SPROTT ETF TRUST SGDM
GOLD MINERS ETF · ETP · CUSIP 85210B102
62
institutional holders
-8 vs Q1 2023
2.8m
shares reported held*
$72.4mreported value*
6 new
21 added
18 reduced
14 sold out
net bought ≈ $3.1m (+120.2k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $25.98. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 56 |
| Q4 2022 | 59 |
| Q1 2023 | 70 |
| Q2 2023 | 62 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 28 | 24 |
| Q1 2023 | 33 | 26 |
| Q2 2023 | 27 | 32 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $0 | $2.0k | — |
| Q4 2022 | $0 | $2.5k | — |
| Q1 2023 | $0 | $0 | — |
| Q2 2023 | $0 | $0 | — |
Biggest buyers
| JANE STREET GROUP, LLC | Added | +261.1k |
| Raymond James Financial Services Advisors, Inc. | Added | +127.2k |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | New | +97.5k |
| WELLS FARGO & COMPANY/MN | Added | +35.6k |
| Cetera Advisor Networks LLC | Added | +26.7k |
| CAPTRUST FINANCIAL ADVISORS | Added | +16.1k |
| OLD MISSION CAPITAL LLC | New | +13.8k |
| MORGAN STANLEY | Added | +12.0k |
| OSAIC HOLDINGS, INC. | Added | +11.8k |
| CITADEL ADVISORS LLC | New | +9.1k |
Biggest sellers
| MILESTONE ASSET MANAGEMENT, LLC | Sold out | -110.5k |
| Synergy Asset Management, LLC | Sold out | -100.9k |
| Kingsview Wealth Management, LLC | Sold out | -70.7k |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | Sold out | -43.9k |
| UBS Group AG | Reduced | -42.0k |
| 3EDGE Asset Management, LP | Sold out | -32.5k |
| FLOW TRADERS U.S. LLC | Sold out | -23.9k |
| Private Advisor Group, LLC | Reduced | -12.6k |
| AlphaStar Capital Management, LLC | Sold out | -8.6k |
| Litman Gregory Wealth Management LLC | Sold out | -8.0k |
Biggest calls
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| JANE STREET GROUP, LLC 0.01% of their portfolio | 278.1k $7.2m | Added +261.1k |
| CAPTRUST FINANCIAL ADVISORS 0.03% of their portfolio | 275.8k $7.1m | Added +16.1k |
| Cetera Advisor Networks LLC 0.05% of their portfolio | 255.6k $6.6m | Added +26.7k |
| MORGAN STANLEY 0.00% of their portfolio | 211.5k $5.5m | Added +12.0k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 182.4k $4.7m | Reduced -731 |
| UBS Group AG 0.00% of their portfolio | 176.0k $4.6m | Reduced -42.0k |
| OSAIC HOLDINGS, INC. 0.01% of their portfolio | 172.0k $4.5m | Added +11.8k |
| Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio | 148.5k $3.8m | Added +127.2k |
| Auxano Advisors, LLC 1.29% of their portfolio | 114.3k $3.2m | Unchanged |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 97.5k $2.5m | New |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 84.2k $2.2m | Added +35.6k |
| LPL Financial LLC 0.00% of their portfolio | 74.2k $1.9m | Reduced -5.3k |
| CW Advisors, LLC 0.03% of their portfolio | 48.4k $1.3m | Reduced -4.1k |
| INDEPENDENT FINANCIAL GROUP, LLC 0.08% of their portfolio | 47.5k $1.2m | Reduced -3.7k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 45.4k $1.2m | Added +1.6k |
| EVERGREEN CAPITAL MANAGEMENT LLC 0.05% of their portfolio | 42.9k $1.1m | Reduced -5.7k |
| Bridge Advisory, LLC 0.38% of their portfolio | 39.6k $1.0m | Reduced -2.9k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 37.5k $970.0k | Reduced -102 |
| HC Advisors, LLC 0.54% of their portfolio | 35.9k $928.4k | Added +365 |
| Pekin Hardy Strauss, Inc. 0.14% of their portfolio | 34.6k $896.5k | Reduced -3.3k |
| U.S. Capital Wealth Advisors, LLC 0.04% of their portfolio | 33.2k $859.1k | Reduced -5.5k |
| Private Advisor Group, LLC 0.01% of their portfolio | 25.6k $680.4k | Reduced -12.6k |
| ADE, LLC 0.44% of their portfolio | 24.5k $633.2k | Unchanged |
| Federation des caisses Desjardins du Quebec 0.01% of their portfolio | 22.9k $593.5k | Reduced -130 |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 21.7k $563.3k | Added +2.1k |
| Wealthcare Advisory Partners LLC 0.02% of their portfolio | 21.5k $555.1k | Added +217 |
| Kovack Advisors, Inc. 0.07% of their portfolio | 20.1k $520.1k | Reduced -1.6k |
| WEALTHSOURCE PARTNERS, LLC 0.03% of their portfolio | 19.6k $507.2k | Reduced -1.7k |
| Stratos Wealth Partners, LTD. 0.01% of their portfolio | 17.6k $454.5k | Added +4.0k |
| SPROTT INC. 0.04% of their portfolio | 15.8k $408.8k | Added +1.1k |
| Capital Wealth Alliance, LLC 0.29% of their portfolio | 14.8k $383.6k | Added +496 |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 14.8k $382.0k | Added +2.1k |
| Cutter & CO Brokerage, Inc. 0.11% of their portfolio | 14.0k $361.1k | Added +4.6k |
| OLD MISSION CAPITAL LLC 0.01% of their portfolio | 13.8k $356.8k | New |
| Advisory Services Network, LLC 0.01% of their portfolio | 13.6k $350.9k | Reduced -424 |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 11.7k $302.9k | Unchanged |
| SCOTIA CAPITAL INC. 0.00% of their portfolio | 11.6k $301.4k | Unchanged |
| PFG Investments, LLC 0.05% of their portfolio | 10.9k $281.2k | Added +700 |
| Barry Investment Advisors, LLC 0.09% of their portfolio | 10.6k $275.5k | Unchanged |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 9.1k $234.7k | New |
| OPTIMUM INVESTMENT ADVISORS 0.10% of their portfolio | 8.1k $208.3k | Added +2.0k |
| FREEDOM WEALTH ALLIANCE, LLC 0.30% of their portfolio | 7.9k $215.6k | Unchanged |
| NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio | 6.5k $168.7k | Reduced -20 |
| Geneos Wealth Management Inc. 0.01% of their portfolio | 5.2k $133.8k | Reduced -500 |
| ORG Partners LLC 0.01% of their portfolio | 2.3k $60.2k | New |
| MACROVIEW INVESTMENT MANAGEMENT LLC 0.05% of their portfolio | 1.3k $34.3k | Unchanged |
| Tradition Wealth Management, LLC 0.00% of their portfolio | 1.3k $33.0k | Unchanged |
| CWM, LLC 0.00% of their portfolio | 953 $25.0k | Added +653 |
| Stonehage Fleming Financial Services Holdings Ltd 0.00% of their portfolio | 644 $16.7k | New |
| WR Wealth Planners, LLC 0.01% of their portfolio | 547 $14.2k | Unchanged |
| ICA Group Wealth Management, LLC 0.00% of their portfolio | 336 $8.7k | Added +186 |
| West Branch Capital LLC 0.00% of their portfolio | 260 $6.7k | Unchanged |
| Avior Wealth Management, LLC 0.00% of their portfolio | 162 $4.2k | Unchanged |
| GPS Wealth Strategies Group, LLC 0.00% of their portfolio | 151 $3.9k | Unchanged |
| WealthPLAN Partners, LLC 0.00% of their portfolio | 144 $3.7k | Unchanged |
| Versant Capital Management, Inc 0.00% of their portfolio | 119 $3.1k | Reduced -17 |
| Allworth Financial LP 0.00% of their portfolio | 115 $3.0k | Unchanged |
| HARBOR INVESTMENT ADVISORY, LLC 0.00% of their portfolio | 100 $2.6k | Unchanged |
| Parallel Advisors, LLC 0.00% of their portfolio | 88 $2.3k | Unchanged |
| TCTC Holdings, LLC 0.00% of their portfolio | 40 $1.0k | New |
| West Oak Capital, LLC 0.00% of their portfolio | 20 $507 | Added +0 |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |