Vault-13

SUMITOMO MITSUI FINL GROUP I SMFG

SPONSORED ADR · ADR · CUSIP 86562M209

258 institutional holders +15 vs Q3 2022
113,248,288113.2m shares reported held*
$908.2mreported value*
43 new 66 added 114 reduced 33 sold out net sold ≈ $6.3m (-739.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($529.4k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $8.02. Options: 3 managers hold calls ($218.1k notional), 1 hold puts ($0).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 243Q4 22: 258258Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022243
Q4 2022258

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ3 22 calls: $2.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $218.1kQ4 22 puts: $0Q4 22P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$2.0k$00.00
Q4 2022$218.1k$00.00

Biggest buyers

CITADEL ADVISORS LLC Added +1,830,017+1.8m
JANE STREET GROUP, LLC Added +1,287,356+1.3m
FMR LLC Added +1,244,973+1.2m
D. E. Shaw & Co., Inc. New +1,238,263+1.2m
CIBC Asset Management Inc New +724,610+724.6k
VOLORIDGE INVESTMENT MANAGEMENT, LLC Added +707,145+707.1k
SAMLYN CAPITAL, LLC New +699,029+699.0k
DIMENSIONAL FUND ADVISORS LP Added +609,915+609.9k
JPMORGAN CHASE & CO Added +485,333+485.3k
Orbis Allan Gray Ltd Added +471,618+471.6k

Biggest sellers

MORGAN STANLEY Reduced -2,297,622-2.3m
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Reduced -1,488,947-1.5m
BlackRock Inc. Reduced -1,209,917-1.2m
Capricorn Fund Managers Ltd Sold out -870,220-870.2k
GOLDMAN SACHS GROUP INC Reduced -697,710-697.7k
Invesco Ltd. Reduced -642,884-642.9k
Cowen Investment Management LLC Reduced -550,000-550.0k
RENAISSANCE TECHNOLOGIES LLC Reduced -409,300-409.3k
MARSHALL WACE, LLP Reduced -399,394-399.4k
Qube Research & Technologies Ltd Sold out -393,954-394.0k

Biggest calls

GROUP ONE TRADING LLC New $130.7k16.3k shares
CITADEL ADVISORS LLC New $87.4k10.9k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q4 2022

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q4 2022.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 13,388,52113.4m $107.4m $107.4m 0.01% Reduced -2.3m -2,297,622
2 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 9,902,1069.9m $79.4m $79.4m 0.02% Reduced -697.7k -697,710
3 LAZARD ASSET MANAGEMENT LLC 0.09% of their portfolio NEW YORK, NY 8,213,8838.2m $65.9m $65.9m 0.09% Reduced -188.8k -188,824
4 Cowen Investment Management LLC 10.88% of their portfolio NEW YORK, NY 6,643,8756.6m $53.3m $53.3m 10.88% Reduced -550.0k -550,000
5 BlackRock Inc. 0.00% of their portfolio New York, NY 5,859,4105.9m $47.0m $47.0m 0.00% Reduced -1.2m -1,209,917
6 FMR LLC 0.00% of their portfolio BOSTON, MA 5,580,8465.6m $44.8m $44.8m 0.00% Added +1.2m +1,244,973
7 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 5,460,9535.5m $43.8m $43.8m 0.01% Reduced -177.2k -177,163
8 Invesco Ltd. 0.01% of their portfolio ATLANTA, GA 4,582,4614.6m $36.8m $36.8m 0.01% Reduced -642.9k -642,884
9 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 3,816,7503.8m $30.6m $30.6m 0.01% Reduced -218.5k -218,454
10 COWEN AND COMPANY, LLC 2.86% of their portfolio NEW YORK, NY 3,370,7303.4m $27.0m $27.0m 2.86% Reduced -306.4k -306,375
11 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 3,184,1993.2m $25.5m $25.5m 0.00% Added +333.2k +333,173
12 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.03% of their portfolio BOSTON, MA 3,073,1243.1m $24.6m $24.6m 0.03% Reduced -1.5m -1,488,947
13 RENAISSANCE TECHNOLOGIES LLC 0.03% of their portfolio NEW YORK, NY 2,683,2702.7m $21.5m $21.5m 0.03% Reduced -409.3k -409,300
14 JANE STREET GROUP, LLC 0.04% of their portfolio NEW YORK, NY 2,630,1602.6m $21.1m $21.1m 0.04% Added +1.3m +1,287,356
15 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 2,298,8362.3m $18.4m $18.4m 0.01% Added +609.9k +609,915
16 CITADEL ADVISORS LLC 0.02% of their portfolio MIAMI, FL 1,882,8771.9m $15.1m $15.1m 0.02% Added +1.8m +1,830,017
17 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 1,874,5071.9m $15.0m $15.0m 0.01% Reduced -64.7k -64,691
18 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,753,2761.8m $14.1m $14.1m 0.00% Added +21.7k +21,658
19 CAUSEWAY CAPITAL MANAGEMENT LLC 0.38% of their portfolio LOS ANGELES, CA 1,623,7361.6m $13.0m $13.0m 0.38% Reduced -105.7k -105,731
20 MARSHALL WACE, LLP 0.03% of their portfolio LONDON, X0 1,294,4751.3m $10.4m $10.4m 0.03% Reduced -399.4k -399,394
21 D. E. Shaw & Co., Inc. 0.02% of their portfolio New York, NY 1,238,2631.2m $9.9m $9.9m 0.02% New
22 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.04% of their portfolio JUPITER, FL 992,719992.7k $8.0m $8.0m 0.04% Added +707.1k +707,145
23 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 907,844907.8k $7.3m $7.3m 0.00% Added +5.6k +5,582
24 CIBC WORLD MARKET INC. 0.03% of their portfolio TORONTO, A6 851,803851.8k $6.8m $6.8m 0.03% Added +2.2k +2,250
25 AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio KANSAS CITY, MO 810,613810.6k $6.5m $6.5m 0.01% Added +251.7k +251,651
26 CIBC Asset Management Inc 0.02% of their portfolio TORONTO, Z4 724,610724.6k $5.8m $5.8m 0.02% New
27 NATIXIS ADVISORS, LLC 0.02% of their portfolio Boston, MA 712,273712.3k $5.7m $5.7m 0.02% Added +98.6k +98,605
28 SAMLYN CAPITAL, LLC 0.11% of their portfolio New York, NY 699,029699.0k $5.6m $5.6m 0.11% New
29 Orbis Allan Gray Ltd 0.04% of their portfolio HamiltoN, D0 551,132551.1k $4.4m $4.4m 0.04% Added +471.6k +471,618
30 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 532,404532.4k $4.3m $4.3m 0.00% Added +485.3k +485,333
31 ANDERSON HOAGLAND & CO 0.63% of their portfolio ST LOUIS, MO 506,413506.4k $4.3m $4.3m 0.63% Added +69.8k +69,815
32 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 497,072497.1k $4.0m $4.0m 0.01% Reduced -6.7k -6,665
33 Crossmark Global Holdings, Inc. 0.09% of their portfolio HOUSTON, TX 441,756441.8k $3.5m $3.5m 0.09% Reduced -27.5k -27,520
34 Gilman Hill Asset Management, LLC 0.68% of their portfolio NEW CANAAN, CT 411,709411.7k $3.3m $3.3m 0.68% Reduced -8.4k -8,408
35 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 410,038410.0k $3.3m $3.3m 0.00% Reduced -2.0k -1,979
36 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 395,569395.6k $3.2m $3.2m 0.00% Added +120.7k +120,657
37 Orion Porfolio Solutions, LLC 0.06% of their portfolio OMAHA, NE 388,251388.3k $3.1m $3.1m 0.06% Reduced -928 -928
38 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 385,212385.2k $3.1m $3.1m 0.00% Added +35.5k +35,466
39 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 342,261342.3k $2.7m $2.7m 0.00% Added +4.2k +4,216
40 SEI INVESTMENTS CO 0.01% of their portfolio OAKS, PA 336,199336.2k $2.7m $2.7m 0.01% Reduced -6.4k -6,419
41 Bleakley Financial Group, LLC 0.09% of their portfolio PARSIPPANY, NJ 319,562319.6k $2.6m $2.6m 0.09% First filing
42 Te Ahumairangi Investment Management Ltd 0.39% of their portfolio WELLINGTON, Q2 309,777309.8k $2.5m $2.5m 0.39% Reduced -25.2k -25,200
43 OLD MISSION CAPITAL LLC 0.10% of their portfolio CHICAGO, IL 296,548296.5k $2.4m $2.4m 0.10% Reduced -287.3k -287,298
44 GREENLEAF TRUST 0.03% of their portfolio KALAMAZOO, MI 294,389294.4k $2.4m $2.4m 0.03% Reduced -3.7k -3,655
45 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 283,657283.7k $2.3m $2.3m 0.00% Unchanged
46 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 276,988277.0k $2.2m $2.2m 0.00% Reduced -167.8k -167,805
47 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 273,844273.8k $2.2m $2.2m 0.00% Added +43.8k +43,764
48 First Trust Direct Indexing L.P. 0.29% of their portfolio Boston, MA 272,605272.6k $2.2m $2.2m 0.29% Reduced -21.8k -21,770
49 REGIONS FINANCIAL CORP 0.02% of their portfolio BIRMINGHAM, AL 270,478270.5k $2.2m $2.2m 0.02% Reduced -9.4k -9,408
50 THOMAS WHITE INTERNATIONAL LTD 0.47% of their portfolio CHICAGO, IL 265,225265.2k $2.1m $2.1m 0.47% Added +20.3k +20,273
51 HAP Trading, LLC 0.34% of their portfolio NEW YORK, NY 257,651257.7k $2.1m $2.1m 0.34% New
52 Mariner, LLC 0.01% of their portfolio Overland Park, KS 224,138224.1k $1.8m $1.8m 0.01% Reduced -112.2k -112,203
53 Connective Portfolio Management, LLC 3.76% of their portfolio NEW YORK, NY 220,000220.0k $1.8m $1.8m 3.76% New
54 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 215,993216.0k $1.7m $1.7m 0.01% Reduced -24.6k -24,615
55 BTC Capital Management, Inc. 0.20% of their portfolio DES MOINES, IA 211,159211.2k $1.7m $1.7m 0.20% Reduced -27.6k -27,613
56 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 207,473207.5k $1.7m $1.7m 0.00% Reduced -33.0k -33,014
57 BOOTHBAY FUND MANAGEMENT, LLC 0.05% of their portfolio NEW YORK, NY 202,379202.4k $1.6m $1.6m 0.05% New
58 ADVISOR PARTNERS II, LLC 0.10% of their portfolio WALNUT CREEK, CA 202,119202.1k $1.6m $1.6m 0.10% Added +10.9k +10,858
59 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 196,763196.8k $1.6m $1.6m 0.00% Reduced -82.9k -82,876
60 U.S. Capital Wealth Advisors, LLC 0.07% of their portfolio AUSTIN, TX 196,134196.1k $1.6m $1.6m 0.07% Reduced -196.1k -196,134
61 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.03% of their portfolio Stamford, CT 193,059193.1k $1.5m $1.5m 0.03% Reduced -218.5k -218,525
62 Legacy Wealth Asset Management, LLC 0.56% of their portfolio WOODBURY, MN 181,907181.9k $1.5m $1.5m 0.56% Reduced -88.6k -88,577
63 Laird Norton Wetherby Wealth Management, LLC 0.09% of their portfolio Seattle, WA 168,799168.8k $1.4m $1.4m 0.09% Reduced -23.4k -23,385
64 M&T Bank Corp 0.01% of their portfolio BUFFALO, NY 163,736163.7k $1.3m $1.3m 0.01% Reduced -20.8k -20,840
65 Forum Financial Management, LP 0.04% of their portfolio LOMBARD, IL 163,331163.3k $1.3m $1.3m 0.04% Added +3.0k +3,018
66 Schonfeld Strategic Advisors LLC 0.01% of their portfolio NEW YORK, NY 163,200163.2k $1.3m $1.3m 0.01% New
67 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 162,275162.3k $1.3m $1.3m 0.01% Added +1.3k +1,322
68 Ethic Inc. 0.07% of their portfolio NEW YORK, NY 160,749160.7k $1.3m $1.3m 0.07% Added +69.9k +69,869
69 SIGNATUREFD, LLC 0.04% of their portfolio ATLANTA, GA 158,914158.9k $1.3m $1.3m 0.04% Reduced -47.2k -47,190
70 OPPENHEIMER ASSET MANAGEMENT INC. 0.02% of their portfolio NEW YORK, NY 154,395154.4k $1.2m $1.2m 0.02% Reduced -5.4k -5,355
71 Sanders Capital, LLC 0.00% of their portfolio West Palm Beach, FL 138,063138.1k $1.1m $1.1m 0.00% Reduced -143.1k -143,063
72 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 127,035127.0k $1.0m $1.0m 0.00% Added +2.6k +2,591
73 COMERICA BANK 0.01% of their portfolio DALLAS, TX 125,147125.1k $1.1m $1.1m 0.01% Reduced -1.3k -1,262
74 ExodusPoint Capital Management, LP 0.02% of their portfolio NEW YORK, NY 125,086125.1k $1.0m $1.0m 0.02% Added +63.5k +63,493
75 PATHSTONE FAMILY OFFICE, LLC 0.00% of their portfolio ENGLEWOOD, NJ 123,772123.8k $585.1k $585.1k 0.00% Added +44.3k +44,339
76 XY Capital Ltd 0.81% of their portfolio CENTRAL, K3 123,752123.8k $992.5k $992.5k 0.81% First filing
77 YOUSIF CAPITAL MANAGEMENT, LLC 0.01% of their portfolio BLOOMFIELD HILLS, MI 114,861114.9k $921.2k $921.2k 0.01% Unchanged
78 Verdence Capital Advisors LLC 0.11% of their portfolio HUNT VALLEY, MD 113,716113.7k $912.0k $912.0k 0.11% Reduced -8.4k -8,384
79 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 111,743111.7k $896.1k $896.1k 0.00% Reduced -12.0k -11,982
80 WESTWOOD HOLDINGS GROUP INC 0.01% of their portfolio DALLAS, TX 95,18195.2k $763.0k $763.0k 0.01% Reduced -92 -92
81 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 90,91490.9k $729.0k $729.0k 0.00% Added +8.5k +8,488
82 JOHNSON INVESTMENT COUNSEL INC 0.01% of their portfolio Cincinnati, OH 90,90090.9k $729.0k $729.0k 0.01% Reduced -198 -198
83 EAGLE ASSET MANAGEMENT INC 0.00% of their portfolio ST PETERSBURG, FL 90,65490.7k $733.0k $733.0k 0.00% Added +13.4k +13,432
84 Schechter Investment Advisors, LLC 0.07% of their portfolio BIRMINGHAM, MI 90,47090.5k $725.6k $725.6k 0.07% Reduced -1.5k -1,472
85 ELEVATION POINT WEALTH PARTNERS, LLC 0.08% of their portfolio DENVER, CO 89,44889.4k $717.4k $717.4k 0.08% Added +2.1k +2,134
86 GUGGENHEIM CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 87,37787.4k $700.8k $700.8k 0.01% Reduced -29.4k -29,437
87 Quantinno Capital Management LP 0.05% of their portfolio NEW YORK, NY 85,28585.3k $684.0k $684.0k 0.05% Added +65.5k +65,500
88 Advisors Asset Management, Inc. 0.01% of their portfolio Monument, CO 85,25485.3k $683.7k $683.7k 0.01% Reduced -29.1k -29,051
89 Vanguard Capital Wealth Advisors 0.78% of their portfolio DENVER, CO 83,70083.7k $671.3k $671.3k 0.78% Added +62.9k +62,924
90 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 80,44680.4k $645.2k $645.2k 0.00% Reduced -6.0k -6,046
91 SCHRODER INVESTMENT MANAGEMENT GROUP 0.00% of their portfolio London, X0 78,23578.2k $627.4k $627.4k 0.00% Unchanged
92 Vanguard Personalized Indexing Management, LLC 0.02% of their portfolio OAKLAND, CA 74,37574.4k $596.5k $596.5k 0.02% Reduced -60.4k -60,414
93 MISSION WEALTH MANAGEMENT, LP 0.03% of their portfolio Santa Barbara, CA 71,09171.1k $570.1k $570.1k 0.03% Reduced -1.9k -1,852
94 Investors Research Corp 0.15% of their portfolio ATLANTA, GA 70,52970.5k $565.6k $565.6k 0.15% Reduced -1.3k -1,325
95 Gradient Investments LLC 0.02% of their portfolio ARDEN HILLS, MN 69,88769.9k $560.5k $560.5k 0.02% Reduced -3.2k -3,183
96 Morningstar Investment Services LLC 0.01% of their portfolio CHICAGO, IL 68,93868.9k $564.0k $564.0k 0.01% Reduced -2.4k -2,394
97 Vise Technologies, Inc. 0.17% of their portfolio NEW YORK, NY 68,75868.8k $551.4k $551.4k 0.17% Reduced -8.2k -8,173
98 Naviter Wealth, LLC 0.16% of their portfolio LITTLE ROCK, AR 68,42168.4k $594.6k $594.6k 0.16% Added +3.5k +3,528
99 Dorsey & Whitney Trust CO LLC 0.05% of their portfolio SIOUX FALLS, SD 65,59665.6k $526.1k $526.1k 0.05% Reduced -10.9k -10,869
100 Sequoia Financial Advisors, LLC 0.01% of their portfolio Akron, OH 60,83160.8k $487.9k $487.9k 0.01% Added +10.2k +10,151