Vault-13

SUPERNUS PHARMACEUTICALS SUPN 0.625 04.01.23

NOTE 0.625% 4/0 · US DOMESTIC · CUSIP 868459AD0

46 institutional holders +6 vs Q3 2022
24,769,00024.8m shares reported held*
$397.0mreported value*
7 new 4 added 5 reduced 3 sold out net sold ≈ $1.4m (+12.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($11.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $16.50.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 40Q4 22: 4646Q3 22Q4 22
Numbers
QuarterHolders
Q3 202240
Q4 202246

Biggest buyers

Sonora Investment Management Group, LLC New +9,805,000+9.8m
Monashee Investment Management LLC New +6,000,000+6.0m
TRUIST FINANCIAL CORP New +2,618,000+2.6m
PIPER SANDLER & CO. Added +795,000+795.0k
PALISADE CAPITAL MANAGEMENT, LP New +238,000+238.0k
Jefferies Financial Group Inc. New +133,000+133.0k
MORGAN STANLEY Added +95,000+95.0k
Russell Investments Group, Ltd. Added +22,000+22.0k
Mariner, LLC New +20,000+20.0k
EXCALIBUR MANAGEMENT CORP Added +15,000+15.0k

Biggest sellers

Verition Fund Management LLC Reduced -11,741,000-11.7m
WOLVERINE ASSET MANAGEMENT LLC Reduced -6,000,000-6.0m
OAKTREE CAPITAL MANAGEMENT LP Reduced -2,630,000-2.6m
Amundi Reduced -550,000-550.0k
PALISADE CAPITAL MANAGEMENT, LP Sold out -238,000-238.0k
BNP PARIBAS FINANCIAL MARKETS Sold out -34,299-34.3k
WELLS FARGO & COMPANY/MN Reduced -18,000-18.0k
Wellesley Asset Management Sold out -65-65

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 TENOR CAPITAL MANAGEMENT Co., L.P. 2.28% of their portfolio NEW YORK, NY 96,994,00097.0m $95.7m $95.7m 2.28% Unchanged
2 Radcliffe Capital Management, L.P. 2.24% of their portfolio BALA CYNWYD, PA 69,010,00069.0m $67.8m $67.8m 2.24% Unchanged
3 Opti Capital Management, LP 3.99% of their portfolio New York, NY 46,902,00046.9m $46.3m $46.3m 3.99% Unchanged
4 DeepCurrents Investment Group LLC 1.71% of their portfolio NEW YORK, NY 41,092,00041.1m $40.4m $40.4m 1.71% Unchanged
5 OAKTREE CAPITAL MANAGEMENT LP 0.24% of their portfolio LOS ANGELES, CA 22,513,00022.5m $22.2m $22.2m 0.24% Reduced -2.6m -2,630,000
6 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 18,522,00018.5m $18.2m $18.2m 0.00% Unchanged
7 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 14,627,00014.6m $14.4m $14.4m 0.00% Unchanged
8 AVIVA PLC 0.06% of their portfolio LONDON, X0 12,300,00012.3m $12.0m $12.0m 0.06% Unchanged
9 Verition Fund Management LLC 0.23% of their portfolio GREENWICH, CT 11,741,00011.7m $11.6m $11.6m 0.23% Reduced -11.7m -11,741,000
10 Calamos Advisors LLC 0.05% of their portfolio NAPERVILLE, IL 10,000,00010.0m $9.8m $9.8m 0.05% Unchanged
11 Sonora Investment Management Group, LLC 0.87% of their portfolio TUCSON, AZ 9,805,0009.8m $9.6m $9.6m 0.87% New
12 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 9,300,0009.3m $9.1m $9.1m 0.00% Unchanged
13 INCOME RESEARCH & MANAGEMENT 3.48% of their portfolio Boston, MA 7,500,0007.5m $7.4m $7.4m 3.48% Unchanged
14 BRAIDWELL LP 0.22% of their portfolio STAMFORD, CT 6,500,0006.5m $6.4m $6.4m 0.22% First filing
15 Monashee Investment Management LLC 2.55% of their portfolio Boston, MA 6,000,0006.0m $5.9m $5.9m 2.55% New
16 Russell Investments Group, Ltd. 0.01% of their portfolio Seattle, WA 4,737,0004.7m $4.7m $4.7m 0.01% Added +22.0k +22,000
17 Amundi 0.00% of their portfolio Paris, I0 4,684,0004.7m $4.6m $4.6m 0.00% Reduced -550.0k -550,000
18 COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 0.04% of their portfolio HARRISBURG, PA 4,382,0004.4m $4.3m $4.3m 0.04% Unchanged
19 PIPER SANDLER & CO. 4.17% of their portfolio MINNEAPOLIS, MN 4,095,0004.1m $4.0m $4.0m 4.17% Added +795.0k +795,000
20 BlackRock Inc. 0.00% of their portfolio New York, NY 3,505,0003.5m $3.4m $3.4m 0.00% Unchanged
21 WOLVERINE ASSET MANAGEMENT LLC 0.04% of their portfolio CHICAGO, IL 2,681,0002.7m $2.6m $2.6m 0.04% Reduced -6.0m -6,000,000
22 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 2,618,0002.6m $2.6m $2.6m 0.00% New
23 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 1,500,0001.5m $1.5m $1.5m 0.00% Unchanged
24 SCHRODER INVESTMENT MANAGEMENT GROUP 0.00% of their portfolio London, X0 1,000,0001.0m $976.6k $976.6k 0.00% Unchanged
25 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 814,000814.0k $798.7k $798.7k 0.00% Reduced -18.0k -18,000
26 Penn Mutual Asset Management 0.74% of their portfolio Conshohocken, PA 675,000675.0k $663.2k $663.2k 0.74% Unchanged
27 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 350,000350.0k $343.4k $343.4k 0.00% Unchanged
28 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 259,000259.0k $254.5k $254.5k 0.00% Unchanged
29 PALISADE CAPITAL MANAGEMENT, LP 0.01% of their portfolio FORT LEE, NJ 238,000238.0k $233.8k $233.8k 0.01% New
30 Jefferies Financial Group Inc. 0.00% of their portfolio NEW YORK, NY 133,000133.0k $130.7k $130.7k 0.00% New
31 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 120,000120.0k $117.9k $117.9k 0.00% Unchanged
32 Cutler Capital Management, LLC 0.05% of their portfolio WORCESTER, MA 117,000117.0k $115.0k $115.0k 0.05% Unchanged
33 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 103,000103.0k $100.2k $100.2k 0.00% Added +95.0k +95,000
34 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 76,00076.0k $74.6k $74.6k 0.00% First filing
35 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 31,00031.0k $30.5k $30.5k 0.00% Unchanged
36 EXCALIBUR MANAGEMENT CORP 0.02% of their portfolio WALTHAM, MA 30,00030.0k $29.5k $29.5k 0.02% Added +15.0k +15,000
37 Mayflower Financial Advisors, LLC 0.00% of their portfolio BOSTON, MA 25,00025.0k $24.6k $24.6k 0.00% Unchanged
38 Mariner, LLC 0.00% of their portfolio Overland Park, KS 20,00020.0k $20.0k $20.0k 0.00% New
39 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 16,00016.0k $15.7k $15.7k 0.00% Unchanged
40 GREAT VALLEY ADVISOR GROUP, INC. 0.00% of their portfolio WILMINGTON, DE 11,00011.0k $11.0k $11.0k 0.00% Unchanged
41 HM PAYSON & CO 0.00% of their portfolio PORTLAND, ME 10,00010.0k $9.8k $9.8k 0.00% Unchanged
42 GRIMES & Co WEALTH MANAGEMENT, LLC 0.00% of their portfolio WESTBOROUGH, MA 10,00010.0k $9.8k $9.8k 0.00% New
43 Cetera Advisors LLC 0.00% of their portfolio DENVER, CO 10,00010.0k $9.8k $9.8k 0.00% Unchanged
44 KLR INVESTMENT ADVISORS, LLC 0.01% of their portfolio PROVIDENCE, RI 10,00010.0k $9.8k $9.8k 0.01% First filing
45 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 9,0009.0k $8.8k $8.8k 0.00% Unchanged
46 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged