Vault-13

BLOCK INC XYZ 0.5 05.15.23

NOTE 0.500% 5/1 · US DOMESTIC · CUSIP 852234AD5

1 institutional holders -37 vs Q1 2023
4242 shares reported held*
$9.9kreported value*
1 new 0 added 0 reduced 38 sold out net sold ≈ $128.9bn (-9.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $236.10.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 46Q4 22: 41Q1 23: 38Q2 23: 11Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202246
Q4 202241
Q1 202338
Q2 20231

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 12 bought or addedQ4 22: 19 cut or sold outQ4 22Q1 23: 23 bought or addedQ1 23: 20 cut or sold outQ1 23Q2 23: 1 bought or addedQ2 23: 38 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221219
Q1 20232320
Q2 2023138

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60m$80mQ3 22 calls: $11.9mQ3 22 puts: $74.1mQ3 22P/C 6.23Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$11.9m$74.1m6.23
Q4 2022$0$0—
Q1 2023$0$0—
Q2 2023$0$0—

Biggest buyers

Activest Wealth Management New +42+42

Biggest sellers

Hudson Bay Capital Management LP Sold out -231,660,000-231.7m
D. E. Shaw & Co., Inc. Sold out -65,180,000-65.2m
Calamos Advisors LLC Sold out -64,235,000-64.2m
Weiss Asset Management LP Sold out -32,303,000-32.3m
CITADEL ADVISORS LLC Sold out -25,199,000-25.2m
Shaolin Capital Management LLC Sold out -24,231,000-24.2m
BANK OF NOVA SCOTIA Sold out -15,000,000-15.0m
LAZARD ASSET MANAGEMENT LLC Sold out -11,790,000-11.8m
STATE STREET CORP Sold out -10,071,000-10.1m
Parallax Volatility Advisers, L.P. Sold out -10,000,000-10.0m

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Activest Wealth Management 0.01% of their portfolio AVENTURA, FL 4242 $9.9k $9.9k 0.01% New