Vault-13

SYNTEC OPTICS HLDGS INC OPTX

CL A · Common Stock · CUSIP 87169M105

59 institutional holders +19 vs Q1 2026
2,936,1652.9m shares reported held*
7.3% of all shares outstanding*
$36.6mreported value*
30 new 17 added 8 reduced 12 sold out net bought ≈ $11.4m (+918.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 40.3m as of 2026-08-10, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $12.45.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0204060Q4 23: 7Q1 24: 16Q2 24: 12Q3 24: 10Q4 24: 13Q1 25: 12Q2 25: 15Q3 25: 14Q4 25: 18Q1 26: 40Q2 26: 5959Q4 23Q2 24Q4 24Q2 25Q4 25Q2 26
Numbers
QuarterHolders
Q4 20237
Q1 202416
Q2 202412
Q3 202410
Q4 202413
Q1 202512
Q2 202515
Q3 202514
Q4 202518
Q1 202640
Q2 202659

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q3 24: 3 bought or addedQ3 24: 4 cut or sold outQ4 24: 7 bought or addedQ4 24: 4 cut or sold outQ4 24Q1 25: 8 bought or addedQ1 25: 6 cut or sold outQ2 25: 9 bought or addedQ2 25: 5 cut or sold outQ2 25Q3 25: 5 bought or addedQ3 25: 7 cut or sold outQ4 25: 13 bought or addedQ4 25: 4 cut or sold outQ4 25Q1 26: 30 bought or addedQ1 26: 7 cut or sold outQ2 26: 47 bought or addedQ2 26: 20 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 202434
Q4 202474
Q1 202586
Q2 202595
Q3 202557
Q4 2025134
Q1 2026307
Q2 20264720

Biggest buyers

Tidal Investments LLC New +613,879+613.9k
BlackRock, Inc. Added +387,849+387.8k
GEODE CAPITAL MANAGEMENT, LLC Added +120,195+120.2k
VANGUARD PORTFOLIO MANAGEMENT LLC New +76,675+76.7k
STATE STREET CORP Added +61,850+61.9k
Inspire Investing, LLC New +55,828+55.8k
Nuveen, LLC New +55,770+55.8k
NORTHERN TRUST CORP Added +47,833+47.8k
VANGUARD CAPITAL MANAGEMENT LLC Added +37,114+37.1k
MORGAN STANLEY Added +31,894+31.9k

Biggest sellers

Arosa Capital Management LP Sold out -250,000-250.0k
DNB Asset Management AS Reduced -146,505-146.5k
GOLDMAN SACHS GROUP INC Sold out -88,782-88.8k
JANE STREET GROUP, LLC Sold out -79,141-79.1k
MARSHALL WACE, LLP Sold out -78,449-78.4k
ARS Investment Partners, LLC Sold out -56,330-56.3k
HRT FINANCIAL LP Sold out -23,641-23.6k
Tower Research Capital LLC (TRC) Reduced -19,457-19.5k
CITADEL ADVISORS LLC Sold out -14,113-14.1k
OMERS ADMINISTRATION Corp Sold out -12,700-12.7k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Kapoor Alok 13D · may seek influence filed 2026-09-21
Stated purposeItem 4 of the Schedule 13D is hereby amended and restated as follows: This transaction involved the Reporting Person's gift of shares of Syntec Optics Holdings, Inc. Class A Common Stock to irrevocable trusts for which he does not exercise or share voting or investment control. The Reporting Person disclaims beneficial ownership of the securities held by the trust, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner for the purposes of Section 16 or for any other purpose. Full filing
73.6% 29.6m≈ $368.9m 2026-09-21

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q4 24: 0 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25Q2 25: 0 buyingQ2 25: 0 sellingQ3 25: 0 buyingQ3 25: 0 sellingQ3 25Q4 25: 0 buyingQ4 25: 0 sellingQ1 26: 0 buyingQ1 26: 0 sellingQ1 26Q2 26: 1 buyingQ2 26: 0 sellingQ3 26: 1 buyingQ3 26: 0 sellingQ3 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20240—0——
Q1 20250—0——
Q2 20250—0——
Q3 20250—0——
Q4 20250—0——
Q1 20260—0——
Q2 20261$50.0k0——
Q3 20261$29.9k0——
DateInsiderTradeSharesPrice ValueTheir holding
2026-08-19 Manzone Albert Director Bought 3,681 $8.12 $29.9k3.7k shares +12%
2026-04-14 Manzone Albert Director Bought 5,000 $10.00 $50.0k5.0k shares +20%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Tema ETFs LLC 0.25% of their portfolio New York, NY 615,400615.4k $7.7m $7.7m 0.25% First filing
2 Tidal Investments LLC 0.02% of their portfolio Milwaukee, WI 613,879613.9k $7.6m $7.6m 0.02% New
3 BlackRock, Inc. 0.00% of their portfolio New York, NY 427,641427.6k $5.3m $5.3m 0.00% Added +387.8k +387,849
4 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 211,241211.2k $2.6m $2.6m 0.00% Added +120.2k +120,195
5 VANGUARD CAPITAL MANAGEMENT LLC 0.00% of their portfolio MALVERN, PA 105,826105.8k $1.3m $1.3m 0.00% Added +37.1k +37,114
6 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 88,75288.8k $1.1m $1.1m 0.00% Added +15.4k +15,404
7 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 86,25086.2k $1.1m $1.1m 0.00% Added +61.9k +61,850
8 VANGUARD PORTFOLIO MANAGEMENT LLC 0.00% of their portfolio MALVERN, PA 76,67576.7k $954.6k $954.6k 0.00% New
9 DNB Asset Management AS 0.00% of their portfolio Oslo, Q8 69,45269.5k $864.7k $864.7k 0.00% Reduced -146.5k -146,505
10 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 59,73959.7k $743.8k $743.8k 0.00% Added +47.8k +47,833
11 VANGUARD FIDUCIARY TRUST CO 0.00% of their portfolio MALVERN, PA 56,40156.4k $702.2k $702.2k 0.00% Added +19.2k +19,202
12 Inspire Investing, LLC 0.03% of their portfolio MERIDIAN, ID 55,82855.8k $695.1k $695.1k 0.03% New
13 Nuveen, LLC 0.00% of their portfolio CHARLOTTE, NC 55,77055.8k $694.3k $694.3k 0.00% New
14 UBS Group AG 0.00% of their portfolio ZURICH, V8 41,96542.0k $522.5k $522.5k 0.00% Reduced -4.5k -4,461
15 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 34,07834.1k $424.3k $424.3k 0.00% Added +31.9k +31,894
16 Engineers Gate Manager LP 0.01% of their portfolio NEW YORK, NY 31,49031.5k $392.1k $392.1k 0.01% Added +17.5k +17,547
17 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 30,77430.8k $383.1k $383.1k 0.00% Reduced -5.4k -5,392
18 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 28,40028.4k $353.6k $353.6k 0.00% New
19 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 22,86222.9k $284.6k $284.6k 0.00% Added +2.8k +2,835
20 ProShare Advisors LLC 0.00% of their portfolio BETHESDA, MD 19,25519.3k $239.7k $239.7k 0.00% New
21 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 18,64018.6k $232.1k $232.1k 0.00% Reduced -1.1k -1,050
22 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 17,26217.3k $214.9k $214.9k 0.00% New
23 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 17,24117.2k $214.7k $214.7k 0.00% New
24 State of Wyoming 0.02% of their portfolio CHEYENNE, WY 15,95716.0k $198.7k $198.7k 0.02% New
25 Marex Group Ltd 0.00% of their portfolio London, X0 15,60015.6k $194.2k $194.2k 0.00% New
26 McAdam, LLC 0.01% of their portfolio Philadelphia, PA 13,56813.6k $168.9k $168.9k 0.01% Reduced -423 -423
27 Y-Intercept (Hong Kong) Ltd 0.00% of their portfolio HONG KONG, K3 11,11511.1k $138.4k $138.4k 0.00% New
28 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 10,70510.7k $133.3k $133.3k 0.00% New
29 Crewe Advisors LLC 0.01% of their portfolio SALT LAKE CITY, UT 10,00010.0k $124.5k $124.5k 0.01% Added +4.0k +4,000
30 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 10,00010.0k $124.5k $124.5k 0.00% Unchanged
31 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 7,7847.8k $96.9k $96.9k 0.00% Added +6.5k +6,503
32 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 7,3607.4k $91.6k $91.6k 0.00% Added +383 +383
33 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 6,8756.9k $85.6k $85.6k 0.00% New
34 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 6,7096.7k $83.5k $83.5k 0.00% New
35 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 5,5005.5k $68.5k $68.5k 0.00% New
36 SBI Securities Co., Ltd. 0.00% of their portfolio TOKYO, M0 5,1055.1k $63.6k $63.6k 0.00% Added +1.0k +1,041
37 Police & Firemen's Retirement System of New Jersey 0.00% of their portfolio TRENTON, NJ 4,3374.3k $54.0k $54.0k 0.00% New
38 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 3,2983.3k $41.1k $41.1k 0.00% Added +3.0k +3,014
39 MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.00% of their portfolio CAUSEWAY BAY, K3 3,2443.2k $40.4k $40.4k 0.00% New
40 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,9212.9k $30.9k $30.9k 0.00% New
41 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 2,6872.7k $33.5k $33.5k 0.00% Added +2.6k +2,598
42 Vanguard Global Advisers, LLC 0.00% of their portfolio MALVERN, PA 1,4311.4k $17.8k $17.8k 0.00% Reduced -3.2k -3,199
43 STRS OHIO 0.00% of their portfolio COLUMBUS, OH 1,4001.4k $17.4k $17.4k 0.00% New
44 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 1,2221.2k $15.2k $15.2k 0.00% Reduced -578 -578
45 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 1,1881.2k $14.8k $14.8k 0.00% Reduced -19.5k -19,457
46 Legal & General Group Plc 0.00% of their portfolio London, X0 682682 $8.5k $8.5k 0.00% New
47 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 639639 $8.0k $8.0k 0.00% New
48 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 577577 $7.2k $7.2k 0.00% New
49 Hurley Capital, LLC 0.00% of their portfolio NEW YORK, NY 467467 $5.8k $5.8k 0.00% New
50 Aventura Private Wealth, LLC 0.00% of their portfolio AVENTURA, FL 300300 $3.7k $3.7k 0.00% New
51 Truvestments Capital LLC 0.00% of their portfolio SARASOTA, FL 250250 $3.1k $3.1k 0.00% New
52 WealthCollab, LLC 0.00% of their portfolio BELLEVUE, WA 215215 $2.7k $2.7k 0.00% Unchanged
53 Quarry LP 0.00% of their portfolio NEW YORK, NY 5252 $647 $647 0.00% New
54 Golden State Wealth Management, LLC 0.00% of their portfolio SANTA ANA, CA 4242 $523 $523 0.00% New
55 FMR LLC 0.00% of their portfolio BOSTON, MA 3434 $423 $423 0.00% Added +33 +33
56 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 3333 $348 $348 0.00% New
57 Sterling Capital Management LLC 0.00% of their portfolio CHARLOTTE, NC 2525 $311 $311 0.00% New
58 American Capital Advisory, LLC 0.00% of their portfolio KETCHUM, ID 2020 $249 $249 0.00% New
59 HANTZ FINANCIAL SERVICES, INC. 0.00% of their portfolio SOUTHFIELD, MI 22 $0 $0 0.00% Unchanged