Vault-13

SUNOPTA INC STKL

COM · Common Stock · CUSIP 8676EP108 · ISIN CA8676EP1086

188 institutional holders +3 vs Q1 2024
99,920,69699.9m shares reported held*
$539.6mreported value*
32 new 63 added 56 reduced 29 sold out net sold ≈ $8.5m (-1.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($382.2k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $5.40. Options: 6 managers hold calls ($755.8k notional), 7 hold puts ($1.7m).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 182Q4 22: 193Q1 23: 182Q2 23: 184Q3 23: 170Q4 23: 181Q1 24: 185Q2 24: 188188Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022182
Q4 2022193
Q1 2023182
Q2 2023184
Q3 2023170
Q4 2023181
Q1 2024185
Q2 2024188

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 99 bought or addedQ4 22: 86 cut or sold outQ4 22Q1 23: 89 bought or addedQ1 23: 85 cut or sold outQ2 23: 88 bought or addedQ2 23: 86 cut or sold outQ2 23Q3 23: 82 bought or addedQ3 23: 91 cut or sold outQ4 23: 102 bought or addedQ4 23: 72 cut or sold outQ4 23Q1 24: 83 bought or addedQ1 24: 84 cut or sold outQ2 24: 95 bought or addedQ2 24: 85 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20229986
Q1 20238985
Q2 20238886
Q3 20238291
Q4 202310272
Q1 20248384
Q2 20249585

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 23 calls: $2.2mQ3 23 puts: $55.3kQ3 23P/C 0.03Q4 23 calls: $1.4mQ4 23 puts: $930.7kQ4 23P/C 0.66Q1 24 calls: $1.5mQ1 24 puts: $1.7mQ1 24P/C 1.15Q2 24 calls: $755.8kQ2 24 puts: $1.7mQ2 24P/C 2.22
Numbers
QuarterCallsPutsP/C
Q3 2023$2.2m$55.3k0.03
Q4 2023$1.4m$930.7k0.66
Q1 2024$1.5m$1.7m1.15
Q2 2024$755.8k$1.7m2.22

Biggest buyers

Rockefeller Capital Management L.P. Added +1,872,572+1.9m
Woodline Partners LP Added +941,352+941.4k
MARSHALL WACE, LLP Added +751,126+751.1k
NOMURA HOLDINGS INC Added +695,067+695.1k
Granahan Investment Management, LLC Added +683,465+683.5k
MILLENNIUM MANAGEMENT LLC Added +459,053+459.1k
HARBOR CAPITAL ADVISORS, INC. Added +356,700+356.7k
COHEN & STEERS, INC. New +341,589+341.6k
Hodges Capital Management Inc. Added +323,397+323.4k
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC New +319,341+319.3k

Biggest sellers

Diamond Hill Capital Management, LLC (Investment Advisor) Sold out -2,529,784-2.5m
GOLDMAN SACHS GROUP INC Reduced -1,478,399-1.5m
Medina Value Partners, LLC Sold out -1,223,301-1.2m
HANTZ FINANCIAL SERVICES, INC. Reduced -1,178,433-1.2m
MORGAN STANLEY Reduced -1,145,654-1.1m
Portolan Capital Management, LLC Reduced -1,083,209-1.1m
ARDSLEY ADVISORY PARTNERS LP Reduced -720,000-720.0k
FULLER & THALER ASSET MANAGEMENT, INC. Sold out -322,535-322.5k
BlackRock Inc. Reduced -288,265-288.3k
STIFEL FINANCIAL CORP Sold out -245,193-245.2k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $291.6k54.0k shares
CITADEL ADVISORS LLC Reduced $221.4k41.0k shares
GROUP ONE TRADING LLC Added $88.0k16.3k shares
SIMPLEX TRADING, LLC Added $83.0k15.4k shares
WOLVERINE TRADING, LLC New $71.8k13.3k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SIMPLEX TRADING, LLC Added $814.0k150.8k shares
GROUP ONE TRADING LLC Reduced $354.8k65.7k shares
WOLVERINE TRADING, LLC New $182.5k33.8k shares
JANE STREET GROUP, LLC Added $178.7k33.1k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $106.9k19.8k shares
CITADEL ADVISORS LLC Reduced $37.3k6.9k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
BlackRock, Inc. 13G · institution filed 2025-04-23 6.6% 7.8m 2025-04-23

Fell to 5% or below in the last year: FIL Ltd (0.0%, 2026-06-05), CastleKnight Master Fund LP (0.0%, 2026-05-15), COOPERMAN LEON G (0.0%, 2026-05-13), Oaktree Capital Group Holdings GP, LLC (0.0%, 2026-05-05)

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 OAKTREE CAPITAL MANAGEMENT LP 1.93% of their portfolio LOS ANGELES, CA 20,726,12620.7m $111.9m $111.9m 1.93% Unchanged
2 BlackRock Inc. 0.00% of their portfolio New York, NY 7,604,9727.6m $41.1m $41.1m 0.00% Reduced -288.3k -288,265
3 COOPERMAN LEON G 1.20% of their portfolio BOCA RATON, FL 5,279,6655.3m $28.5m $28.5m 1.20% Added +294.7k +294,665
4 BARROW HANLEY MEWHINNEY & STRAUSS LLC 0.09% of their portfolio DALLAS, TX 5,064,1155.1m $27.3m $27.3m 0.09% Added +56.6k +56,560
5 NOMURA HOLDINGS INC 0.16% of their portfolio TOKYO, M0 4,740,5084.7m $25.6m $25.6m 0.16% Added +695.1k +695,067
6 Rockefeller Capital Management L.P. 0.07% of their portfolio NEW YORK, NY 4,722,4994.7m $25.5m $25.5m 0.07% Added +1.9m +1,872,572
7 Hodges Capital Management Inc. 1.17% of their portfolio DALLAS, TX 3,198,6243.2m $17.3m $17.3m 1.17% Added +323.4k +323,397
8 ARDSLEY ADVISORY PARTNERS LP 2.88% of their portfolio Norwalk, CT 2,945,0002.9m $15.9m $15.9m 2.88% Reduced -720.0k -720,000
9 Woodline Partners LP 0.14% of their portfolio San Francisco, CA 2,774,8252.8m $15.0m $15.0m 0.14% Added +941.4k +941,352
10 Granahan Investment Management, LLC 0.60% of their portfolio WALTHAM, MA 2,755,8652.8m $14.9m $14.9m 0.60% Added +683.5k +683,465
11 FMR LLC 0.00% of their portfolio BOSTON, MA 2,719,1462.7m $14.7m $14.7m 0.00% Added +285.0k +284,997
12 Pictet Asset Management Holding SA 0.01% of their portfolio CAROUGE, V8 2,146,3642.1m $11.6m $11.6m 0.01% Reduced -128.7k -128,728
13 WYNNEFIELD CAPITAL INC 4.80% of their portfolio NEW YORK, NY 1,975,7842.0m $10.7m $10.7m 4.80% Added +201.2k +201,234
14 BLAIR WILLIAM & CO/IL 0.03% of their portfolio CHICAGO, IL 1,954,0282.0m $10.6m $10.6m 0.03% Reduced -17.3k -17,317
15 THORNBURG INVESTMENT MANAGEMENT INC 0.14% of their portfolio SANTA FE, NM 1,874,3681.9m $10.1m $10.1m 0.14% Reduced -46.5k -46,483
16 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 1,536,9011.5m $8.3m $8.3m 0.00% Reduced -9.5k -9,513
17 ROYCE & ASSOCIATES LP 0.07% of their portfolio New York, NY 1,408,0261.4m $7.6m $7.6m 0.07% Added +111.5k +111,522
18 MARSHALL WACE, LLP 0.01% of their portfolio LONDON, X0 1,396,7241.4m $7.5m $7.5m 0.01% Added +751.1k +751,126
19 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 1,333,9481.3m $7.2m $7.2m 0.01% Added +459.1k +459,053
20 Skandinaviska Enskilda Banken AB (publ) 0.03% of their portfolio STOCKHOLM, V7 1,222,5001.2m $6.6m $6.6m 0.03% Unchanged
21 Portolan Capital Management, LLC 0.53% of their portfolio BOSTON, MA 1,183,9641.2m $6.4m $6.4m 0.53% Reduced -1.1m -1,083,209
22 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 1,176,4281.2m $6.4m $6.4m 0.00% Added +43.1k +43,100
23 KENNEDY CAPITAL MANAGEMENT LLC 0.12% of their portfolio ST LOUIS, MO 1,003,1991.0m $5.4m $5.4m 0.12% Added +309.5k +309,473
24 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 1,001,7751.0m $5.4m $5.4m 0.00% Added +222.4k +222,404
25 ZAZOVE ASSOCIATES LLC 0.30% of their portfolio INCLINE VILLAGE, NV 944,484944.5k $5.1m $5.1m 0.30% Unchanged
26 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 917,098917.1k $5.0m $5.0m 0.00% Reduced -38.2k -38,182
27 ESSEX INVESTMENT MANAGEMENT CO LLC 0.86% of their portfolio BOSTON, MA 849,492849.5k $4.6m $4.6m 0.86% Added +20.6k +20,635
28 PEREGRINE CAPITAL MANAGEMENT LLC 0.13% of their portfolio MINNEAPOLIS, MN 813,208813.2k $4.4m $4.4m 0.13% Added +10.6k +10,578
29 INTRINSIC EDGE CAPITAL MANAGEMENT LLC 0.39% of their portfolio CHICAGO, IL 742,084742.1k $4.0m $4.0m 0.39% Added +240.0k +240,000
30 CIBC WORLD MARKETS CORP 0.02% of their portfolio NEW YORK, NY 680,000680.0k $3.7m $3.7m 0.02% Unchanged
31 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 652,296652.3k $3.5m $3.5m 0.00% Added +9.8k +9,791
32 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 591,279591.3k $3.2m $3.2m 0.00% Reduced -41.8k -41,750
33 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 584,986585.0k $3.2m $3.2m 0.00% Reduced -1.1m -1,145,654
34 HEARTLAND ADVISORS INC 0.15% of their portfolio MILWAUKEE, WI 500,000500.0k $2.7m $2.7m 0.15% Unchanged
35 HARBOR CAPITAL ADVISORS, INC. 0.19% of their portfolio CHICAGO, IL 467,515467.5k $2.5m $2.5m 0.19% Added +356.7k +356,700
36 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 423,865423.9k $2.3m $2.3m 0.00% Reduced -1.5m -1,478,399
37 CastleKnight Management LP 0.30% of their portfolio New York, NY 411,154411.2k $2.2m $2.2m 0.30% Reduced -125.4k -125,360
38 Trexquant Investment LP 0.03% of their portfolio STAMFORD, CT 351,987352.0k $1.9m $1.9m 0.03% Added +245.5k +245,484
39 COHEN & STEERS, INC. 0.00% of their portfolio NEW YORK, NY 341,589341.6k $1.8m $1.8m 0.00% New
40 EPIQ PARTNERS, LLC 1.19% of their portfolio MINNEAPOLIS, MN 325,955326.0k $1.8m $1.8m 1.19% Added +30.5k +30,500
41 Walnut Level Capital LLC 1.19% of their portfolio DENVER, CO 325,000325.0k $1.8m $1.8m 1.19% Unchanged
42 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 322,843322.8k $1.7m $1.7m 0.00% Unchanged
43 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 319,341319.3k $1.7m $1.7m 0.00% New
44 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 318,199318.2k $1.7m $1.7m 0.00% Added +75.1k +75,129
45 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 309,147309.1k $1.7m $1.7m 0.00% Added +5.2k +5,226
46 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 290,680290.7k $1.6m $1.6m 0.00% Reduced -143.1k -143,054
47 Pathstone Holdings, LLC 0.01% of their portfolio ENGLEWOOD, NJ 274,669274.7k $1.5m $1.5m 0.01% Added +500 +500
48 TECTONIC ADVISORS LLC 0.10% of their portfolio FRISCO, TX 268,562268.6k $1.5m $1.5m 0.10% Added +34.7k +34,738
49 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 258,430258.4k $1.4m $1.4m 0.00% Reduced -301 -301
50 MACKENZIE FINANCIAL CORP 0.00% of their portfolio TORONTO ONTARIO, A6 254,678254.7k $1.4m $1.4m 0.00% Added +2.2k +2,155
51 Allianz Asset Management GmbH 0.00% of their portfolio MUNICH, 2M 253,626253.6k $1.4m $1.4m 0.00% Reduced -119.5k -119,539
52 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 217,037217.0k $1.2m $1.2m 0.00% Added +4.8k +4,763
53 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 213,439213.4k $1.2m $1.2m 0.00% Added +82.4k +82,402
54 KORNITZER CAPITAL MANAGEMENT INC /KS 0.02% of their portfolio SHAWNEE MISSION, KS 208,000208.0k $1.1m $1.1m 0.02% Reduced -103.0k -103,000
55 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 191,405191.4k $1.0m $1.0m 0.00% Added +139.0k +138,978
56 GSA CAPITAL PARTNERS LLP 0.07% of their portfolio LONDON, X0 181,816181.8k $982.0k $982.0k 0.07% Added +165.8k +165,847
57 Legato Capital Management LLC 0.13% of their portfolio San Francisco, CA 180,167180.2k $972.9k $972.9k 0.13% Unchanged
58 Swiss National Bank 0.00% of their portfolio ZURICH, V8 172,925172.9k $929.5k $929.5k 0.00% Unchanged
59 CREDIT AGRICOLE S A 0.01% of their portfolio Montrouge Cedex, I0 169,570169.6k $915.7k $915.7k 0.01% New
60 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 138,656138.7k $748.7k $748.7k 0.00% Reduced -147 -147
61 IRONWOOD INVESTMENT MANAGEMENT LLC 0.37% of their portfolio BOSTON, MA 128,146128.1k $692.0k $692.0k 0.37% Reduced -3.6k -3,565
62 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 127,740127.7k $689.8k $689.8k 0.00% Reduced -830 -830
63 Lokken Investment Group LLC 0.26% of their portfolio LEWES, DE 101,497101.5k $548.1k $548.1k 0.26% Unchanged
64 CORNERCAP INVESTMENT COUNSEL INC 0.09% of their portfolio Atlanta, GA 99,09199.1k $535.1k $535.1k 0.09% New
65 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 97,22897.2k $525.0k $525.0k 0.00% New
66 Tidal Investments LLC 0.01% of their portfolio Milwaukee, WI 97,14997.1k $524.6k $524.6k 0.01% Added +7.4k +7,433
67 Dynamic Technology Lab Private Ltd 0.06% of their portfolio SINGAPORE, U0 96,87696.9k $523.0k $523.0k 0.06% Added +10.3k +10,268
68 SIMPLEX TRADING, LLC 0.02% of their portfolio CHICAGO, IL 93,34893.3k $504.0k $504.0k 0.02% Added +81.5k +81,453
69 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 88,01788.0k $475.3k $475.3k 0.00% Reduced -45.9k -45,885
70 Legal & General Group Plc 0.00% of their portfolio London, X0 83,78583.8k $450.8k $450.8k 0.00% Added +4.3k +4,340
71 WEALTH EFFECTS LLC 0.16% of their portfolio BOSTON, MA 81,70081.7k $441.2k $441.2k 0.16% Reduced -2.2k -2,200
72 Gotham Asset Management, LLC 0.01% of their portfolio NEW YORK, NY 79,81979.8k $431.0k $431.0k 0.01% Added +48.1k +48,085
73 XTX Topco Ltd 0.04% of their portfolio LONDON, X0 78,74078.7k $425.2k $425.2k 0.04% Added +51.9k +51,943
74 LAWSON KROEKER INVESTMENT MANAGEMENT INC/NE 0.08% of their portfolio OMAHA, NE 75,00075.0k $405.0k $405.0k 0.08% New
75 Jump Financial, LLC 0.01% of their portfolio Chicago, IL 72,17172.2k $389.7k $389.7k 0.01% New
76 MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.00% of their portfolio CAUSEWAY BAY, K3 71,13371.1k $384.1k $384.1k 0.00% First filing
77 UBS Group AG 0.00% of their portfolio ZURICH, V8 68,70568.7k $371.0k $371.0k 0.00% Reduced -59.5k -59,518
78 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 67,46267.5k $364.3k $364.3k 0.01% Reduced -32.1k -32,120
79 Quantum Private Wealth, LLC 0.13% of their portfolio TAMPA, FL 66,67366.7k $360.0k $360.0k 0.13% Unchanged
80 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 66,18566.2k $356.1k $356.1k 0.00% Reduced -36.2k -36,200
81 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 65,35065.3k $352.9k $352.9k 0.00% Reduced -60.0k -59,988
82 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 58,49658.5k $315.9k $315.9k 0.00% Added +5.4k +5,420
83 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 58,30958.3k $314.9k $314.9k 0.00% Reduced -42.5k -42,547
84 Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio ZURICH, V8 54,17354.2k $291.4k $291.4k 0.00% Reduced -5.2k -5,216
85 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 52,71552.7k $284.7k $284.7k 0.00% Added +7.3k +7,296
86 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 51,27551.3k $276.9k $276.9k 0.00% New
87 FIRST HAWAIIAN BANK 0.01% of their portfolio HONOLULU, HI 50,66850.7k $273.6k $273.6k 0.01% New
88 Corebridge Financial, Inc. 0.00% of their portfolio HOUSTON, TX 49,35649.4k $266.5k $266.5k 0.00% First filing
89 First Dallas Securities Inc. 0.11% of their portfolio DALLAS, TX 47,00047.0k $253.8k $253.8k 0.11% Added +5.5k +5,500
90 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 46,46446.5k $252.1k $252.1k 0.00% Added +13.0k +12,996
91 Cedar Wealth Management, LLC 0.08% of their portfolio LA JOLLA, CA 45,19845.2k $244.1k $244.1k 0.08% Unchanged
92 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 44,85244.9k $242.6k $242.6k 0.00% Reduced -539 -539
93 Cubist Systematic Strategies, LLC 0.00% of their portfolio STAMFORD, CT 43,33043.3k $234.0k $234.0k 0.00% New
94 Graham Capital Management, L.P. 0.01% of their portfolio ROWAYTON, CT 41,46741.5k $223.9k $223.9k 0.01% New
95 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 40,20240.2k $217.1k $217.1k 0.00% Reduced -11.1k -11,073
96 Yarbrough Capital, LLC 0.01% of their portfolio FRANKLIN, TN 40,04440.0k $216.2k $216.2k 0.01% Unchanged
97 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 38,08438.1k $205.7k $205.7k 0.00% Reduced -23.0k -23,003
98 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 36,95837.0k $199.6k $199.6k 0.00% Added +3.5k +3,521
99 ALGERT GLOBAL LLC 0.01% of their portfolio SAN FRANCISCO, CA 36,67036.7k $198.0k $198.0k 0.01% New
100 Dorsey & Whitney Trust CO LLC 0.01% of their portfolio SIOUX FALLS, SD 36,13036.1k $195.1k $195.1k 0.01% Added +10.0k +10,000