Vault-13

SUNOPTA INC STKL

COM · Common Stock · CUSIP 8676EP108 · ISIN CA8676EP1086

181 institutional holders +11 vs Q3 2023
101,714,413101.7m shares reported held*
$556.3mreported value*
34 new 68 added 47 reduced 25 sold out net bought ≈ $25.8m (+4.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($216.6k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $5.47. Options: 6 managers hold calls ($1.4m notional), 6 hold puts ($930.7k).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 182Q4 22: 193Q1 23: 182Q2 23: 184Q3 23: 170Q4 23: 181181Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022182
Q4 2022193
Q1 2023182
Q2 2023184
Q3 2023170
Q4 2023181

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 99 bought or addedQ4 22: 86 cut or sold outQ4 22Q1 23: 89 bought or addedQ1 23: 85 cut or sold outQ1 23Q2 23: 88 bought or addedQ2 23: 86 cut or sold outQ2 23Q3 23: 82 bought or addedQ3 23: 91 cut or sold outQ3 23Q4 23: 102 bought or addedQ4 23: 72 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20229986
Q1 20238985
Q2 20238886
Q3 20238291
Q4 202310272

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ1 23 calls: $6.1mQ1 23 puts: $890.1kQ1 23P/C 0.15Q2 23 calls: $3.1mQ2 23 puts: $281.8kQ2 23P/C 0.09Q3 23 calls: $2.2mQ3 23 puts: $55.3kQ3 23P/C 0.03Q4 23 calls: $1.4mQ4 23 puts: $930.7kQ4 23P/C 0.66
Numbers
QuarterCallsPutsP/C
Q1 2023$6.1m$890.1k0.15
Q2 2023$3.1m$281.8k0.09
Q3 2023$2.2m$55.3k0.03
Q4 2023$1.4m$930.7k0.66

Biggest buyers

Hodges Capital Management Inc. Added +2,345,917+2.3m
Granahan Investment Management, LLC Added +2,221,718+2.2m
Woodline Partners LP Added +1,682,738+1.7m
CastleKnight Management LP New +1,598,417+1.6m
GOLDMAN SACHS GROUP INC Added +1,466,338+1.5m
JPMORGAN CHASE & CO Added +934,498+934.5k
MORGAN STANLEY Added +930,623+930.6k
Rockefeller Capital Management L.P. Added +787,556+787.6k
WYNNEFIELD CAPITAL INC Added +774,550+774.5k
Medina Value Partners, LLC New +741,164+741.2k

Biggest sellers

Aberdeen Group plc Sold out -2,555,963-2.6m
FMR LLC Reduced -1,811,970-1.8m
Alyeska Investment Group, L.P. Sold out -1,233,996-1.2m
Diamond Hill Capital Management, LLC (Investment Advisor) Reduced -1,062,053-1.1m
Pictet Asset Management Holding SA Reduced -999,468-999.5k
AMERICAN CENTURY COMPANIES INC Reduced -815,809-815.8k
MILLENNIUM MANAGEMENT LLC Sold out -771,716-771.7k
First Dallas Securities Inc. Reduced -609,000-609.0k
Clear Sky Carbon Solutions Investment Management, LLC Reduced -366,331-366.3k
RENAISSANCE TECHNOLOGIES LLC Sold out -340,300-340.3k

Biggest calls

TORNO CAPITAL, LLC First filing $410.2k75.0k shares
GROUP ONE TRADING LLC New $387.3k70.8k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $326.6k59.7k shares
CITADEL ADVISORS LLC Added $243.4k44.5k shares
SIMPLEX TRADING, LLC Added $35.0k6.5k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

GROUP ONE TRADING LLC Added $430.5k78.7k shares
CITADEL ADVISORS LLC Added $288.8k52.8k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $202.9k37.1k shares
TORNO CAPITAL, LLC First filing $5.5k1.0k shares
SIMPLEX TRADING, LLC Added $3.0k600 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
BlackRock, Inc. 13G · institution filed 2025-04-23 6.6% 7.8m 2025-04-23

Fell to 5% or below in the last year: FIL Ltd (0.0%, 2026-06-05), CastleKnight Master Fund LP (0.0%, 2026-05-15), COOPERMAN LEON G (0.0%, 2026-05-13), Oaktree Capital Group Holdings GP, LLC (0.0%, 2026-05-05)

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 OAKTREE CAPITAL MANAGEMENT LP 1.78% of their portfolio LOS ANGELES, CA 20,726,12620.7m $113.4m $113.4m 1.78% Unchanged
2 BlackRock Inc. 0.00% of their portfolio New York, NY 8,327,0658.3m $45.5m $45.5m 0.00% Reduced -193.6k -193,646
3 BARROW HANLEY MEWHINNEY & STRAUSS LLC 0.10% of their portfolio DALLAS, TX 5,045,8935.0m $27.6m $27.6m 0.10% Reduced -64.4k -64,447
4 COOPERMAN LEON G 1.30% of their portfolio BOCA RATON, FL 4,985,0005.0m $27.3m $27.3m 1.30% Added +135.3k +135,309
5 ARDSLEY ADVISORY PARTNERS LP 5.84% of their portfolio Norwalk, CT 4,966,6435.0m $27.2m $27.2m 5.84% Reduced -47.3k -47,305
6 NOMURA HOLDINGS INC 0.20% of their portfolio TOKYO, M0 4,045,4984.0m $22.1m $22.1m 0.20% Reduced -177.0k -177,000
7 Hodges Capital Management Inc. 1.04% of their portfolio DALLAS, TX 3,515,9463.5m $19.2m $19.2m 1.04% Added +2.3m +2,345,917
8 Diamond Hill Capital Management, LLC (Investment Advisor) 0.07% of their portfolio COLUMBUS, OH 2,842,2592.8m $15.5m $15.5m 0.07% Reduced -1.1m -1,062,053
9 FMR LLC 0.00% of their portfolio BOSTON, MA 2,710,8332.7m $14.8m $14.8m 0.00% Reduced -1.8m -1,811,970
10 Portolan Capital Management, LLC 1.25% of their portfolio BOSTON, MA 2,603,2542.6m $14.2m $14.2m 1.25% Added +280.9k +280,934
11 Granahan Investment Management, LLC 0.43% of their portfolio WALTHAM, MA 2,393,7902.4m $13.1m $13.1m 0.43% Added +2.2m +2,221,718
12 Woodline Partners LP 0.13% of their portfolio San Francisco, CA 2,132,7382.1m $11.7m $11.7m 0.13% Added +1.7m +1,682,738
13 Pictet Asset Management Holding SA 0.01% of their portfolio CAROUGE, V8 2,091,4992.1m $11.4m $11.4m 0.01% Reduced -999.5k -999,468
14 THORNBURG INVESTMENT MANAGEMENT INC 0.16% of their portfolio SANTA FE, NM 1,999,3242.0m $10.9m $10.9m 0.16% Added +523.8k +523,830
15 WYNNEFIELD CAPITAL INC 3.75% of their portfolio NEW YORK, NY 1,774,5501.8m $9.7m $9.7m 3.75% Added +774.5k +774,550
16 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 1,650,5791.7m $9.0m $9.0m 0.00% Added +1.5m +1,466,338
17 CastleKnight Management LP 1.40% of their portfolio New York, NY 1,598,4171.6m $8.7m $8.7m 1.40% New
18 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 1,502,0421.5m $8.2m $8.2m 0.00% Added +80.1k +80,103
19 Skandinaviska Enskilda Banken AB (publ) 0.04% of their portfolio STOCKHOLM, V7 1,417,5001.4m $7.8m $7.8m 0.04% Unchanged
20 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,395,9681.4m $7.6m $7.6m 0.00% Added +930.6k +930,623
21 ROYCE & ASSOCIATES LP 0.06% of their portfolio New York, NY 1,271,0581.3m $7.0m $7.0m 0.06% Added +99.2k +99,187
22 HANTZ FINANCIAL SERVICES, INC. 0.15% of their portfolio SOUTHFIELD, MI 1,231,9681.2m $6.7m $6.7m 0.15% Reduced -135.1k -135,116
23 Rockefeller Capital Management L.P. 0.02% of their portfolio NEW YORK, NY 1,139,6831.1m $6.2m $6.2m 0.02% Added +787.6k +787,556
24 BLAIR WILLIAM & CO/IL 0.02% of their portfolio CHICAGO, IL 1,113,7421.1m $6.1m $6.1m 0.02% Reduced -15.5k -15,468
25 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 1,076,5951.1m $5.9m $5.9m 0.00% Added +50.3k +50,318
26 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,038,7721.0m $5.7m $5.7m 0.00% Added +934.5k +934,498
27 ESSEX INVESTMENT MANAGEMENT CO LLC 0.93% of their portfolio BOSTON, MA 862,043862.0k $4.7m $4.7m 0.93% Reduced -99.3k -99,340
28 PEREGRINE CAPITAL MANAGEMENT LLC 0.13% of their portfolio MINNEAPOLIS, MN 802,387802.4k $4.4m $4.4m 0.13% Reduced -138.1k -138,148
29 Medina Value Partners, LLC 2.50% of their portfolio LOS ANGELES, CA 741,164741.2k $4.1m $4.1m 2.50% New
30 Allianz Asset Management GmbH 0.01% of their portfolio MUNICH, 2M 740,621740.6k $4.1m $4.1m 0.01% Added +33.7k +33,730
31 KENNEDY CAPITAL MANAGEMENT LLC 0.09% of their portfolio ST LOUIS, MO 713,085713.1k $3.9m $3.9m 0.09% Added +437.3k +437,271
32 CIBC WORLD MARKETS CORP 0.02% of their portfolio NEW YORK, NY 680,000680.0k $3.7m $3.7m 0.02% Unchanged
33 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 648,878648.9k $3.5m $3.5m 0.00% Added +42.4k +42,433
34 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 597,600597.6k $3.3m $3.3m 0.00% Added +55.4k +55,352
35 ZAZOVE ASSOCIATES LLC 0.40% of their portfolio INCLINE VILLAGE, NV 594,034594.0k $3.2m $3.2m 0.40% Added +112.0k +112,011
36 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 535,366535.4k $2.9m $2.9m 0.00% Reduced -48.8k -48,790
37 HEARTLAND ADVISORS INC 0.13% of their portfolio MILWAUKEE, WI 450,000450.0k $2.5m $2.5m 0.13% Unchanged
38 Clear Sky Carbon Solutions Investment Management, LLC 1.12% of their portfolio BELLAIRE, TX 438,987439.0k $2.4m $2.4m 1.12% Reduced -366.3k -366,331
39 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 383,906383.9k $2.1m $2.1m 0.00% Added +149.1k +149,108
40 Manatuck Hill Partners, LLC 0.88% of their portfolio WESTPORT, CT 375,000375.0k $2.1m $2.1m 0.88% New
41 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 355,739355.7k $1.9m $1.9m 0.00% Added +42.7k +42,672
42 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 331,547331.5k $1.8m $1.8m 0.00% Added +16.2k +16,222
43 Walnut Level Capital LLC 1.59% of their portfolio DENVER, CO 325,000325.0k $1.8m $1.8m 1.59% First filing
44 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 322,843322.8k $1.8m $1.8m 0.00% Added +63.2k +63,205
45 KORNITZER CAPITAL MANAGEMENT INC /KS 0.03% of their portfolio SHAWNEE MISSION, KS 311,000311.0k $1.7m $1.7m 0.03% Unchanged
46 EPIQ PARTNERS, LLC 1.14% of their portfolio MINNEAPOLIS, MN 291,705291.7k $1.6m $1.6m 1.14% Added +33.9k +33,920
47 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 265,971266.0k $1.5m $1.5m 0.00% Added +24.1k +24,071
48 Pathstone Holdings, LLC 0.01% of their portfolio ENGLEWOOD, NJ 265,828265.8k $1.5m $1.5m 0.01% First filing
49 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 263,243263.2k $1.4m $1.4m 0.00% Added +38.3k +38,282
50 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 257,495257.5k $1.4m $1.4m 0.00% Reduced -20.0k -20,024
51 MACKENZIE FINANCIAL CORP 0.00% of their portfolio TORONTO ONTARIO, A6 251,880251.9k $1.4m $1.4m 0.00% New
52 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 234,812234.8k $1.3m $1.3m 0.00% Added +142.7k +142,679
53 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 216,612216.6k $1.2m $1.2m 0.00% Added +6.7k +6,660
54 TECTONIC ADVISORS LLC 0.09% of their portfolio FRISCO, TX 205,916205.9k $1.1m $1.1m 0.09% Reduced -106.2k -106,159
55 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 205,299205.3k $1.1m $1.1m 0.00% Added +108.0k +108,039
56 Divisadero Street Capital Management, LP 0.25% of their portfolio MIAMI, FL 200,000200.0k $1.1m $1.1m 0.25% New
57 Legato Capital Management LLC 0.13% of their portfolio San Francisco, CA 180,167180.2k $985.5k $985.5k 0.13% Unchanged
58 Swiss National Bank 0.00% of their portfolio ZURICH, V8 175,625175.6k $960.1k $960.1k 0.00% Reduced -13.8k -13,800
59 FORMULA GROWTH LTD 0.28% of their portfolio MONTREAL, A8 158,665158.7k $867.9k $867.9k 0.28% New
60 Boston Partners 0.00% of their portfolio BOSTON, MA 137,392137.4k $751.5k $751.5k 0.00% New
61 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 135,286135.3k $740.0k $740.0k 0.00% Added +10.2k +10,230
62 UBS Group AG 0.00% of their portfolio ZURICH, V8 134,775134.8k $737.2k $737.2k 0.00% Added +55.5k +55,482
63 IRONWOOD INVESTMENT MANAGEMENT LLC 0.38% of their portfolio BOSTON, MA 132,158132.2k $722.9k $722.9k 0.38% Reduced -6.2k -6,195
64 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 131,037131.0k $716.8k $716.8k 0.00% Added +503 +503
65 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 112,976113.0k $618.0k $618.0k 0.00% New
66 VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio San Antonio, TX 112,890112.9k $617.5k $617.5k 0.00% Reduced -14.1k -14,080
67 Lokken Investment Group LLC 0.31% of their portfolio LEWES, DE 101,497101.5k $555.2k $555.2k 0.31% Unchanged
68 Auxano Advisors, LLC 0.18% of their portfolio BELLEVUE, WA 96,98297.0k $530.5k $530.5k 0.18% New
69 WEALTH EFFECTS LLC 0.18% of their portfolio BOSTON, MA 87,40087.4k $478.1k $478.1k 0.18% Added +10.1k +10,050
70 STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio MADISON, WI 84,60084.6k $462.8k $462.8k 0.00% Added +8.7k +8,700
71 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 80,86080.9k $442.3k $442.3k 0.00% Reduced -97.4k -97,380
72 Granite Bay Wealth Management, LLC 0.00% of their portfolio PORTSMOUTH, NH 75,60075.6k $331.0k $331.0k 0.00% Unchanged
73 Legal & General Group Plc 0.00% of their portfolio London, X0 74,34174.3k $407.4k $407.4k 0.00% Added +3.6k +3,600
74 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 72,75872.8k $398.0k $398.0k 0.00% Added +48.0k +47,969
75 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 63,71863.7k $350.8k $350.8k 0.00% Reduced -989 -989
76 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 61,03161.0k $333.8k $333.8k 0.00% Reduced -80.1k -80,140
77 Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio ZURICH, V8 60,98461.0k $334.4k $334.4k 0.00% Added +2.6k +2,578
78 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 60,91960.9k $333.2k $333.2k 0.00% Added +67 +67
79 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 60,38660.4k $330.3k $330.3k 0.00% Added +20.0k +20,038
80 Penserra Capital Management LLC 0.01% of their portfolio ORINDA, CA 58,60458.6k $320.0k $320.0k 0.01% Added +51.8k +51,828
81 GROUP ONE TRADING LLC 0.01% of their portfolio CHICAGO, IL 56,71356.7k $310.2k $310.2k 0.01% New
82 Quantum Private Wealth, LLC 0.13% of their portfolio TAMPA, FL 56,67356.7k $310.0k $310.0k 0.13% Added +1.6k +1,605
83 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 53,07653.1k $290.3k $290.3k 0.00% Unchanged
84 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 51,53851.5k $281.9k $281.9k 0.00% Added +25.7k +25,655
85 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 49,93449.9k $273.1k $273.1k 0.00% Added +3.9k +3,858
86 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 46,59746.6k $254.9k $254.9k 0.00% Added +1.3k +1,259
87 Cedar Wealth Management, LLC 0.09% of their portfolio LA JOLLA, CA 45,54045.5k $249.1k $249.1k 0.09% Unchanged
88 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 45,41945.4k $248.4k $248.4k 0.00% Added +1.6k +1,604
89 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 44,85244.9k $245.4k $245.4k 0.00% Reduced -93.5k -93,534
90 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 41,78341.8k $228.6k $228.6k 0.00% Reduced -50.1k -50,119
91 SIMPLEX TRADING, LLC 0.01% of their portfolio CHICAGO, IL 41,65941.7k $227.0k $227.0k 0.01% Added +33.7k +33,711
92 First Dallas Securities Inc. 0.12% of their portfolio DALLAS, TX 41,50041.5k $227.0k $227.0k 0.12% Reduced -609.0k -609,000
93 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 41,07041.1k $224.7k $224.7k 0.00% Added +28.0k +27,971
94 TOWNSQUARE CAPITAL LLC 0.00% of their portfolio Lehi, UT 40,46940.5k $221.4k $221.4k 0.00% Added +18.4k +18,437
95 Yarbrough Capital, LLC 0.01% of their portfolio FRANKLIN, TN 40,04440.0k $219.0k $219.0k 0.01% Unchanged
96 BOOTHBAY FUND MANAGEMENT, LLC 0.01% of their portfolio NEW YORK, NY 39,57439.6k $216.5k $216.5k 0.01% Reduced -76.8k -76,817
97 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 36,89036.9k $201.8k $201.8k 0.00% Reduced -1.3k -1,296
98 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.02% of their portfolio Englewood, NJ 36,82836.8k $201.4k $201.4k 0.02% New
99 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 35,66935.7k $195.1k $195.1k 0.00% Reduced -30.8k -30,778
100 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 34,85334.9k $190.6k $190.6k 0.00% Unchanged