Vault-13

STANDARD LITHIUM LTD SLI

COM · Common Stock · CUSIP 853606101 · ISIN CA8536061010

90 institutional holders +5 vs Q3 2022
30,239,39930.2m shares reported held*
$89.1mreported value*
17 new 19 added 22 reduced 14 sold out net sold ≈ $8.5m (-2.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $2.95. Options: 10 managers hold calls ($1.4m notional), 9 hold puts ($707.6k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 85Q4 22: 9090Q3 22Q4 22
Numbers
QuarterHolders
Q3 202285
Q4 202290

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 22 calls: $2.8mQ3 22 puts: $2.2mQ3 22P/C 0.79Q4 22 calls: $1.4mQ4 22 puts: $707.6kQ4 22P/C 0.50
Numbers
QuarterCallsPutsP/C
Q3 2022$2.8m$2.2m0.79
Q4 2022$1.4m$707.6k0.50

Biggest buyers

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Added +205,460+205.5k
Waypoint Capital Advisors, LLC New +160,000+160.0k
MILLENNIUM MANAGEMENT LLC Added +144,123+144.1k
Invesco Ltd. Added +135,161+135.2k
U S GLOBAL INVESTORS INC New +75,000+75.0k
Raymond James Financial Services Advisors, Inc. Added +64,954+65.0k
TWO SIGMA INVESTMENTS, LP New +60,386+60.4k
BNP PARIBAS ASSET MANAGEMENT Holding S.A. Added +40,435+40.4k
Compagnie Lombard Odier SCmA Added +40,000+40.0k
BlackRock Inc. Added +31,409+31.4k

Biggest sellers

Mirae Asset Global Investments Co., Ltd. Reduced -2,852,776-2.9m
MORGAN STANLEY Reduced -391,459-391.5k
VAN ECK ASSOCIATES CORP Reduced -154,126-154.1k
GOLDMAN SACHS GROUP INC Reduced -139,016-139.0k
RAYMOND JAMES & ASSOCIATES Reduced -110,043-110.0k
SG Americas Securities, LLC Sold out -92,729-92.7k
BANK OF AMERICA CORP /DE/ Reduced -46,591-46.6k
WOLVERINE TRADING, LLC Sold out -19,483-19.5k
Valeo Financial Advisors, LLC Sold out -19,004-19.0k
SIMPLEX TRADING, LLC Reduced -15,963-16.0k

Biggest calls

CITADEL ADVISORS LLC Reduced $500.0k169.5k shares
Caption Management, LLC Reduced $309.8k105.0k shares
GROUP ONE TRADING LLC Reduced $261.7k88.7k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $138.7k47.0k shares
WOLVERINE TRADING, LLC Added $135.0k45.7k shares
JANE STREET GROUP, LLC Reduced $43.4k14.7k shares
SIMPLEX TRADING, LLC Added $39.0k13.4k shares
Cutler Group LLC / CA Reduced $1.0k6.8k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
HAP Trading, LLC Added $041.7k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $365.5k123.9k shares
JANE STREET GROUP, LLC Reduced $85.0k28.8k shares
CITADEL ADVISORS LLC Reduced $76.7k26.0k shares
SIMPLEX TRADING, LLC Reduced $56.0k19.1k shares
WOLVERINE TRADING, LLC Reduced $55.0k18.5k shares
GROUP ONE TRADING LLC Reduced $43.1k14.6k shares
BANK OF MONTREAL /CAN/ Unchanged $19.3k5.8k shares
Cutler Group LLC / CA Reduced $7.0k1.7k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
VAN ECK ASSOCIATES CORP 13G · institution -1.2 pts · filed 2026-08-14 6.5% -1.2 pts 15.9m≈ $43.8m 2026-08-14

Insider purchases and sales in Q4 2022

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q4 2022.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 KOCH INDUSTRIES LLC 2.53% of their portfolio WICHITA, KS 13,480,08313.5m $39.8m $39.8m 2.53% Unchanged
2 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.04% of their portfolio Paris, I0 3,606,0423.6m $10.6m $10.6m 0.04% Added +40.4k +40,435
3 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 3,136,2123.1m $9.3m $9.3m 0.00% Added +135.2k +135,161
4 VAN ECK ASSOCIATES CORP 0.02% of their portfolio NEW YORK, NY 3,035,5803.0m $9.0m $9.0m 0.02% Reduced -154.1k -154,126
5 Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio SEOUL, M5 1,943,9701.9m $5.7m $5.7m 0.01% Reduced -2.9m -2,852,776
6 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 981,039981.0k $2.9m $2.9m 0.00% Reduced -391.5k -391,459
7 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.12% of their portfolio ORLANDO, FL 381,660381.7k $1.1m $1.1m 0.12% Added +205.5k +205,460
8 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.00% of their portfolio FRANKFURT AM MAIN, 2M 335,566335.6k $990.3k $990.3k 0.00% Unchanged
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 278,457278.5k $821.4k $821.4k 0.00% Added +5.8k +5,756
10 BlackRock Inc. 0.00% of their portfolio New York, NY 276,268276.3k $815.0k $815.0k 0.00% Added +31.4k +31,409
11 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 247,942247.9k $731.4k $731.4k 0.01% Reduced -4.2k -4,150
12 MBL Wealth, LLC 0.14% of their portfolio CHARLOTTE, NC 246,000246.0k $726.0k $726.0k 0.14% Unchanged
13 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 235,602235.6k $695.0k $695.0k 0.00% Reduced -46.6k -46,591
14 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 194,630194.6k $575.0k $575.0k 0.00% Added +144.1k +144,123
15 Millennium Capital Advisors, LLC 0.56% of their portfolio LITTLE ROCK, AR 189,400189.4k $558.7k $558.7k 0.56% Added +7.0k +7,000
16 Waypoint Capital Advisors, LLC 0.16% of their portfolio Minneapolis, MN 160,000160.0k $472.0k $472.0k 0.16% New
17 Compagnie Lombard Odier SCmA 0.01% of their portfolio 1204 GENEVA, V8 100,000100.0k $286.0k $286.0k 0.01% Added +40.0k +40,000
18 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 95,64395.6k $282.1k $282.1k 0.00% Added +21.3k +21,275
19 BARD ASSOCIATES INC 0.11% of their portfolio CHICAGO, IL 89,50089.5k $264.0k $264.0k 0.11% Added +600 +600
20 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 84,87484.9k $250.4k $250.4k 0.00% Added +65.0k +64,954
21 THOMPSON DAVIS & CO., INC. 0.34% of their portfolio RICHMOND, VA 81,92581.9k $241.7k $241.7k 0.34% Added +1.2k +1,175
22 U S GLOBAL INVESTORS INC 0.01% of their portfolio SAN ANTONIO, TX 75,00075.0k $221.2k $221.2k 0.01% New
23 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 63,92163.9k $189.0k $189.0k 0.00% Added +590 +590
24 RETIREMENT INCOME SOLUTIONS, INC 0.06% of their portfolio ANN ARBOR, MI 62,65062.6k $177.4k $177.4k 0.06% Reduced -2.6k -2,600
25 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 60,53560.5k $178.8k $178.8k 0.00% Added +300 +300
26 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 60,38660.4k $178.1k $178.1k 0.00% New
27 PATHSTONE FAMILY OFFICE, LLC 0.00% of their portfolio ENGLEWOOD, NJ 60,00060.0k $61.1k $61.1k 0.00% Unchanged
28 REGIONS FINANCIAL CORP 0.00% of their portfolio BIRMINGHAM, AL 50,00050.0k $148.0k $148.0k 0.00% Unchanged
29 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 47,61447.6k $140.5k $140.5k 0.00% Reduced -745 -745
30 Simmons Bank 0.01% of their portfolio Pine Bluff, AR 44,63644.6k $131.7k $131.7k 0.01% Reduced -10.0k -10,000
31 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 38,64738.6k $114.0k $114.0k 0.00% Reduced -110.0k -110,043
32 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 37,87037.9k $111.0k $111.0k 0.00% Added +24.8k +24,750
33 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 28,45928.5k $84.0k $84.0k 0.00% New
34 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 26,79126.8k $79.0k $79.0k 0.00% Reduced -139.0k -139,016
35 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 25,46725.5k $75.1k $75.1k 0.00% New
36 Jade Capital Advisors, LLC 0.21% of their portfolio Essex Fells, NJ 25,00025.0k $73.8k $73.8k 0.21% Unchanged
37 Virtu Financial LLC 0.01% of their portfolio New York, NY 24,69924.7k $73.0k $73.0k 0.01% Added +5.3k +5,290
38 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 23,93323.9k $70.7k $70.7k 0.00% Reduced -9.0k -9,021
39 Gotham Asset Management, LLC 0.00% of their portfolio NEW YORK, NY 23,68323.7k $69.9k $69.9k 0.00% Reduced -2.8k -2,780
40 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 21,72421.7k $64.0k $64.0k 0.00% Reduced -16.0k -15,963
41 Sonora Investment Management Group, LLC 0.01% of their portfolio TUCSON, AZ 20,00020.0k $59.0k $59.0k 0.01% Reduced -1.0k -1,000
42 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 19,78419.8k $58.0k $58.0k 0.00% Reduced -11.3k -11,274
43 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 19,61019.6k $58.0k $58.0k 0.00% Added +1.5k +1,500
44 NATIXIS 0.00% of their portfolio PARIS, I0 19,40019.4k $57.2k $57.2k 0.00% New
45 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 16,20316.2k $47.9k $47.9k 0.00% Reduced -2.4k -2,379
46 SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC 0.00% of their portfolio BALA CYNWYD, PA 16,10016.1k $47.6k $47.6k 0.00% Reduced -1.3k -1,300
47 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 14,96615.0k $45.0k $45.0k 0.00% Added +8.2k +8,179
48 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 12,41912.4k $37.0k $37.0k 0.00% Reduced -3.3k -3,300
49 Engineers Gate Manager LP 0.00% of their portfolio NEW YORK, NY 12,00912.0k $35.4k $35.4k 0.00% New
50 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 10,74210.7k $30.4k $30.4k 0.00% New
51 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 10,00010.0k $29.5k $29.5k 0.00% Reduced -10.0k -10,000
52 Apella Capital, LLC 0.00% of their portfolio WEST HARTFORD, CT 10,00010.0k $29.5k $29.5k 0.00% Unchanged
53 Naviter Wealth, LLC 0.01% of their portfolio LITTLE ROCK, AR 10,00010.0k $37.0k $37.0k 0.01% Reduced -10.0k -10,000
54 Garden State Investment Advisory Services LLC 0.02% of their portfolio Red Bank, NJ 10,00010.0k $29.5k $29.5k 0.02% First filing
55 UBS Group AG 0.00% of their portfolio ZURICH, V8 6,5046.5k $19.2k $19.2k 0.00% Reduced -4.0k -4,005
56 First PREMIER Bank 0.01% of their portfolio SIOUX FALLS, SD 6,0006.0k $18.0k $18.0k 0.01% Unchanged
57 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 5,8005.8k $19.3k $19.3k 0.00% Unchanged
58 MONEY CONCEPTS CAPITAL CORP 0.00% of their portfolio PALM BEACH GARDENS, FL 5,3865.4k $15.2k $15.2k 0.00% New
59 Hexagon Capital Partners LLC 0.00% of their portfolio ROGERS, AR 5,0005.0k $14.8k $14.8k 0.00% Unchanged
60 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 4,1504.2k $12.2k $12.2k 0.00% New
61 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 2,5152.5k $9.7k $9.7k 0.00% Unchanged
62 Leonteq Securities AG 0.00% of their portfolio ZURICH, V8 2,3002.3k $9.2k $9.2k 0.00% Unchanged
63 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 2,2122.2k $6.5k $6.5k 0.00% New
64 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 2,2002.2k $6.5k $6.5k 0.00% Unchanged
65 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 2,1002.1k $2.0k $2.0k 0.00% Reduced -400 -400
66 SITTNER & NELSON, LLC 0.00% of their portfolio EUGENE, OR 1,6301.6k $4.6k $4.6k 0.00% Unchanged
67 HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio NEWPORT BEACH, CA 1,0001.0k $3.0k $3.0k 0.00% New
68 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1,0001.0k $3.0k $3.0k 0.00% Unchanged
69 U.S. Capital Wealth Advisors, LLC 0.00% of their portfolio AUSTIN, TX 1,0001.0k $3.0k $3.0k 0.00% New
70 Concord Wealth Partners 0.00% of their portfolio ABINGDON, VA 1,0001.0k $3.0k $3.0k 0.00% New
71 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 1,0001.0k $3.0k $3.0k 0.00% Unchanged
72 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 800800 $2.0k $2.0k 0.00% Unchanged
73 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 700700 $2.1k $2.1k 0.00% Unchanged
74 CWM, LLC 0.00% of their portfolio OMAHA, NE 660660 $2.0k $2.0k 0.00% Unchanged
75 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 500500 $1.5k $1.5k 0.00% Unchanged
76 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 426426 $1.0k $1.0k 0.00% Unchanged
77 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 419419 $1.0k $1.0k 0.00% Added +319 +319
78 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 400400 $1.2k $1.2k 0.00% Unchanged
79 Clearview Wealth Advisors LLC 0.00% of their portfolio SALEM, OR 400400 $1.2k $1.2k 0.00% Unchanged
80 Disciplined Investments, LLC 0.00% of their portfolio TULSA, OK 303303 $894 $894 0.00% Unchanged
81 Align Wealth Management, LLC 0.00% of their portfolio Oklahoma City, OK 253253 $1.1k $1.1k 0.00% First filing
82 Anchor Investment Management, LLC 0.00% of their portfolio COLUMBIA, SC 242242 $714 $714 0.00% Unchanged
83 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 168168 $496 $496 0.00% New
84 TUCKER ASSET MANAGEMENT LLC 0.00% of their portfolio LITTLETON, CO 150150 $447 $447 0.00% Unchanged
85 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 130130 $384 $384 0.00% Unchanged
86 NewSquare Capital LLC 0.00% of their portfolio NEWTOWN SQUARE, PA 110110 $325 $325 0.00% Not comparable
87 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 100100 $295 $295 0.00% Unchanged
88 Colonial Trust Advisors 0.00% of their portfolio SPARTANBURG, SC 100100 $295 $295 0.00% New
89 Cassady Schiller Wealth Management, LLC 0.00% of their portfolio CINCINNATI, OH 100100 $295 $295 0.00% New
90 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged