STARBOARD INVT TR AGOX
ADAPTIVE ALPHA · ETP · CUSIP 85521B742
36
institutional holders
-3 vs Q4 2022
6.4m
shares reported held*
$140.2mreported value*
4 new
11 added
14 reduced
5 sold out
net sold ≈ $7.3m (-340.7k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $21.78.
Trends to Q1 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 39 |
| Q4 2022 | 39 |
| Q1 2023 | 36 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 12 | 23 |
| Q1 2023 | 15 | 19 |
Biggest buyers
| ENVESTNET ASSET MANAGEMENT INC | Added | +109.9k |
| Stratos Wealth Partners, LTD. | Added | +59.2k |
| LPL Financial LLC | Added | +58.4k |
| Kestra Advisory Services, LLC | Added | +50.1k |
| Cetera Advisor Networks LLC | Added | +50.1k |
| Gallagher Fiduciary Advisors, LLC | New | +38.3k |
| OSAIC HOLDINGS, INC. | Added | +36.9k |
| LINCOLN NATIONAL CORP | Added | +20.9k |
| Ameritas Advisory Services, LLC | Added | +5.1k |
| KESTRA PRIVATE WEALTH SERVICES, LLC | Added | +675 |
Biggest sellers
| WealthPlan Investment Management, LLC | Reduced | -442.1k |
| WealthPLAN Partners, LLC | Reduced | -227.3k |
| Prime Capital Investment Advisors, LLC | Sold out | -29.3k |
| Octavia Wealth Advisors, LLC | Reduced | -19.4k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Sold out | -18.6k |
| Cambridge Investment Research Advisors, Inc. | Sold out | -11.5k |
| NewEdge Advisors, LLC | Reduced | -5.7k |
| Empirical Asset Management, LLC | Reduced | -3.3k |
| UBS Group AG | Reduced | -3.3k |
| MONEY CONCEPTS CAPITAL CORP | Sold out | -2.7k |
Holders, Q1 2023
| Manager | Shares | Change |
|---|---|---|
| Kestra Advisory Services, LLC 0.31% of their portfolio | 1.3m $29.0m | Added +50.1k |
| Ameritas Advisory Services, LLC 1.22% of their portfolio | 1.1m $24.2m | Added +5.1k |
| Octavia Wealth Advisors, LLC 3.51% of their portfolio | 715.1k $15.6m | Reduced -19.4k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 498.0k $10.9m | Reduced -475 |
| WealthPLAN Partners, LLC 1.04% of their portfolio | 419.2k $9.1m | Reduced -227.3k |
| LPL Financial LLC 0.01% of their portfolio | 417.5k $9.1m | Added +58.4k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 367.1k $8.0m | Added +109.9k |
| Stratos Wealth Partners, LTD. 0.14% of their portfolio | 246.1k $5.4m | Added +59.2k |
| OSAIC HOLDINGS, INC. 0.01% of their portfolio | 237.1k $5.2m | Added +36.9k |
| WealthPlan Investment Management, LLC 0.77% of their portfolio | 204.4k $4.5m | Reduced -442.1k |
| Cetera Advisor Networks LLC 0.03% of their portfolio | 203.9k $4.4m | Added +50.1k |
| Cetera Advisors LLC 0.05% of their portfolio | 131.8k $2.9m | Reduced -23 |
| MML INVESTORS SERVICES, LLC 0.02% of their portfolio | 130.5k $2.8m | Reduced -2.5k |
| NFSG Corp 0.73% of their portfolio | 62.8k $1.4m | Reduced -2.0k |
| LINCOLN NATIONAL CORP 0.03% of their portfolio | 57.7k $1.3m | Added +20.9k |
| Empirical Asset Management, LLC 0.85% of their portfolio | 40.5k $883.6k | Reduced -3.3k |
| Gallagher Fiduciary Advisors, LLC 0.07% of their portfolio | 38.3k $835.1k | New |
| Equitable Holdings, Inc. 0.01% of their portfolio | 32.7k $712.8k | Added +1 |
| NewEdge Advisors, LLC 0.01% of their portfolio | 32.3k $703.3k | Reduced -5.7k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 29.5k $643.0k | Reduced -2.6k |
| FIRETHORN WEALTH PARTNERS, LLC 0.49% of their portfolio | 28.5k $620.9k | Reduced -67 |
| Avior Wealth Management, LLC 0.04% of their portfolio | 24.0k $523.3k | Added +48 |
| UBS Group AG 0.00% of their portfolio | 15.5k $336.8k | Reduced -3.3k |
| KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio | 14.4k $314.9k | Added +675 |
| Southern Wealth Management, LLP 0.12% of their portfolio | 14.2k $310.0k | Unchanged |
| CENTAURUS FINANCIAL, INC. 0.02% of their portfolio | 10.8k $234.0k | Unchanged |
| WEBSTER BANK, N. A. 0.03% of their portfolio | 10.5k $228.8k | Unchanged |
| EverSource Wealth Advisors, LLC 0.01% of their portfolio | 4.1k $88.8k | Unchanged |
| Savior LLC 0.05% of their portfolio | 2.5k $54.7k | Reduced -60 |
| Lindbrook Capital, LLC 0.00% of their portfolio | 1.0k $21.8k | Unchanged |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio | 600 $13.1k | New |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 382 $8.3k | New |
| FMR LLC 0.00% of their portfolio | 2 $44 | New |
| HARVEST GROUP WEALTH MANAGEMENT, LLC 0.00% of their portfolio | 2 $53 | Reduced -86 |
| Hexagon Capital Partners LLC 0.00% of their portfolio | 2 $44 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |