Vault-13

SUMO LOGIC INC

COM · Common Stock · CUSIP 86646P103 · ISIN US86646P1030

176 institutional holders +11 vs Q3 2022
82,363,22682.4m shares reported held*
$667.1mreported value*
23 new 58 added 51 reduced 16 sold out net bought ≈ $666.5k (+82.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($456.5k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $8.10. Options: 8 managers hold calls ($2.6m notional), 4 hold puts ($842.2k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 165Q4 22: 176176Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022165
Q4 2022176

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ3 22 calls: $7.0mQ3 22 puts: $1.2mQ3 22P/C 0.17Q4 22 calls: $2.6mQ4 22 puts: $842.2kQ4 22P/C 0.33
Numbers
QuarterCallsPutsP/C
Q3 2022$7.0m$1.2m0.17
Q4 2022$2.6m$842.2k0.33

Biggest buyers

ArrowMark Colorado Holdings LLC Added +1,750,607+1.8m
Vector Capital Management, L.P. Added +1,490,000+1.5m
BlackRock Inc. Added +1,451,435+1.5m
DIMENSIONAL FUND ADVISORS LP Added +594,410+594.4k
VANGUARD GROUP INC Added +590,863+590.9k
272 Capital LP Added +312,637+312.6k
MARSHALL WACE, LLP Added +307,786+307.8k
NEEDHAM INVESTMENT MANAGEMENT LLC Added +300,026+300.0k
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND Added +299,000+299.0k
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Added +196,388+196.4k

Biggest sellers

SC US (TTGP), LTD. Sold out -1,820,956-1.8m
BROWN ADVISORY INC Reduced -1,499,682-1.5m
Artemis Investment Management LLP Reduced -1,456,882-1.5m
GOLDMAN SACHS GROUP INC Reduced -553,857-553.9k
SANDERS MORRIS HARRIS LLC Sold out -478,179-478.2k
Cubist Systematic Strategies, LLC Reduced -327,607-327.6k
ExodusPoint Capital Management, LP Reduced -254,018-254.0k
AlphaCrest Capital Management LLC Sold out -253,170-253.2k
GSA CAPITAL PARTNERS LLP Reduced -240,877-240.9k
JACOBS LEVY EQUITY MANAGEMENT, INC Reduced -230,703-230.7k

Biggest calls

SIMPLEX TRADING, LLC Reduced $857.0k105.9k shares
D. E. Shaw & Co., Inc. Unchanged $810.0k100.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $312.7k38.6k shares
CITADEL ADVISORS LLC Reduced $256.8k31.7k shares
WOLVERINE TRADING, LLC Reduced $230.0k28.4k shares
GROUP ONE TRADING LLC Reduced $89.1k11.0k shares
Cutler Group LLC / CA Reduced $5.0k4.2k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Added $835.9k103.2k shares
GROUP ONE TRADING LLC Added $3.2k400 shares
SIMPLEX TRADING, LLC Reduced $3.0k400 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 11,032,41311.0m $89.4m $89.4m 0.00% Added +590.9k +590,863
2 BlackRock Inc. 0.00% of their portfolio New York, NY 10,579,31210.6m $85.7m $85.7m 0.00% Added +1.5m +1,451,435
3 SAPPHIRE VENTURES, L.P. 18.31% of their portfolio Austin, TX 6,448,0056.4m $52.2m $52.2m 18.31% Unchanged
4 ArrowMark Colorado Holdings LLC 0.49% of their portfolio Denver, CO 5,068,6325.1m $41.1m $41.1m 0.49% Added +1.8m +1,750,607
5 BATTERY MANAGEMENT CORP. 6.31% of their portfolio BOSTON, MA 4,257,4354.3m $34.5m $34.5m 6.31% Unchanged
6 Vector Capital Management, L.P. 6.91% of their portfolio SAN FRANCISCO, CA 3,400,0003.4m $27.5m $27.5m 6.91% Added +1.5m +1,490,000
7 Legal & General Group Plc 0.01% of their portfolio London, X0 2,584,3962.6m $20.9m $20.9m 0.01% Reduced -193.4k -193,416
8 GLYNN CAPITAL MANAGEMENT LLC 4.49% of their portfolio MENLO PARK, CA 2,287,9092.3m $18.5m $18.5m 4.49% Unchanged
9 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 2,226,4922.2m $18.0m $18.0m 0.00% Added +68.3k +68,298
10 MILLENNIUM MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 2,195,7092.2m $17.8m $17.8m 0.02% Reduced -16.6k -16,647
11 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 2,109,9442.1m $17.1m $17.1m 0.00% Added +91.0k +91,011
12 RENAISSANCE TECHNOLOGIES LLC 0.02% of their portfolio NEW YORK, NY 1,923,7001.9m $15.6m $15.6m 0.02% Reduced -104.2k -104,200
13 BROWN ADVISORY INC 0.03% of their portfolio BALTIMORE, MD 1,874,2091.9m $15.2m $15.2m 0.03% Reduced -1.5m -1,499,682
14 Artemis Investment Management LLP 0.16% of their portfolio EDINBURGH, X0 1,785,5551.8m $14.5m $14.5m 0.16% Reduced -1.5m -1,456,882
15 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 1,701,9491.7m $13.8m $13.8m 0.00% Reduced -46.8k -46,772
16 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.01% of their portfolio NEW YORK, NY 1,480,7191.5m $12.0m $12.0m 0.01% Added +134.3k +134,255
17 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 1,382,8261.4m $11.2m $11.2m 0.00% Added +594.4k +594,410
18 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,379,6881.4m $11.2m $11.2m 0.00% Reduced -32.9k -32,940
19 272 Capital LP 4.34% of their portfolio DALLAS, TX 1,196,8511.2m $9.7m $9.7m 4.34% Added +312.6k +312,637
20 NEEDHAM INVESTMENT MANAGEMENT LLC 1.61% of their portfolio NEW YORK, NY 1,100,0001.1m $8.9m $8.9m 1.61% Added +300.0k +300,026
21 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 1,081,6961.1m $8.8m $8.8m 0.00% Reduced -143.7k -143,682
22 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 1,035,8581.0m $8.4m $8.4m 0.00% Added +33.1k +33,141
23 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 867,694867.7k $7.0m $7.0m 0.00% Reduced -553.9k -553,857
24 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 824,196824.2k $6.7m $6.7m 0.00% Added +41.9k +41,941
25 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.01% of their portfolio BOSTON, MA 630,428630.4k $5.1m $5.1m 0.01% Added +196.4k +196,388
26 Cubist Systematic Strategies, LLC 0.04% of their portfolio STAMFORD, CT 612,436612.4k $5.0m $5.0m 0.04% Reduced -327.6k -327,607
27 ETF MANAGERS GROUP, LLC 0.23% of their portfolio Summit, NJ 606,740606.7k $4.9m $4.9m 0.23% Reduced -5.4k -5,401
28 MARSHALL WACE, LLP 0.01% of their portfolio LONDON, X0 575,973576.0k $4.7m $4.7m 0.01% Added +307.8k +307,786
29 Cross Creek Advisors, LLC 22.37% of their portfolio Salt Lake City, UT 566,462566.5k $4.6m $4.6m 22.37% Unchanged
30 NWI MANAGEMENT LP 0.94% of their portfolio NEW YORK, NY 494,226494.2k $4.0m $4.0m 0.94% Unchanged
31 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 473,099473.1k $3.8m $3.8m 0.00% Reduced -106.1k -106,147
32 Weiss Multi-Strategy Advisers LLC 0.10% of their portfolio NEW YORK, NY 450,000450.0k $3.6m $3.6m 0.10% Reduced -150.0k -150,000
33 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.02% of their portfolio TORONTO, A6 428,000428.0k $3.5m $3.5m 0.02% Added +299.0k +299,000
34 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 399,601399.6k $3.2m $3.2m 0.00% Added +41.8k +41,819
35 BOOTHBAY FUND MANAGEMENT, LLC 0.09% of their portfolio NEW YORK, NY 358,634358.6k $2.9m $2.9m 0.09% Added +163.2k +163,168
36 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 349,432349.4k $2.8m $2.8m 0.00% Reduced -31.4k -31,384
37 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 330,404330.4k $2.7m $2.7m 0.00% Added +28.4k +28,400
38 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 326,234326.2k $2.6m $2.6m 0.00% Reduced -66.6k -66,607
39 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 319,828319.8k $2.6m $2.6m 0.00% Added +102.1k +102,058
40 NORTH RUN CAPITAL, LP 5.67% of their portfolio BOSTON, MA 304,510304.5k $2.5m $2.5m 5.67% Added +19.0k +19,000
41 IEQ CAPITAL, LLC 0.05% of their portfolio Foster City, CA 234,722234.7k $1.9m $1.9m 0.05% Reduced -117.6k -117,556
42 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 231,385231.4k $1.9m $1.9m 0.00% Reduced -89.3k -89,350
43 Swiss National Bank 0.00% of their portfolio ZURICH, V8 214,700214.7k $1.7m $1.7m 0.00% Added +8.9k +8,900
44 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 187,405187.4k $1.5m $1.5m 0.00% Added +41.8k +41,835
45 ALGERT GLOBAL LLC 0.08% of their portfolio SAN FRANCISCO, CA 174,950174.9k $1.4m $1.4m 0.08% Reduced -26.1k -26,064
46 CenterBook Partners LP 0.21% of their portfolio GREENWICH, CT 155,503155.5k $1.3m $1.3m 0.21% Reduced -70.1k -70,147
47 Trexquant Investment LP 0.03% of their portfolio STAMFORD, CT 152,241152.2k $1.2m $1.2m 0.03% Reduced -113.0k -113,036
48 Penn Capital Management Company, LLC 0.12% of their portfolio PHILADELPHIA, PA 142,657142.7k $1.2m $1.2m 0.12% New
49 TUDOR INVESTMENT CORP ET AL 0.03% of their portfolio STAMFORD, CT 142,054142.1k $1.2m $1.2m 0.03% Added +82.3k +82,348
50 HarbourVest Partners LLC 0.35% of their portfolio Boston, MA 127,788127.8k $1.0m $1.0m 0.35% Unchanged
51 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 123,582123.6k $1.0m $1.0m 0.00% Added +4.1k +4,108
52 PUTNAM INVESTMENTS LLC 0.00% of their portfolio BOSTON, MA 123,076123.1k $996.9k $996.9k 0.00% Reduced -69 -69
53 XTX Topco Ltd 0.19% of their portfolio LONDON, X0 111,181111.2k $900.6k $900.6k 0.19% Added +72.6k +72,606
54 STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio MADISON, WI 106,586106.6k $863.3k $863.3k 0.00% Added +4.9k +4,918
55 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 90,02890.0k $729.2k $729.2k 0.00% Reduced -62 -62
56 PDT Partners, LLC 0.11% of their portfolio New York, NY 83,84583.8k $679.1k $679.1k 0.11% Reduced -13.2k -13,214
57 PANAGORA ASSET MANAGEMENT INC 0.00% of their portfolio BOSTON, MA 82,81582.8k $670.8k $670.8k 0.00% Reduced -31.9k -31,860
58 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 80,49880.5k $652.0k $652.0k 0.00% Added +12.4k +12,434
59 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 76,44076.4k $619.0k $619.0k 0.00% Added +55.5k +55,516
60 S&CO INC 0.05% of their portfolio BOSTON, MA 74,78874.8k $605.0k $605.0k 0.05% Unchanged
61 HAMILTON LANE ADVISORS LLC 0.22% of their portfolio CONSHOHOCKEN, PA 74,53174.5k $604.0k $604.0k 0.22% Added +56.6k +56,642
62 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 74,44974.4k $603.0k $603.0k 0.00% Reduced -13.1k -13,116
63 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 73,66173.7k $596.7k $596.7k 0.00% Added +15.0k +14,960
64 Jump Financial, LLC 0.03% of their portfolio Chicago, IL 73,20073.2k $592.9k $592.9k 0.03% New
65 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 72,26172.3k $585.3k $585.3k 0.00% Added +222 +222
66 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 67,79267.8k $549.1k $549.1k 0.00% Added +15.3k +15,309
67 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 67,24767.2k $544.7k $544.7k 0.00% First filing
68 HRT FINANCIAL LP 0.01% of their portfolio NEW YORK, NY 65,94965.9k $534.0k $534.0k 0.01% New
69 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 63,26863.3k $512.5k $512.5k 0.00% Reduced -7.6k -7,595
70 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 62,80362.8k $508.7k $508.7k 0.00% Unchanged
71 ExodusPoint Capital Management, LP 0.01% of their portfolio NEW YORK, NY 62,53162.5k $507.0k $507.0k 0.01% Reduced -254.0k -254,018
72 BIT Capital GmbH 0.10% of their portfolio BERLIN, 2M 59,30859.3k $480.4k $480.4k 0.10% New
73 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 56,93656.9k $461.0k $461.0k 0.00% Added +20.4k +20,372
74 UBS Group AG 0.00% of their portfolio ZURICH, V8 56,35356.4k $456.5k $456.5k 0.00% Reduced -14.1k -14,136
75 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 54,94854.9k $445.1k $445.1k 0.00% Added +1.1k +1,110
76 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 54,68854.7k $436.9k $436.9k 0.00% Added +16.2k +16,198
77 AlpInvest Partners B.V. 0.12% of their portfolio AMSTERDAM, P7 52,67552.7k $426.7k $426.7k 0.12% Added +25.5k +25,527
78 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 49,87449.9k $404.0k $404.0k 0.00% Added +13.6k +13,630
79 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 44,82644.8k $363.1k $363.1k 0.00% Added +10.2k +10,168
80 PRELUDE CAPITAL MANAGEMENT, LLC 0.02% of their portfolio NEW YORK, NY 42,90642.9k $347.5k $347.5k 0.02% Added +6.1k +6,063
81 KEYBANK NATIONAL ASSOCIATION/OH 0.00% of their portfolio BROOKLYN, OH 42,09242.1k $340.9k $340.9k 0.00% Added +1.2k +1,168
82 M&T Bank Corp 0.00% of their portfolio BUFFALO, NY 41,90241.9k $339.7k $339.7k 0.00% Added +6.1k +6,070
83 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 40,52240.5k $328.2k $328.2k 0.00% Reduced -2.8k -2,750
84 Engineers Gate Manager LP 0.02% of their portfolio NEW YORK, NY 38,79738.8k $314.3k $314.3k 0.02% Reduced -29.4k -29,359
85 Aquatic Capital Management LLC 0.02% of their portfolio CHICAGO, IL 38,30038.3k $309.0k $309.0k 0.02% New
86 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 37,90137.9k $307.0k $307.0k 0.00% New
87 ACADIAN ASSET MANAGEMENT LLC 0.00% of their portfolio Boston, MA 37,55937.6k $303.0k $303.0k 0.00% Added +29.7k +29,670
88 STRS OHIO 0.00% of their portfolio COLUMBUS, OH 37,40037.4k $302.0k $302.0k 0.00% Unchanged
89 JACOBS LEVY EQUITY MANAGEMENT, INC 0.00% of their portfolio FLORHAM PARK, NJ 37,02537.0k $299.9k $299.9k 0.00% Reduced -230.7k -230,703
90 RWA WEALTH PARTNERS, LLC 0.01% of their portfolio BOSTON, MA 36,72236.7k $278.0k $278.0k 0.01% Unchanged
91 Versor Investments LP 0.03% of their portfolio New York, NY 36,60036.6k $296.5k $296.5k 0.03% Reduced -4.0k -4,000
92 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 36,19736.2k $293.2k $293.2k 0.00% Added +1.7k +1,724
93 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 34,49934.5k $279.4k $279.4k 0.00% Unchanged
94 PEAK6 Investments LLC 0.02% of their portfolio CHICAGO, IL 34,16034.2k $276.7k $276.7k 0.02% Reduced -18.4k -18,358
95 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 32,99433.0k $267.3k $267.3k 0.00% Reduced -42.1k -42,117
96 CEERA INVESTMENTS, LLC 0.17% of their portfolio BELLAIRE, TX 32,73532.7k $265.2k $265.2k 0.17% New
97 SG Americas Securities, LLC 0.00% of their portfolio NEW YORK, NY 32,30732.3k $262.0k $262.0k 0.00% Reduced -30.5k -30,457
98 NISA INVESTMENT ADVISORS, LLC 0.00% of their portfolio ST. LOUIS, MO 29,59929.6k $240.0k $240.0k 0.00% Unchanged
99 TEACHER RETIREMENT SYSTEM OF TEXAS 0.00% of their portfolio AUSTIN, TX 28,20628.2k $228.0k $228.0k 0.00% Reduced -2.5k -2,462
100 GROUP ONE TRADING LLC 0.01% of their portfolio CHICAGO, IL 27,94227.9k $226.3k $226.3k 0.01% Added +5.4k +5,431