Vault-13

STMICROELECTRONICS N V STM

NY REGISTRY · NY Reg Shrs · CUSIP 861012102 · ISIN US8610121027

Multinational electronics and semiconductors manufacturer

362 institutional holders +58 vs Q4 2022
60,925,04660.9m shares reported held*
$3.0bnreported value*
97 new 122 added 81 reduced 35 sold out net bought ≈ $668.2m (+17.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($18.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $49.26. Options: 23 managers hold calls ($241.5m notional), 19 hold puts ($252.7m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 277Q4 22: 304Q1 23: 362362Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022277
Q4 2022304
Q1 2023362

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 133 bought or addedQ4 22: 145 cut or sold outQ4 22Q1 23: 219 bought or addedQ1 23: 116 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022133145
Q1 2023219116

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300mQ3 22 calls: $104.7mQ3 22 puts: $104.4mQ3 22P/C 1.00Q4 22 calls: $169.5mQ4 22 puts: $176.1mQ4 22P/C 1.04Q1 23 calls: $241.5mQ1 23 puts: $252.7mQ1 23P/C 1.05
Numbers
QuarterCallsPutsP/C
Q3 2022$104.7m$104.4m1.00
Q4 2022$169.5m$176.1m1.04
Q1 2023$241.5m$252.7m1.05

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC Added +4,985,946+5.0m
NEUBERGER BERMAN GROUP LLC New +2,656,907+2.7m
Invesco Ltd. New +2,484,945+2.5m
RENAISSANCE TECHNOLOGIES LLC Added +1,810,709+1.8m
CITADEL ADVISORS LLC Added +1,206,188+1.2m
BANK OF AMERICA CORP /DE/ Added +879,856+879.9k
Balyasny Asset Management L.P. New +863,128+863.1k
ACADIAN ASSET MANAGEMENT LLC Added +825,857+825.9k
MORGAN STANLEY Added +787,436+787.4k
COOKSON PEIRCE & CO INC New +721,411+721.4k

Biggest sellers

MARSHALL WACE, LLP Sold out -1,240,088-1.2m
Woodline Partners LP Sold out -1,081,523-1.1m
CAPITAL FUND MANAGEMENT S.A. Reduced -580,892-580.9k
Qube Research & Technologies Ltd Sold out -566,055-566.1k
VAN ECK ASSOCIATES CORP Reduced -526,383-526.4k
GOLDMAN SACHS GROUP INC Reduced -512,303-512.3k
WOLVERINE TRADING, LLC Reduced -432,521-432.5k
Point72 Asset Management, L.P. Reduced -305,321-305.3k
Grantham, Mayo, Van Otterloo & Co. LLC Reduced -287,300-287.3k
Optiver Holding B.V. Reduced -242,846-242.8k

Biggest calls

UBS Group AG Added $69.2m1.3m shares
Squarepoint Ops LLC Added $66.2m1.2m shares
CITADEL ADVISORS LLC Added $22.4m418.4k shares
JANE STREET GROUP, LLC Added $19.9m372.1k shares
Optiver Holding B.V. Reduced $16.1m301.8k shares
BNP PARIBAS FINANCIAL MARKETS Added $9.0m1.7k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $8.0m149.9k shares
PEAK6 Investments LLC Added $6.2m116.3k shares
SIMPLEX TRADING, LLC Added $5.9m110.4k shares
D. E. Shaw & Co., Inc. Reduced $4.6m86.0k shares

Biggest puts

Squarepoint Ops LLC Added $72.2m1.3m shares
UBS Group AG Added $56.9m1.1m shares
Optiver Holding B.V. Added $44.4m829.5k shares
BNP PARIBAS FINANCIAL MARKETS Added $27.1m5.1k shares
CITADEL ADVISORS LLC Reduced $14.0m262.3k shares
SIMPLEX TRADING, LLC Added $11.0m204.9k shares
Walleye Trading LLC Reduced $5.2m97.3k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $5.0m93.5k shares
D. E. Shaw & Co., Inc. Reduced $4.1m76.1k shares
CAPITAL FUND MANAGEMENT S.A. Added $3.8m70.8k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q1 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2023.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 5,267,0615.3m $19.9m $19.9m 0.01% Added +5.0m +4,985,946
2 VAN ECK ASSOCIATES CORP 0.47% of their portfolio NEW YORK, NY 3,885,2083.9m $207.8m $207.8m 0.47% Reduced -526.4k -526,383
3 BlackRock Inc. 0.00% of their portfolio New York, NY 3,143,4693.1m $168.1m $168.1m 0.00% Added +33.0k +33,011
4 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 3,088,0933.1m $165.2m $165.2m 0.02% Added +787.4k +787,436
5 Capital International Investors 0.04% of their portfolio Los Angeles, CA 2,743,6602.7m $145.7m $145.7m 0.04% Added +150.6k +150,568
6 NEUBERGER BERMAN GROUP LLC 0.13% of their portfolio NEW YORK, NY 2,656,9072.7m $141.1m $141.1m 0.13% New
7 Invesco Ltd. 0.04% of their portfolio ATLANTA, GA 2,484,9452.5m $132.9m $132.9m 0.04% New
8 Grantham, Mayo, Van Otterloo & Co. LLC 0.67% of their portfolio Boston, MA 2,450,5002.5m $131.1m $131.1m 0.67% Reduced -287.3k -287,300
9 GOLDMAN SACHS GROUP INC 0.03% of their portfolio NEW YORK, NY 2,310,8832.3m $123.6m $123.6m 0.03% Reduced -512.3k -512,303
10 RENAISSANCE TECHNOLOGIES LLC 0.16% of their portfolio NEW YORK, NY 2,214,3612.2m $118.2m $118.2m 0.16% Added +1.8m +1,810,709
11 Point72 Asset Management, L.P. 0.41% of their portfolio STAMFORD, CT 2,144,5492.1m $114.7m $114.7m 0.41% Reduced -305.3k -305,321
12 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,830,7321.8m $97.9m $97.9m 0.01% Added +879.9k +879,856
13 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.32% of their portfolio Paris, I0 1,706,4001.7m $91.3m $91.3m 0.32% Reduced -5.1k -5,142
14 ACADIAN ASSET MANAGEMENT LLC 0.37% of their portfolio Boston, MA 1,571,0991.6m $84.0m $84.0m 0.37% Added +825.9k +825,857
15 CITADEL ADVISORS LLC 0.08% of their portfolio MIAMI, FL 1,413,8691.4m $75.6m $75.6m 0.08% Added +1.2m +1,206,188
16 Rafferty Asset Management, LLC 0.44% of their portfolio New York, NY 1,211,3571.2m $64.8m $64.8m 0.44% Added +166.8k +166,834
17 Clark Capital Management Group, Inc. 0.57% of their portfolio PHILADELPHIA, PA 955,129955.1k $51.1m $51.1m 0.57% Added +81.0k +81,038
18 Balyasny Asset Management L.P. 0.15% of their portfolio Chicago, IL 863,128863.1k $46.2m $46.2m 0.15% New
19 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 839,839839.8k $44.9m $44.9m 0.01% Added +56.6k +56,573
20 TWO SIGMA INVESTMENTS, LP 0.13% of their portfolio NEW YORK, NY 821,137821.1k $43.9m $43.9m 0.13% Added +479.4k +479,365
21 FMR LLC 0.00% of their portfolio BOSTON, MA 790,214790.2k $42.3m $42.3m 0.00% Added +410.7k +410,660
22 COOKSON PEIRCE & CO INC 2.47% of their portfolio PITTSBURGH, PA 721,411721.4k $38.6m $38.6m 2.47% New
23 UBS Group AG 0.02% of their portfolio ZURICH, V8 624,911624.9k $33.4m $33.4m 0.02% Added +304.8k +304,815
24 Albar Capital Ltd 5.75% of their portfolio LONDON, X0 572,403572.4k $30.6m $30.6m 5.75% Added +316.0k +315,959
25 Schonfeld Strategic Advisors LLC 0.27% of their portfolio NEW YORK, NY 518,284518.3k $27.7m $27.7m 0.27% Added +414.0k +413,984
26 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 510,838510.8k $27.3m $27.3m 0.01% Added +73.5k +73,541
27 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 498,899498.9k $26.7m $26.7m 0.00% Added +168.2k +168,178
28 CITIGROUP INC 0.04% of their portfolio NEW YORK, NY 490,472490.5k $26.2m $26.2m 0.04% Added +80.0k +79,980
29 MILLENNIUM MANAGEMENT LLC 0.03% of their portfolio NEW YORK, NY 483,975484.0k $25.9m $25.9m 0.03% Reduced -193.7k -193,657
30 BNP PARIBAS FINANCIAL MARKETS 0.05% of their portfolio PARIS, I0 425,011425.0k $22.7m $22.7m 0.05% Added +315.8k +315,782
31 VOYA INVESTMENT MANAGEMENT LLC 0.02% of their portfolio ATLANTA, GA 376,110376.1k $20.1m $20.1m 0.02% Added +273.6k +273,580
32 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 376,090376.1k $20.1m $20.1m 0.01% Reduced -47.7k -47,715
33 Analog Century Management LP 5.80% of their portfolio NEW YORK, NY 357,674357.7k $19.1m $19.1m 5.80% Reduced -6.7k -6,700
34 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 354,828354.8k $19.0m $19.0m 0.00% Added +472 +472
35 AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio KANSAS CITY, MO 352,773352.8k $18.9m $18.9m 0.01% Added +100.5k +100,542
36 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 338,188338.2k $18.1m $18.1m 0.01% Reduced -3.2k -3,172
37 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 319,884319.9k $17.1m $17.1m 0.00% Reduced -145 -145
38 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 258,868258.9k $13.8m $13.8m 0.02% New
39 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.02% of their portfolio BOSTON, MA 257,386257.4k $13.8m $13.8m 0.02% Added +207.1k +207,116
40 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 255,044255.0k $13.6m $13.6m 0.01% Added +70.2k +70,167
41 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.07% of their portfolio JUPITER, FL 252,394252.4k $13.5m $13.5m 0.07% New
42 TWO SIGMA ADVISERS, LP 0.03% of their portfolio NEW YORK, NY 246,400246.4k $13.2m $13.2m 0.03% Added +157.1k +157,100
43 Polar Asset Management Partners Inc. 0.21% of their portfolio TORONTO, A6 218,600218.6k $11.7m $11.7m 0.21% New
44 D. E. Shaw & Co., Inc. 0.02% of their portfolio New York, NY 214,335214.3k $11.5m $11.5m 0.02% Added +109.4k +109,384
45 CAPITAL FUND MANAGEMENT S.A. 0.21% of their portfolio PARIS, I0 204,327204.3k $10.9m $10.9m 0.21% Reduced -580.9k -580,892
46 Moran Wealth Management, LLC 0.41% of their portfolio NAPLES, FL 203,396203.4k $10.9m $10.9m 0.41% New
47 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 195,536195.5k $10.5m $10.5m 0.01% Added +58.1k +58,052
48 Quadrature Capital Ltd 0.28% of their portfolio LONDON, X0 191,857191.9k $10.2m $10.2m 0.28% New
49 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 188,387188.4k $10.1m $10.1m 0.02% Added +34.8k +34,847
50 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 183,814183.8k $9.8m $9.8m 0.00% Added +11.5k +11,536
51 Henry James International Management Inc. 4.01% of their portfolio NEW YORK, NY 177,268177.3k $9.5m $9.5m 4.01% Reduced -9.6k -9,567
52 Cubist Systematic Strategies, LLC 0.08% of their portfolio STAMFORD, CT 167,136167.1k $8.9m $8.9m 0.08% Reduced -85.1k -85,138
53 Force Hill Capital Management LP 2.19% of their portfolio New York, NY 157,239157.2k $8.4m $8.4m 2.19% Reduced -13.1k -13,066
54 INGALLS & SNYDER LLC 0.40% of their portfolio NEW YORK, NY 143,661143.7k $7.7m $7.7m 0.40% Reduced -1.4k -1,359
55 Holocene Advisors, LP 0.04% of their portfolio New York, NY 142,164142.2k $7.6m $7.6m 0.04% New
56 Franchise Capital Ltd 1.96% of their portfolio GRAND CAYMAN, E9 140,686140.7k $7.5m $7.5m 1.96% New
57 Mitsubishi UFJ Asset Management Co., Ltd. 0.02% of their portfolio TOKYO, M0 136,998137.0k $7.3m $7.3m 0.02% Added +2.0k +1,976
58 MARIETTA INVESTMENT PARTNERS LLC 2.03% of their portfolio MILWAUKEE, WI 136,454136.5k $7.3m $7.3m 2.03% Added +19.6k +19,566
59 SAL Trading, LLC 10.05% of their portfolio Wilmington, DE 122,000122.0k $6.5m $6.5m 10.05% Added +79.0k +79,000
60 BI Asset Management Fondsmaeglerselskab A/S 0.17% of their portfolio KOBENHAVN, G7 121,231121.2k $6.5m $6.5m 0.17% Added +4.5k +4,453
61 SEI INVESTMENTS CO 0.01% of their portfolio OAKS, PA 120,911120.9k $6.5m $6.5m 0.01% Added +79.8k +79,789
62 NATIXIS ADVISORS, LLC 0.02% of their portfolio Boston, MA 117,181117.2k $6.3m $6.3m 0.02% Added +19.7k +19,719
63 Crestline Management, L.P. 0.76% of their portfolio FORT WORTH, TX 116,000116.0k $6.2m $6.2m 0.76% Added +91.6k +91,617
64 Optiver Holding B.V. 0.28% of their portfolio AMSTERDAM, P7 113,361113.4k $6.1m $6.1m 0.28% Reduced -242.8k -242,846
65 NIA IMPACT ADVISORS, LLC 3.23% of their portfolio OAKLAND, CA 111,748111.7k $6.0m $6.0m 3.23% Reduced -10.2k -10,194
66 J. Goldman & Co LP 0.35% of their portfolio NEW YORK, NY 111,725111.7k $6.0m $6.0m 0.35% New
67 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 110,137110.1k $5.9m $5.9m 0.00% Added +14.8k +14,753
68 Cinctive Capital Management LP 0.22% of their portfolio New York, NY 108,925108.9k $5.8m $5.8m 0.22% New
69 Russell Investments Group, Ltd. 0.01% of their portfolio Seattle, WA 108,349108.3k $5.8m $5.8m 0.01% Added +25.8k +25,819
70 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 106,494106.5k $5.7m $5.7m 0.01% Added +32.8k +32,784
71 MERCER GLOBAL ADVISORS INC /ADV 0.02% of their portfolio DENVER, CO 99,25999.3k $5.3m $5.3m 0.02% Added +41.9k +41,887
72 Parsec Financial Management, Inc. 0.22% of their portfolio ASHEVILLE, NC 98,34498.3k $5.3m $5.3m 0.22% Added +3.2k +3,159
73 SIMPLEX TRADING, LLC 0.23% of their portfolio CHICAGO, IL 94,29294.3k $5.0m $5.0m 0.23% Added +40.6k +40,574
74 Penserra Capital Management LLC 0.10% of their portfolio ORINDA, CA 93,21393.2k $5.0m $5.0m 0.10% Added +53.2k +53,174
75 KORNITZER CAPITAL MANAGEMENT INC /KS 0.10% of their portfolio SHAWNEE MISSION, KS 92,00092.0k $4.9m $4.9m 0.10% Reduced -4.9k -4,875
76 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 87,28387.3k $4.7m $4.7m 0.01% Added +19.3k +19,318
77 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 80,15180.2k $4.3m $4.3m 0.01% Added +72.2k +72,237
78 Mariner, LLC 0.01% of their portfolio Overland Park, KS 74,91974.9k $4.0m $4.0m 0.01% Added +1.4k +1,410
79 HIGHLAND CAPITAL MANAGEMENT, LLC 0.29% of their portfolio MEMPHIS, TN 72,15272.2k $3.9m $3.9m 0.29% Reduced -23.6k -23,580
80 SATURNA CAPITAL CORP 0.07% of their portfolio BELLINGHAM, WA 70,90070.9k $3.8m $3.8m 0.07% Unchanged
81 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 66,81366.8k $3.6m $3.6m 0.01% Added +4.8k +4,774
82 Catalyst Capital Advisors LLC 0.10% of their portfolio San Juan, PR 59,30059.3k $3.2m $3.2m 0.10% New
83 GUGGENHEIM CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 58,69158.7k $3.1m $3.1m 0.03% Added +11.1k +11,054
84 Point72 Hong Kong Ltd 0.74% of their portfolio HONG KONG, K3 56,60056.6k $3.0m $3.0m 0.74% New
85 FINANCIAL COUNSELORS INC 0.07% of their portfolio Overland Park, KS 56,51856.5k $3.0m $3.0m 0.07% Reduced -442 -442
86 Dorsey Wright & Associates 0.91% of their portfolio PASADENA, CA 56,31756.3k $3.0m $3.0m 0.91% New
87 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 54,19954.2k $2.9m $2.9m 0.00% Unchanged
88 Parallax Volatility Advisers, L.P. 0.10% of their portfolio San Francisco, CA 51,55951.6k $2.8m $2.8m 0.10% New
89 Alamar Capital Management, LLC 2.25% of their portfolio SANTA BARBARA, CA 50,62650.6k $2.7m $2.7m 2.25% Added +49 +49
90 Jetstream Capital LLC 6.15% of their portfolio Brentwood, TN 48,00048.0k $2.6m $2.6m 6.15% New
91 Madison Asset Management, LLC 0.04% of their portfolio MADISON, WI 47,39447.4k $2.5m $2.5m 0.04% New
92 GROUP ONE TRADING LLC 0.12% of their portfolio CHICAGO, IL 47,05447.1k $2.5m $2.5m 0.12% Added +22.5k +22,545
93 Grandview Asset Management LLC 1.47% of their portfolio HARRISBURG, PA 46,85746.9k $2.5m $2.5m 1.47% Added +5.9k +5,863
94 Capricorn Fund Managers Ltd 0.76% of their portfolio LONDON, X0 46,22046.2k $2.5m $2.5m 0.76% Reduced -108.9k -108,896
95 J.P. Morgan Private Wealth Advisors LLC 0.01% of their portfolio SAN FRANCISCO, CA 45,75245.8k $2.4m $2.4m 0.01% Reduced -269 -269
96 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 43,89743.9k $2.3m $2.3m 0.02% Added +1.2k +1,172
97 Crossmark Global Holdings, Inc. 0.05% of their portfolio HOUSTON, TX 43,47343.5k $2.3m $2.3m 0.05% Added +428 +428
98 Ethic Inc. 0.09% of their portfolio NEW YORK, NY 43,14043.1k $2.3m $2.3m 0.09% Reduced -448 -448
99 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 43,12043.1k $2.3m $2.3m 0.01% Reduced -15.4k -15,437
100 Nova R Wealth, Inc. 1.55% of their portfolio OVERLAND PARK, KS 42,95843.0k $2.3m $2.3m 1.55% Added +1.1k +1,125