Vault-13

STARBOARD INVT TR RHRX

RH TACTICAL ROT · ETP · CUSIP 85521B775

18 institutional holders +3 vs Q3 2022
1,193,7921.2m shares reported held*
$13.4mreported value*
3 new 5 added 4 reduced 2 sold out net bought ≈ $1.7m (+143.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $11.19.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

01020Q3 22: 15Q4 22: 1818Q3 22Q4 22
Numbers
QuarterHolders
Q3 202215
Q4 202218

Biggest buyers

Cetera Advisor Networks LLC New +101,836+101.8k
Prime Capital Investment Advisors, LLC New +39,393+39.4k
Cetera Advisors LLC Added +28,783+28.8k
LPL Financial LLC Added +12,564+12.6k
ENVESTNET ASSET MANAGEMENT INC Added +4,190+4.2k
UBS Group AG Added +3,967+4.0k
OLD MISSION CAPITAL LLC Added +345+345
CoreCap Advisors, LLC New +138+138

Biggest sellers

NewEdge Advisors, LLC Reduced -21,473-21.5k
F3Logic, LLC Reduced -11,453-11.5k
JANE STREET GROUP, LLC Sold out -10,322-10.3k
Householder Group Estate & Retirement Specialist, LLC Sold out -4,724-4.7k
ROYAL BANK OF CANADA Reduced -122-122
WealthPlan Investment Management, LLC Reduced -72-72

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Cetera Advisors LLC 0.07% of their portfolio DENVER, CO 331,882331.9k $3.9m $3.9m 0.07% Added +28.8k +28,783
2 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 264,166264.2k $3.1m $3.1m 0.00% Added +12.6k +12,564
3 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 147,570147.6k $1.7m $1.7m 0.00% Added +4.2k +4,190
4 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 101,836101.8k $1.2m $1.2m 0.01% New
5 Gallagher Benefit Services, Inc. 0.15% of their portfolio ROLLING MEADOWS, IL 60,05960.1k $702.8k $702.8k 0.15% First filing
6 F3Logic, LLC 0.15% of their portfolio BURNSVILLE, MN 60,05960.1k $702.8k $702.8k 0.15% Reduced -11.5k -11,453
7 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 55,06355.1k $20.3k $20.3k 0.00% Reduced -21.5k -21,473
8 Prime Capital Investment Advisors, LLC 0.02% of their portfolio OVERLAND PARK, KS 39,39339.4k $460.9k $460.9k 0.02% New
9 Avior Wealth Management, LLC 0.03% of their portfolio OMAHA, NE 31,90431.9k $373.3k $373.3k 0.03% Unchanged
10 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 28,05528.1k $328.3k $328.3k 0.01% Added +345 +345
11 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 25,90625.9k $303.0k $303.0k 0.00% Reduced -122 -122
12 CENTAURUS FINANCIAL, INC. 0.02% of their portfolio ANAHEIM, CA 15,73515.7k $184.0k $184.0k 0.02% Unchanged
13 WealthPLAN Partners, LLC 0.01% of their portfolio OMAHA, NE 13,03813.0k $156.5k $156.5k 0.01% First filing
14 WealthPlan Investment Management, LLC 0.01% of their portfolio OMAHA, NE 13,03813.0k $156.5k $156.5k 0.01% Reduced -72 -72
15 UBS Group AG 0.00% of their portfolio ZURICH, V8 5,2035.2k $60.9k $60.9k 0.00% Added +4.0k +3,967
16 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 747747 $9.0k $9.0k 0.00% Unchanged
17 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 138138 $1.6k $1.6k 0.00% New
18 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged