Vault-13

STIFEL FINL CORP SF

COM · Common Stock · CUSIP 860630102 · ISIN US8606301021

American investment bank

363 institutional holders +29 vs Q3 2022
88,210,96588.2m shares reported held*
$5.1bnreported value*
49 new 112 added 137 reduced 29 sold out net bought ≈ $59.7m (+1.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($7.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $58.38. Options: 9 managers hold calls ($8.0m notional), 4 hold puts ($665.4k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 334Q4 22: 363363Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022334
Q4 2022363

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2.5m$5m$7.5m$10mQ3 22 calls: $4.5mQ3 22 puts: $8.3mQ3 22P/C 1.84Q4 22 calls: $8.0mQ4 22 puts: $665.4kQ4 22P/C 0.08
Numbers
QuarterCallsPutsP/C
Q3 2022$4.5m$8.3m1.84
Q4 2022$8.0m$665.4k0.08

Biggest buyers

MORGAN STANLEY Added +2,522,805+2.5m
Assenagon Asset Management S.A. Added +576,573+576.6k
MILLENNIUM MANAGEMENT LLC Added +466,338+466.3k
BlackRock Inc. Added +426,168+426.2k
GOLDMAN SACHS GROUP INC Added +359,847+359.8k
Nuveen Asset Management, LLC Added +254,633+254.6k
D. E. Shaw & Co., Inc. Added +216,786+216.8k
VANGUARD GROUP INC Added +187,388+187.4k
DEUTSCHE BANK AG\ Added +159,229+159.2k
STATE STREET CORP Added +86,210+86.2k

Biggest sellers

Allspring Global Investments Holdings, LLC Reduced -571,664-571.7k
MACQUARIE GROUP LTD Reduced -555,614-555.6k
Southpoint Capital Advisors LP Reduced -500,000-500.0k
Schonfeld Strategic Advisors LLC Reduced -433,988-434.0k
J.P. Morgan Private Wealth Advisors LLC Reduced -408,112-408.1k
ALLIANCEBERNSTEIN L.P. Reduced -369,915-369.9k
Verition Fund Management LLC Reduced -346,288-346.3k
MARSHALL WACE, LLP Reduced -168,443-168.4k
Gillson Capital LP Sold out -152,882-152.9k
Phase 2 Partners, LLC Sold out -144,118-144.1k

Biggest calls

CITADEL ADVISORS LLC Added $1.8m31.4k shares
JANE STREET GROUP, LLC Added $1.6m26.8k shares
Twin Tree Management, LP Added $1.5m26.5k shares
PEAK6 Investments LLC Reduced $1.1m19.3k shares
SIMPLEX TRADING, LLC Added $729.0k12.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $525.3k9.0k shares
GROUP ONE TRADING LLC Added $408.6k7.0k shares
Walleye Trading LLC Added $245.2k4.2k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $315.2k5.4k shares
PEAK6 Investments LLC Reduced $245.2k4.2k shares
CITADEL ADVISORS LLC Reduced $105.1k1.8k shares
Cutler Group LLC / CA New $0200 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FMR LLC 13G · institution -3.4 pts · filed 2025-11-05 5.7% -3.4 pts 5.9m≈ $409.1m 2025-11-05
VANGUARD CAPITAL MANAGEMENT LLC 13G · institution new · filed 2026-04-30 5.0% new 7.8m≈ $545.1m 2026-04-30

Fell to 5% or below in the last year: AQR CAPITAL MANAGEMENT LLC (3.9%, 2026-08-12), VANGUARD GROUP INC (0.0%, 2026-03-27; now reported by VANGUARD CAPITAL MANAGEMENT LLC)

Insider purchases and sales in Q4 2022

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q1 21: 0 buyingQ1 21: 0 sellingQ2 21: 0 buyingQ2 21: 0 sellingQ2 21Q3 21: 0 buyingQ3 21: 0 sellingQ4 21: 0 buyingQ4 21: 1 sellingQ4 21Q1 22: 0 buyingQ1 22: 1 sellingQ2 22: 1 buyingQ2 22: 0 sellingQ2 22Q3 22: 0 buyingQ3 22: 0 sellingQ4 22: 0 buyingQ4 22: 0 sellingQ4 22
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q1 20210—0——
Q2 20210—0——
Q3 20210—0——
Q4 20210—1$731.9k—
Q1 20220—1$717.4k—
Q2 20221$619.4k0——
Q3 20220—0——
Q4 20220—0——

None reported in Q4 2022.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BlackRock Inc. 0.02% of their portfolio New York, NY 11,237,25711.2m $655.9m $655.9m 0.02% Added +426.2k +426,168
2 VANGUARD GROUP INC 0.02% of their portfolio Valley Forge, PA 10,445,60710.4m $609.7m $609.7m 0.02% Added +187.4k +187,388
3 Capital Research Global Investors 0.11% of their portfolio Los Angeles, CA 6,087,6366.1m $355.3m $355.3m 0.11% Added +1.2k +1,246
4 ALLIANCEBERNSTEIN L.P. 0.09% of their portfolio NASHVILLE, TN 3,411,5353.4m $199.1m $199.1m 0.09% Reduced -369.9k -369,915
5 MACQUARIE GROUP LTD 0.23% of their portfolio Sydney, NSW 2000, C3 3,271,4973.3m $191.0m $191.0m 0.23% Reduced -555.6k -555,614
6 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 3,120,1483.1m $182.1m $182.1m 0.02% Added +2.5m +2,522,805
7 STATE STREET CORP 0.01% of their portfolio BOSTON, MA 2,941,6022.9m $171.7m $171.7m 0.01% Added +86.2k +86,210
8 MILLENNIUM MANAGEMENT LLC 0.18% of their portfolio NEW YORK, NY 2,828,8612.8m $165.1m $165.1m 0.18% Added +466.3k +466,338
9 EARNEST PARTNERS LLC 1.01% of their portfolio ATLANTA, GA 2,819,0692.8m $164.5m $164.5m 1.01% Reduced -49.7k -49,714
10 GOLDMAN SACHS GROUP INC 0.04% of their portfolio NEW YORK, NY 2,355,8422.4m $137.5m $137.5m 0.04% Added +359.8k +359,847
11 STIFEL FINANCIAL CORP 0.20% of their portfolio ST. LOUIS, MO 2,332,5592.3m $136.2m $136.2m 0.20% Reduced -74.8k -74,759
12 DIMENSIONAL FUND ADVISORS LP 0.05% of their portfolio AUSTIN, TX 2,224,6682.2m $129.9m $129.9m 0.05% Reduced -1.4k -1,352
13 Fisher Asset Management, LLC 0.07% of their portfolio PLANO, TX 1,791,1231.8m $104.5m $104.5m 0.07% Reduced -62.9k -62,881
14 MARSHALL WACE, LLP 0.22% of their portfolio LONDON, X0 1,455,8521.5m $85.0m $85.0m 0.22% Reduced -168.4k -168,443
15 GEODE CAPITAL MANAGEMENT, LLC 0.01% of their portfolio BOSTON, MA 1,428,1811.4m $83.4m $83.4m 0.01% Added +69.8k +69,815
16 Channing Capital Management, LLC 2.44% of their portfolio Chicago, IL 1,315,3531.3m $76.8m $76.8m 2.44% Added +46.5k +46,457
17 Bank of New York Mellon Corp 0.02% of their portfolio NEW YORK, NY 1,289,8861.3m $75.3m $75.3m 0.02% Added +84.0k +84,033
18 Invesco Ltd. 0.02% of their portfolio ATLANTA, GA 1,148,9521.1m $67.1m $67.1m 0.02% Added +20.3k +20,346
19 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.02% of their portfolio SAN FRANCISCO, CA 1,112,7621.1m $65.0m $65.0m 0.02% Added +32.6k +32,602
20 SILVERCREST ASSET MANAGEMENT GROUP LLC 0.49% of their portfolio NEW YORK, NY 1,100,3331.1m $64.2m $64.2m 0.49% Reduced -33.3k -33,336
21 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 1,076,7681.1m $62.9m $62.9m 0.01% Reduced -6.7k -6,689
22 NORGES BANK 0.01% of their portfolio OSLO, Q8 1,035,1391.0m $60.4m $60.4m 0.01% Added +63.3k +63,345
23 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 987,253987.3k $57.6m $57.6m 0.01% Added +40.7k +40,727
24 GW&K Investment Management, LLC 0.47% of their portfolio BOSTON, MA 801,748801.7k $46.8m $46.8m 0.47% Reduced -1.8k -1,797
25 Assenagon Asset Management S.A. 0.18% of their portfolio SENNINGERBERG, N4 751,997752.0k $43.9m $43.9m 0.18% Added +576.6k +576,573
26 PRINCIPAL FINANCIAL GROUP INC 0.03% of their portfolio DES MOINES, IA 689,086689.1k $40.2m $40.2m 0.03% Added +27.7k +27,680
27 NEW YORK STATE COMMON RETIREMENT FUND 0.05% of their portfolio ALBANY, NY 660,716660.7k $38.6m $38.6m 0.05% Added +17.8k +17,848
28 FULLER & THALER ASSET MANAGEMENT, INC. 0.24% of their portfolio SAN MATEO, CA 640,545640.5k $37.4m $37.4m 0.24% Reduced -2.7k -2,746
29 Southpoint Capital Advisors LP 0.90% of their portfolio NEW YORK, NY 600,000600.0k $35.0m $35.0m 0.90% Reduced -500.0k -500,000
30 Nuveen Asset Management, LLC 0.01% of their portfolio CHICAGO, IL 559,408559.4k $32.7m $32.7m 0.01% Added +254.6k +254,633
31 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 558,389558.4k $32.6m $32.6m 0.01% Reduced -31.8k -31,820
32 VICTORY CAPITAL MANAGEMENT INC 0.04% of their portfolio San Antonio, TX 556,992557.0k $32.5m $32.5m 0.04% Reduced -125.0k -125,044
33 KENNEDY CAPITAL MANAGEMENT LLC 0.83% of their portfolio ST LOUIS, MO 503,118503.1k $29.4m $29.4m 0.83% Reduced -7.4k -7,390
34 WELLINGTON MANAGEMENT GROUP LLP 0.01% of their portfolio Boston, MA 497,648497.6k $29.0m $29.0m 0.01% Added +54.1k +54,056
35 HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 0.10% of their portfolio Los Angeles, CA 459,629459.6k $26.8m $26.8m 0.10% Reduced -3.9k -3,940
36 AQR CAPITAL MANAGEMENT LLC 0.06% of their portfolio Greenwich, CT 441,593441.6k $25.8m $25.8m 0.06% Added +46.7k +46,731
37 SYSTEMATIC FINANCIAL MANAGEMENT LP 0.82% of their portfolio TEANECK, NJ 429,626429.6k $25.1m $25.1m 0.82% Reduced -7.0k -6,999
38 CITADEL ADVISORS LLC 0.03% of their portfolio MIAMI, FL 413,113413.1k $24.1m $24.1m 0.03% Reduced -107.7k -107,741
39 FIRST TRUST ADVISORS LP 0.03% of their portfolio Wheaton, IL 389,891389.9k $22.8m $22.8m 0.03% Added +56.9k +56,895
40 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 369,389369.4k $21.6m $21.6m 0.00% Reduced -90.6k -90,585
41 D. E. Shaw & Co., Inc. 0.03% of their portfolio New York, NY 342,403342.4k $20.0m $20.0m 0.03% Added +216.8k +216,786
42 Allspring Global Investments Holdings, LLC 0.03% of their portfolio CHARLOTTE, NC 327,080327.1k $19.1m $19.1m 0.03% Reduced -571.7k -571,664
43 RHUMBLINE ADVISERS 0.02% of their portfolio BOSTON, MA 314,841314.8k $18.4m $18.4m 0.02% Added +21.9k +21,853
44 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 312,181312.2k $18.2m $18.2m 0.01% Reduced -13.5k -13,535
45 STATE OF WISCONSIN INVESTMENT BOARD 0.06% of their portfolio MADISON, WI 294,390294.4k $17.2m $17.2m 0.06% Reduced -6.5k -6,522
46 Retirement Systems of Alabama 0.07% of their portfolio MONTGOMERY, AL 294,068294.1k $17.2m $17.2m 0.07% Added +1.1k +1,120
47 FMR LLC 0.00% of their portfolio BOSTON, MA 261,270261.3k $15.3m $15.3m 0.00% Reduced -29.7k -29,731
48 Swiss National Bank 0.01% of their portfolio ZURICH, V8 256,313256.3k $15.0m $15.0m 0.01% Added +3.6k +3,600
49 California Public Employees Retirement System 0.01% of their portfolio Sacramento, CA 248,991249.0k $14.5m $14.5m 0.01% Added +5.4k +5,385
50 PEREGRINE CAPITAL MANAGEMENT LLC 0.45% of their portfolio MINNEAPOLIS, MN 243,192243.2k $14.2m $14.2m 0.45% Reduced -4.9k -4,913
51 RENAISSANCE TECHNOLOGIES LLC 0.02% of their portfolio NEW YORK, NY 242,815242.8k $14.2m $14.2m 0.02% Added +18.1k +18,100
52 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 240,236240.2k $14.0m $14.0m 0.01% Reduced -3.0k -2,968
53 SCHRODER INVESTMENT MANAGEMENT GROUP 0.02% of their portfolio London, X0 239,522239.5k $14.0m $14.0m 0.02% Reduced -12.4k -12,432
54 Legal & General Group Plc 0.01% of their portfolio London, X0 226,535226.5k $13.2m $13.2m 0.01% Added +1.8k +1,766
55 GLENMEDE TRUST CO NA 0.08% of their portfolio PHILADELPHIA, PA 221,903221.9k $13.0m $13.0m 0.08% Reduced -27.2k -27,194
56 SEI INVESTMENTS CO 0.03% of their portfolio OAKS, PA 215,616215.6k $12.6m $12.6m 0.03% Reduced -121.5k -121,534
57 ROTHSCHILD & CO ASSET MANAGEMENT US INC. 0.19% of their portfolio Stamford, CT 214,629214.6k $12.5m $12.5m 0.19% Reduced -15.1k -15,069
58 Qube Research & Technologies Ltd 0.06% of their portfolio LONDON, X0 182,925182.9k $10.7m $10.7m 0.06% Reduced -69.3k -69,312
59 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 0.03% of their portfolio ALBANY, NY 178,039178.0k $10.4m $10.4m 0.03% Added +100 +100
60 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.01% of their portfolio NEW YORK, NY 178,026178.0k $10.4m $10.4m 0.01% Added +12.8k +12,826
61 AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio KANSAS CITY, MO 175,423175.4k $10.2m $10.2m 0.01% Reduced -5.8k -5,842
62 LOOMIS SAYLES & CO L P 0.02% of their portfolio BOSTON, MA 171,365171.4k $10.0m $10.0m 0.02% Reduced -6.9k -6,864
63 DEUTSCHE BANK AG\ 0.01% of their portfolio FRANKFURT AM MAIN, 2M 165,795165.8k $9.7m $9.7m 0.01% Added +159.2k +159,229
64 AMERICAN INTERNATIONAL GROUP, INC. 0.07% of their portfolio New York, NY 165,496165.5k $9.7m $9.7m 0.07% Reduced -2.0k -1,977
65 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.05% of their portfolio JUPITER, FL 165,178165.2k $9.6m $9.6m 0.05% Reduced -23.7k -23,740
66 Tributary Capital Management, LLC 0.89% of their portfolio OMAHA, NE 152,989153.0k $8.9m $8.9m 0.89% Reduced -4.9k -4,905
67 TWO SIGMA ADVISERS, LP 0.02% of their portfolio NEW YORK, NY 137,738137.7k $8.0m $8.0m 0.02% Added +82.8k +82,800
68 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.02% of their portfolio TALLAHASSEE, FL 134,977135.0k $7.9m $7.9m 0.02% Reduced -5.3k -5,310
69 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.01% of their portfolio WEST SACRAMENTO, CA 133,844133.8k $7.8m $7.8m 0.01% Added +1.1k +1,094
70 MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC 0.09% of their portfolio New York, NY 129,373129.4k $7.6m $7.6m 0.09% Reduced -308 -308
71 PRUDENTIAL FINANCIAL INC 0.01% of their portfolio NEWARK, NJ 126,820126.8k $7.4m $7.4m 0.01% Reduced -8.4k -8,359
72 ExodusPoint Capital Management, LP 0.10% of their portfolio NEW YORK, NY 112,026112.0k $6.5m $6.5m 0.10% Added +14.1k +14,086
73 Endurance Wealth Management, Inc. 0.98% of their portfolio Providence, RI 110,973111.0k $6.5m $6.5m 0.98% Added +2.3k +2,255
74 GUGGENHEIM CAPITAL LLC 0.05% of their portfolio CHICAGO, IL 105,667105.7k $6.2m $6.2m 0.05% Reduced -7.5k -7,483
75 EULAV Asset Management 0.26% of their portfolio SARASOTA, FL 104,422104.4k $6.1m $6.1m 0.26% Unchanged
76 STRS OHIO 0.03% of their portfolio COLUMBUS, OH 103,327103.3k $6.0m $6.0m 0.03% Reduced -9.4k -9,378
77 TWO SIGMA INVESTMENTS, LP 0.02% of their portfolio NEW YORK, NY 95,67895.7k $5.6m $5.6m 0.02% Added +81.4k +81,431
78 Cubist Systematic Strategies, LLC 0.05% of their portfolio STAMFORD, CT 94,24494.2k $5.5m $5.5m 0.05% Reduced -11.8k -11,824
79 CANADA LIFE ASSURANCE Co 0.01% of their portfolio WINNIPEG, A2 93,14893.1k $5.4m $5.4m 0.01% Added +20.0k +20,000
80 AMALGAMATED BANK 0.05% of their portfolio NEW YORK, NY 92,09292.1k $5.4m $5.4m 0.05% Added +16.6k +16,559
81 CREDIT SUISSE AG/ 0.01% of their portfolio ZURICH, V8 91,47491.5k $5.3m $5.3m 0.01% Reduced -50.7k -50,727
82 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 85,98886.0k $5.0m $5.0m 0.00% First filing
83 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 85,87885.9k $5.0m $5.0m 0.00% Reduced -262 -262
84 VOYA INVESTMENT MANAGEMENT LLC 0.01% of their portfolio ATLANTA, GA 79,35879.4k $4.6m $4.6m 0.01% Reduced -8.9k -8,853
85 Treasurer of the State of North Carolina 0.03% of their portfolio RALEIGH, NC 75,22375.2k $4.4m $4.4m 0.03% Added +25.1k +25,086
86 TEXAS PERMANENT SCHOOL FUND CORP 0.06% of their portfolio AUSTIN, TX 71,45171.5k $4.2m $4.2m 0.06% Reduced -4.9k -4,889
87 WESBANCO BANK INC 0.18% of their portfolio WHEELING, WV 68,91168.9k $4.0m $4.0m 0.18% Not comparable
88 Man Group plc 0.01% of their portfolio LONDON, X0 67,02067.0k $3.9m $3.9m 0.01% Reduced -2.6k -2,618
89 MetLife Investment Management, LLC 0.03% of their portfolio Whippany, NJ 66,85466.9k $3.9m $3.9m 0.03% Reduced -1.3k -1,254
90 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 62,81762.8k $3.7m $3.7m 0.00% Reduced -6.0k -6,041
91 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 61,67061.7k $3.6m $3.6m 0.00% Added +24.8k +24,751
92 LOS ANGELES CAPITAL MANAGEMENT LLC 0.02% of their portfolio LOS ANGELES, CA 61,28261.3k $3.6m $3.6m 0.02% Reduced -71.9k -71,892
93 TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 0.04% of their portfolio FRANKFORT, KY 60,06760.1k $3.5m $3.5m 0.04% Reduced -89 -89
94 Interval Partners, LP 0.28% of their portfolio NEW YORK, NY 59,81959.8k $3.5m $3.5m 0.28% New
95 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 59,60159.6k $3.5m $3.5m 0.00% Added +48.2k +48,183
96 State of New Jersey Common Pension Fund D 0.01% of their portfolio TRENTON, NJ 58,23258.2k $3.4m $3.4m 0.01% Unchanged
97 Holocene Advisors, LP 0.02% of their portfolio New York, NY 56,57756.6k $3.3m $3.3m 0.02% Reduced -103.7k -103,748
98 J.P. Morgan Private Wealth Advisors LLC 0.01% of their portfolio SAN FRANCISCO, CA 55,93655.9k $3.3m $3.3m 0.01% Reduced -408.1k -408,112
99 Cinctive Capital Management LP 0.17% of their portfolio New York, NY 55,89155.9k $3.3m $3.3m 0.17% New
100 CANADA PENSION PLAN INVESTMENT BOARD 0.01% of their portfolio TORONTO ONTARIO, A6 55,20055.2k $3.2m $3.2m 0.01% Added +10.0k +10,000