealth (0.0%, 2026-09-08), 1607 Capital Partners, LLC (2.8%, 2026-08-14), FIRST TRUST PORTFOLIOS LP (3.9%, 2026-07-30)

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q4 24: 0 buyingQ4 24: 1 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25Q2 25: 0 buyingQ2 25: 0 sellingQ3 25: 0 buyingQ3 25: 0 sellingQ3 25Q4 25: 1 buyingQ4 25: 0 sellingQ1 26: 1 buyingQ1 26: 0 sellingQ1 26Q2 26: 0 buyingQ2 26: 0 sellingQ3 26: 0 buyingQ3 26: 0 sellingQ3 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20240—1$124.5k—
Q1 20250—0——
Q2 20250—0——
Q3 20250—0——
Q4 20251$101.0k0——
Q1 20261$1.4m0——
Q2 20260—0——
Q3 20260—0——

None reported since 1 Apr 2026.

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 SIT INVESTMENT ASSOCIATES INC 1.77% of their portfolio Minneapolis, MN 20,744,06120.7m $93.6m $93.6m 1.77% Added +1.8m +1,792,742
2 JP Wealth Management, Inc. 12.76% of their portfolio MT. PLEASANT, SC 4,493,4874.5m $20.3m $20.3m 12.76% Added +12.8k +12,764
3 Focus Partners Wealth 0.01% of their portfolio ST LOUIS, MO 2,605,9132.6m $11.8m $11.8m 0.01% Added +171.3k +171,316
4 1607 Capital Partners, LLC 0.71% of their portfolio Richmond, VA 1,809,7921.8m $8.2m $8.2m 0.71% Reduced -799.3k -799,256
5 TCW GROUP INC 0.04% of their portfolio LOS ANGELES, CA 1,473,3691.5m $6.6m $6.6m 0.04% Added +65.0k +64,986
6 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,364,4451.4m $6.2m $6.2m 0.00% Added +2.4k +2,370
7 DIVERSIFIED MANAGEMENT INC 1.25% of their portfolio MILWAUKEE, WI 1,300,7621.3m $5.9m $5.9m 1.25% Reduced -46.5k -46,526
8 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 1,156,2211.2m $5.2m $5.2m 0.00% Added +6.2k +6,204
9 Northside Capital Management, LLC 0.38% of their portfolio Hood River, OR 1,030,5261.0m $4.6m $4.6m 0.38% Unchanged
10 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 839,961840.0k $3.8m $3.8m 0.00% Added +48.5k +48,487
11 Hara Capital LLC 1.80% of their portfolio BELLEVUE, WA 755,114755.1k $3.4m $3.4m 1.80% Added +17.0k +17,000
12 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 394,505394.5k $1.8m $1.8m 0.00% Unchanged
13 Rareview Capital LLC 0.84% of their portfolio LAS VEGAS, NV 307,541307.5k $1.5m $1.5m 0.84% Added +292.3k +292,255
14 RIVERBRIDGE PARTNERS LLC 0.04% of their portfolio MINNEAPOLIS, MN 298,509298.5k $1.3m $1.3m 0.04% Added +8.4k +8,436
15 Noble Wealth Management PBC 0.57% of their portfolio GREENWOOD VILLAGE, CO 276,747276.7k $1.2m $1.2m 0.57% Added +40.0k +40,015
16 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 201,565201.6k $909.1k $909.1k 0.00% Reduced -4.8k -4,801
17 Whipplewood Advisors, LLC 0.51% of their portfolio LITTLETON, CO 166,871166.9k $752.6k $752.6k 0.51% Added +1.1k +1,093
18 UBS Group AG 0.00% of their portfolio ZURICH, V8 163,904163.9k $739.2k $739.2k 0.00% Added +3.5k +3,512
19 GUGGENHEIM CAPITAL LLC 0.00% of their portfolio CHICAGO, IL 156,678156.7k $706.6k $706.6k 0.00% New
20 Quantinno Capital Management LP 0.00% of their portfolio NEW YORK, NY 147,982148.0k $667.4k $667.4k 0.00% Unchanged
21 Intellus Advisors LLC 0.05% of their portfolio NAPLES, FL 98,45298.5k $444.0k $444.0k 0.05% Added +17.2k +17,181
22 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 77,86177.9k $351.2k $351.2k 0.00% Added +2.4k +2,353
23 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 74,89574.9k $337.8k $337.8k 0.00% Reduced -18.6k -18,556
24 UHLMANN PRICE SECURITIES, LLC 0.01% of their portfolio SKOKIE, IL 58,07958.1k $261.9k $261.9k 0.01% Added +7.8k +7,834
25 RDA Financial Network 0.06% of their portfolio AKRON, IA 57,80557.8k $260.7k $260.7k 0.06% Reduced -2.0k -2,000
26 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 46,59246.6k $210.1k $210.1k 0.00% Added +23.0k +23,007
27 Sigma Planning Corp 0.00% of their portfolio ANN ARBOR, MI 41,95242.0k $189.2k $189.2k 0.00% Unchanged
28 CARY STREET PARTNERS FINANCIAL LLC 0.00% of their portfolio RICHMOND, VA 40,59440.6k $183.1k $183.1k 0.00% Unchanged
29 Institute for Wealth Management, LLC. 0.02% of their portfolio DENVER, CO 38,02838.0k $171.5k $171.5k 0.02% Reduced -2.0k -2,000
30 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 34,94934.9k $157.6k $157.6k 0.00% Reduced -7.4k -7,390
31 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 34,46434.5k $155.4k $155.4k 0.00% Added +69 +69
32 Sowell Financial Services LLC 0.00% of their portfolio NORTH LITTLE ROCK, AR 33,23133.2k $149.9k $149.9k 0.00% Unchanged
33 North Star Investment Management Corp. 0.01% of their portfolio CHICAGO, IL 31,21231.2k $140.8k $140.8k 0.01% Unchanged
34 Logan Stone Capital, LLC 0.03% of their portfolio CHICAGO, IL 26,92626.9k $121.4k $121.4k 0.03% New
35 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio ORLANDO, FL 26,52626.5k $119.4k $119.4k 0.01% Unchanged
36 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 26,38826.4k $119.0k $119.0k 0.00% Added +9.9k +9,936
37 READYSTATE ASSET MANAGEMENT LP 0.00% of their portfolio CHICAGO, IL 25,48925.5k $115.0k $115.0k 0.00% New
38 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 24,58824.6k $110.9k $110.9k 0.00% Unchanged
39 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 23,60023.6k $106.4k $106.4k 0.00% Added +2.0k +2,000
40 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 23,22923.2k $104.8k $104.8k 0.00% Reduced -697 -697
41 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 22,91122.9k $103.3k $103.3k 0.00% Reduced -425 -425
42 Compound Planning, Inc. 0.00% of their portfolio NEW YORK, NY 21,00021.0k $94.7k $94.7k 0.00% New
43 FIRST FOUNDATION ADVISORS 0.00% of their portfolio Irvine, CA 20,20220.2k $91.1k $91.1k 0.00% Unchanged
44 Balyasny Asset Management L.P. 0.00% of their portfolio Chicago, IL 16,99417.0k $76.6k $76.6k 0.00% Reduced -74.3k -74,312
45 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 16,77716.8k $75.7k $75.7k 0.00% Reduced -413 -413
46 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 16,19016.2k $73.0k $73.0k 0.00% Unchanged
47 HighPoint Advisor Group LLC 0.00% of their portfolio DOWNERS GROVE, IL 15,72515.7k $70.9k $70.9k 0.00% Reduced -900 -900
48 Whitener Capital Management, Inc. 0.01% of their portfolio Rocky Mount, NC 15,18515.2k $68.5k $68.5k 0.01% Reduced -9.9k -9,890
49 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 15,07515.1k $68.0k $68.0k 0.00% Added +1.8k +1,801
50 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 13,85013.8k $62.5k $62.5k 0.00% Unchanged
51 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 13,78913.8k $62.0k $62.0k 0.00% Reduced -8.4k -8,398
52 Regal Investment Advisors LLC 0.00% of their portfolio KENTWOOD, MI 13,35013.3k $60.2k $60.2k 0.00% Unchanged
53 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 11,70411.7k $52.8k $52.8k 0.00% New
54 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 10,84810.8k $48.9k $48.9k 0.00% Added +78 +78
55 Concurrent Investment Advisors, LLC 0.00% of their portfolio Tampa, FL 10,48410.5k $47.3k $47.3k 0.00% Added +145 +145
56 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 8,0008.0k $36.1k $36.1k 0.00% Unchanged
57 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 7,8687.9k $35.5k $35.5k 0.00% Added +29 +29
58 WHITTIER TRUST CO 0.00% of their portfolio SOUTH PASADENA, CA 5,2105.2k $23.5k $23.5k 0.00% Unchanged
59 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.00% of their portfolio CINCINNATI, OH 5,0005.0k $22.6k $22.6k 0.00% Unchanged
60 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 4,9595.0k $22.4k $22.4k 0.00% Reduced -4.7k -4,668
61 Thomas J. Herzfeld Advisors, Inc. 0.00% of their portfolio MIAMI BEACH, FL 3,2583.3k $14.7k $14.7k 0.00% Unchanged
62 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 3,0083.0k $13.6k $13.6k 0.00% Added +1.0k +1,000
63 MH & ASSOCIATES SECURITIES MANAGEMENT CORP /ADV 0.01% of their portfolio CARLSBAD, CA 2,5112.5k $11.3k $11.3k 0.01% Unchanged
64 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 2,3592.4k $11.0k $11.0k 0.00% Reduced -2.0k -2,000
65 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,9231.9k $8.7k $8.7k 0.00% Unchanged
66 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 1,6801.7k $7.6k $7.6k 0.00% Unchanged
67 EVOLUTION WEALTH MANAGEMENT INC. 0.00% of their portfolio FORT MYERS, FL 1,0611.1k $4.8k $4.8k 0.00% Unchanged
68 IFG Advisory, LLC 0.00% of their portfolio ATLANTA, GA 600600 $2.7k $2.7k 0.00% New
69 GHP Investment Advisors, Inc. 0.00% of their portfolio Denver, CO 521521 $2.4k $2.4k 0.00% Unchanged
70 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 00 $3 $3 0.00% Unchanged