Vault-13

STARBOARD INVT TR AMAX

ADAPTIVE HDGD MU · ETP · CUSIP 85521B783

19 institutional holders +5 vs Q3 2022
9,345,5189.3m shares reported held*
$72.6mreported value*
3 new 7 added 5 reduced 0 sold out net bought ≈ $516.8k (+67.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $7.77.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

01020Q3 22: 14Q4 22: 1919Q3 22Q4 22
Numbers
QuarterHolders
Q3 202214
Q4 202219

Biggest buyers

LPL Financial LLC Added +186,971+187.0k
Cetera Advisor Networks LLC New +69,854+69.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +52,067+52.1k
OSAIC HOLDINGS, INC. New +30,225+30.2k
WealthPlan Investment Management, LLC Added +12,878+12.9k
EverSource Wealth Advisors, LLC New +5,169+5.2k
OLD MISSION CAPITAL LLC Added +4,990+5.0k
ENVESTNET ASSET MANAGEMENT INC Added +3,244+3.2k
COMMONWEALTH EQUITY SERVICES, LLC Added +570+570
Empirical Asset Management, LLC Added +160+160

Biggest sellers

Atria Investments, Inc Reduced -128,628-128.6k
JANE STREET GROUP, LLC Reduced -93,115-93.1k
Cetera Advisors LLC Reduced -40,063-40.1k
F3Logic, LLC Reduced -34,165-34.2k
UBS Group AG Reduced -2,646-2.6k

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WealthPLAN Partners, LLC 1.07% of their portfolio OMAHA, NE 1,919,6181.9m $15.3m $15.3m 1.07% First filing
2 WealthPlan Investment Management, LLC 1.06% of their portfolio OMAHA, NE 1,918,1521.9m $15.2m $15.2m 1.06% Added +12.9k +12,878
3 Gallagher Benefit Services, Inc. 2.86% of their portfolio ROLLING MEADOWS, IL 1,778,2821.8m $13.6m $13.6m 2.86% First filing
4 F3Logic, LLC 2.86% of their portfolio BURNSVILLE, MN 1,778,2821.8m $13.6m $13.6m 2.86% Reduced -34.2k -34,165
5 Atria Investments, Inc 0.17% of their portfolio Charlotte, NC 1,099,9661.1m $8.4m $8.4m 0.17% Reduced -128.6k -128,628
6 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 311,131311.1k $2.4m $2.4m 0.00% Added +187.0k +186,971
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 104,200104.2k $797.7k $797.7k 0.00% Added +52.1k +52,067
8 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 98,34298.3k $752.8k $752.8k 0.01% Reduced -40.1k -40,063
9 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 91,51091.5k $700.5k $700.5k 0.00% Added +3.2k +3,244
10 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 69,85469.9k $534.7k $534.7k 0.00% New
11 CENTAURUS FINANCIAL, INC. 0.03% of their portfolio ANAHEIM, CA 39,96940.0k $306.0k $306.0k 0.03% Unchanged
12 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 34,49434.5k $264.0k $264.0k 0.00% Added +570 +570
13 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 30,71830.7k $235.2k $235.2k 0.00% Reduced -93.1k -93,115
14 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 30,22530.2k $231.0k $231.0k 0.00% New
15 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 23,13223.1k $177.1k $177.1k 0.01% Added +5.0k +4,990
16 Empirical Asset Management, LLC 0.08% of their portfolio WELLESLEY, MA 10,18210.2k $77.9k $77.9k 0.08% Added +160 +160
17 EverSource Wealth Advisors, LLC 0.01% of their portfolio BIRMINGHAM, AL 5,1695.2k $39.6k $39.6k 0.01% New
18 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,2922.3k $17.6k $17.6k 0.00% Reduced -2.6k -2,646
19 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged