Vault-13

SUNOPTA INC STKL

COM · Common Stock · CUSIP 8676EP108 · ISIN CA8676EP1086

195 institutional holders +7 vs Q2 2024
101,658,504101.7m shares reported held*
$648.6mreported value*
26 new 63 added 68 reduced 23 sold out net bought ≈ $2.8m (+443.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($522.5k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $6.38. Options: 8 managers hold calls ($1.4m notional), 6 hold puts ($415.5k).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 182Q4 22: 193Q1 23: 182Q2 23: 184Q3 23: 170Q4 23: 181Q1 24: 185Q2 24: 188Q3 24: 195195Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022182
Q4 2022193
Q1 2023182
Q2 2023184
Q3 2023170
Q4 2023181
Q1 2024185
Q2 2024188
Q3 2024195

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 99 bought or addedQ4 22: 86 cut or sold outQ1 23: 89 bought or addedQ1 23: 85 cut or sold outQ1 23Q2 23: 88 bought or addedQ2 23: 86 cut or sold outQ3 23: 82 bought or addedQ3 23: 91 cut or sold outQ3 23Q4 23: 102 bought or addedQ4 23: 72 cut or sold outQ1 24: 83 bought or addedQ1 24: 84 cut or sold outQ1 24Q2 24: 95 bought or addedQ2 24: 85 cut or sold outQ3 24: 89 bought or addedQ3 24: 91 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20229986
Q1 20238985
Q2 20238886
Q3 20238291
Q4 202310272
Q1 20248384
Q2 20249585
Q3 20248991

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ4 23 calls: $1.4mQ4 23 puts: $930.7kQ4 23P/C 0.66Q1 24 calls: $1.5mQ1 24 puts: $1.7mQ1 24P/C 1.15Q2 24 calls: $755.8kQ2 24 puts: $1.7mQ2 24P/C 2.22Q3 24 calls: $1.4mQ3 24 puts: $415.5kQ3 24P/C 0.30
Numbers
QuarterCallsPutsP/C
Q4 2023$1.4m$930.7k0.66
Q1 2024$1.5m$1.7m1.15
Q2 2024$755.8k$1.7m2.22
Q3 2024$1.4m$415.5k0.30

Biggest buyers

VANGUARD GROUP INC Added +1,484,426+1.5m
SG Americas Securities, LLC New +1,002,232+1.0m
GEODE CAPITAL MANAGEMENT, LLC Added +951,462+951.5k
Rockefeller Capital Management L.P. Added +782,338+782.3k
HARBOR CAPITAL ADVISORS, INC. Added +596,403+596.4k
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Added +542,832+542.8k
Hodges Capital Management Inc. Added +406,005+406.0k
STATE STREET CORP Added +290,372+290.4k
THORNBURG INVESTMENT MANAGEMENT INC Added +228,613+228.6k
COOPERMAN LEON G Added +207,296+207.3k

Biggest sellers

Woodline Partners LP Reduced -1,554,090-1.6m
ARDSLEY ADVISORY PARTNERS LP Reduced -1,265,000-1.3m
NOMURA HOLDINGS INC Reduced -720,013-720.0k
ZAZOVE ASSOCIATES LLC Reduced -694,484-694.5k
Granahan Investment Management, LLC Reduced -563,135-563.1k
MARSHALL WACE, LLP Reduced -525,182-525.2k
ROYAL BANK OF CANADA Reduced -295,283-295.3k
CIBC WORLD MARKETS CORP Reduced -280,000-280.0k
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC Reduced -232,339-232.3k
BLAIR WILLIAM & CO/IL Reduced -217,006-217.0k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $644.4k101.0k shares
PEAK6 Investments LLC New $273.1k42.8k shares
SIG North Trading, ULC New $189.5k29.7k shares
CITADEL ADVISORS LLC Reduced $156.9k24.6k shares
WOLVERINE TRADING, LLC Reduced $74.3k11.4k shares
SIMPLEX TRADING, LLC Reduced $21.0k3.3k shares
GROUP ONE TRADING LLC Reduced $18.5k2.9k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

WOLVERINE TRADING, LLC Reduced $144.1k22.1k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $135.9k21.3k shares
SIMPLEX TRADING, LLC Reduced $117.0k18.4k shares
CITADEL ADVISORS LLC Reduced $14.0k2.2k shares
GROUP ONE TRADING LLC Reduced $4.5k700 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
BlackRock, Inc. 13G · institution filed 2025-04-23 6.6% 7.8m 2025-04-23

Fell to 5% or below in the last year: FIL Ltd (0.0%, 2026-06-05), CastleKnight Master Fund LP (0.0%, 2026-05-15), COOPERMAN LEON G (0.0%, 2026-05-13), Oaktree Capital Group Holdings GP, LLC (0.0%, 2026-05-05)

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 OAKTREE CAPITAL MANAGEMENT LP 2.20% of their portfolio LOS ANGELES, CA 20,726,12620.7m $132.2m $132.2m 2.20% Unchanged
2 BlackRock, Inc. 0.00% of their portfolio New York, NY 8,902,5548.9m $56.8m $56.8m 0.00% First filing
3 Rockefeller Capital Management L.P. 0.09% of their portfolio NEW YORK, NY 5,504,8375.5m $35.1m $35.1m 0.09% Added +782.3k +782,338
4 COOPERMAN LEON G 1.49% of their portfolio BOCA RATON, FL 5,486,9615.5m $35.0m $35.0m 1.49% Added +207.3k +207,296
5 BARROW HANLEY MEWHINNEY & STRAUSS LLC 0.11% of their portfolio DALLAS, TX 5,037,1055.0m $32.1m $32.1m 0.11% Reduced -27.0k -27,010
6 NOMURA HOLDINGS INC 0.19% of their portfolio TOKYO, M0 4,020,4954.0m $25.7m $25.7m 0.19% Reduced -720.0k -720,013
7 Hodges Capital Management Inc. 1.49% of their portfolio DALLAS, TX 3,604,6293.6m $23.0m $23.0m 1.49% Added +406.0k +406,005
8 FMR LLC 0.00% of their portfolio BOSTON, MA 2,530,2542.5m $16.1m $16.1m 0.00% Reduced -188.9k -188,892
9 Granahan Investment Management, LLC 0.55% of their portfolio WALTHAM, MA 2,192,7302.2m $14.0m $14.0m 0.55% Reduced -563.1k -563,135
10 Pictet Asset Management Holding SA 0.02% of their portfolio CAROUGE, V8 2,153,2182.2m $13.7m $13.7m 0.02% Added +6.9k +6,854
11 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 2,136,7222.1m $13.6m $13.6m 0.00% Added +1.5m +1,484,426
12 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 2,127,8902.1m $13.6m $13.6m 0.00% Added +951.5k +951,462
13 THORNBURG INVESTMENT MANAGEMENT INC 0.17% of their portfolio SANTA FE, NM 2,102,9812.1m $13.4m $13.4m 0.17% Added +228.6k +228,613
14 WYNNEFIELD CAPITAL INC 5.61% of their portfolio NEW YORK, NY 1,975,7842.0m $12.6m $12.6m 5.61% Unchanged
15 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 1,827,2731.8m $11.7m $11.7m 0.00% Added +290.4k +290,372
16 BLAIR WILLIAM & CO/IL 0.03% of their portfolio CHICAGO, IL 1,737,0221.7m $11.1m $11.1m 0.03% Reduced -217.0k -217,006
17 ARDSLEY ADVISORY PARTNERS LP 2.03% of their portfolio Norwalk, CT 1,680,0001.7m $10.7m $10.7m 2.03% Reduced -1.3m -1,265,000
18 ROYCE & ASSOCIATES LP 0.09% of their portfolio New York, NY 1,538,4961.5m $9.8m $9.8m 0.09% Added +130.5k +130,470
19 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 1,332,8361.3m $8.5m $8.5m 0.01% Reduced -1.1k -1,112
20 Portolan Capital Management, LLC 0.58% of their portfolio BOSTON, MA 1,255,9311.3m $8.0m $8.0m 0.58% Added +72.0k +71,967
21 Woodline Partners LP 0.07% of their portfolio San Francisco, CA 1,220,7351.2m $7.8m $7.8m 0.07% Reduced -1.6m -1,554,090
22 Skandinaviska Enskilda Banken AB (publ) 0.03% of their portfolio STOCKHOLM, V7 1,108,5001.1m $7.1m $7.1m 0.03% Reduced -114.0k -114,000
23 HARBOR CAPITAL ADVISORS, INC. 0.30% of their portfolio CHICAGO, IL 1,063,9181.1m $6.8m $6.8m 0.30% Added +596.4k +596,403
24 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,030,3401.0m $6.6m $6.6m 0.00% Added +113.2k +113,242
25 KENNEDY CAPITAL MANAGEMENT LLC 0.14% of their portfolio ST LOUIS, MO 1,016,2191.0m $6.5m $6.5m 0.14% Added +13.0k +13,020
26 SG Americas Securities, LLC 0.02% of their portfolio NEW YORK, NY 1,002,2321.0m $6.4m $6.4m 0.02% New
27 INTRINSIC EDGE CAPITAL MANAGEMENT LLC 0.74% of their portfolio CHICAGO, IL 932,084932.1k $5.9m $5.9m 0.74% Added +190.0k +190,000
28 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 931,455931.5k $5.9m $5.9m 0.00% Reduced -70.3k -70,320
29 MARSHALL WACE, LLP 0.01% of their portfolio LONDON, X0 871,542871.5k $5.6m $5.6m 0.01% Reduced -525.2k -525,182
30 PEREGRINE CAPITAL MANAGEMENT LLC 0.16% of their portfolio MINNEAPOLIS, MN 814,951815.0k $5.2m $5.2m 0.16% Added +1.7k +1,743
31 ESSEX INVESTMENT MANAGEMENT CO LLC 0.90% of their portfolio BOSTON, MA 811,188811.2k $5.2m $5.2m 0.90% Reduced -38.3k -38,304
32 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 759,869759.9k $4.8m $4.8m 0.00% Added +542.8k +542,832
33 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 758,726758.7k $4.8m $4.8m 0.00% Added +173.7k +173,740
34 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 756,933756.9k $4.8m $4.8m 0.00% Added +165.7k +165,654
35 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 523,651523.7k $3.3m $3.3m 0.00% Added +99.8k +99,786
36 HEARTLAND ADVISORS INC 0.17% of their portfolio MILWAUKEE, WI 500,000500.0k $3.2m $3.2m 0.17% Unchanged
37 CIBC WORLD MARKETS CORP 0.02% of their portfolio NEW YORK, NY 400,000400.0k $2.6m $2.6m 0.02% Reduced -280.0k -280,000
38 CastleKnight Management LP 0.27% of their portfolio New York, NY 360,803360.8k $2.3m $2.3m 0.27% Reduced -50.4k -50,351
39 Allianz Asset Management GmbH 0.00% of their portfolio MUNICH, 2M 332,433332.4k $2.1m $2.1m 0.00% Added +78.8k +78,807
40 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 331,099331.1k $2.1m $2.1m 0.00% Added +12.9k +12,900
41 Walnut Level Capital LLC 1.25% of their portfolio DENVER, CO 325,000325.0k $2.1m $2.1m 1.25% Unchanged
42 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 322,843322.8k $2.1m $2.1m 0.00% Unchanged
43 EPIQ PARTNERS, LLC 1.03% of their portfolio MINNEAPOLIS, MN 291,755291.8k $1.9m $1.9m 1.03% Reduced -34.2k -34,200
44 COHEN & STEERS, INC. 0.00% of their portfolio NEW YORK, NY 290,022290.0k $1.9m $1.9m 0.00% Reduced -51.6k -51,567
45 MACKENZIE FINANCIAL CORP 0.00% of their portfolio TORONTO ONTARIO, A6 280,819280.8k $1.8m $1.8m 0.00% Added +26.1k +26,141
46 Pathstone Holdings, LLC 0.01% of their portfolio ENGLEWOOD, NJ 275,418275.4k $1.8m $1.8m 0.01% Added +749 +749
47 TECTONIC ADVISORS LLC 0.11% of their portfolio FRISCO, TX 266,004266.0k $1.7m $1.7m 0.11% Reduced -2.6k -2,558
48 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 260,209260.2k $1.7m $1.7m 0.00% Added +1.8k +1,779
49 ZAZOVE ASSOCIATES LLC 0.17% of their portfolio INCLINE VILLAGE, NV 250,000250.0k $1.6m $1.6m 0.17% Reduced -694.5k -694,484
50 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 235,132235.1k $1.5m $1.5m 0.00% Reduced -55.5k -55,548
51 CREDIT AGRICOLE S A 0.01% of their portfolio Montrouge Cedex, I0 217,814217.8k $1.4m $1.4m 0.01% Added +48.2k +48,244
52 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 212,543212.5k $1.4m $1.4m 0.00% Reduced -896 -896
53 GSA CAPITAL PARTNERS LLP 0.10% of their portfolio LONDON, X0 212,462212.5k $1.4m $1.4m 0.10% Added +30.6k +30,646
54 KORNITZER CAPITAL MANAGEMENT INC /KS 0.02% of their portfolio SHAWNEE MISSION, KS 208,000208.0k $1.3m $1.3m 0.02% Unchanged
55 Legato Capital Management LLC 0.14% of their portfolio San Francisco, CA 180,741180.7k $1.2m $1.2m 0.14% Added +574 +574
56 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 178,954179.0k $1.1m $1.1m 0.00% Added +90.9k +90,937
57 Swiss National Bank 0.00% of their portfolio ZURICH, V8 172,925172.9k $1.1m $1.1m 0.00% Unchanged
58 Trexquant Investment LP 0.01% of their portfolio STAMFORD, CT 165,199165.2k $1.1m $1.1m 0.01% Reduced -186.8k -186,788
59 Lombard Odier Asset Management (USA) Corp 0.33% of their portfolio New York, NY 140,137140.1k $894.1k $894.1k 0.33% New
60 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 136,908136.9k $873.5k $873.5k 0.00% Reduced -1.7k -1,748
61 IRONWOOD INVESTMENT MANAGEMENT LLC 0.41% of their portfolio BOSTON, MA 131,330131.3k $837.9k $837.9k 0.41% Added +3.2k +3,184
62 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 127,740127.7k $815.0k $815.0k 0.00% Unchanged
63 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 116,266116.3k $741.8k $741.8k 0.00% Reduced -75.1k -75,139
64 PDT Partners, LLC 0.06% of their portfolio New York, NY 113,819113.8k $726.2k $726.2k 0.06% New
65 Cubist Systematic Strategies, LLC 0.01% of their portfolio STAMFORD, CT 112,158112.2k $715.6k $715.6k 0.01% Added +68.8k +68,828
66 Lokken Investment Group LLC 0.27% of their portfolio LEWES, DE 101,497101.5k $647.6k $647.6k 0.27% Unchanged
67 UBS Group AG 0.00% of their portfolio ZURICH, V8 99,72899.7k $636.3k $636.3k 0.00% Added +31.0k +31,023
68 Tidal Investments LLC 0.01% of their portfolio Milwaukee, WI 97,77197.8k $623.8k $623.8k 0.01% Added +622 +622
69 XTX Topco Ltd 0.05% of their portfolio LONDON, X0 97,00097.0k $618.9k $618.9k 0.05% Added +18.3k +18,260
70 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 92,41792.4k $592.4k $592.4k 0.00% Added +26.2k +26,232
71 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 87,00287.0k $555.1k $555.1k 0.00% Reduced -232.3k -232,339
72 Legal & General Group Plc 0.00% of their portfolio London, X0 83,69683.7k $536.8k $536.8k 0.00% Reduced -89 -89
73 LAWSON KROEKER INVESTMENT MANAGEMENT INC/NE 0.09% of their portfolio OMAHA, NE 75,00075.0k $478.5k $478.5k 0.09% Unchanged
74 MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.00% of their portfolio CAUSEWAY BAY, K3 74,92774.9k $478.0k $478.0k 0.00% Added +3.8k +3,794
75 WEALTH EFFECTS LLC 0.16% of their portfolio BOSTON, MA 71,20071.2k $454.3k $454.3k 0.16% Reduced -10.5k -10,500
76 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 67,79167.8k $435.1k $435.1k 0.00% Added +46.2k +46,244
77 Quantum Private Wealth, LLC 0.14% of their portfolio TAMPA, FL 66,67366.7k $425.4k $425.4k 0.14% Unchanged
78 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 58,49658.5k $373.2k $373.2k 0.00% Unchanged
79 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 54,65854.7k $348.7k $348.7k 0.00% Reduced -3.7k -3,651
80 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 54,30054.3k $346.4k $346.4k 0.00% Added +14.1k +14,098
81 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 52,71552.7k $335.8k $335.8k 0.00% Unchanged
82 Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio ZURICH, V8 51,65451.7k $331.5k $331.5k 0.00% Reduced -2.5k -2,519
83 FIRST HAWAIIAN BANK 0.01% of their portfolio HONOLULU, HI 50,66850.7k $323.3k $323.3k 0.01% Unchanged
84 Corebridge Financial, Inc. 0.00% of their portfolio HOUSTON, TX 49,05349.1k $313.0k $313.0k 0.00% Reduced -303 -303
85 OCCUDO QUANTITATIVE STRATEGIES LP 0.06% of their portfolio FORT LAUDERDALE, FL 48,72448.7k $310.9k $310.9k 0.06% Added +17.4k +17,385
86 CORNERCAP INVESTMENT COUNSEL INC 0.09% of their portfolio Atlanta, GA 48,57148.6k $309.9k $309.9k 0.09% Reduced -50.5k -50,520
87 First Dallas Securities Inc. 0.13% of their portfolio DALLAS, TX 47,00047.0k $299.9k $299.9k 0.13% Unchanged
88 STEPHENS INC /AR/ 0.00% of their portfolio LITTLE ROCK, AR 45,86945.9k $292.6k $292.6k 0.00% Reduced -21.6k -21,593
89 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 45,62745.6k $291.1k $291.1k 0.00% Added +11.5k +11,518
90 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.00% of their portfolio BOSTON, MA 42,18142.2k $270.4k $270.4k 0.00% New
91 Penserra Capital Management LLC 0.01% of their portfolio ORINDA, CA 40,45740.5k $258.0k $258.0k 0.01% Added +27.4k +27,393
92 Cedar Wealth Management, LLC 0.08% of their portfolio LA JOLLA, CA 38,67738.7k $246.8k $246.8k 0.08% Reduced -6.5k -6,521
93 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 38,17138.2k $243.5k $243.5k 0.00% Added +87 +87
94 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 36,87736.9k $235.3k $235.3k 0.00% Reduced -60.4k -60,351
95 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 36,19136.2k $230.9k $230.9k 0.00% Reduced -767 -767
96 Dorsey & Whitney Trust CO LLC 0.01% of their portfolio SIOUX FALLS, SD 36,13036.1k $230.5k $230.5k 0.01% Unchanged
97 Gotham Asset Management, LLC 0.00% of their portfolio NEW YORK, NY 35,34935.3k $225.5k $225.5k 0.00% Reduced -44.5k -44,470
98 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 34,24934.2k $218.5k $218.5k 0.00% Reduced -1.1k -1,116
99 SIMPLEX TRADING, LLC 0.01% of their portfolio CHICAGO, IL 33,51733.5k $213.0k $213.0k 0.01% Reduced -59.8k -59,831
100 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 33,28533.3k $212.6k $212.6k 0.00% Reduced -11.6k -11,567