Vault-13

STMICROELECTRONICS N V STM

NY REGISTRY · NY Reg Shrs · CUSIP 861012102 · ISIN US8610121027

Multinational electronics and semiconductors manufacturer

357 institutional holders -7 vs Q4 2023
64,512,38464.5m shares reported held*
$2.8bnreported value*
57 new 147 added 95 reduced 65 sold out net bought ≈ $676.5m (+15.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $43.24. Options: 22 managers hold calls ($109.5m notional), 22 hold puts ($125.5m).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 277Q4 22: 304Q1 23: 362Q2 23: 366Q3 23: 365Q4 23: 364Q1 24: 357357Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022277
Q4 2022304
Q1 2023362
Q2 2023366
Q3 2023365
Q4 2023364
Q1 2024357

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 133 bought or addedQ4 22: 145 cut or sold outQ4 22Q1 23: 219 bought or addedQ1 23: 116 cut or sold outQ1 23Q2 23: 162 bought or addedQ2 23: 176 cut or sold outQ2 23Q3 23: 189 bought or addedQ3 23: 144 cut or sold outQ3 23Q4 23: 158 bought or addedQ4 23: 187 cut or sold outQ4 23Q1 24: 204 bought or addedQ1 24: 160 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022133145
Q1 2023219116
Q2 2023162176
Q3 2023189144
Q4 2023158187
Q1 2024204160

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300mQ2 23 calls: $215.2mQ2 23 puts: $213.1mQ2 23P/C 0.99Q3 23 calls: $191.4mQ3 23 puts: $185.1mQ3 23P/C 0.97Q4 23 calls: $222.8mQ4 23 puts: $232.3mQ4 23P/C 1.04Q1 24 calls: $109.5mQ1 24 puts: $125.5mQ1 24P/C 1.15
Numbers
QuarterCallsPutsP/C
Q2 2023$215.2m$213.1m0.99
Q3 2023$191.4m$185.1m0.97
Q4 2023$222.8m$232.3m1.04
Q1 2024$109.5m$125.5m1.15

Biggest buyers

MORGAN STANLEY Added +2,200,198+2.2m
VAN ECK ASSOCIATES CORP Added +2,065,387+2.1m
D. E. Shaw & Co., Inc. Added +2,039,782+2.0m
GOLDMAN SACHS GROUP INC Added +1,579,710+1.6m
BANK OF AMERICA CORP /DE/ Added +1,219,207+1.2m
LAZARD ASSET MANAGEMENT LLC Added +1,079,734+1.1m
GROUPAMA ASSET MANAGMENT New +904,003+904.0k
MARSHALL WACE, LLP New +868,284+868.3k
CITIGROUP INC Added +838,261+838.3k
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Added +799,081+799.1k

Biggest sellers

JPMORGAN CHASE & CO Reduced -545,086-545.1k
Quadrature Capital Ltd Sold out -510,834-510.8k
Balyasny Asset Management L.P. Sold out -485,754-485.8k
Optiver Holding B.V. Sold out -334,084-334.1k
TWO SIGMA INVESTMENTS, LP Reduced -271,275-271.3k
FEDERATED HERMES, INC. Reduced -255,774-255.8k
Grand Alliance Asset Management Ltd Reduced -210,000-210.0k
BI Asset Management Fondsmaeglerselskab A/S Reduced -201,136-201.1k
Lombard Odier Asset Management (Europe) Ltd Reduced -177,514-177.5k
CITADEL ADVISORS LLC Reduced -168,069-168.1k

Biggest calls

CITADEL ADVISORS LLC Added $32.2m745.7k shares
UBS Group AG Reduced $24.3m561.7k shares
Optiver Holding B.V. Added $14.2m328.6k shares
Squarepoint Ops LLC Reduced $8.6m199.9k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $5.8m134.3k shares
SIMPLEX TRADING, LLC Reduced $4.5m103.0k shares
WELLS FARGO & COMPANY/MN New $3.2m75.0k shares
Walleye Trading LLC Added $2.9m67.8k shares
LMR Partners LLP Unchanged $2.5m57.7k shares
Walleye Capital LLC Added $2.1m49.6k shares

Biggest puts

UBS Group AG Reduced $45.5m1.1m shares
Optiver Holding B.V. Reduced $20.3m469.8k shares
SIMPLEX TRADING, LLC Added $9.6m222.0k shares
CITADEL ADVISORS LLC Added $8.7m201.8k shares
PEAK6 Investments LLC Added $5.5m126.7k shares
Squarepoint Ops LLC Reduced $5.1m116.9k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $5.0m115.1k shares
LMR Partners LLP Unchanged $4.1m94.3k shares
Walleye Capital LLC Added $3.5m80.6k shares
BNP PARIBAS FINANCIAL MARKETS Reduced $3.0m700 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q1 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2024.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 6,828,6306.8m $295.3m $295.3m 0.01% Added +2.2m +2,200,198
2 VAN ECK ASSOCIATES CORP 0.38% of their portfolio NEW YORK, NY 5,800,9115.8m $250.8m $250.8m 0.38% Added +2.1m +2,065,387
3 BlackRock Inc. 0.01% of their portfolio New York, NY 5,082,6555.1m $219.8m $219.8m 0.01% Added +701.5k +701,508
4 GOLDMAN SACHS GROUP INC 0.04% of their portfolio NEW YORK, NY 3,948,9833.9m $170.8m $170.8m 0.04% Added +1.6m +1,579,710
5 Capital International Investors 0.03% of their portfolio Los Angeles, CA 3,132,9203.1m $135.5m $135.5m 0.03% Added +74.5k +74,519
6 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,778,9572.8m $120.2m $120.2m 0.01% Added +1.2m +1,219,207
7 Rafferty Asset Management, LLC 0.39% of their portfolio New York, NY 2,387,0232.4m $103.2m $103.2m 0.39% Added +771.4k +771,407
8 Grantham, Mayo, Van Otterloo & Co. LLC 0.37% of their portfolio Boston, MA 2,369,7102.4m $102.5m $102.5m 0.37% Reduced -101.4k -101,352
9 D. E. Shaw & Co., Inc. 0.12% of their portfolio New York, NY 2,243,2242.2m $97.0m $97.0m 0.12% Added +2.0m +2,039,782
10 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.18% of their portfolio Paris, I0 1,556,5001.6m $67.3m $67.3m 0.18% Reduced -21.6k -21,553
11 MILLENNIUM MANAGEMENT LLC 0.05% of their portfolio NEW YORK, NY 1,337,1291.3m $57.8m $57.8m 0.05% Added +526.3k +526,279
12 CITIGROUP INC 0.06% of their portfolio NEW YORK, NY 1,215,9471.2m $52.6m $52.6m 0.06% Added +838.3k +838,261
13 BARCLAYS PLC 0.02% of their portfolio LONDON, X0 1,205,4961.2m $52.1m $52.1m 0.02% Added +220.8k +220,755
14 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.05% of their portfolio BOSTON, MA 1,192,6301.2m $51.6m $51.6m 0.05% Added +799.1k +799,081
15 LAZARD ASSET MANAGEMENT LLC 0.06% of their portfolio NEW YORK, NY 1,079,8031.1m $46.7m $46.7m 0.06% Added +1.1m +1,079,734
16 BNP PARIBAS FINANCIAL MARKETS 0.06% of their portfolio PARIS, I0 1,063,5891.1m $46.0m $46.0m 0.06% Added +422.3k +422,323
17 Delta Global Management LP 3.45% of their portfolio New York, NY 1,047,6501.0m $45.3m $45.3m 3.45% Added +249.9k +249,905
18 UBS Group AG 0.01% of their portfolio ZURICH, V8 910,798910.8k $39.4m $39.4m 0.01% Added +2.2k +2,233
19 GROUPAMA ASSET MANAGMENT 0.71% of their portfolio PARIS, I0 904,003904.0k $39.0m $39.0m 0.71% New
20 Robeco Schweiz AG 0.66% of their portfolio ZURICH, V8 874,855874.9k $37.8m $37.8m 0.66% Reduced -53.7k -53,725
21 MARSHALL WACE, LLP 0.06% of their portfolio LONDON, X0 868,284868.3k $37.5m $37.5m 0.06% New
22 Analog Century Management LP 5.21% of their portfolio NEW YORK, NY 864,668864.7k $37.4m $37.4m 5.21% Added +353.1k +353,103
23 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 841,992842.0k $36.4m $36.4m 0.01% Added +39.7k +39,726
24 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 833,675833.7k $36.0m $36.0m 0.01% Added +64.2k +64,242
25 TWO SIGMA INVESTMENTS, LP 0.08% of their portfolio NEW YORK, NY 745,464745.5k $32.2m $32.2m 0.08% Reduced -271.3k -271,275
26 Qube Research & Technologies Ltd 0.05% of their portfolio LONDON, X0 699,278699.3k $30.2m $30.2m 0.05% Added +501.3k +501,310
27 FIL Ltd 0.03% of their portfolio HAMILTON, D0 697,329697.3k $30.2m $30.2m 0.03% New
28 FMR LLC 0.00% of their portfolio BOSTON, MA 693,551693.6k $30.0m $30.0m 0.00% Added +96.2k +96,175
29 CIBC Private Wealth Group LLC 0.04% of their portfolio ATLANTA, GA 457,531457.5k $19.8m $19.8m 0.04% New
30 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 448,019448.0k $19.4m $19.4m 0.01% Added +112.5k +112,499
31 AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio KANSAS CITY, MO 440,823440.8k $19.1m $19.1m 0.01% Reduced -8.6k -8,644
32 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 375,753375.8k $16.2m $16.2m 0.00% Reduced -3.3k -3,303
33 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 369,835369.8k $16.0m $16.0m 0.01% Added +21.0k +20,951
34 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 336,702336.7k $14.6m $14.6m 0.00% Reduced -1.0k -1,049
35 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 332,771332.8k $14.4m $14.4m 0.00% Added +1.7k +1,723
36 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 317,632317.6k $13.7m $13.7m 0.00% Added +835 +835
37 NATIXIS ADVISORS, LLC 0.03% of their portfolio Boston, MA 312,675312.7k $13.5m $13.5m 0.03% Added +171.0k +171,001
38 EXENCIAL WEALTH ADVISORS, LLC 0.50% of their portfolio OKLAHOMA CITY, OK 309,745309.7k $13.4m $13.4m 0.50% Added +10.1k +10,096
39 FEDERATED HERMES, INC. 0.03% of their portfolio PITTSBURGH, PA 284,219284.2k $12.3m $12.3m 0.03% Reduced -255.8k -255,774
40 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 276,423276.4k $12.0m $12.0m 0.00% Added +76.9k +76,905
41 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 267,523267.5k $11.6m $11.6m 0.00% Added +4.7k +4,694
42 KORNITZER CAPITAL MANAGEMENT INC /KS 0.20% of their portfolio SHAWNEE MISSION, KS 246,126246.1k $10.6m $10.6m 0.20% Added +68.0k +68,000
43 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 210,603210.6k $9.1m $9.1m 0.01% Added +184.6k +184,615
44 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 204,056204.1k $8.8m $8.8m 0.01% Added +37.0k +37,006
45 Polar Asset Management Partners Inc. 0.21% of their portfolio TORONTO, A6 183,000183.0k $7.9m $7.9m 0.21% Added +75.3k +75,300
46 Henry James International Management Inc. 2.39% of their portfolio NEW YORK, NY 179,273179.3k $7.8m $7.8m 2.39% Added +53.5k +53,490
47 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 178,483178.5k $7.7m $7.7m 0.01% Added +112.8k +112,752
48 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 139,243139.2k $6.0m $6.0m 0.00% Added +38.3k +38,268
49 CAPITAL FUND MANAGEMENT S.A. 0.07% of their portfolio PARIS, I0 138,350138.3k $6.0m $6.0m 0.07% Reduced -92.8k -92,756
50 Cubist Systematic Strategies, LLC 0.06% of their portfolio STAMFORD, CT 131,813131.8k $5.7m $5.7m 0.06% Reduced -154.5k -154,488
51 Modera Wealth Management, LLC 0.08% of their portfolio WESTWOOD, NJ 123,177123.2k $5.3m $5.3m 0.08% Added +5.0k +4,973
52 INGALLS & SNYDER LLC 0.21% of their portfolio NEW YORK, NY 111,944111.9k $4.8m $4.8m 0.21% Reduced -379 -379
53 QRG CAPITAL MANAGEMENT, INC. 0.06% of their portfolio BERWYN, PA 111,458111.5k $4.8m $4.8m 0.06% Reduced -32.3k -32,288
54 Mitsubishi UFJ Asset Management Co., Ltd. 0.01% of their portfolio TOKYO, M0 109,407109.4k $4.7m $4.7m 0.01% Reduced -10.5k -10,534
55 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 103,477103.5k $4.5m $4.5m 0.00% Added +21.6k +21,602
56 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 102,530102.5k $4.4m $4.4m 0.00% Unchanged
57 NIA IMPACT ADVISORS, LLC 1.71% of their portfolio OAKLAND, CA 99,34999.3k $4.3m $4.3m 1.71% First filing
58 SATURNA CAPITAL CORP 0.06% of their portfolio BELLINGHAM, WA 98,73998.7k $4.3m $4.3m 0.06% Reduced -3.6k -3,600
59 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 94,01894.0k $4.1m $4.1m 0.01% Reduced -27.5k -27,462
60 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 93,29893.3k $4.0m $4.0m 0.00% Reduced -168.1k -168,069
61 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 91,03291.0k $3.9m $3.9m 0.01% Reduced -33.0k -33,035
62 TWO SIGMA ADVISERS, LP 0.01% of their portfolio NEW YORK, NY 86,90086.9k $3.8m $3.8m 0.01% Reduced -59.5k -59,500
63 Crestline Management, L.P. 0.33% of their portfolio FORT WORTH, TX 79,78879.8k $3.5m $3.5m 0.33% Reduced -978 -978
64 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 79,34879.3k $3.4m $3.4m 0.00% Added +32.0k +32,044
65 SIMPLEX TRADING, LLC 0.09% of their portfolio CHICAGO, IL 74,62774.6k $3.2m $3.2m 0.09% New
66 HIGHLAND CAPITAL MANAGEMENT, LLC 0.17% of their portfolio MEMPHIS, TN 70,15270.2k $3.0m $3.0m 0.17% Unchanged
67 Grand Alliance Asset Management Ltd 1.72% of their portfolio HONG KONG, K3 70,00070.0k $3.0m $3.0m 1.72% Reduced -210.0k -210,000
68 Mariner, LLC 0.01% of their portfolio Overland Park, KS 69,79869.8k $3.0m $3.0m 0.01% Reduced -107 -107
69 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 69,00569.0k $3.0m $3.0m 0.00% Added +159 +159
70 BI Asset Management Fondsmaeglerselskab A/S 0.06% of their portfolio KOBENHAVN, G7 68,74168.7k $3.0m $3.0m 0.06% Reduced -201.1k -201,136
71 Penserra Capital Management LLC 0.04% of their portfolio ORINDA, CA 64,87864.9k $2.8m $2.8m 0.04% Added +7.6k +7,552
72 Moran Wealth Management, LLC 0.09% of their portfolio NAPLES, FL 64,61264.6k $2.8m $2.8m 0.09% Added +75 +75
73 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 63,01763.0k $2.7m $2.7m 0.00% Added +178 +178
74 GUGGENHEIM CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 62,00762.0k $2.7m $2.7m 0.02% Added +1.4k +1,384
75 ACADIAN ASSET MANAGEMENT LLC 0.01% of their portfolio Boston, MA 58,26258.3k $2.5m $2.5m 0.01% Added +23.3k +23,305
76 FINANCIAL COUNSELORS INC 0.04% of their portfolio Overland Park, KS 55,60655.6k $2.4m $2.4m 0.04% Reduced -702 -702
77 Squarepoint Ops LLC 0.01% of their portfolio NEW YORK, NY 53,25053.2k $2.3m $2.3m 0.01% New
78 Ethic Inc. 0.06% of their portfolio NEW YORK, NY 53,10953.1k $2.3m $2.3m 0.06% Added +5.0k +4,976
79 Atom Investors LP 0.29% of their portfolio AUSTIN, TX 52,89052.9k $2.3m $2.3m 0.29% Added +30.7k +30,711
80 Madison Asset Management, LLC 0.03% of their portfolio MADISON, WI 52,03152.0k $2.2m $2.2m 0.03% Reduced -738 -738
81 Schonfeld Strategic Advisors LLC 0.02% of their portfolio NEW YORK, NY 51,30051.3k $2.2m $2.2m 0.02% Added +16.5k +16,500
82 SG Americas Securities, LLC 0.01% of their portfolio NEW YORK, NY 51,18251.2k $2.2m $2.2m 0.01% Added +8.5k +8,464
83 NAPLES GLOBAL ADVISORS, LLC 0.22% of their portfolio NAPLES, FL 50,70150.7k $2.2m $2.2m 0.22% Added +6.9k +6,860
84 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 48,57648.6k $2.1m $2.1m 0.00% Reduced -545.1k -545,086
85 Quantinno Capital Management LP 0.05% of their portfolio NEW YORK, NY 48,07048.1k $2.1m $2.1m 0.05% Added +20.6k +20,634
86 Grandview Asset Management LLC 0.92% of their portfolio HARRISBURG, PA 46,75746.8k $2.0m $2.0m 0.92% Unchanged
87 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 46,10746.1k $2.0m $2.0m 0.01% Added +15.4k +15,386
88 Crossmark Global Holdings, Inc. 0.04% of their portfolio HOUSTON, TX 45,69745.7k $2.0m $2.0m 0.04% Reduced -2.5k -2,477
89 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 45,28545.3k $2.0m $2.0m 0.00% Added +35.0k +35,015
90 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 44,90644.9k $1.9m $1.9m 0.01% Added +7.2k +7,168
91 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 43,61943.6k $1.9m $1.9m 0.00% Added +2.8k +2,777
92 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 42,34342.3k $1.8m $1.8m 0.01% Added +2.9k +2,876
93 Nova R Wealth, Inc. 0.93% of their portfolio OVERLAND PARK, KS 41,17141.2k $1.8m $1.8m 0.93% Reduced -1.1k -1,085
94 Quantbot Technologies LP 0.10% of their portfolio NEW YORK, NY 40,54340.5k $1.8m $1.8m 0.10% Added +5.1k +5,074
95 Lighthouse Investment Partners, LLC 0.10% of their portfolio Palm Beach Gardens, FL 40,00040.0k $1.7m $1.7m 0.10% New
96 Laird Norton Wetherby Wealth Management, LLC 0.08% of their portfolio Seattle, WA 39,38539.4k $1.7m $1.7m 0.08% Added +32 +32
97 Orion Porfolio Solutions, LLC 0.02% of their portfolio OMAHA, NE 38,01038.0k $1.6m $1.6m 0.02% Added +30.0k +29,999
98 Orion Portfolio Solutions, LLC 0.02% of their portfolio Omaha, NE 38,01038.0k $1.6m $1.6m 0.02% Added +30.0k +29,999
99 HoyleCohen, LLC 0.12% of their portfolio SAN DIEGO, CA 37,31037.3k $1.6m $1.6m 0.12% Reduced -775 -775
100 Pathstone Holdings, LLC 0.01% of their portfolio ENGLEWOOD, NJ 34,55834.6k $1.5m $1.5m 0.01% Added +1.6k +1,642