Vault-13

SUNOPTA INC STKL

COM · Common Stock · CUSIP 8676EP108 · ISIN CA8676EP1086

193 institutional holders +11 vs Q3 2022
91,112,10891.1m shares reported held*
$768.9mreported value*
34 new 65 added 63 reduced 23 sold out net bought ≈ $57.1m (+6.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($347.9k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $8.44. Options: 13 managers hold calls ($14.7m notional), 8 hold puts ($7.8m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 182Q4 22: 193193Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022182
Q4 2022193

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ3 22 calls: $14.0mQ3 22 puts: $8.1mQ3 22P/C 0.58Q4 22 calls: $14.7mQ4 22 puts: $7.8mQ4 22P/C 0.53
Numbers
QuarterCallsPutsP/C
Q3 2022$14.0m$8.1m0.58
Q4 2022$14.7m$7.8m0.53

Biggest buyers

AMERICAN CENTURY COMPANIES INC Added +3,383,212+3.4m
Aberdeen Group plc Added +2,440,642+2.4m
Hodges Capital Management Inc. Added +1,033,494+1.0m
Invesco Ltd. Added +871,533+871.5k
Ophir Asset Management Pty Ltd New +766,509+766.5k
BlackRock Inc. Added +719,081+719.1k
Hillsdale Investment Management Inc. Added +410,600+410.6k
Alyeska Investment Group, L.P. New +350,000+350.0k
Premier Fund Managers Ltd New +333,870+333.9k
ZAZOVE ASSOCIATES LLC New +288,539+288.5k

Biggest sellers

Engaged Capital LLC Reduced -921,241-921.2k
Allianz Asset Management GmbH Reduced -717,158-717.2k
Global IMC LLC Sold out -692,914-692.9k
Woodline Partners LP Reduced -380,959-381.0k
CIBC WORLD MARKET INC. Reduced -346,342-346.3k
NOMURA HOLDINGS INC Reduced -336,400-336.4k
WYNNEFIELD CAPITAL INC Reduced -330,000-330.0k
RENAISSANCE TECHNOLOGIES LLC Reduced -298,558-298.6k
KENNEDY CAPITAL MANAGEMENT LLC Reduced -296,251-296.3k
Portolan Capital Management, LLC Reduced -285,685-285.7k

Biggest calls

Caption Management, LLC Unchanged $9.2m1.1m shares
ROYAL BANK OF CANADA New $2.1m247.5k shares
ARDSLEY ADVISORY PARTNERS LP Unchanged $844.0k100.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $537.6k63.7k shares
GROUP ONE TRADING LLC Reduced $532.6k63.1k shares
Parallax Volatility Advisers, L.P. New $508.1k60.2k shares
CITADEL ADVISORS LLC Added $257.4k30.5k shares
SIG North Trading, ULC Reduced $237.4k28.3k shares
WOLVERINE TRADING, LLC Added $212.0k25.1k shares
PEAK6 Investments LLC New $200.0k23.7k shares

Biggest puts

Caption Management, LLC Reduced $7.1m842.3k shares
PEAK6 Investments LLC New $276.8k32.8k shares
SIMPLEX TRADING, LLC Reduced $161.0k19.1k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $111.4k13.2k shares
CITADEL ADVISORS LLC New $79.3k9.4k shares
GROUP ONE TRADING LLC New $29.5k3.5k shares
Cutler Group LLC / CA Reduced $1.0k100 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
BlackRock, Inc. 13G · institution filed 2025-04-23 6.6% 7.8m 2025-04-23

Fell to 5% or below in the last year: FIL Ltd (0.0%, 2026-06-05), CastleKnight Master Fund LP (0.0%, 2026-05-15), COOPERMAN LEON G (0.0%, 2026-05-13), Oaktree Capital Group Holdings GP, LLC (0.0%, 2026-05-05)

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 OAKTREE CAPITAL MANAGEMENT LP 1.90% of their portfolio LOS ANGELES, CA 20,726,12620.7m $174.9m $174.9m 1.90% Unchanged
2 BlackRock Inc. 0.00% of their portfolio New York, NY 6,850,1136.9m $57.8m $57.8m 0.00% Added +719.1k +719,081
3 NOMURA HOLDINGS INC 0.40% of their portfolio TOKYO, M0 4,684,0984.7m $39.5m $39.5m 0.40% Reduced -336.4k -336,400
4 AMERICAN CENTURY COMPANIES INC 0.03% of their portfolio KANSAS CITY, MO 4,315,5034.3m $36.4m $36.4m 0.03% Added +3.4m +3,383,212
5 FMR LLC 0.00% of their portfolio BOSTON, MA 3,688,1453.7m $31.1m $31.1m 0.00% Added +284.4k +284,374
6 BARROW HANLEY MEWHINNEY & STRAUSS LLC 0.11% of their portfolio DALLAS, TX 3,469,1473.5m $29.3m $29.3m 0.11% Added +206.4k +206,420
7 COOPERMAN LEON G 1.59% of their portfolio BOCA RATON, FL 3,034,2653.0m $25.6m $25.6m 1.59% Added +171.9k +171,916
8 Aberdeen Group plc 0.07% of their portfolio EDINBURGH, X0 2,879,8142.9m $24.3m $24.3m 0.07% Added +2.4m +2,440,642
9 ARDSLEY ADVISORY PARTNERS LP 5.75% of their portfolio Norwalk, CT 2,691,0002.7m $22.7m $22.7m 5.75% Added +12.5k +12,500
10 Driehaus Capital Management LLC 0.32% of their portfolio Chicago, IL 2,509,6702.5m $21.2m $21.2m 0.32% Reduced -33.3k -33,321
11 Woodline Partners LP 0.25% of their portfolio San Francisco, CA 2,188,8722.2m $18.5m $18.5m 0.25% Reduced -381.0k -380,959
12 Portolan Capital Management, LLC 1.49% of their portfolio BOSTON, MA 1,782,0151.8m $15.0m $15.0m 1.49% Reduced -285.7k -285,685
13 Diamond Hill Capital Management, LLC (Investment Advisor) 0.06% of their portfolio COLUMBUS, OH 1,561,7061.6m $13.2m $13.2m 0.06% Added +177.7k +177,688
14 THORNBURG INVESTMENT MANAGEMENT INC 0.22% of their portfolio SANTA FE, NM 1,503,1251.5m $12.7m $12.7m 0.22% Added +26.6k +26,630
15 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 1,463,9361.5m $12.4m $12.4m 0.00% Added +119.2k +119,154
16 Hodges Capital Management Inc. 1.02% of their portfolio DALLAS, TX 1,379,2561.4m $11.6m $11.6m 1.02% Added +1.0m +1,033,494
17 Hillsdale Investment Management Inc. 0.94% of their portfolio Toronto, A6 1,320,9731.3m $11.1m $11.1m 0.94% Added +410.6k +410,600
18 ESSEX INVESTMENT MANAGEMENT CO LLC 1.71% of their portfolio BOSTON, MA 1,299,2891.3m $11.0m $11.0m 1.71% Reduced -207.7k -207,666
19 BLAIR WILLIAM & CO/IL 0.04% of their portfolio CHICAGO, IL 1,100,7451.1m $9.3m $9.3m 0.04% Reduced -25.4k -25,407
20 Engaged Capital LLC 1.53% of their portfolio Newport Beach, CA 1,070,6781.1m $9.0m $9.0m 1.53% Reduced -921.2k -921,241
21 Skandinaviska Enskilda Banken AB (publ) 0.07% of their portfolio STOCKHOLM, V7 1,037,9001.0m $8.8m $8.8m 0.07% Reduced -10.8k -10,800
22 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 926,855926.9k $7.8m $7.8m 0.00% Added +34.2k +34,214
23 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 916,590916.6k $7.7m $7.7m 0.00% Added +871.5k +871,533
24 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 768,444768.4k $6.5m $6.5m 0.00% Added +65.6k +65,643
25 Ophir Asset Management Pty Ltd 1.24% of their portfolio SYDNEY, C3 766,509766.5k $6.5m $6.5m 1.24% New
26 ROYCE & ASSOCIATES LP 0.06% of their portfolio New York, NY 653,086653.1k $5.5m $5.5m 0.06% Added +7.6k +7,586
27 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 652,814652.8k $5.5m $5.5m 0.00% Reduced -3.3k -3,337
28 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 551,569551.6k $4.7m $4.7m 0.00% Added +48.4k +48,443
29 HANTZ FINANCIAL SERVICES, INC. 0.13% of their portfolio SOUTHFIELD, MI 528,317528.3k $4.5m $4.5m 0.13% Added +90.5k +90,453
30 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 501,815501.8k $4.2m $4.2m 0.00% Added +190.8k +190,827
31 Monarch Partners Asset Management LLC 1.25% of their portfolio BOSTON, MA 501,170501.2k $4.2m $4.2m 1.25% Added +19.1k +19,050
32 HEARTLAND ADVISORS INC 0.27% of their portfolio MILWAUKEE, WI 500,000500.0k $4.2m $4.2m 0.27% Unchanged
33 WYNNEFIELD CAPITAL INC 2.43% of their portfolio NEW YORK, NY 500,000500.0k $4.2m $4.2m 2.43% Reduced -330.0k -330,000
34 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 457,252457.3k $3.9m $3.9m 0.00% Added +132.4k +132,376
35 KENNEDY CAPITAL MANAGEMENT LLC 0.11% of their portfolio ST LOUIS, MO 455,103455.1k $3.8m $3.8m 0.11% Reduced -296.3k -296,251
36 Clear Sky Carbon Solutions Investment Management, LLC 1.72% of their portfolio BELLAIRE, TX 454,000454.0k $3.8m $3.8m 1.72% Added +149.0k +149,000
37 PANAGORA ASSET MANAGEMENT INC 0.02% of their portfolio BOSTON, MA 448,248448.2k $3.8m $3.8m 0.02% Reduced -4.7k -4,736
38 Millrace Asset Group, Inc. 4.27% of their portfolio BERWYN, PA 446,096446.1k $3.8m $3.8m 4.27% Added +107.9k +107,858
39 ING GROEP NV 0.03% of their portfolio AMSTERDAM, P7 400,000400.0k $3.4m $3.4m 0.03% Unchanged
40 Allianz Asset Management GmbH 0.01% of their portfolio MUNICH, 2M 366,900366.9k $3.1m $3.1m 0.01% Reduced -717.2k -717,158
41 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 362,202362.2k $3.1m $3.1m 0.00% Added +23.9k +23,877
42 Alyeska Investment Group, L.P. 0.03% of their portfolio CHICAGO, IL 350,000350.0k $3.0m $3.0m 0.03% New
43 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 349,038349.0k $2.9m $2.9m 0.00% Reduced -298.6k -298,558
44 Premier Fund Managers Ltd 0.11% of their portfolio GUILDFORD, X0 333,870333.9k $2.9m $2.9m 0.11% New
45 ZAZOVE ASSOCIATES LLC 0.23% of their portfolio INCLINE VILLAGE, NV 288,539288.5k $2.4m $2.4m 0.23% New
46 CASTLEARK MANAGEMENT LLC 0.12% of their portfolio CHICAGO, IL 270,480270.5k $2.3m $2.3m 0.12% Reduced -207.2k -207,160
47 EPIQ PARTNERS, LLC 1.49% of their portfolio MINNEAPOLIS, MN 264,785264.8k $2.2m $2.2m 1.49% Reduced -9.7k -9,650
48 OBERWEIS ASSET MANAGEMENT INC/ 0.47% of their portfolio LISLE, IL 262,600262.6k $2.2m $2.2m 0.47% Added +87.5k +87,500
49 State of Tennessee, Department of Treasury 0.01% of their portfolio NASHVILLE, TN 258,532258.5k $2.2m $2.2m 0.01% Added +249.7k +249,654
50 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 225,306225.3k $1.9m $1.9m 0.00% Reduced -159.8k -159,840
51 State of New Jersey Common Pension Fund D 0.01% of their portfolio TRENTON, NJ 220,322220.3k $1.9m $1.9m 0.01% Added +202.2k +202,191
52 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 219,751219.8k $1.9m $1.9m 0.00% Added +5.0k +5,015
53 FORMULA GROWTH LTD 0.54% of their portfolio MONTREAL, A8 219,584219.6k $1.9m $1.9m 0.54% Reduced -75.0k -75,000
54 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 188,871188.9k $1.6m $1.6m 0.00% Added +12.8k +12,805
55 Calamos Advisors LLC 0.01% of their portfolio NAPERVILLE, IL 184,634184.6k $1.6m $1.6m 0.01% Reduced -58.7k -58,701
56 Swiss National Bank 0.00% of their portfolio ZURICH, V8 183,025183.0k $1.5m $1.5m 0.00% Added +2.9k +2,900
57 BOOTHBAY FUND MANAGEMENT, LLC 0.05% of their portfolio NEW YORK, NY 180,962181.0k $1.5m $1.5m 0.05% Added +30.4k +30,417
58 KORNITZER CAPITAL MANAGEMENT INC /KS 0.03% of their portfolio SHAWNEE MISSION, KS 180,188180.2k $1.5m $1.5m 0.03% Added +188 +188
59 CIBC WORLD MARKETS CORP 0.01% of their portfolio NEW YORK, NY 180,000180.0k $1.5m $1.5m 0.01% New
60 Caldwell Investment Management Ltd. 1.59% of their portfolio TORONTO, A6 178,400178.4k $1.5m $1.5m 1.59% New
61 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 174,182174.2k $1.5m $1.5m 0.00% Added +83.7k +83,740
62 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 169,254169.3k $1.4m $1.4m 0.00% Reduced -4.7k -4,715
63 PCJ Investment Counsel Ltd. 0.60% of their portfolio TORONTO, A6 165,200165.2k $1.4m $1.4m 0.60% New
64 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 155,497155.5k $1.3m $1.3m 0.00% Reduced -127.2k -127,232
65 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 154,500154.5k $1.3m $1.3m 0.00% Reduced -70.3k -70,255
66 IRONWOOD INVESTMENT MANAGEMENT LLC 0.82% of their portfolio BOSTON, MA 146,905146.9k $1.2m $1.2m 0.82% Reduced -4.4k -4,402
67 Legato Capital Management LLC 0.22% of their portfolio San Francisco, CA 138,768138.8k $1.2m $1.2m 0.22% New
68 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 133,765133.8k $1.1m $1.1m 0.00% Added +36.0k +36,044
69 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 120,351120.4k $1.0m $1.0m 0.00% Added +1.2k +1,248
70 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 116,824116.8k $986.0k $986.0k 0.00% Reduced -91.0k -91,000
71 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 104,416104.4k $881.3k $881.3k 0.00% Added +16 +16
72 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 102,536102.5k $865.4k $865.4k 0.00% Reduced -100.8k -100,792
73 TECTONIC ADVISORS LLC 0.12% of their portfolio FRISCO, TX 93,49493.5k $789.1k $789.1k 0.12% New
74 ALGERT GLOBAL LLC 0.04% of their portfolio SAN FRANCISCO, CA 92,68092.7k $782.2k $782.2k 0.04% Reduced -62.2k -62,240
75 Lokken Investment Group LLC 0.60% of their portfolio LEWES, DE 89,49789.5k $755.4k $755.4k 0.60% Unchanged
76 ADVISORY RESEARCH INC 0.07% of their portfolio CHICAGO, IL 85,20285.2k $719.1k $719.1k 0.07% Reduced -47.9k -47,939
77 Lombard Odier Asset Management (Europe) Ltd 0.03% of their portfolio LONDON, X0 77,61077.6k $655.0k $655.0k 0.03% Added +48.6k +48,636
78 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 72,49672.5k $611.9k $611.9k 0.00% Reduced -17.5k -17,471
79 Ergoteles LLC 0.02% of their portfolio NEW YORK, NY 71,56271.6k $583.6k $583.6k 0.02% New
80 WEALTH EFFECTS LLC 0.34% of their portfolio BOSTON, MA 70,59070.6k $595.8k $595.8k 0.34% Reduced -13.0k -13,000
81 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 67,90067.9k $573.1k $573.1k 0.00% Reduced -874 -874
82 VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio San Antonio, TX 67,85967.9k $572.7k $572.7k 0.00% Not comparable
83 Reynders McVeigh Capital Management, LLC 0.04% of their portfolio BOSTON, MA 67,65067.7k $571.0k $571.0k 0.04% Reduced -44.9k -44,900
84 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 66,71266.7k $563.0k $563.0k 0.01% Added +31.0k +31,044
85 Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio ZURICH, V8 65,15565.2k $547.2k $547.2k 0.00% Added +4.1k +4,077
86 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 63,15863.2k $533.1k $533.1k 0.00% Added +9.1k +9,080
87 UBS Group AG 0.00% of their portfolio ZURICH, V8 60,59360.6k $511.4k $511.4k 0.00% Added +10.8k +10,845
88 MACKENZIE FINANCIAL CORP 0.00% of their portfolio TORONTO ONTARIO, A6 59,31559.3k $500.6k $500.6k 0.00% New
89 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 57,30057.3k $483.6k $483.6k 0.00% Reduced -66.9k -66,928
90 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 56,89256.9k $480.2k $480.2k 0.00% Added +30.2k +30,213
91 PRINCIPAL FINANCIAL GROUP INC 0.00% of their portfolio DES MOINES, IA 54,45554.5k $459.6k $459.6k 0.00% Added +40.5k +40,506
92 Waratah Capital Advisors Ltd. 0.03% of their portfolio TORONTO, A6 53,99954.0k $455.8k $455.8k 0.03% Reduced -117.3k -117,346
93 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 53,15153.2k $448.6k $448.6k 0.00% Added +8.8k +8,760
94 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 53,07653.1k $448.0k $448.0k 0.00% Unchanged
95 Candriam S.C.A. 0.00% of their portfolio STRASSEN, N4 52,18952.2k $440.5k $440.5k 0.00% New
96 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 52,06152.1k $439.4k $439.4k 0.00% Reduced -23.2k -23,226
97 Johnson Financial Group, LLC 0.07% of their portfolio Denver, CO 50,00050.0k $422.0k $422.0k 0.07% New
98 Caption Management, LLC 0.07% of their portfolio OKLAHOMA CITY, OK 50,00050.0k $422.0k $422.0k 0.07% Unchanged
99 Caprock Group, LLC 0.04% of their portfolio BOISE, ID 49,00049.0k $413.6k $413.6k 0.04% Unchanged
100 SCOTIA CAPITAL INC. 0.00% of their portfolio TORONTO, A6 48,59448.6k $409.0k $409.0k 0.00% Reduced -4.2k -4,153