Vault-13

BLOCK INC XYZ 0 05.01.26

NOTE 5/0 · US DOMESTIC · CUSIP 852234AJ2

50 institutional holders -3 vs Q1 2024
49,168,09449.2m shares reported held*
$521.8mreported value*
5 new 9 added 11 reduced 9 sold out net sold ≈ $7.8m (-22.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $10.61.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 49Q4 22: 56Q1 23: 53Q2 23: 51Q3 23: 51Q4 23: 53Q1 24: 53Q2 24: 5050Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202249
Q4 202256
Q1 202353
Q2 202351
Q3 202351
Q4 202353
Q1 202453
Q2 202450

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 19 bought or addedQ4 22: 17 cut or sold outQ4 22Q1 23: 21 bought or addedQ1 23: 30 cut or sold outQ2 23: 17 bought or addedQ2 23: 22 cut or sold outQ2 23Q3 23: 15 bought or addedQ3 23: 22 cut or sold outQ4 23: 14 bought or addedQ4 23: 19 cut or sold outQ4 23Q1 24: 24 bought or addedQ1 24: 16 cut or sold outQ2 24: 14 bought or addedQ2 24: 20 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221917
Q1 20232130
Q2 20231722
Q3 20231522
Q4 20231419
Q1 20242416
Q2 20241420

Biggest buyers

ARISTEIA CAPITAL, L.L.C. New +97,576,000+97.6m
Linden Advisors LP Added +18,772,000+18.8m
Financial Sense Advisors, Inc. Added +11,235,000+11.2m
GOLDMAN SACHS GROUP INC Added +2,987,000+3.0m
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +2,500,000+2.5m
LAZARD ASSET MANAGEMENT LLC Added +2,000,000+2.0m
JPMORGAN CHASE & CO Added +1,996,000+2.0m
CITIGROUP INC Added +1,658,000+1.7m
BNP PARIBAS FINANCIAL MARKETS Added +906,000+906.0k
WELLS FARGO & COMPANY/MN Added +39,000+39.0k

Biggest sellers

Opti Capital Management, LP Sold out -32,177,000-32.2m
STEELHEAD PARTNERS LLC Reduced -28,738,000-28.7m
FRANKLIN RESOURCES INC Sold out -24,500,000-24.5m
Verition Fund Management LLC Sold out -16,000,000-16.0m
MILLENNIUM MANAGEMENT LLC Sold out -11,000,000-11.0m
CAMDEN ASSET MANAGEMENT L P /CA Reduced -8,825,000-8.8m
CITADEL ADVISORS LLC Sold out -7,000,000-7.0m
SILVERBACK ASSET MANAGEMENT LLC Sold out -5,000,000-5.0m
BANK OF AMERICA CORP /DE/ Reduced -3,676,200-3.7m
MORGAN STANLEY Reduced -3,064,000-3.1m

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VOYA INVESTMENT MANAGEMENT LLC 0.11% of their portfolio ATLANTA, GA 119,055,000119.1m $107.0m $107.0m 0.11% Unchanged
2 ARISTEIA CAPITAL, L.L.C. 3.26% of their portfolio GREENWICH, CT 97,576,00097.6m $87.7m $87.7m 3.26% New
3 Linden Advisors LP 0.49% of their portfolio New York, NY 65,463,00065.5m $58.7m $58.7m 0.49% Added +18.8m +18,772,000
4 CAMDEN ASSET MANAGEMENT L P /CA 1.02% of their portfolio Los Angeles, CA 37,609,00037.6m $33.7m $33.7m 1.02% Reduced -8.8m -8,825,000
5 GUGGENHEIM CAPITAL LLC 0.17% of their portfolio CHICAGO, IL 27,121,00027.1m $24.3m $24.3m 0.17% Unchanged
6 STEELHEAD PARTNERS LLC 1.16% of their portfolio SEATTLE, WA 25,000,00025.0m $22.4m $22.4m 1.16% Reduced -28.7m -28,738,000
7 LORD, ABBETT & CO. LLC 0.03% of their portfolio JERSEY CITY, NJ 21,382,00021.4m $19.1m $19.1m 0.03% Reduced -1.0m -1,044,000
8 BlackRock Inc. 0.00% of their portfolio New York, NY 21,035,00021.0m $18.8m $18.8m 0.00% Unchanged
9 AVIVA PLC 0.05% of their portfolio LONDON, X0 20,000,00020.0m $17.9m $17.9m 0.05% Unchanged
10 Calamos Advisors LLC 0.07% of their portfolio NAPERVILLE, IL 17,000,00017.0m $15.2m $15.2m 0.07% Unchanged
11 Financial Sense Advisors, Inc. 4.67% of their portfolio SAN DIEGO, CA 16,485,00016.5m $14.8m $14.8m 4.67% Added +11.2m +11,235,000
12 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 11,725,00011.7m $10.5m $10.5m 0.00% Reduced -200.0k -200,000
13 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 9,000,0009.0m $8.1m $8.1m 0.00% Unchanged
14 LAZARD ASSET MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 8,911,0008.9m $8.0m $8.0m 0.01% Added +2.0m +2,000,000
15 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 7,914,0007.9m $7.1m $7.1m 0.00% Added +2.0m +1,996,000
16 ONTARIO TEACHERS PENSION PLAN BOARD 0.06% of their portfolio Toronto, A6 7,000,0007.0m $6.2m $6.2m 0.06% Unchanged
17 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 6,671,8006.7m $6.0m $6.0m 0.00% Reduced -3.7m -3,676,200
18 TORONTO DOMINION BANK 0.01% of their portfolio TORONTO, ONTARIO, A6 6,295,0006.3m $5.6m $5.6m 0.01% Unchanged
19 TENOR CAPITAL MANAGEMENT Co., L.P. 0.07% of their portfolio NEW YORK, NY 5,000,0005.0m $4.5m $4.5m 0.07% Unchanged
20 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 4,795,0004.8m $4.3m $4.3m 0.00% Added +906.0k +906,000
21 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 4,020,0004.0m $3.6m $3.6m 0.00% Added +1.7m +1,658,000
22 CQS (US), LLC 0.92% of their portfolio NEW YORK, NY 3,750,0003.8m $3.4m $3.4m 0.92% Unchanged
23 Fore Capital, LLC 4.76% of their portfolio New York, NY 3,500,0003.5m $3.1m $3.1m 4.76% Unchanged
24 Amundi 0.00% of their portfolio Paris, I0 3,384,0003.4m $3.0m $3.0m 0.00% Reduced -320.0k -320,000
25 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 3,377,0003.4m $3.0m $3.0m 0.00% Reduced -1.0m -1,006,000
26 OFI INVEST ASSET MANAGEMENT 0.07% of their portfolio ISSY LES MOULINEAUX, I0 3,200,0003.2m $2.7m $2.7m 0.07% Reduced -3.2k -3,200
27 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 3,002,0003.0m $2.7m $2.7m 0.00% Added +3.0m +2,987,000
28 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 2,500,0002.5m $2.2m $2.2m 0.00% New
29 OAKTREE CAPITAL MANAGEMENT LP 0.03% of their portfolio LOS ANGELES, CA 2,181,0002.2m $2.0m $2.0m 0.03% Unchanged
30 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 1,700,0001.7m $1.5m $1.5m 0.00% Unchanged
31 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,050,0001.1m $940.0k $940.0k 0.00% Unchanged
32 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 919,000919.0k $823.7k $823.7k 0.00% Unchanged
33 Nicholas Investment Partners, LP 0.05% of their portfolio RANCHO SANTA FE, CA 500,000500.0k $447.5k $447.5k 0.05% Unchanged
34 Central Asset Investments & Management Holdings (HK) Ltd 0.30% of their portfolio HONG KONG, K3 500,000500.0k $447.1k $447.1k 0.30% Unchanged
35 ZAZOVE ASSOCIATES LLC 0.03% of their portfolio INCLINE VILLAGE, NV 498,000498.0k $446.4k $446.4k 0.03% Unchanged
36 SCHRODER INVESTMENT MANAGEMENT GROUP 0.00% of their portfolio London, X0 475,000475.0k $425.1k $425.1k 0.00% Reduced -400.0k -400,000
37 DNCA FINANCE 0.02% of their portfolio PARIS, I0 300,000300.0k $268.9k $268.9k 0.02% First filing
38 EDMOND DE ROTHSCHILD HOLDING S.A. 0.00% of their portfolio CHAMBESY, V8 231,000231.0k $207.0k $207.0k 0.00% Reduced -2.1m -2,120,000
39 Fox Hill Wealth Management 0.04% of their portfolio DEDHAM, MA 64,00064.0k $57.3k $57.3k 0.04% Unchanged
40 Virtus Investment Advisers, LLC 0.03% of their portfolio HARTFORD, CT 41,00041.0k $36.7k $36.7k 0.03% Unchanged
41 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 41,00041.0k $36.8k $36.8k 0.00% Added +39.0k +39,000
42 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 32,00032.0k $28.6k $28.6k 0.00% Reduced -3.1m -3,064,000
43 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 28,00028.0k $25.1k $25.1k 0.00% New
44 Stonegate Investment Group, LLC 0.00% of their portfolio BIRMINGHAM, AL 25,00025.0k $22.4k $22.4k 0.00% Unchanged
45 Context Capital Management, LLC 0.36% of their portfolio LAJOLLA, CA 11,18511.2k $10.1m $10.1m 0.36% Added +5.0k +5,000
46 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 8,0008.0k $7.2k $7.2k 0.00% Unchanged
47 NOMURA HOLDINGS INC 0.00% of their portfolio TOKYO, M0 6,0946.1k $393.0k $393.0k 0.00% New
48 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 6,0006.0k $5.4k $5.4k 0.00% Unchanged
49 ROTHSCHILD INVESTMENT LLC 0.00% of their portfolio CHICAGO, IL 3,0003.0k $2.7k $2.7k 0.00% New
50 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged