Vault-13

DATAVAULT AI INC DVLT

COM SHS · Common Stock · CUSIP 86633R609

49 institutional holders +21 vs Q2 2025
7,725,8497.7m shares reported held*
2.7% of all shares outstanding*
$8.5mreported value*
28 new 10 added 2 reduced 6 sold out net bought ≈ $3.2m (+2.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 285.2m as of 2025-11-11, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $1.10.

Trends to Q3 2025

Institutional holders

Managers reporting a position, each quarter

0204060Q2 24: 12Q3 24: 14Q4 24: 17Q1 25: 21Q2 25: 28Q3 25: 4949Q2 24Q3 24Q4 24Q1 25Q2 25Q3 25
Numbers
QuarterHolders
Q2 202412
Q3 202414
Q4 202417
Q1 202521
Q2 202528
Q3 202549

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 24: 8 bought or addedQ3 24: 6 cut or sold outQ3 24Q4 24: 7 bought or addedQ4 24: 3 cut or sold outQ4 24Q1 25: 14 bought or addedQ1 25: 3 cut or sold outQ1 25Q2 25: 14 bought or addedQ2 25: 9 cut or sold outQ2 25Q3 25: 38 bought or addedQ3 25: 8 cut or sold outQ3 25
Numbers
QuarterBought or addedCut or sold out
Q3 202486
Q4 202473
Q1 2025143
Q2 2025149
Q3 2025388

Biggest buyers

JPMORGAN CHASE & CO New +556,056+556.1k
VANGUARD GROUP INC Added +544,255+544.3k
BNP PARIBAS FINANCIAL MARKETS New +381,768+381.8k
GEODE CAPITAL MANAGEMENT, LLC Added +293,554+293.6k
BARCLAYS PLC New +237,669+237.7k
UBS Group AG Added +219,231+219.2k
Marex Group Ltd New +201,982+202.0k
Diametric Capital, LP New +144,070+144.1k
Synergy Asset Management, LLC New +122,400+122.4k
AMH Equity Ltd New +99,200+99.2k

Biggest sellers

XTX Topco Ltd Sold out -140,430-140.4k
MILLENNIUM MANAGEMENT LLC Sold out -115,214-115.2k
HRT FINANCIAL LP Sold out -66,424-66.4k
Tower Research Capital LLC (TRC) Sold out -19,591-19.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -12,621-12.6k
PFG Investments, LLC Sold out -12,000-12.0k
BANK OF AMERICA CORP /DE/ Reduced -1,212-1.2k
SBI Securities Co., Ltd. Reduced -4-4

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Scilex Holding Co 13D · may seek influence -20.1 pts · filed 2026-08-24
Stated purposeItem 4 is hereby amended and supplemented as follows: On August 8, 2026 (the "Effective Date"), Vivasor, Inc. ("Vivasor"), as borrower, issued a Promissory Note (Revolving Line of Credit) (the "Vivasor Note") to the Reporting Person, pursuant to which the Reporting Person established an uncommitted revolving line of credit in favor of Vivasor in a maximum aggregate principal amount of up to $20,000,000 (the "Maximum Credit Amount"). The Vivasor Note has a stated maturity of 120 months from the Effective Date (the "Maturity Date"). The Vivasor Note evidences a revolving line of credit under which Vivasor may, from time to time prior to the Maturity Date, request advances ("Drawdowns") in multiple borrowings, provided that the aggregate outstanding principal balance of all Drawdowns at any … Full filing
17.2% -20.1 pts 163.8m≈ $57.3m 2026-08-24
BRADLEY NATHANIEL T 13D · may seek influence +7.0 pts · filed 2025-09-09
Stated purposeItem 4 of the Schedule 13D is amended to add the following: 110,909 shares of Common Stock of the Issuer were transferred by EOS Technology Holdings Inc. ("EOS") to a third party in connection with a consulting agreement, dated as of August 19, 2025 (the "Consulting Agreement"), by and between EOS and the consultant under the Consulting Agreement. 10,000,000 shares of Common Stock of the Issuer were issued to EOS pursuant to an amendment and conversion agreement, dated as of September 7, 2025 (the "EOS Note Amendment") between EOS and the Issuer, to the Convertible Promissory Note (the "EOS Note") issued to EOS on December 31, 2024 in the original principal amount of $10,000,000. Pursuant to the EOS Note Amendment, EOS converted (the "EOS Note Conversion") $3,200,000 of the balance of th… Full filing
16.9% +7.0 pts 19.7m≈ $6.9m 2025-09-09
Fazio Michael A 13G · passive investor new · filed 2025-05-22 7.8% new 6.2m≈ $2.2m 2025-05-22
Vivasor, Inc. 13G · passive investor -1.2 pts · filed 2026-08-24 5.3% -1.2 pts 50.0m≈ $17.5m 2026-08-24
NYIAX, INC. 13D · may seek influence new · filed 2025-03-28
Stated purposeThis Schedule 13D is being filed to report a change in the shares beneficially owned by the Reporting Person. The Reporting Person intends to evaluate on an ongoing basis the investment in the Issuer and their options with respect to such investment. The Reporting Person may from time to time, acquire additional common stock from time to time for investment purposes if market conditions are favorable, in the open market, in privately negotiated transactions or otherwise. The Reporting Person may also dispose of some or all of the Issuer's common stock that the Reporting Person beneficially own, periodically, by public or private sale (registered or unregistered and with or without the simultaneous sale of newly-issued common stock by the Issuer), gift, expiration of options, forfeiture o… Full filing
5.1% new 3.3m≈ $1.1m 2025-03-28

Fell to 5% or below in the last year: Reda Joseph (0.0%, 2026-02-13), Castaldo Gregory (0.0%, 2026-02-13)

Insider purchases and sales in Q3 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
404Q4 23: 0 buyingQ4 23: 3 sellingQ1 24: 0 buyingQ1 24: 0 sellingQ1 24Q2 24: 0 buyingQ2 24: 0 sellingQ3 24: 0 buyingQ3 24: 2 sellingQ3 24Q4 24: 0 buyingQ4 24: 3 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25Q2 25: 0 buyingQ2 25: 0 sellingQ3 25: 0 buyingQ3 25: 3 sellingQ3 25
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20230—3——
Q1 20240—0——
Q2 20240—0——
Q3 20240—2$5.1k—
Q4 20240—3$16.1k—
Q1 20250—0——
Q2 20250—0——
Q3 20250—3$79.6k—
DateInsiderTradeSharesPrice ValueTheir holding
2025-08-28 MOYER BRETT Officer, director Sold 130,754 $0.40 $52.3k130.8k shares -10%
2025-08-28 Mbugua Stanley Officer Sold 33,920 $0.40 $13.6k33.9k shares -10%
2025-08-28 BRADLEY NATHANIEL T Chief Executive Officer, director Sold 29,391 $0.40 $11.8k29.4k shares -1%
2025-08-28 BRADLEY NATHANIEL T Chief Executive Officer, director Sold 4,862 $0.40 $1.9k4.9k shares -<1%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q3 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Anson Funds Management LP 0.35% of their portfolio DALLAS, TX 2,952,1703.0m $3.2m $3.2m 0.35% Added +12.8k +12,795
2 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 1,187,3691.2m $1.3m $1.3m 0.00% Added +544.3k +544,255
3 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 789,808789.8k $861.0k $861.0k 0.00% Added +293.6k +293,554
4 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 556,056556.1k $606.1k $606.1k 0.00% New
5 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 381,768381.8k $416.1k $416.1k 0.00% New
6 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 237,669237.7k $259.1k $259.1k 0.00% New
7 UBS Group AG 0.00% of their portfolio ZURICH, V8 224,005224.0k $244.2k $244.2k 0.00% Added +219.2k +219,231
8 Marex Group Ltd 0.00% of their portfolio London, X0 201,982202.0k $220.2k $220.2k 0.00% New
9 BlackRock, Inc. 0.00% of their portfolio New York, NY 174,587174.6k $190.3k $190.3k 0.00% Unchanged
10 Diametric Capital, LP 0.06% of their portfolio BOSTON, MA 144,070144.1k $157.0k $157.0k 0.06% New
11 Synergy Asset Management, LLC 0.00% of their portfolio VANCOUVER, WA 122,400122.4k $133.4k $133.4k 0.00% New
12 AMH Equity Ltd 0.14% of their portfolio Great Neck, NY 99,20099.2k $108.1k $108.1k 0.14% New
13 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 81,85281.9k $89.2k $89.2k 0.00% New
14 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 74,36974.4k $81.1k $81.1k 0.00% Unchanged
15 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 65,47565.5k $71.4k $71.4k 0.00% Added +37.2k +37,228
16 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 56,52156.5k $62.0k $62.0k 0.00% Added +36.5k +36,520
17 INDEPENDENT FINANCIAL GROUP, LLC 0.00% of their portfolio SAN DIEGO, CA 52,00052.0k $56.7k $56.7k 0.00% New
18 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 50,94050.9k $55.5k $55.5k 0.00% Added +45.0k +45,000
19 PRELUDE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio NEW YORK, NY 39,85639.9k $43.4k $43.4k 0.00% New
20 Stonebridge Capital Advisors LLC 0.00% of their portfolio ST PAUL, MN 20,00020.0k $21.8k $21.8k 0.00% Added +10.0k +10,000
21 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 19,50219.5k $21.3k $21.3k 0.00% Unchanged
22 NICOLET ADVISORY SERVICES, LLC 0.00% of their portfolio GREEN BAY, WI 17,69917.7k $44.8k $44.8k 0.00% New
23 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 16,00016.0k $17.4k $17.4k 0.00% New
24 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 15,80015.8k $17.2k $17.2k 0.00% New
25 SG Americas Securities, LLC 0.00% of their portfolio NEW YORK, NY 14,28014.3k $16.0k $16.0k 0.00% New
26 Focus Partners Advisor Solutions, LLC 0.00% of their portfolio SAINT LOUIS, MO 13,00013.0k $21.2k $21.2k 0.00% New
27 Verdence Capital Advisors LLC 0.00% of their portfolio HUNT VALLEY, MD 12,05212.1k $39.5k $39.5k 0.00% New
28 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 11,50911.5k $13.0k $13.0k 0.00% New
29 Wealth Management Partners, LLC 0.00% of their portfolio TUCSON, AZ 11,30011.3k $12.3k $12.3k 0.00% Unchanged
30 Mariner, LLC 0.00% of their portfolio Overland Park, KS 10,20010.2k $11.1k $11.1k 0.00% New
31 American Capital Advisory, LLC 0.01% of their portfolio KETCHUM, ID 10,04210.0k $10.9k $10.9k 0.01% Added +9.9k +9,942
32 WEDBUSH SECURITIES INC 0.00% of their portfolio PASADENA, CA 10,00010.0k $11.0k $11.0k 0.00% New
33 B. Riley Wealth Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 10,00010.0k $10.9k $10.9k 0.00% New
34 Almanack Investment Partners, LLC. 0.00% of their portfolio WAYNE, PA 10,00010.0k $10.9k $10.9k 0.00% New
35 SP Asset Management LLC 0.00% of their portfolio CUPERTINO, CA 10,00010.0k $10.9k $10.9k 0.00% New
36 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 6,3916.4k $7.0k $7.0k 0.00% New
37 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 5,0005.0k $5.5k $5.5k 0.00% New
38 FNY Investment Advisers, LLC 0.00% of their portfolio NEW YORK, NY 5,0005.0k $5.0k $5.0k 0.00% New
39 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 2,5002.5k $2.7k $2.7k 0.00% New
40 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,0022.0k $2.2k $2.2k 0.00% Added +2.0k +2,000
41 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 750750 $817 $817 0.00% Reduced -1.2k -1,212
42 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 500500 $575 $575 0.00% Unchanged
43 SBI Securities Co., Ltd. 0.00% of their portfolio TOKYO, M0 144144 $157 $157 0.00% Reduced -4 -4
44 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 6060 $65 $65 0.00% New
45 HOEY INVESTMENTS, INC 0.00% of their portfolio COATESVILLE, PA 1010 $11 $11 0.00% Unchanged
46 Cornerstone Planning Group LLC 0.00% of their portfolio FAIRFIELD, NJ 66 $7 $7 0.00% New
47 GROUP ONE TRADING LLC 0.00% of their portfolio CHICAGO, IL 33 $3 $3 0.00% Unchanged
48 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 11 $1 $1 0.00% Unchanged
49 TSFG, LLC 0.00% of their portfolio LAKE FOREST, IL 11 $0 $0 0.00% Unchanged