SPROTT ETF TRUST SGDM
GOLD MINERS ETF · ETP · CUSIP 85210B102
70
institutional holders
+11 vs Q4 2022
2.7m
shares reported held*
$75.3mreported value*
18 new
15 added
20 reduced
6 sold out
net bought ≈ $4.7m (+159.0k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $28.24. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).
Trends to Q1 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 56 |
| Q4 2022 | 59 |
| Q1 2023 | 70 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 28 | 24 |
| Q1 2023 | 33 | 26 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $0 | $2.0k | — |
| Q4 2022 | $0 | $2.5k | — |
| Q1 2023 | $0 | $0 | — |
Biggest buyers
| UBS Group AG | Added | +115.6k |
| MILESTONE ASSET MANAGEMENT, LLC | New | +110.5k |
| Synergy Asset Management, LLC | New | +100.9k |
| Kingsview Wealth Management, LLC | New | +70.7k |
| Cetera Advisor Networks LLC | Added | +45.6k |
| CAPTRUST FINANCIAL ADVISORS | Added | +29.1k |
| BANK OF AMERICA CORP /DE/ | Added | +24.9k |
| FLOW TRADERS U.S. LLC | New | +23.9k |
| JANE STREET GROUP, LLC | New | +17.0k |
| HC Advisors, LLC | Added | +14.1k |
Biggest sellers
| InterOcean Capital Group, LLC | Sold out | -275.8k |
| IHT Wealth Management, LLC | Sold out | -97.6k |
| HighTower Advisors, LLC | Sold out | -25.3k |
| MORGAN STANLEY | Reduced | -23.8k |
| OSAIC HOLDINGS, INC. | Reduced | -17.4k |
| Federation des caisses Desjardins du Quebec | Reduced | -8.7k |
| WEALTHSOURCE PARTNERS, LLC | Reduced | -6.4k |
| Private Advisor Group, LLC | Reduced | -5.8k |
| Operose Advisors LLC | Sold out | -3.1k |
| Auxano Advisors, LLC | Reduced | -2.4k |
Biggest calls
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q1 2023
| Manager | Shares | Change |
|---|---|---|
| CAPTRUST FINANCIAL ADVISORS 0.03% of their portfolio | 259.7k $7.3m | Added +29.1k |
| Cetera Advisor Networks LLC 0.05% of their portfolio | 228.9k $6.5m | Added +45.6k |
| UBS Group AG 0.00% of their portfolio | 218.0k $6.2m | Added +115.6k |
| MORGAN STANLEY 0.00% of their portfolio | 199.5k $5.6m | Reduced -23.8k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 183.2k $5.2m | Added +24.9k |
| OSAIC HOLDINGS, INC. 0.01% of their portfolio | 160.2k $4.5m | Reduced -17.4k |
| Auxano Advisors, LLC 1.29% of their portfolio | 114.3k $3.2m | Reduced -2.4k |
| MILESTONE ASSET MANAGEMENT, LLC 1.78% of their portfolio | 110.5k $3.1m | New |
| Synergy Asset Management, LLC 0.68% of their portfolio | 100.9k $2.8m | New |
| LPL Financial LLC 0.00% of their portfolio | 79.5k $2.2m | Added +4.9k |
| Kingsview Wealth Management, LLC 0.08% of their portfolio | 70.7k $2.0m | New |
| CW Advisors, LLC 0.04% of their portfolio | 52.5k $1.5m | Reduced -239 |
| INDEPENDENT FINANCIAL GROUP, LLC 0.12% of their portfolio | 51.2k $1.4m | Reduced -768 |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 48.6k $1.4m | Reduced -1.7k |
| EVERGREEN CAPITAL MANAGEMENT LLC 0.06% of their portfolio | 48.6k $1.4m | Unchanged |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.01% of their portfolio | 43.9k $1.2m | Unchanged |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 43.8k $1.2m | Reduced -1.1k |
| Bridge Advisory, LLC 0.46% of their portfolio | 42.5k $1.2m | Reduced -196 |
| U.S. Capital Wealth Advisors, LLC 0.05% of their portfolio | 38.7k $1.1m | Added +2.3k |
| Private Advisor Group, LLC 0.01% of their portfolio | 38.3k $1.1m | Reduced -5.8k |
| Pekin Hardy Strauss, Inc. 0.17% of their portfolio | 38.0k $1.1m | Added +4.8k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 37.6k $1.1m | Reduced -1.2k |
| HC Advisors, LLC 0.62% of their portfolio | 35.5k $1.0m | Added +14.1k |
| 3EDGE Asset Management, LP 0.07% of their portfolio | 32.5k $919.0k | Reduced -389 |
| ADE, LLC 0.50% of their portfolio | 24.5k $691.1k | Unchanged |
| FLOW TRADERS U.S. LLC 0.03% of their portfolio | 23.9k $675.0k | New |
| Federation des caisses Desjardins du Quebec 0.01% of their portfolio | 23.1k $651.4k | Reduced -8.7k |
| Kovack Advisors, Inc. 0.08% of their portfolio | 21.7k $613.4k | Reduced -1.9k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 21.4k $603.3k | Reduced -763 |
| WEALTHSOURCE PARTNERS, LLC 0.04% of their portfolio | 21.3k $602.1k | Reduced -6.4k |
| Wealthcare Advisory Partners LLC 0.03% of their portfolio | 21.2k $599.6k | Added +566 |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 19.6k $553.9k | Reduced -622 |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 17.0k $481.2k | New |
| SPROTT INC. 0.04% of their portfolio | 14.7k $416.3k | Added +710 |
| Capital Wealth Alliance, LLC 0.33% of their portfolio | 14.3k $404.7k | Added +2.4k |
| Advisory Services Network, LLC 0.01% of their portfolio | 14.0k $394.9k | Added +420 |
| Stratos Wealth Partners, LTD. 0.01% of their portfolio | 13.6k $382.9k | New |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 12.6k $357.0k | Reduced -1.0k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 11.7k $330.5k | New |
| SCOTIA CAPITAL INC. 0.00% of their portfolio | 11.6k $328.9k | Unchanged |
| Barry Investment Advisors, LLC 0.10% of their portfolio | 10.6k $300.7k | Unchanged |
| PFG Investments, LLC 0.06% of their portfolio | 10.2k $287.1k | First filing |
| Cutter & CO Brokerage, Inc. 0.08% of their portfolio | 9.3k $263.5k | Unchanged |
| AlphaStar Capital Management, LLC 0.02% of their portfolio | 8.6k $242.1k | New |
| Litman Gregory Wealth Management LLC 0.08% of their portfolio | 8.0k $226.8k | New |
| SATOVSKY ASSET MANAGEMENT LLC 0.08% of their portfolio | 8.0k $226.8k | New |
| FREEDOM WEALTH ALLIANCE, LLC 0.33% of their portfolio | 7.9k $222.5k | Reduced -25 |
| CWA Asset Management Group, LLC 0.02% of their portfolio | 7.7k $217.4k | New |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 7.4k $209.0k | New |
| NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio | 6.6k $185.0k | Reduced -124 |
| OPTIMUM INVESTMENT ADVISORS 0.09% of their portfolio | 6.0k $169.4k | Added +500 |
| Geneos Wealth Management Inc. 0.01% of their portfolio | 5.7k $160.1k | Added +600 |
| MACROVIEW INVESTMENT MANAGEMENT LLC 0.06% of their portfolio | 1.3k $37.4k | Unchanged |
| Tradition Wealth Management, LLC 0.00% of their portfolio | 1.3k $36.0k | Unchanged |
| Belpointe Asset Management LLC 0.00% of their portfolio | 700 $19.8k | Unchanged |
| WR Wealth Planners, LLC 0.01% of their portfolio | 547 $15.4k | New |
| CWM, LLC 0.00% of their portfolio | 300 $8.0k | Unchanged |
| West Branch Capital LLC 0.00% of their portfolio | 260 $7.3k | Unchanged |
| Coston, McIsaac & Partners 0.00% of their portfolio | 200 $5.0k | Unchanged |
| Avior Wealth Management, LLC 0.00% of their portfolio | 162 $4.6k | Unchanged |
| GPS Wealth Strategies Group, LLC 0.00% of their portfolio | 151 $4.3k | New |
| ICA Group Wealth Management, LLC 0.00% of their portfolio | 150 $4.2k | Unchanged |
| WealthPLAN Partners, LLC 0.00% of their portfolio | 144 $4.1k | New |
| Versant Capital Management, Inc 0.00% of their portfolio | 136 $3.8k | Reduced -79 |
| Allworth Financial LP 0.00% of their portfolio | 115 $3.2k | New |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 114 $3.2k | New |
| HARBOR INVESTMENT ADVISORY, LLC 0.00% of their portfolio | 100 $2.8k | New |
| Parallel Advisors, LLC 0.00% of their portfolio | 88 $2.5k | Unchanged |
| West Oak Capital, LLC 0.00% of their portfolio | 20 $553 | Added +1 |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |