Vault-13

STMICROELECTRONICS N V STM

NY REGISTRY · NY Reg Shrs · CUSIP 861012102 · ISIN US8610121027

Multinational electronics and semiconductors manufacturer

364 institutional holders -1 vs Q3 2023
48,846,45848.8m shares reported held*
$2.4bnreported value*
47 new 111 added 128 reduced 59 sold out net sold ≈ $335.1m (-6.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $50.11. Options: 24 managers hold calls ($222.8m notional), 22 hold puts ($232.3m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 277Q4 22: 304Q1 23: 362Q2 23: 366Q3 23: 365Q4 23: 364364Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022277
Q4 2022304
Q1 2023362
Q2 2023366
Q3 2023365
Q4 2023364

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 133 bought or addedQ4 22: 145 cut or sold outQ4 22Q1 23: 219 bought or addedQ1 23: 116 cut or sold outQ1 23Q2 23: 162 bought or addedQ2 23: 176 cut or sold outQ2 23Q3 23: 189 bought or addedQ3 23: 144 cut or sold outQ3 23Q4 23: 158 bought or addedQ4 23: 187 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022133145
Q1 2023219116
Q2 2023162176
Q3 2023189144
Q4 2023158187

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300mQ1 23 calls: $241.5mQ1 23 puts: $252.7mQ1 23P/C 1.05Q2 23 calls: $215.2mQ2 23 puts: $213.1mQ2 23P/C 0.99Q3 23 calls: $191.4mQ3 23 puts: $185.1mQ3 23P/C 0.97Q4 23 calls: $222.8mQ4 23 puts: $232.3mQ4 23P/C 1.04
Numbers
QuarterCallsPutsP/C
Q1 2023$241.5m$252.7m1.05
Q2 2023$215.2m$213.1m0.99
Q3 2023$191.4m$185.1m0.97
Q4 2023$222.8m$232.3m1.04

Biggest buyers

MORGAN STANLEY Added +1,623,296+1.6m
Balyasny Asset Management L.P. New +485,754+485.8k
VAN ECK ASSOCIATES CORP Added +448,978+449.0k
Quadrature Capital Ltd Added +394,147+394.1k
BARCLAYS PLC Added +375,048+375.0k
BlackRock Inc. Added +345,403+345.4k
Optiver Holding B.V. New +334,084+334.1k
Grantham, Mayo, Van Otterloo & Co. LLC Added +241,862+241.9k
UBS Group AG Added +234,603+234.6k
Lombard Odier Asset Management (Europe) Ltd New +210,573+210.6k

Biggest sellers

NEUBERGER BERMAN GROUP LLC Reduced -2,243,733-2.2m
Woodline Partners LP Sold out -1,904,938-1.9m
Point72 Asset Management, L.P. Sold out -1,226,663-1.2m
CITADEL ADVISORS LLC Reduced -1,070,549-1.1m
RENAISSANCE TECHNOLOGIES LLC Sold out -1,063,590-1.1m
Clark Capital Management Group, Inc. Sold out -717,443-717.4k
TWO SIGMA INVESTMENTS, LP Reduced -514,517-514.5k
Holocene Advisors, LP Sold out -510,110-510.1k
BANK OF AMERICA CORP /DE/ Reduced -506,285-506.3k
Walleye Capital LLC Sold out -484,336-484.3k

Biggest calls

UBS Group AG Added $78.5m1.6m shares
Squarepoint Ops LLC Added $55.5m1.1m shares
CITADEL ADVISORS LLC Reduced $20.5m409.8k shares
Optiver Holding B.V. Reduced $15.0m298.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $10.4m207.2k shares
SIMPLEX TRADING, LLC Added $6.1m121.4k shares
D. E. Shaw & Co., Inc. Unchanged $5.3m106.3k shares
JPMORGAN CHASE & CO Added $5.3m106.2k shares
NOMURA HOLDINGS INC New $5.0m99.7k shares
GROUP ONE TRADING LLC Reduced $3.1m61.9k shares

Biggest puts

UBS Group AG Added $87.5m1.7m shares
Squarepoint Ops LLC Reduced $54.8m1.1m shares
Optiver Holding B.V. Added $27.3m543.9k shares
CITADEL ADVISORS LLC Reduced $8.7m173.7k shares
D. E. Shaw & Co., Inc. Added $6.7m133.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $5.6m111.9k shares
SIMPLEX TRADING, LLC Reduced $5.5m110.5k shares
BNP PARIBAS FINANCIAL MARKETS Reduced $5.4m1.1k shares
JPMORGAN CHASE & CO Added $5.1m102.0k shares
Walleye Trading LLC Added $4.8m96.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q4 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q4 2023.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 4,628,4324.6m $232.0m $232.0m 0.01% Added +1.6m +1,623,296
2 BlackRock Inc. 0.01% of their portfolio New York, NY 4,381,1474.4m $219.6m $219.6m 0.01% Added +345.4k +345,403
3 VAN ECK ASSOCIATES CORP 0.34% of their portfolio NEW YORK, NY 3,735,5243.7m $187.3m $187.3m 0.34% Added +449.0k +448,978
4 Capital International Investors 0.03% of their portfolio Los Angeles, CA 3,058,4013.1m $153.6m $153.6m 0.03% Added +172.4k +172,399
5 Grantham, Mayo, Van Otterloo & Co. LLC 0.55% of their portfolio Boston, MA 2,471,0622.5m $123.9m $123.9m 0.55% Added +241.9k +241,862
6 GOLDMAN SACHS GROUP INC 0.03% of their portfolio NEW YORK, NY 2,369,2732.4m $118.8m $118.8m 0.03% Added +120.4k +120,399
7 Rafferty Asset Management, LLC 0.34% of their portfolio New York, NY 1,615,6161.6m $81.0m $81.0m 0.34% Added +129.8k +129,772
8 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.22% of their portfolio Paris, I0 1,578,0531.6m $79.1m $79.1m 0.22% Reduced -68.5k -68,483
9 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,559,7501.6m $78.2m $78.2m 0.01% Reduced -506.3k -506,285
10 TWO SIGMA INVESTMENTS, LP 0.12% of their portfolio NEW YORK, NY 1,016,7391.0m $51.0m $51.0m 0.12% Reduced -514.5k -514,517
11 BARCLAYS PLC 0.03% of their portfolio LONDON, X0 984,741984.7k $49.4m $49.4m 0.03% Added +375.0k +375,048
12 Robeco Schweiz AG 0.78% of their portfolio ZURICH, V8 928,580928.6k $46.5m $46.5m 0.78% Reduced -43.1k -43,100
13 UBS Group AG 0.02% of their portfolio ZURICH, V8 908,565908.6k $45.5m $45.5m 0.02% Added +234.6k +234,603
14 MILLENNIUM MANAGEMENT LLC 0.04% of their portfolio NEW YORK, NY 810,850810.9k $40.6m $40.6m 0.04% Reduced -171.3k -171,339
15 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 802,266802.3k $40.2m $40.2m 0.01% Added +3.8k +3,823
16 Delta Global Management LP 6.14% of their portfolio New York, NY 797,745797.7k $40.0m $40.0m 6.14% First filing
17 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 769,433769.4k $38.6m $38.6m 0.01% Added +109.5k +109,477
18 BNP PARIBAS FINANCIAL MARKETS 0.06% of their portfolio PARIS, I0 641,266641.3k $32.1m $32.1m 0.06% Reduced -53.6k -53,551
19 FMR LLC 0.00% of their portfolio BOSTON, MA 597,376597.4k $29.9m $29.9m 0.00% Added +8.1k +8,094
20 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 593,662593.7k $29.8m $29.8m 0.00% Reduced -32.9k -32,857
21 FEDERATED HERMES, INC. 0.07% of their portfolio PITTSBURGH, PA 539,993540.0k $27.1m $27.1m 0.07% Added +94.1k +94,131
22 Analog Century Management LP 5.93% of their portfolio NEW YORK, NY 511,565511.6k $25.6m $25.6m 5.93% Added +79.7k +79,658
23 Quadrature Capital Ltd 0.46% of their portfolio LONDON, X0 510,834510.8k $25.6m $25.6m 0.46% Added +394.1k +394,147
24 Balyasny Asset Management L.P. 0.07% of their portfolio Chicago, IL 485,754485.8k $24.4m $24.4m 0.07% New
25 AMERICAN CENTURY COMPANIES INC 0.02% of their portfolio KANSAS CITY, MO 449,467449.5k $22.5m $22.5m 0.02% Added +17.8k +17,815
26 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.02% of their portfolio BOSTON, MA 393,549393.5k $19.7m $19.7m 0.02% Added +197.9k +197,938
27 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 379,056379.1k $19.0m $19.0m 0.01% Reduced -2.6k -2,627
28 CITIGROUP INC 0.03% of their portfolio NEW YORK, NY 377,686377.7k $18.9m $18.9m 0.03% Reduced -101.9k -101,930
29 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 348,884348.9k $17.5m $17.5m 0.01% Reduced -119.6k -119,629
30 Nuveen Asset Management, LLC 0.01% of their portfolio CHICAGO, IL 337,751337.8k $16.9m $16.9m 0.01% Reduced -7.6k -7,575
31 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 335,520335.5k $16.8m $16.8m 0.00% Reduced -10.4k -10,409
32 Optiver Holding B.V. 0.50% of their portfolio AMSTERDAM, P7 334,084334.1k $16.7m $16.7m 0.50% New
33 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 331,048331.0k $16.6m $16.6m 0.00% Added +7.6k +7,599
34 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 316,797316.8k $15.9m $15.9m 0.00% Reduced -30.8k -30,831
35 EXENCIAL WEALTH ADVISORS, LLC 0.61% of their portfolio OKLAHOMA CITY, OK 299,649299.6k $15.0m $15.0m 0.61% Added +16.8k +16,833
36 Cubist Systematic Strategies, LLC 0.18% of their portfolio STAMFORD, CT 286,301286.3k $14.4m $14.4m 0.18% Added +99.6k +99,589
37 Grand Alliance Asset Management Ltd 7.50% of their portfolio HONG KONG, K3 280,000280.0k $14.0m $14.0m 7.50% First filing
38 BI Asset Management Fondsmaeglerselskab A/S 0.29% of their portfolio KOBENHAVN, G7 269,877269.9k $13.5m $13.5m 0.29% Reduced -6.0k -6,023
39 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 262,829262.8k $13.2m $13.2m 0.00% Added +15.5k +15,517
40 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 261,367261.4k $13.1m $13.1m 0.01% Reduced -1.1m -1,070,549
41 CAPITAL FUND MANAGEMENT S.A. 0.15% of their portfolio PARIS, I0 231,106231.1k $11.6m $11.6m 0.15% Reduced -19.1k -19,116
42 Lombard Odier Asset Management (Europe) Ltd 0.71% of their portfolio LONDON, X0 210,573210.6k $10.6m $10.6m 0.71% New
43 D. E. Shaw & Co., Inc. 0.01% of their portfolio New York, NY 203,442203.4k $10.2m $10.2m 0.01% Reduced -352.4k -352,377
44 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 199,518199.5k $10.0m $10.0m 0.00% New
45 Qube Research & Technologies Ltd 0.02% of their portfolio LONDON, X0 197,968198.0k $9.9m $9.9m 0.02% Reduced -445.6k -445,610
46 KORNITZER CAPITAL MANAGEMENT INC /KS 0.17% of their portfolio SHAWNEE MISSION, KS 178,126178.1k $8.9m $8.9m 0.17% Added +28.6k +28,600
47 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 167,050167.1k $8.4m $8.4m 0.01% Reduced -2.1k -2,110
48 Maytus Capital Management, LLC 3.02% of their portfolio NEW YORK, NY 151,000151.0k $7.6m $7.6m 3.02% New
49 TWO SIGMA ADVISERS, LP 0.02% of their portfolio NEW YORK, NY 146,400146.4k $7.3m $7.3m 0.02% Reduced -46.9k -46,900
50 QRG CAPITAL MANAGEMENT, INC. 0.11% of their portfolio BERWYN, PA 143,746143.7k $7.2m $7.2m 0.11% Added +7.4k +7,418
51 NATIXIS ADVISORS, LLC 0.02% of their portfolio Boston, MA 141,674141.7k $7.1m $7.1m 0.02% Added +11.7k +11,739
52 Walleye Trading LLC 0.10% of their portfolio NEW YORK, NY 126,487126.5k $6.3m $6.3m 0.10% Added +42.5k +42,452
53 Henry James International Management Inc. 2.37% of their portfolio NEW YORK, NY 125,783125.8k $6.3m $6.3m 2.37% Reduced -6.5k -6,501
54 MERCER GLOBAL ADVISORS INC /ADV 0.02% of their portfolio DENVER, CO 124,067124.1k $6.2m $6.2m 0.02% Added +2.1k +2,115
55 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 121,480121.5k $6.1m $6.1m 0.01% Reduced -111.4k -111,418
56 Mitsubishi UFJ Asset Management Co., Ltd. 0.01% of their portfolio TOKYO, M0 119,941119.9k $5.6m $5.6m 0.01% Reduced -9.0k -8,985
57 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.02% of their portfolio TORONTO, A6 119,806119.8k $6.0m $6.0m 0.02% New
58 Modera Wealth Management, LLC 0.10% of their portfolio WESTWOOD, NJ 118,204118.2k $5.9m $5.9m 0.10% Added +7.8k +7,781
59 OLD MISSION CAPITAL LLC 0.16% of their portfolio CHICAGO, IL 116,521116.5k $5.8m $5.8m 0.16% New
60 INGALLS & SNYDER LLC 0.26% of their portfolio NEW YORK, NY 112,323112.3k $5.6m $5.6m 0.26% Reduced -1.3k -1,270
61 Polar Asset Management Partners Inc. 0.15% of their portfolio TORONTO, A6 107,700107.7k $5.4m $5.4m 0.15% Reduced -134.7k -134,700
62 VOYA INVESTMENT MANAGEMENT LLC 0.01% of their portfolio ATLANTA, GA 102,530102.5k $5.1m $5.1m 0.01% Unchanged
63 SATURNA CAPITAL CORP 0.08% of their portfolio BELLINGHAM, WA 102,339102.3k $5.1m $5.1m 0.08% Added +8.0k +8,049
64 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 100,975101.0k $5.1m $5.1m 0.00% Reduced -2.2m -2,243,733
65 MARIETTA INVESTMENT PARTNERS LLC 1.08% of their portfolio MILWAUKEE, WI 86,39486.4k $4.3m $4.3m 1.08% Reduced -46.5k -46,458
66 GTS SECURITIES LLC 0.09% of their portfolio NEW YORK, NY 82,23282.2k $4.1m $4.1m 0.09% Added +73.3k +73,316
67 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 81,87581.9k $4.1m $4.1m 0.00% Reduced -25.4k -25,418
68 Crestline Management, L.P. 0.38% of their portfolio FORT WORTH, TX 80,76680.8k $4.0m $4.0m 0.38% Added +60.8k +60,766
69 Alamar Capital Management, LLC 2.94% of their portfolio SANTA BARBARA, CA 73,96674.0k $3.7m $3.7m 2.94% Added +2.4k +2,409
70 Boston Partners 0.00% of their portfolio BOSTON, MA 71,59571.6k $3.2m $3.2m 0.00% Reduced -11.1k -11,089
71 HIGHLAND CAPITAL MANAGEMENT, LLC 0.22% of their portfolio MEMPHIS, TN 70,15270.2k $3.5m $3.5m 0.22% Reduced -100 -100
72 Mariner, LLC 0.01% of their portfolio Overland Park, KS 69,90569.9k $3.5m $3.5m 0.01% Reduced -1.3k -1,281
73 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 68,84668.8k $3.5m $3.5m 0.00% Reduced -9.7k -9,709
74 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 65,73165.7k $3.3m $3.3m 0.00% Added +24.2k +24,224
75 Callodine Capital Management, LP 0.86% of their portfolio BOSTON, MA 65,00065.0k $3.3m $3.3m 0.86% Added +15.0k +15,000
76 Moran Wealth Management, LLC 0.12% of their portfolio NAPLES, FL 64,53764.5k $3.2m $3.2m 0.12% Reduced -135.7k -135,708
77 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 62,83962.8k $3.2m $3.2m 0.01% Reduced -1.7k -1,727
78 GUGGENHEIM CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 60,62360.6k $3.0m $3.0m 0.02% Reduced -18.7k -18,683
79 HRT FINANCIAL LP 0.02% of their portfolio NEW YORK, NY 59,91659.9k $3.0m $3.0m 0.02% Added +49.3k +49,329
80 APG Asset Management N.V. 0.01% of their portfolio Amsterdam, P7 59,29059.3k $2.7m $2.7m 0.01% Reduced -185.0k -185,010
81 Penserra Capital Management LLC 0.05% of their portfolio ORINDA, CA 57,32657.3k $2.9m $2.9m 0.05% Added +2.3k +2,274
82 FINANCIAL COUNSELORS INC 0.05% of their portfolio Overland Park, KS 56,30856.3k $2.8m $2.8m 0.05% Reduced -117 -117
83 Madison Asset Management, LLC 0.04% of their portfolio MADISON, WI 52,76952.8k $2.6m $2.6m 0.04% Reduced -3.6k -3,643
84 Crossmark Global Holdings, Inc. 0.05% of their portfolio HOUSTON, TX 48,17448.2k $2.4m $2.4m 0.05% Added +2.7k +2,670
85 Ethic Inc. 0.07% of their portfolio NEW YORK, NY 48,13348.1k $2.4m $2.4m 0.07% Added +7.1k +7,138
86 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 47,30447.3k $2.4m $2.4m 0.00% Reduced -9.8k -9,831
87 Grandview Asset Management LLC 1.23% of their portfolio HARRISBURG, PA 46,75746.8k $2.3m $2.3m 1.23% Unchanged
88 Campbell & CO Investment Adviser LLC 0.20% of their portfolio BALTIMORE, MD 44,24944.2k $2.2m $2.2m 0.20% New
89 NAPLES GLOBAL ADVISORS, LLC 0.24% of their portfolio NAPLES, FL 43,84143.8k $2.2m $2.2m 0.24% Added +10.8k +10,790
90 SG Americas Securities, LLC 0.02% of their portfolio NEW YORK, NY 42,71842.7k $2.1m $2.1m 0.02% New
91 Nova R Wealth, Inc. 1.33% of their portfolio OVERLAND PARK, KS 42,25642.3k $2.1m $2.1m 1.33% Reduced -850 -850
92 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 40,84240.8k $2.0m $2.0m 0.00% Added +416 +416
93 ABN AMRO INVESTMENT SOLUTIONS 0.03% of their portfolio PARIS CEDEX 008, I0 39,68039.7k $2.0m $2.0m 0.03% Reduced -3.4k -3,381
94 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 39,46739.5k $2.0m $2.0m 0.01% Added +3.2k +3,195
95 Laird Norton Wetherby Wealth Management, LLC 0.10% of their portfolio Seattle, WA 39,35339.4k $2.0m $2.0m 0.10% Added +463 +463
96 HoyleCohen, LLC 0.16% of their portfolio SAN DIEGO, CA 38,08538.1k $1.9m $1.9m 0.16% Reduced -230 -230
97 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 37,73837.7k $1.9m $1.9m 0.01% Added +413 +413
98 WOLVERINE TRADING, LLC 0.01% of their portfolio CHICAGO, IL 37,41137.4k $1.9m $1.9m 0.01% Added +5.7k +5,713
99 Quantbot Technologies LP 0.10% of their portfolio NEW YORK, NY 35,46935.5k $1.8m $1.8m 0.10% Added +31.1k +31,123
100 ACADIAN ASSET MANAGEMENT LLC 0.01% of their portfolio Boston, MA 34,95735.0k $1.7m $1.7m 0.01% Reduced -195.4k -195,431