Vault-13

SPROTT ASSET MANAGEMENT LP CEF

TR UNIT · Closed-End Fund · CUSIP 85208R101

461 institutional holders +15 vs Q4 2025
56,958,76357.0m shares reported held*
$2.7bnreported value*
52 new 86 added 180 reduced 39 sold out net sold ≈ $165.8m (-3.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $47.51.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 274Q4 22: 285Q1 23: 283Q2 23: 283Q3 23: 292Q4 23: 295Q1 24: 297Q2 24: 316Q3 24: 331Q4 24: 357Q1 25: 365Q2 25: 377Q3 25: 405Q4 25: 446Q1 26: 461461Q3 22Q3 23Q3 24Q3 25Q1 26
Numbers
QuarterHolders
Q3 2022274
Q4 2022285
Q1 2023283
Q2 2023283
Q3 2023292
Q4 2023295
Q1 2024297
Q2 2024316
Q3 2024331
Q4 2024357
Q1 2025365
Q2 2025377
Q3 2025405
Q4 2025446
Q1 2026461

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q2 24: 104 bought or addedQ2 24: 111 cut or sold outQ3 24: 105 bought or addedQ3 24: 113 cut or sold outQ3 24Q4 24: 97 bought or addedQ4 24: 125 cut or sold outQ1 25: 142 bought or addedQ1 25: 124 cut or sold outQ1 25Q2 25: 121 bought or addedQ2 25: 137 cut or sold outQ3 25: 159 bought or addedQ3 25: 123 cut or sold outQ3 25Q4 25: 153 bought or addedQ4 25: 156 cut or sold outQ1 26: 138 bought or addedQ1 26: 219 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 2024104111
Q3 2024105113
Q4 202497125
Q1 2025142124
Q2 2025121137
Q3 2025159123
Q4 2025153156
Q1 2026138219

Biggest buyers

IMC-Chicago, LLC New +3,464,915+3.5m
JANE STREET GROUP, LLC Added +689,852+689.9k
Marshall Financial Group, LLC New +544,328+544.3k
WELLS FARGO & COMPANY/MN Added +399,061+399.1k
CITADEL ADVISORS LLC Added +343,974+344.0k
Cable Car Capital, LP New +200,000+200.0k
GOLDMAN SACHS GROUP INC New +160,550+160.6k
Mariner, LLC Added +127,755+127.8k
Logan Stone Capital, LLC New +125,705+125.7k
Atria Investments, Inc New +119,227+119.2k

Biggest sellers

CENTRAL TRUST Co Reduced -2,527,077-2.5m
MORGAN STANLEY Reduced -1,572,498-1.6m
Bleakley Financial Group, LLC Reduced -658,391-658.4k
ROYAL BANK OF CANADA Reduced -416,156-416.2k
Inlight Wealth Management, LLC Reduced -391,721-391.7k
TIAA TRUST, NATIONAL ASSOCIATION Reduced -339,575-339.6k
SHUFRO ROSE & CO LLC Reduced -338,170-338.2k
AMERIPRISE FINANCIAL INC Reduced -282,541-282.5k
Pekin Hardy Strauss, Inc. Reduced -280,782-280.8k
3EDGE Asset Management, LP Reduced -268,623-268.6k

Insider purchases and sales in Q1 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2026.

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CENTRAL TRUST Co 4.57% of their portfolio JEFFERSON CITY, MO 4,864,3744.9m $232.1m $232.1m 4.57% Reduced -2.5m -2,527,077
2 Bleakley Financial Group, LLC 3.13% of their portfolio PARSIPPANY, NJ 4,192,9554.2m $200.1m $200.1m 3.13% Reduced -658.4k -658,391
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 4,054,5404.1m $193.5m $193.5m 0.01% Reduced -1.6m -1,572,498
4 JUPITER ASSET MANAGEMENT LTD 0.90% of their portfolio London, X0 3,548,0603.5m $168.8m $168.8m 0.90% Reduced -56.2k -56,189
5 IMC-Chicago, LLC 2.51% of their portfolio CHICAGO, IL 3,464,9153.5m $165.3m $165.3m 2.51% New
6 ROYAL BANK OF CANADA 0.03% of their portfolio TORONTO, A6 3,315,9503.3m $158.2m $158.2m 0.03% Reduced -416.2k -416,156
7 Weiss Asset Management LP 1.52% of their portfolio BOSTON, MA 1,739,5001.7m $83.0m $83.0m 1.52% Not comparable
8 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,181,8501.2m $56.4m $56.4m 0.01% Added +399.1k +399,061
9 Baird Financial Group, Inc. 0.08% of their portfolio MILWAUKEE, WI 1,088,9611.1m $52.0m $52.0m 0.08% Reduced -190.4k -190,419
10 MANAGED ASSET PORTFOLIOS, LLC 5.50% of their portfolio ROCHESTER, MI 961,480961.5k $45.9m $45.9m 5.50% Reduced -150.6k -150,636
11 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 939,055939.1k $44.8m $44.8m 0.01% Reduced -137.4k -137,377
12 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 909,025909.0k $43.4m $43.4m 0.01% Reduced -25.3k -25,320
13 Evelyn Partners Investment Management LLP 1.03% of their portfolio London, X0 797,590797.6k $38.1m $38.1m 1.03% Reduced -13.9k -13,941
14 JANE STREET GROUP, LLC 0.04% of their portfolio NEW YORK, NY 697,426697.4k $33.3m $33.3m 0.04% Added +689.9k +689,852
15 SPROTT INC. 0.94% of their portfolio TORONTO, A6 648,693648.7k $31.0m $31.0m 0.94% Reduced -51.2k -51,223
16 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 630,204630.2k $30.1m $30.1m 0.00% Reduced -47.1k -47,106
17 Cheviot Value Management, LLC 2.75% of their portfolio BEVERLY HILLS, CA 573,842573.8k $27.4m $27.4m 2.75% Reduced -52.5k -52,498
18 Beaumont Financial Advisors, LLC 1.85% of their portfolio NEEDHAM, MA 564,984565.0k $27.0m $27.0m 1.85% Reduced -21.8k -21,819
19 Marshall Financial Group, LLC 4.16% of their portfolio Hunt Valley, MD 544,328544.3k $26.0m $26.0m 4.16% New
20 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 509,333509.3k $23.0m $23.0m 0.00% Reduced -12.2k -12,156
21 CIBC WORLD MARKET INC. 0.04% of their portfolio TORONTO, A6 503,392503.4k $24.0m $24.0m 0.04% Reduced -122.5k -122,531
22 Cannell & Spears LLC 0.45% of their portfolio NEW YORK, NY 483,025483.0k $23.0m $23.0m 0.45% Unchanged
23 Cambridge Investment Research Advisors, Inc. 0.06% of their portfolio FAIRFIELD, IA 450,465450.5k $21.5m $21.5m 0.06% Reduced -16.5k -16,488
24 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 384,376384.4k $18.3m $18.3m 0.01% Added +344.0k +343,974
25 NEUBERGER BERMAN GROUP LLC 0.01% of their portfolio NEW YORK, NY 361,634361.6k $17.3m $17.3m 0.01% Reduced -20.1k -20,139
26 EVERGREEN CAPITAL MANAGEMENT LLC 0.37% of their portfolio Bellevue, WA 359,938359.9k $17.2m $17.2m 0.37% Reduced -80.2k -80,231
27 HOLLENCREST CAPITAL MANAGEMENT 0.63% of their portfolio NEWPORT BEACH, CA 356,183356.2k $17.0m $17.0m 0.63% Unchanged
28 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 347,316347.3k $16.6m $16.6m 0.00% Reduced -282.5k -282,541
29 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 345,373345.4k $16.5m $16.5m 0.02% Reduced -111.6k -111,593
30 TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC 0.06% of their portfolio CHARLOTTE, NC 339,510339.5k $16.2m $16.2m 0.06% First filing
31 COHEN & STEERS, INC. 0.03% of their portfolio NEW YORK, NY 338,497338.5k $16.2m $16.2m 0.03% Reduced -260.0k -260,000
32 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 338,427338.4k $16.1m $16.1m 0.02% Reduced -33.2k -33,184
33 MATAURO, LLC 2.32% of their portfolio NEW YORK, NY 336,060336.1k $16.0m $16.0m 2.32% Reduced -63.0k -63,006
34 New Harbor Financial Group, LLC 2.86% of their portfolio WORCESTER, MA 329,714329.7k $15.7m $15.7m 2.86% Reduced -16.0k -15,997
35 NATIONAL BANK OF CANADA /FI/ 0.01% of their portfolio MONTREAL, A8 323,916323.9k $12.9m $12.9m 0.01% Reduced -86.0k -85,974
36 PFG Investments, LLC 0.71% of their portfolio WOODBURY, NY 320,817320.8k $15.3m $15.3m 0.71% Reduced -9.4k -9,448
37 Federation des caisses Desjardins du Quebec 0.04% of their portfolio LEVIS, A8 294,730294.7k $11.8m $11.8m 0.04% Added +18.0k +17,969
38 3EDGE Asset Management, LP 0.63% of their portfolio Naples, FL 287,664287.7k $13.0m $13.0m 0.63% Reduced -268.6k -268,623
39 Euro Pacific Asset Management, LLC 0.82% of their portfolio DORADO, PR 274,028274.0k $8.2m $8.2m 0.82% Reduced -11.3k -11,298
40 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 273,113273.1k $13.0m $13.0m 0.01% Added +14.1k +14,073
41 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 270,326270.3k $12.9m $12.9m 0.02% Added +98.5k +98,547
42 Private Advisor Group, LLC 0.06% of their portfolio MORRISTOWN, NJ 269,898269.9k $12.9m $12.9m 0.06% Reduced -2.2k -2,250
43 Mariner, LLC 0.01% of their portfolio Overland Park, KS 254,069254.1k $12.1m $12.1m 0.01% Added +127.8k +127,755
44 NewEdge Wealth, LLC 0.14% of their portfolio STAMFORD, CT 253,922253.9k $12.1m $12.1m 0.14% Unchanged
45 SAPIENT CAPITAL LLC 0.17% of their portfolio INDIANAPOLIS, IN 237,789237.8k $11.3m $11.3m 0.17% Unchanged
46 Cadence Wealth Management LLC 4.26% of their portfolio WESTBOROUGH, MA 214,094214.1k $10.2m $10.2m 4.26% Reduced -20.4k -20,419
47 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 213,735213.7k $9.7m $9.7m 0.00% Added +9.3k +9,308
48 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 213,694213.7k $10.2m $10.2m 0.04% Added +3.4k +3,351
49 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 208,227208.2k $9.9m $9.9m 0.01% Added +10.2k +10,184
50 INTREPID CAPITAL MANAGEMENT INC 3.74% of their portfolio JACKSONVILLE BEACH, FL 203,948203.9k $9.7m $9.7m 3.74% Reduced -16.1k -16,120
51 Cable Car Capital, LP 3.30% of their portfolio SAN FRANCISCO, CA 200,000200.0k $9.5m $9.5m 3.30% New
52 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 199,331199.3k $9.5m $9.5m 0.01% Reduced -115.5k -115,472
53 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 198,205198.2k $9.3m $9.3m 0.02% Reduced -64.6k -64,587
54 Evelyn Partners Investment Management Services Ltd 1.11% of their portfolio London, X0 198,011198.0k $9.4m $9.4m 1.11% Added +4.5k +4,524
55 IFP Advisors, Inc 0.20% of their portfolio TAMPA, FL 197,649197.6k $9.4m $9.4m 0.20% Reduced -37.0k -37,031
56 Pacific Sage Partners, LLC 1.47% of their portfolio EDMONDS, WA 195,907195.9k $9.3m $9.3m 1.47% Reduced -43.7k -43,680
57 PYA Waltman Capital, LLC 2.53% of their portfolio KNOXVILLE, TN 191,270191.3k $9.1m $9.1m 2.53% Reduced -168.1k -168,064
58 Gem Investment Advisors, LLC 8.80% of their portfolio TEANECK, NJ 187,561187.6k $9.0m $9.0m 8.80% Reduced -47.5k -47,530
59 TrustWell Financial Advisors, LLC 8.21% of their portfolio Jacksonville, FL 182,952183.0k $8.7m $8.7m 8.21% Reduced -45.5k -45,496
60 FLAGSHIP HARBOR ADVISORS, LLC 0.38% of their portfolio BOSTON, MA 178,861178.9k $8.5m $8.5m 0.38% Reduced -2.4k -2,402
61 Arkadios Wealth Advisors 0.14% of their portfolio ATLANTA, GA 173,748173.7k $8.3m $8.3m 0.14% Reduced -67.2k -67,183
62 TD Waterhouse Canada Inc. 0.02% of their portfolio TORONTO, A6 171,260171.3k $8.2m $8.2m 0.02% Added +2.3k +2,251
63 Pekin Hardy Strauss, Inc. 0.83% of their portfolio CHICAGO, IL 166,987167.0k $8.0m $8.0m 0.83% Reduced -280.8k -280,782
64 Brookstone Capital Management 0.09% of their portfolio WHEATON, IL 166,301166.3k $7.9m $7.9m 0.09% Reduced -63.0k -62,979
65 LEVEL FOUR ADVISORY SERVICES, LLC 0.25% of their portfolio DALLAS, TX 161,709161.7k $7.7m $7.7m 0.25% Reduced -485 -485
66 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 160,550160.6k $7.7m $7.7m 0.00% New
67 Chicago Capital, LLC 0.20% of their portfolio Chicago, IL 155,365155.4k $7.4m $7.4m 0.20% Unchanged
68 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 147,578147.6k $7.0m $7.0m 0.01% Reduced -13.4k -13,435
69 Beacon Pointe Advisors, LLC 0.04% of their portfolio NEWPORT BEACH, CA 141,335141.3k $6.7m $6.7m 0.04% Added +19.4k +19,423
70 &PARTNERS 0.03% of their portfolio NASHVILLE, TN 133,884133.9k $6.4m $6.4m 0.03% Reduced -5 -5
71 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 129,069129.1k $6.2m $6.2m 0.00% Reduced -1.0k -1,033
72 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.31% of their portfolio CEDAR RAPIDS, IA 128,030128.0k $6.1m $6.1m 0.31% Reduced -1.0k -1,000
73 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 125,834125.8k $6.0m $6.0m 0.01% Reduced -384 -384
74 ROBERTS GLORE & CO INC /IL/ 1.65% of their portfolio DEERFIELD, IL 125,828125.8k $6.0m $6.0m 1.65% Reduced -7.1k -7,112
75 Logan Stone Capital, LLC 1.67% of their portfolio CHICAGO, IL 125,705125.7k $6.0m $6.0m 1.67% New
76 MARATHON CAPITAL MANAGEMENT 1.29% of their portfolio Hunt Valley, MD 120,375120.4k $5.7m $5.7m 1.29% Reduced -4.7k -4,725
77 Focus Partners Wealth 0.01% of their portfolio ST LOUIS, MO 120,021120.0k $5.7m $5.7m 0.01% Added +6.3k +6,293
78 Atria Investments, Inc 0.06% of their portfolio Charlotte, NC 119,227119.2k $5.7m $5.7m 0.06% New
79 AE Wealth Management LLC 0.03% of their portfolio TOPEKA, KS 118,243118.2k $5.6m $5.6m 0.03% Added +8.5k +8,513
80 Concurrent Investment Advisors, LLC 0.06% of their portfolio Tampa, FL 117,448117.4k $5.6m $5.6m 0.06% Reduced -87.4k -87,385
81 OPPENHEIMER & CO INC 0.06% of their portfolio NEW YORK, NY 111,833111.8k $5.3m $5.3m 0.06% Reduced -14.5k -14,498
82 Robertson Stephens Wealth Management, LLC 0.15% of their portfolio San Francisco, CA 110,416110.4k $5.3m $5.3m 0.15% Added +10.2k +10,250
83 Delta Investment Management, LLC 0.91% of their portfolio SAN FRANCISCO, CA 106,561106.6k $5.1m $5.1m 0.91% Reduced -1.2k -1,239
84 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.35% of their portfolio ORLANDO, FL 105,605105.6k $5.1m $5.1m 0.35% Added +42.4k +42,384
85 STEEL GROVE CAPITAL ADVISORS, LLC 0.53% of their portfolio MEMPHIS, TN 105,482105.5k $5.0m $5.0m 0.53% Reduced -5.6k -5,618
86 Financial Planning Navigators CORP 2.11% of their portfolio MAPLE GROVE, MN 100,768100.8k $4.8m $4.8m 2.11% Reduced -6.8k -6,819
87 CHASE INVESTMENT COUNSEL CORP 1.25% of their portfolio CHARLOTTESVILLE, VA 99,47699.5k $4.7m $4.7m 1.25% Unchanged
88 Ancora Advisors LLC 0.10% of their portfolio Cleveland, OH 95,79495.8k $4.6m $4.6m 0.10% Reduced -7.9k -7,900
89 Integrated Wealth Concepts LLC 0.04% of their portfolio WALTHAM, MA 95,02695.0k $4.5m $4.5m 0.04% Added +84.9k +84,946
90 BOOTHBAY FUND MANAGEMENT, LLC 0.10% of their portfolio NEW YORK, NY 95,00095.0k $4.5m $4.5m 0.10% New
91 Wealthcare Advisory Partners LLC 0.09% of their portfolio WEST CHESTER, PA 94,84194.8k $4.5m $4.5m 0.09% Added +53.1k +53,089
92 Mutual Advisors, LLC 0.10% of their portfolio OMAHA, NE 94,82294.8k $4.5m $4.5m 0.10% Reduced -65.1k -65,079
93 HOHIMER WEALTH MANAGEMENT, LLC 0.54% of their portfolio SEATTLE, WA 92,70192.7k $4.4m $4.4m 0.54% Added +88.2k +88,170
94 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 92,36792.4k $4.4m $4.4m 0.02% Added +1.5k +1,477
95 Rothschild Wealth LLC 0.39% of their portfolio OAK BROOK, IL 90,77290.8k $4.3m $4.3m 0.39% Reduced -1.8k -1,828
96 GWN SECURITIES INC. 0.81% of their portfolio Palm Beach Gardens, FL 88,79488.8k $4.2m $4.2m 0.81% Unchanged
97 CHOREO, LLC 0.05% of their portfolio ROCKFORD, IL 86,43886.4k $4.1m $4.1m 0.05% Unchanged
98 Coastline Trust Co 0.40% of their portfolio PROVIDENCE, RI 85,41385.4k $4.1m $4.1m 0.40% Added +67.8k +67,765
99 Demars Financial Group, LLC 1.28% of their portfolio SPOKANE VALLEY, WA 81,44381.4k $3.9m $3.9m 1.28% Added +2.8k +2,778
100 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 78,46678.5k $3.7m $3.7m 0.01% Reduced -44.2k -44,211