Vault-13

STARBOARD INVT TR AGOX

ADAPTIVE ALPHA · ETP · CUSIP 85521B742

39 institutional holders +0 vs Q3 2022
6,856,2866.9m shares reported held*
$142.1mreported value*
4 new 8 added 18 reduced 5 sold out net sold ≈ $10.0m (-486.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $20.73.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 39Q4 22: 3939Q3 22Q4 22
Numbers
QuarterHolders
Q3 202239
Q4 202239

Biggest buyers

Kestra Advisory Services, LLC Added +270,648+270.6k
LPL Financial LLC Added +120,173+120.2k
Cetera Advisor Networks LLC Added +99,402+99.4k
OSAIC HOLDINGS, INC. Added +70,822+70.8k
Ameritas Advisory Services, LLC Added +36,297+36.3k
Prime Capital Investment Advisors, LLC New +29,274+29.3k
LINCOLN NATIONAL CORP Added +22,634+22.6k
MML INVESTORS SERVICES, LLC Added +18,637+18.6k
ENVESTNET ASSET MANAGEMENT INC Added +14,182+14.2k
EverSource Wealth Advisors, LLC New +4,076+4.1k

Biggest sellers

F3Logic, LLC Reduced -523,314-523.3k
Atria Investments, Inc Sold out -291,077-291.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -98,865-98.9k
OLD MISSION CAPITAL LLC Sold out -76,745-76.7k
UBS Group AG Reduced -42,557-42.6k
Cambridge Investment Research Advisors, Inc. Reduced -35,428-35.4k
WealthPlan Investment Management, LLC Reduced -30,081-30.1k
ROYAL BANK OF CANADA Reduced -23,606-23.6k
NewEdge Advisors, LLC Reduced -14,038-14.0k
SlateStone Wealth, LLC Sold out -11,615-11.6k

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Kestra Advisory Services, LLC 0.23% of their portfolio AUSTIN, TX 1,279,9131.3m $26.2m $26.2m 0.23% Added +270.6k +270,648
2 Ameritas Advisory Services, LLC 1.06% of their portfolio Lincoln, NE 1,111,2131.1m $22.8m $22.8m 1.06% Added +36.3k +36,297
3 Octavia Wealth Advisors, LLC 3.72% of their portfolio CINCINNATI, OH 734,482734.5k $15.1m $15.1m 3.72% Reduced -1.8k -1,758
4 WealthPLAN Partners, LLC 1.01% of their portfolio OMAHA, NE 646,560646.6k $14.5m $14.5m 1.01% First filing
5 WealthPlan Investment Management, LLC 1.01% of their portfolio OMAHA, NE 646,456646.5k $14.4m $14.4m 1.01% Reduced -30.1k -30,081
6 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 498,504498.5k $10.2m $10.2m 0.00% Reduced -23.6k -23,606
7 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 359,131359.1k $7.4m $7.4m 0.01% Added +120.2k +120,173
8 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 257,248257.2k $5.3m $5.3m 0.00% Added +14.2k +14,182
9 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 200,238200.2k $4.1m $4.1m 0.01% Added +70.8k +70,822
10 Stratos Wealth Partners, LTD. 0.10% of their portfolio BEACHWOOD, OH 186,844186.8k $3.8m $3.8m 0.10% Reduced -4.1k -4,121
11 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 153,828153.8k $3.2m $3.2m 0.03% Added +99.4k +99,402
12 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 133,012133.0k $2.7m $2.7m 0.02% Added +18.6k +18,637
13 Cetera Advisors LLC 0.05% of their portfolio DENVER, CO 131,868131.9k $2.7m $2.7m 0.05% Reduced -135 -135
14 NFSG Corp 0.77% of their portfolio BOCA RATON, FL 64,75664.8k $1.3m $1.3m 0.77% Reduced -10.3k -10,255
15 Empirical Asset Management, LLC 0.95% of their portfolio WELLESLEY, MA 43,83943.8k $898.4k $898.4k 0.95% Reduced -115 -115
16 Gallagher Benefit Services, Inc. 0.17% of their portfolio ROLLING MEADOWS, IL 39,07039.1k $800.7k $800.7k 0.17% First filing
17 F3Logic, LLC 0.17% of their portfolio BURNSVILLE, MN 39,07039.1k $800.7k $800.7k 0.17% Reduced -523.3k -523,314
18 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 37,96538.0k $36.5k $36.5k 0.00% Reduced -14.0k -14,038
19 LINCOLN NATIONAL CORP 0.02% of their portfolio RADNOR, PA 36,82336.8k $754.6k $754.6k 0.02% Added +22.6k +22,634
20 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 32,71032.7k $670.3k $670.3k 0.01% Unchanged
21 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 32,12032.1k $658.0k $658.0k 0.00% Reduced -3.5k -3,491
22 Prime Capital Investment Advisors, LLC 0.02% of their portfolio OVERLAND PARK, KS 29,27429.3k $599.9k $599.9k 0.02% New
23 FIRETHORN WEALTH PARTNERS, LLC 0.49% of their portfolio AUGUSTA, GA 28,53728.5k $584.8k $584.8k 0.49% Reduced -2.3k -2,294
24 Avior Wealth Management, LLC 0.04% of their portfolio OMAHA, NE 23,96324.0k $491.1k $491.1k 0.04% Unchanged
25 UBS Group AG 0.00% of their portfolio ZURICH, V8 18,71318.7k $383.4k $383.4k 0.00% Reduced -42.6k -42,557
26 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 18,55618.6k $380.3k $380.3k 0.00% Reduced -98.9k -98,865
27 Southern Wealth Management, LLP 0.12% of their portfolio Dallas, TX 14,22514.2k $291.5k $291.5k 0.12% Unchanged
28 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 13,77513.8k $282.3k $282.3k 0.01% Reduced -2.8k -2,800
29 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 11,53911.5k $236.0k $236.0k 0.00% Reduced -35.4k -35,428
30 CENTAURUS FINANCIAL, INC. 0.02% of their portfolio ANAHEIM, CA 10,75110.8k $220.0k $220.0k 0.02% Reduced -236 -236
31 WEBSTER BANK, N. A. 0.03% of their portfolio WATERBURY, CT 10,49710.5k $215.0k $215.0k 0.03% Unchanged
32 EverSource Wealth Advisors, LLC 0.01% of their portfolio BIRMINGHAM, AL 4,0764.1k $83.5k $83.5k 0.01% New
33 MONEY CONCEPTS CAPITAL CORP 0.00% of their portfolio PALM BEACH GARDENS, FL 2,6672.7k $54.7k $54.7k 0.00% New
34 Savior LLC 0.05% of their portfolio WELLESLEY HILLS, MA 2,5712.6k $52.7k $52.7k 0.05% Reduced -27 -27
35 Lindbrook Capital, LLC 0.00% of their portfolio CALABASAS, CA 1,0001.0k $20.5k $20.5k 0.00% Reduced -300 -300
36 U.S. Capital Wealth Advisors, LLC 0.00% of their portfolio AUSTIN, TX 402402 $8.2k $8.2k 0.00% New
37 HARVEST GROUP WEALTH MANAGEMENT, LLC 0.00% of their portfolio WALTHAM, MA 8888 $1.8k $1.8k 0.00% Unchanged
38 Hexagon Capital Partners LLC 0.00% of their portfolio ROGERS, AR 22 $41 $41 0.00% Unchanged
39 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged