Vault-13

STMICROELECTRONICS N V STM

NY REGISTRY · NY Reg Shrs · CUSIP 861012102 · ISIN US8610121027

Multinational electronics and semiconductors manufacturer

365 institutional holders -1 vs Q2 2023
54,259,17954.3m shares reported held*
$2.3bnreported value*
41 new 148 added 99 reduced 45 sold out net bought ≈ $145.8m (+3.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($10.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $43.12. Options: 22 managers hold calls ($191.4m notional), 21 hold puts ($185.1m).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 277Q4 22: 304Q1 23: 362Q2 23: 366Q3 23: 365365Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022277
Q4 2022304
Q1 2023362
Q2 2023366
Q3 2023365

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 133 bought or addedQ4 22: 145 cut or sold outQ4 22Q1 23: 219 bought or addedQ1 23: 116 cut or sold outQ1 23Q2 23: 162 bought or addedQ2 23: 176 cut or sold outQ2 23Q3 23: 189 bought or addedQ3 23: 144 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022133145
Q1 2023219116
Q2 2023162176
Q3 2023189144

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300mQ4 22 calls: $169.5mQ4 22 puts: $176.1mQ4 22P/C 1.04Q1 23 calls: $241.5mQ1 23 puts: $252.7mQ1 23P/C 1.05Q2 23 calls: $215.2mQ2 23 puts: $213.1mQ2 23P/C 0.99Q3 23 calls: $191.4mQ3 23 puts: $185.1mQ3 23P/C 0.97
Numbers
QuarterCallsPutsP/C
Q4 2022$169.5m$176.1m1.04
Q1 2023$241.5m$252.7m1.05
Q2 2023$215.2m$213.1m0.99
Q3 2023$191.4m$185.1m0.97

Biggest buyers

Woodline Partners LP Added +1,643,486+1.6m
NEUBERGER BERMAN GROUP LLC Added +1,078,070+1.1m
TWO SIGMA INVESTMENTS, LP Added +1,045,705+1.0m
MORGAN STANLEY Added +805,136+805.1k
CITADEL ADVISORS LLC Added +684,045+684.0k
Walleye Capital LLC New +484,336+484.3k
BlackRock Inc. Added +478,778+478.8k
UBS Group AG Added +326,131+326.1k
Qube Research & Technologies Ltd Added +308,494+308.5k
D. E. Shaw & Co., Inc. Added +255,916+255.9k

Biggest sellers

FIFTHDELTA Ltd Sold out -1,758,075-1.8m
Point72 Asset Management, L.P. Reduced -1,011,271-1.0m
COOKSON PEIRCE & CO INC Reduced -528,473-528.5k
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Reduced -439,047-439.0k
ACADIAN ASSET MANAGEMENT LLC Reduced -332,807-332.8k
RENAISSANCE TECHNOLOGIES LLC Reduced -221,434-221.4k
VAN ECK ASSOCIATES CORP Reduced -206,411-206.4k
BARCLAYS PLC Reduced -179,511-179.5k
Crestline Management, L.P. Reduced -165,287-165.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -116,153-116.2k

Biggest calls

UBS Group AG Added $66.6m1.5m shares
Squarepoint Ops LLC Reduced $42.1m975.8k shares
CITADEL ADVISORS LLC Added $18.3m424.2k shares
Optiver Holding B.V. Reduced $15.7m364.7k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $10.3m238.1k shares
JANE STREET GROUP, LLC Added $8.6m200.4k shares
D. E. Shaw & Co., Inc. Unchanged $4.6m106.3k shares
Parallax Volatility Advisers, L.P. Added $3.5m81.4k shares
SIMPLEX TRADING, LLC Added $3.1m71.5k shares
GROUP ONE TRADING LLC Added $2.7m62.3k shares

Biggest puts

UBS Group AG Added $67.2m1.6m shares
Squarepoint Ops LLC Reduced $47.7m1.1m shares
Optiver Holding B.V. Reduced $23.3m539.6k shares
CITADEL ADVISORS LLC Reduced $7.7m179.3k shares
BNP PARIBAS FINANCIAL MARKETS Reduced $5.3m1.2k shares
SIMPLEX TRADING, LLC Reduced $5.0m115.7k shares
Balyasny Asset Management L.P. New $4.3m100.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $3.7m84.7k shares
D. E. Shaw & Co., Inc. Unchanged $3.3m76.1k shares
GROUP ONE TRADING LLC Reduced $3.3m75.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q3 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q3 2023.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BlackRock Inc. 0.01% of their portfolio New York, NY 4,035,7444.0m $174.2m $174.2m 0.01% Added +478.8k +478,778
2 VAN ECK ASSOCIATES CORP 0.31% of their portfolio NEW YORK, NY 3,286,5463.3m $141.8m $141.8m 0.31% Reduced -206.4k -206,411
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 3,005,1363.0m $129.7m $129.7m 0.01% Added +805.1k +805,136
4 Capital International Investors 0.03% of their portfolio Los Angeles, CA 2,886,0022.9m $123.3m $123.3m 0.03% Added +71.6k +71,554
5 NEUBERGER BERMAN GROUP LLC 0.09% of their portfolio NEW YORK, NY 2,344,7082.3m $100.5m $100.5m 0.09% Added +1.1m +1,078,070
6 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 2,248,8742.2m $97.1m $97.1m 0.02% Added +47.6k +47,569
7 Grantham, Mayo, Van Otterloo & Co. LLC 0.45% of their portfolio Boston, MA 2,229,2002.2m $96.2m $96.2m 0.45% Added +12.5k +12,476
8 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,066,0352.1m $89.2m $89.2m 0.01% Added +214.5k +214,507
9 Woodline Partners LP 0.96% of their portfolio San Francisco, CA 1,904,9381.9m $82.2m $82.2m 0.96% Added +1.6m +1,643,486
10 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.22% of their portfolio Paris, I0 1,646,5361.6m $71.1m $71.1m 0.22% Reduced -47.8k -47,784
11 TWO SIGMA INVESTMENTS, LP 0.18% of their portfolio NEW YORK, NY 1,531,2561.5m $66.1m $66.1m 0.18% Added +1.0m +1,045,705
12 Rafferty Asset Management, LLC 0.38% of their portfolio New York, NY 1,485,8441.5m $64.1m $64.1m 0.38% Reduced -65.3k -65,284
13 CITADEL ADVISORS LLC 0.06% of their portfolio MIAMI, FL 1,331,9161.3m $57.5m $57.5m 0.06% Added +684.0k +684,045
14 Point72 Asset Management, L.P. 0.18% of their portfolio STAMFORD, CT 1,226,6631.2m $52.9m $52.9m 0.18% Reduced -1.0m -1,011,271
15 RENAISSANCE TECHNOLOGIES LLC 0.08% of their portfolio NEW YORK, NY 1,063,5901.1m $46.0m $46.0m 0.08% Reduced -221.4k -221,434
16 MILLENNIUM MANAGEMENT LLC 0.04% of their portfolio NEW YORK, NY 982,189982.2k $42.4m $42.4m 0.04% Added +16.5k +16,478
17 Robeco Schweiz AG 0.71% of their portfolio ZURICH, V8 971,680971.7k $41.9m $41.9m 0.71% Reduced -31.2k -31,220
18 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 798,443798.4k $34.5m $34.5m 0.01% Reduced -20.0k -20,002
19 Clark Capital Management Group, Inc. 0.31% of their portfolio PHILADELPHIA, PA 717,443717.4k $31.0m $31.0m 0.31% Added +23.3k +23,312
20 BNP PARIBAS FINANCIAL MARKETS 0.07% of their portfolio PARIS, I0 694,817694.8k $30.0m $30.0m 0.07% Added +63.7k +63,707
21 UBS Group AG 0.01% of their portfolio ZURICH, V8 673,962674.0k $29.1m $29.1m 0.01% Added +326.1k +326,131
22 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 659,956660.0k $28.5m $28.5m 0.01% Added +7.1k +7,112
23 Qube Research & Technologies Ltd 0.08% of their portfolio LONDON, X0 643,578643.6k $27.8m $27.8m 0.08% Added +308.5k +308,494
24 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 626,519626.5k $27.0m $27.0m 0.00% Added +86.0k +86,015
25 BARCLAYS PLC 0.02% of their portfolio LONDON, X0 609,693609.7k $26.3m $26.3m 0.02% Reduced -179.5k -179,511
26 FMR LLC 0.00% of their portfolio BOSTON, MA 589,282589.3k $25.4m $25.4m 0.00% Added +128.7k +128,707
27 D. E. Shaw & Co., Inc. 0.04% of their portfolio New York, NY 555,819555.8k $24.0m $24.0m 0.04% Added +255.9k +255,916
28 Holocene Advisors, LP 0.10% of their portfolio New York, NY 510,110510.1k $22.0m $22.0m 0.10% Added +49.3k +49,265
29 Walleye Capital LLC 0.31% of their portfolio NEW YORK, NY 484,336484.3k $20.9m $20.9m 0.31% New
30 CITIGROUP INC 0.03% of their portfolio NEW YORK, NY 479,616479.6k $20.7m $20.7m 0.03% Reduced -28.9k -28,924
31 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 468,513468.5k $20.2m $20.2m 0.01% Added +34.0k +33,975
32 FEDERATED HERMES, INC. 0.05% of their portfolio PITTSBURGH, PA 445,862445.9k $19.2m $19.2m 0.05% Unchanged
33 Analog Century Management LP 5.00% of their portfolio NEW YORK, NY 431,907431.9k $18.6m $18.6m 5.00% Added +40.5k +40,533
34 AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio KANSAS CITY, MO 431,652431.7k $18.6m $18.6m 0.01% Added +34.4k +34,443
35 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 381,683381.7k $16.5m $16.5m 0.01% Added +7.0k +7,042
36 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 347,628347.6k $15.0m $15.0m 0.00% Reduced -18.5k -18,534
37 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 345,929345.9k $14.9m $14.9m 0.00% Added +14.0k +14,007
38 Nuveen Asset Management, LLC 0.01% of their portfolio CHICAGO, IL 345,326345.3k $14.9m $14.9m 0.01% Added +168.0k +168,027
39 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 323,449323.4k $14.0m $14.0m 0.00% Reduced -3.0k -2,975
40 EXENCIAL WEALTH ADVISORS, LLC 0.59% of their portfolio OKLAHOMA CITY, OK 282,816282.8k $12.2m $12.2m 0.59% Added +76.8k +76,765
41 BI Asset Management Fondsmaeglerselskab A/S 0.28% of their portfolio KOBENHAVN, G7 275,900275.9k $11.9m $11.9m 0.28% Added +34.8k +34,786
42 CAPITAL FUND MANAGEMENT S.A. 0.15% of their portfolio PARIS, I0 250,222250.2k $10.8m $10.8m 0.15% Added +177.2k +177,227
43 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 247,312247.3k $10.7m $10.7m 0.00% Added +2.9k +2,924
44 APG Asset Management N.V. 0.02% of their portfolio Amsterdam, P7 244,300244.3k $10.5m $10.5m 0.02% Added +225.7k +225,700
45 Polar Asset Management Partners Inc. 0.25% of their portfolio TORONTO, A6 242,400242.4k $10.5m $10.5m 0.25% Unchanged
46 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 232,898232.9k $10.1m $10.1m 0.01% Added +76.6k +76,593
47 ACADIAN ASSET MANAGEMENT LLC 0.04% of their portfolio Boston, MA 230,388230.4k $9.9m $9.9m 0.04% Reduced -332.8k -332,807
48 Moran Wealth Management, LLC 0.33% of their portfolio NAPLES, FL 200,245200.2k $8.6m $8.6m 0.33% Added +803 +803
49 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.01% of their portfolio BOSTON, MA 195,611195.6k $8.4m $8.4m 0.01% Reduced -439.0k -439,047
50 TWO SIGMA ADVISERS, LP 0.02% of their portfolio NEW YORK, NY 193,300193.3k $8.3m $8.3m 0.02% Added +148.0k +148,000
51 Cubist Systematic Strategies, LLC 0.10% of their portfolio STAMFORD, CT 186,712186.7k $8.1m $8.1m 0.10% Reduced -86.7k -86,677
52 COOKSON PEIRCE & CO INC 0.52% of their portfolio PITTSBURGH, PA 184,865184.9k $8.0m $8.0m 0.52% Reduced -528.5k -528,473
53 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 169,160169.2k $7.3m $7.3m 0.01% Reduced -64.6k -64,636
54 KORNITZER CAPITAL MANAGEMENT INC /KS 0.13% of their portfolio SHAWNEE MISSION, KS 149,526149.5k $6.5m $6.5m 0.13% Added +57.5k +57,526
55 QRG CAPITAL MANAGEMENT, INC. 0.10% of their portfolio BERWYN, PA 136,328136.3k $5.9m $5.9m 0.10% First filing
56 MARIETTA INVESTMENT PARTNERS LLC 1.61% of their portfolio MILWAUKEE, WI 132,852132.9k $5.7m $5.7m 1.61% Added +789 +789
57 Henry James International Management Inc. 2.47% of their portfolio NEW YORK, NY 132,284132.3k $5.7m $5.7m 2.47% Reduced -33.9k -33,900
58 NATIXIS ADVISORS, LLC 0.02% of their portfolio Boston, MA 129,935129.9k $5.6m $5.6m 0.02% Added +2.2k +2,220
59 Mitsubishi UFJ Asset Management Co., Ltd. 0.01% of their portfolio TOKYO, M0 128,926128.9k $5.6m $5.6m 0.01% Reduced -5.9k -5,939
60 MERCER GLOBAL ADVISORS INC /ADV 0.02% of their portfolio DENVER, CO 121,952122.0k $5.3m $5.3m 0.02% Added +14.2k +14,228
61 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 121,145121.1k $5.2m $5.2m 0.01% Reduced -116.2k -116,153
62 Quadrature Capital Ltd 0.10% of their portfolio LONDON, X0 116,687116.7k $5.1m $5.1m 0.10% New
63 INGALLS & SNYDER LLC 0.24% of their portfolio NEW YORK, NY 113,593113.6k $4.9m $4.9m 0.24% Reduced -4.0k -4,016
64 Modera Wealth Management, LLC 0.09% of their portfolio WESTWOOD, NJ 110,423110.4k $4.8m $4.8m 0.09% Added +6.0k +5,957
65 Force Hill Capital Management LP 4.06% of their portfolio New York, NY 108,841108.8k $4.7m $4.7m 4.06% Reduced -8.3k -8,298
66 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 107,293107.3k $4.6m $4.6m 0.00% Reduced -20.5k -20,527
67 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 102,530102.5k $4.4m $4.4m 0.00% Unchanged
68 SATURNA CAPITAL CORP 0.07% of their portfolio BELLINGHAM, WA 94,29094.3k $4.1m $4.1m 0.07% Added +4.8k +4,760
69 Walleye Trading LLC 0.08% of their portfolio NEW YORK, NY 84,03584.0k $3.6m $3.6m 0.08% New
70 Boston Partners 0.00% of their portfolio BOSTON, MA 82,68482.7k $3.5m $3.5m 0.00% Added +53.2k +53,173
71 GUGGENHEIM CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 79,30679.3k $3.4m $3.4m 0.03% Added +12.1k +12,081
72 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 78,55578.6k $3.4m $3.4m 0.00% Added +1.3k +1,335
73 Alamar Capital Management, LLC 2.92% of their portfolio SANTA BARBARA, CA 71,55771.6k $3.1m $3.1m 2.92% Added +6.3k +6,345
74 Mariner, LLC 0.01% of their portfolio Overland Park, KS 71,18671.2k $3.1m $3.1m 0.01% Reduced -2.6k -2,639
75 HIGHLAND CAPITAL MANAGEMENT, LLC 0.21% of their portfolio MEMPHIS, TN 70,25270.3k $3.0m $3.0m 0.21% Reduced -1.4k -1,350
76 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 64,56664.6k $2.8m $2.8m 0.01% Reduced -831 -831
77 TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 0.03% of their portfolio FRANKFORT, KY 58,30058.3k $2.5m $2.5m 0.03% Reduced -1.0k -1,000
78 TODD ASSET MANAGEMENT LLC 0.06% of their portfolio Louisville, KY 58,30058.3k $2.5m $2.5m 0.06% Reduced -1.0k -1,000
79 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 57,13557.1k $2.5m $2.5m 0.00% Reduced -44.8k -44,774
80 Lighthouse Investment Partners, LLC 0.15% of their portfolio Palm Beach Gardens, FL 56,73956.7k $2.4m $2.4m 0.15% Reduced -54.0k -54,000
81 FINANCIAL COUNSELORS INC 0.05% of their portfolio Overland Park, KS 56,42556.4k $2.4m $2.4m 0.05% Reduced -78 -78
82 Madison Asset Management, LLC 0.04% of their portfolio MADISON, WI 56,41256.4k $2.4m $2.4m 0.04% Reduced -1.1k -1,081
83 Penserra Capital Management LLC 0.05% of their portfolio ORINDA, CA 55,05255.1k $2.4m $2.4m 0.05% Added +3.0k +2,997
84 SIMPLEX TRADING, LLC 0.08% of their portfolio CHICAGO, IL 50,76950.8k $2.2m $2.2m 0.08% Reduced -38.0k -37,954
85 Darwin Wealth Management, LLC 0.59% of their portfolio TAMPA, FL 50,54450.5k $2.2m $2.2m 0.59% Added +24.0k +23,968
86 Callodine Capital Management, LP 0.60% of their portfolio BOSTON, MA 50,00050.0k $2.2m $2.2m 0.60% New
87 Dorsey Wright & Associates 0.65% of their portfolio PASADENA, CA 48,31848.3k $2.1m $2.1m 0.65% Reduced -3.2k -3,172
88 Grandview Asset Management LLC 1.16% of their portfolio HARRISBURG, PA 46,75746.8k $2.0m $2.0m 1.16% New
89 Crossmark Global Holdings, Inc. 0.05% of their portfolio HOUSTON, TX 45,50445.5k $2.0m $2.0m 0.05% Added +1.5k +1,534
90 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 45,30745.3k $2.0m $2.0m 0.02% Added +2.0k +2,048
91 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 43,16643.2k $1.9m $1.9m 0.00% Added +24.5k +24,476
92 Nova R Wealth, Inc. 1.28% of their portfolio OVERLAND PARK, KS 43,10643.1k $1.9m $1.9m 1.28% Added +148 +148
93 ABN AMRO INVESTMENT SOLUTIONS 0.04% of their portfolio PARIS CEDEX 008, I0 43,06143.1k $1.9m $1.9m 0.04% Added +11.0k +11,023
94 Atria Investments, Inc 0.03% of their portfolio Charlotte, NC 42,54842.5k $1.8m $1.8m 0.03% Added +8.4k +8,376
95 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 41,50741.5k $1.8m $1.8m 0.00% Added +22.9k +22,920
96 Ethic Inc. 0.06% of their portfolio NEW YORK, NY 40,99541.0k $1.8m $1.8m 0.06% Added +16 +16
97 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 40,42640.4k $1.7m $1.7m 0.00% Added +4.1k +4,081
98 Schonfeld Strategic Advisors LLC 0.02% of their portfolio NEW YORK, NY 39,22739.2k $1.7m $1.7m 0.02% Added +16.6k +16,645
99 Laird Norton Wetherby Wealth Management, LLC 0.10% of their portfolio Seattle, WA 38,89038.9k $1.7m $1.7m 0.10% Added +144 +144
100 HoyleCohen, LLC 0.15% of their portfolio SAN DIEGO, CA 38,31538.3k $1.7m $1.7m 0.15% Added +180 +180