Vault-13

SPROTT ETF TRUST SGDM

GOLD MINERS ETF · ETP · CUSIP 85210B102

75 institutional holders +7 vs Q2 2024
2,284,3422.3m shares reported held*
$70.8mreported value*
9 new 14 added 24 reduced 5 sold out net sold ≈ $3.1m (-100.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $31.00. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 56Q4 22: 59Q1 23: 70Q2 23: 62Q3 23: 57Q4 23: 63Q1 24: 62Q2 24: 68Q3 24: 7575Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202256
Q4 202259
Q1 202370
Q2 202362
Q3 202357
Q4 202363
Q1 202462
Q2 202468
Q3 202475

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 28 bought or addedQ4 22: 24 cut or sold outQ1 23: 33 bought or addedQ1 23: 26 cut or sold outQ1 23Q2 23: 27 bought or addedQ2 23: 32 cut or sold outQ3 23: 11 bought or addedQ3 23: 35 cut or sold outQ3 23Q4 23: 26 bought or addedQ4 23: 27 cut or sold outQ1 24: 21 bought or addedQ1 24: 32 cut or sold outQ1 24Q2 24: 23 bought or addedQ2 24: 25 cut or sold outQ3 24: 23 bought or addedQ3 24: 29 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222824
Q1 20233326
Q2 20232732
Q3 20231135
Q4 20232627
Q1 20242132
Q2 20242325
Q3 20242329

Biggest buyers

MORGAN STANLEY Added +23,001+23.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +20,641+20.6k
STIFEL FINANCIAL CORP New +7,955+8.0k
Hara Capital LLC New +7,325+7.3k
SATOVSKY ASSET MANAGEMENT LLC New +7,188+7.2k
Cutter & CO Brokerage, Inc. New +7,034+7.0k
Beirne Wealth Consulting Services, LLC New +7,000+7.0k
MML INVESTORS SERVICES, LLC New +6,921+6.9k
LPL Financial LLC Added +6,727+6.7k
CAPTRUST FINANCIAL ADVISORS Added +4,824+4.8k

Biggest sellers

JANE STREET GROUP, LLC Reduced -118,222-118.2k
OneDigital Investment Advisors LLC Sold out -19,842-19.8k
BANK OF AMERICA CORP /DE/ Reduced -19,587-19.6k
UBS Group AG Reduced -15,592-15.6k
SCOTIA CAPITAL INC. Sold out -7,744-7.7k
WELLS FARGO & COMPANY/MN Reduced -7,501-7.5k
SPROTT INC. Reduced -3,450-3.5k
INDEPENDENT FINANCIAL GROUP, LLC Reduced -3,168-3.2k
RAYMOND JAMES & ASSOCIATES Reduced -1,769-1.8k
CW Advisors, LLC Reduced -1,630-1.6k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 238,343238.3k $7.4m $7.4m 0.00% Added +23.0k +23,001
2 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 221,553221.6k $6.9m $6.9m 0.00% Reduced -19.6k -19,587
3 UBS Group AG 0.00% of their portfolio ZURICH, V8 212,312212.3k $6.6m $6.6m 0.00% Reduced -15.6k -15,592
4 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 210,973211.0k $6.5m $6.5m 0.01% Reduced -368 -368
5 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 202,659202.7k $6.3m $6.3m 0.02% Added +4.8k +4,824
6 SPROTT INC. 0.36% of their portfolio TORONTO, A6 180,433180.4k $5.6m $5.6m 0.36% Reduced -3.5k -3,450
7 Auxano Advisors, LLC 0.85% of their portfolio BELLEVUE, WA 106,275106.3k $3.3m $3.3m 0.85% Reduced -1.2k -1,245
8 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 80,18480.2k $2.5m $2.5m 0.00% Added +6.7k +6,727
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 62,16062.2k $1.9m $1.9m 0.00% Added +20.6k +20,641
10 THOR INVESTMENT MANAGEMENT INC /OH/ /ADV 1.22% of their portfolio CINCINNATI, OH 54,08154.1k $1.7m $1.7m 1.22% Reduced -851 -851
11 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 48,66948.7k $1.5m $1.5m 0.00% Reduced -7.5k -7,501
12 HC Advisors, LLC 1.16% of their portfolio SANDY SPRINGS, GA 45,40445.4k $1.4m $1.4m 1.16% Added +2.6k +2,614
13 CW Advisors, LLC 0.02% of their portfolio BOSTON, MA 44,92144.9k $1.4m $1.4m 0.02% Reduced -1.6k -1,630
14 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 41,91241.9k $1.4m $1.4m 0.00% Added +440 +440
15 EVERGREEN CAPITAL MANAGEMENT LLC 0.04% of their portfolio Bellevue, WA 40,83040.8k $1.3m $1.3m 0.04% Unchanged
16 INDEPENDENT FINANCIAL GROUP, LLC 0.04% of their portfolio SAN DIEGO, CA 38,03738.0k $1.2m $1.2m 0.04% Reduced -3.2k -3,168
17 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 33,63833.6k $1.0m $1.0m 0.00% Reduced -1.8k -1,769
18 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 31,57231.6k $978.0k $978.0k 0.00% Added +1.5k +1,492
19 Pekin Hardy Strauss, Inc. 0.12% of their portfolio CHICAGO, IL 30,68830.7k $950.7k $950.7k 0.12% Added +3.3k +3,335
20 U.S. Capital Wealth Advisors, LLC 0.03% of their portfolio AUSTIN, TX 28,11628.1k $871.0k $871.0k 0.03% Reduced -1.1k -1,121
21 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 26,75626.8k $829.0k $829.0k 0.00% Added +200 +200
22 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 22,39222.4k $693.7k $693.7k 0.00% Unchanged
23 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 22,02222.0k $682.2k $682.2k 0.00% Added +2.2k +2,194
24 ADE, LLC 0.42% of their portfolio BALTIMORE, MD 21,98222.0k $681.0k $681.0k 0.42% Reduced -755 -755
25 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 21,05821.1k $652.4k $652.4k 0.00% Added +340 +340
26 Bridge Advisory, LLC 0.26% of their portfolio PASADENA, CA 17,75117.8k $549.9k $549.9k 0.26% Reduced -694 -694
27 PFG Investments, LLC 0.03% of their portfolio WOODBURY, NY 15,76815.8k $488.5k $488.5k 0.03% Reduced -1.0k -1,013
28 Kovack Advisors, Inc. 0.05% of their portfolio FT. LAUDERDALE, FL 14,90014.9k $461.6k $461.6k 0.05% Reduced -1.0k -1,000
29 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 14,46014.5k $448.0k $448.0k 0.01% Reduced -1.1k -1,080
30 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 13,47513.5k $417.5k $417.5k 0.00% Reduced -1.0k -1,048
31 Meridian Wealth Advisors, LLC 0.05% of their portfolio AUSTIN, TX 10,00010.0k $309.8k $309.8k 0.05% Unchanged
32 CWA Asset Management Group, LLC 0.02% of their portfolio NAPLES, FL 9,1989.2k $285.0k $285.0k 0.02% First filing
33 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 8,9298.9k $276.6k $276.6k 0.00% Reduced -118.2k -118,222
34 Wealthcare Advisory Partners LLC 0.01% of their portfolio WEST CHESTER, PA 8,2848.3k $256.6k $256.6k 0.01% Reduced -399 -399
35 Barry Investment Advisors, LLC 0.08% of their portfolio NEW BEDFORD, MA 7,9858.0k $247.4k $247.4k 0.08% Added +235 +235
36 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 7,9558.0k $246.4k $246.4k 0.00% New
37 Capital Wealth Alliance, LLC 0.14% of their portfolio Scottsdale, AZ 7,7287.7k $239.4k $239.4k 0.14% Added +48 +48
38 Hara Capital LLC 0.14% of their portfolio BELLEVUE, WA 7,3257.3k $226.9k $226.9k 0.14% New
39 SATOVSKY ASSET MANAGEMENT LLC 0.05% of their portfolio NEW YORK, NY 7,1887.2k $222.7k $222.7k 0.05% New
40 OPTIMUM INVESTMENT ADVISORS 0.10% of their portfolio Chicago, IL 7,1007.1k $220.0k $220.0k 0.10% Unchanged
41 Cutter & CO Brokerage, Inc. 0.05% of their portfolio Ballwin, MO 7,0347.0k $217.9k $217.9k 0.05% New
42 Beirne Wealth Consulting Services, LLC 0.08% of their portfolio SHELTON, CT 7,0007.0k $216.9k $216.9k 0.08% New
43 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 6,9216.9k $214.0k $214.0k 0.00% New
44 FPC INVESTMENT ADVISORY, INC. 0.17% of their portfolio PETALUMA, CA 6,7726.8k $205.0k $205.0k 0.17% Reduced -773 -773
45 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 5,3905.4k $167.0k $167.0k 0.00% Unchanged
46 Geneos Wealth Management Inc. 0.01% of their portfolio ENGLEWOOD, CO 4,7004.7k $145.6k $145.6k 0.01% Reduced -1.0k -1,000
47 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 3,2263.2k $99.9k $99.9k 0.00% Unchanged
48 COMERICA BANK 0.00% of their portfolio DALLAS, TX 3,1073.1k $96.3k $96.3k 0.00% Unchanged
49 ORG Partners LLC 0.01% of their portfolio ROANOKE, IN 2,6002.6k $80.5k $80.5k 0.01% Unchanged
50 Sunbelt Securities, Inc. 0.01% of their portfolio HOUSTON, TX 2,5002.5k $77.5k $77.5k 0.01% Unchanged
51 Creekmur Asset Management LLC 0.02% of their portfolio MORTON, IL 2,2362.2k $69.3k $69.3k 0.02% Reduced -148 -148
52 Stonehage Fleming Financial Services Holdings Ltd 0.00% of their portfolio ST. HELIER, Y9 1,5571.6k $48.2k $48.2k 0.00% Unchanged
53 MACROVIEW INVESTMENT MANAGEMENT LLC 0.04% of their portfolio BETHESDA, MD 1,3241.3k $41.0k $41.0k 0.04% Unchanged
54 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,1911.2k $37.0k $37.0k 0.00% Added +107 +107
55 Legacy Investment Solutions, LLC 0.01% of their portfolio BOISE, ID 450450 $12.5k $12.5k 0.01% First filing
56 Legacy Wealth Managment, LLC/ID 0.01% of their portfolio BOISE, ID 450450 $12.5k $12.5k 0.01% First filing
57 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 360360 $11.2k $11.2k 0.00% Unchanged
58 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 341341 $10.6k $10.6k 0.00% Unchanged
59 Blue Trust, Inc. 0.00% of their portfolio BRENTWOOD, TN 300300 $8.0k $8.0k 0.00% New
60 NFSG Corp 0.00% of their portfolio BOCA RATON, FL 300300 $9.3k $9.3k 0.00% Unchanged
61 West Branch Capital LLC 0.00% of their portfolio AMHERST, MA 263263 $8.2k $8.2k 0.00% Unchanged
62 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 200200 $6.2k $6.2k 0.00% New
63 Gen-Wealth Partners Inc 0.00% of their portfolio ZEELAND, MI 200200 $6.4k $6.4k 0.00% Unchanged
64 Parkside Financial Bank & Trust 0.00% of their portfolio SAINT LOUIS, MO 186186 $5.8k $5.8k 0.00% Unchanged
65 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 162162 $5.0k $5.0k 0.00% Unchanged
66 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 159159 $4.9k $4.9k 0.00% Reduced -17 -17
67 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 115115 $3.6k $3.6k 0.00% Unchanged
68 HARBOR INVESTMENT ADVISORY, LLC 0.00% of their portfolio LUTHERVILLE, MD 100100 $3.1k $3.1k 0.00% Unchanged
69 Versant Capital Management, Inc 0.00% of their portfolio PHOENIX, AZ 8989 $2.8k $2.8k 0.00% Unchanged
70 TCTC Holdings, LLC 0.00% of their portfolio DALLAS, TX 4040 $1.2k $1.2k 0.00% Unchanged
71 BROADWATER CAPITAL MANAGEMENT LLC 0.00% of their portfolio BOSTON, MA 2121 $651 $651 0.00% Unchanged
72 West Oak Capital, LLC 0.00% of their portfolio WESTLAKE VILLAGE, CA 2020 $600 $600 0.00% Unchanged
73 FMR LLC 0.00% of their portfolio BOSTON, MA 1212 $370 $370 0.00% New
74 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 00 $2 $2 0.00% Reduced -2 -2
75 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged