Vault-13

SYNTEC OPTICS HLDGS INC OPTXW

*W EXP 99/99/999 · Equity WRT · CUSIP 87169M113

17 institutional holders +3 vs Q1 2026
2,634,2572.6m shares reported held*
$6.8mreported value*
5 new 3 added 3 reduced 1 sold out net bought ≈ $944.2k (+370.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $2.59. Options: 1 managers hold calls ($47.8k notional), 0 hold puts (—).

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

02040Q4 23: 31Q1 24: 32Q2 24: 28Q3 24: 28Q4 24: 22Q1 25: 21Q2 25: 18Q3 25: 19Q4 25: 15Q1 26: 14Q2 26: 1717Q4 23Q2 24Q4 24Q2 25Q4 25Q2 26
Numbers
QuarterHolders
Q4 202331
Q1 202432
Q2 202428
Q3 202428
Q4 202422
Q1 202521
Q2 202518
Q3 202519
Q4 202515
Q1 202614
Q2 202617

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q3 24: 3 bought or addedQ3 24: 7 cut or sold outQ4 24: 4 bought or addedQ4 24: 13 cut or sold outQ4 24Q1 25: 1 bought or addedQ1 25: 6 cut or sold outQ2 25: 2 bought or addedQ2 25: 7 cut or sold outQ2 25Q3 25: 2 bought or addedQ3 25: 3 cut or sold outQ4 25: 2 bought or addedQ4 25: 7 cut or sold outQ4 25Q1 26: 4 bought or addedQ1 26: 7 cut or sold outQ2 26: 8 bought or addedQ2 26: 4 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 202437
Q4 2024413
Q1 202516
Q2 202527
Q3 202523
Q4 202527
Q1 202647
Q2 202684

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20k$40k$60kQ3 25 calls: $6.0kQ3 25 puts: $0Q3 25P/C 0.00Q4 25 calls: $16.4kQ4 25 puts: $0Q4 25P/C 0.00Q1 26 calls: $20.2kQ1 26 puts: $0Q1 26P/C 0.00Q2 26 calls: $47.8kQ2 26 puts: $0Q2 26P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2025$6.0k$00.00
Q4 2025$16.4k$00.00
Q1 2026$20.2k$00.00
Q2 2026$47.8k$00.00

Biggest buyers

Cable Car Capital, LP Added +703,427+703.4k
Fort Baker Capital Management LP New +370,273+370.3k
ARISTEIA CAPITAL, L.L.C. New +196,555+196.6k
HRT FINANCIAL LP New +60,710+60.7k
Crewe Advisors LLC Added +56,000+56.0k
Lineage Point Capital LP New +55,500+55.5k
WOLVERINE ASSET MANAGEMENT LLC Added +48,228+48.2k
UBS Group AG New +2,626+2.6k

Biggest sellers

Blue Owl Capital Holdings LP Sold out -803,132-803.1k
Clear Street Group Inc. Reduced -215,376-215.4k
Saba Capital Management, L.P. Reduced -94,023-94.0k
NATIONAL BANK OF CANADA /FI/ Reduced -10,500-10.5k

Biggest calls

MILLENNIUM MANAGEMENT LLC Unchanged $47.8k18.8k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q4 24: 0 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25Q2 25: 0 buyingQ2 25: 0 sellingQ3 25: 0 buyingQ3 25: 0 sellingQ3 25Q4 25: 0 buyingQ4 25: 0 sellingQ1 26: 0 buyingQ1 26: 0 sellingQ1 26Q2 26: 1 buyingQ2 26: 0 sellingQ3 26: 1 buyingQ3 26: 0 sellingQ3 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20240—0——
Q1 20250—0——
Q2 20250—0——
Q3 20250—0——
Q4 20250—0——
Q1 20260—0——
Q2 20261$50.0k0——
Q3 20261$29.9k0——
DateInsiderTradeSharesPrice ValueTheir holding
2026-08-19 Manzone Albert Director Bought 3,681 $8.12 $29.9k3.7k shares +12%
2026-04-14 Manzone Albert Director Bought 5,000 $10.00 $50.0k5.0k shares +20%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Cable Car Capital, LP 0.13% of their portfolio SAN FRANCISCO, CA 1,148,2601.1m $2.9m $2.9m 0.13% Added +703.4k +703,427
2 Fort Baker Capital Management LP 0.08% of their portfolio Larkspur, CA 370,273370.3k $944.2k $944.2k 0.08% New
3 Calamos Advisors LLC 0.00% of their portfolio NAPERVILLE, IL 250,000250.0k $637.5k $637.5k 0.00% Unchanged
4 ARISTEIA CAPITAL, L.L.C. 0.01% of their portfolio GREENWICH, CT 196,555196.6k $533.6k $533.6k 0.01% New
5 Saba Capital Management, L.P. 0.02% of their portfolio NEW YORK, NY 192,983193.0k $523.9k $523.9k 0.02% Reduced -94.0k -94,023
6 Crewe Advisors LLC 0.02% of their portfolio SALT LAKE CITY, UT 93,00093.0k $237.2k $237.2k 0.02% Added +56.0k +56,000
7 WHITEBOX ADVISORS LLC 0.00% of their portfolio MINNEAPOLIS, MN 69,75069.8k $177.9k $177.9k 0.00% Unchanged
8 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 66,78766.8k $170.3k $170.3k 0.00% Added +48.2k +48,228
9 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 60,71060.7k $154.0k $154.0k 0.00% New
10 Lineage Point Capital LP 0.03% of their portfolio PALM BEACH, FL 55,50055.5k $141.5k $141.5k 0.03% New
11 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 45,53145.5k $116.1k $116.1k 0.00% Unchanged
12 Greenland Capital Management LP 0.02% of their portfolio NEW YORK, NY 37,50037.5k $95.6k $95.6k 0.02% Unchanged
13 Mint Tower Capital Management B.V. 0.01% of their portfolio AMSTERDAM, P7 22,64422.6k $58.0k $58.0k 0.01% Unchanged
14 Clear Street Group Inc. 0.00% of their portfolio NEW YORK, NY 18,92518.9k $48.3k $48.3k 0.00% Reduced -215.4k -215,376
15 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 3,0003.0k $37.4k $37.4k 0.00% Reduced -10.5k -10,500
16 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,6262.6k $6.7k $6.7k 0.00% New
17 LONGFELLOW INVESTMENT MANAGEMENT CO LLC 0.00% of their portfolio BOSTON, MA 213213 $543 $543 0.00% Unchanged