Vault-13

SPROTT ASSET MANAGEMENT LP CEF

TR UNIT · Closed-End Fund · CUSIP 85208R101

405 institutional holders +28 vs Q2 2025
58,634,94958.6m shares reported held*
$2.1bnreported value*
51 new 108 added 105 reduced 18 sold out net sold ≈ $46.6m (-1.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($914.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $36.59.

Trends to Q3 2025

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 274Q4 22: 285Q1 23: 283Q2 23: 283Q3 23: 292Q4 23: 295Q1 24: 297Q2 24: 316Q3 24: 331Q4 24: 357Q1 25: 365Q2 25: 377Q3 25: 405405Q3 22Q2 23Q1 24Q4 24Q3 25
Numbers
QuarterHolders
Q3 2022274
Q4 2022285
Q1 2023283
Q2 2023283
Q3 2023292
Q4 2023295
Q1 2024297
Q2 2024316
Q3 2024331
Q4 2024357
Q1 2025365
Q2 2025377
Q3 2025405

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 23: 86 bought or addedQ4 23: 121 cut or sold outQ1 24: 91 bought or addedQ1 24: 119 cut or sold outQ1 24Q2 24: 104 bought or addedQ2 24: 111 cut or sold outQ3 24: 105 bought or addedQ3 24: 113 cut or sold outQ3 24Q4 24: 97 bought or addedQ4 24: 125 cut or sold outQ1 25: 142 bought or addedQ1 25: 124 cut or sold outQ1 25Q2 25: 121 bought or addedQ2 25: 137 cut or sold outQ3 25: 159 bought or addedQ3 25: 123 cut or sold outQ3 25
Numbers
QuarterBought or addedCut or sold out
Q4 202386121
Q1 202491119
Q2 2024104111
Q3 2024105113
Q4 202497125
Q1 2025142124
Q2 2025121137
Q3 2025159123

Biggest buyers

MORGAN STANLEY Added +1,120,453+1.1m
JUPITER ASSET MANAGEMENT LTD Added +812,697+812.7k
JPMORGAN CHASE & CO Added +589,817+589.8k
LPL Financial LLC Added +188,486+188.5k
Janney Montgomery Scott LLC New +168,969+169.0k
Bleakley Financial Group, LLC Added +159,812+159.8k
TEACHER RETIREMENT SYSTEM OF TEXAS New +100,000+100.0k
Thrivent Financial for Lutherans Added +92,864+92.9k
IFP Advisors, Inc Added +90,720+90.7k
UBS Group AG Added +90,244+90.2k

Biggest sellers

ROYAL BANK OF CANADA Reduced -3,208,384-3.2m
Parallax Volatility Advisers, L.P. Sold out -641,772-641.8k
3EDGE Asset Management, LP Sold out -589,317-589.3k
Euro Pacific Asset Management, LLC Reduced -327,026-327.0k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Reduced -165,574-165.6k
GWN SECURITIES INC. Reduced -138,790-138.8k
Capital Wealth Alliance, LLC Sold out -132,699-132.7k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -125,377-125.4k
Belpointe Asset Management LLC Reduced -103,222-103.2k
CENTRAL TRUST Co Reduced -101,826-101.8k

Insider purchases and sales in Q3 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q3 2025.

Holders, Q3 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CENTRAL TRUST Co 6.00% of their portfolio JEFFERSON CITY, MO 7,823,0287.8m $287.0m $287.0m 6.00% Reduced -101.8k -101,826
2 Bleakley Financial Group, LLC 4.44% of their portfolio PARSIPPANY, NJ 5,218,6915.2m $191.5m $191.5m 4.44% Added +159.8k +159,812
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 5,127,0425.1m $188.1m $188.1m 0.01% Added +1.1m +1,120,453
4 ROYAL BANK OF CANADA 0.03% of their portfolio TORONTO, A6 3,880,7083.9m $142.4m $142.4m 0.03% Reduced -3.2m -3,208,384
5 JUPITER ASSET MANAGEMENT LTD 1.12% of their portfolio London, X0 3,551,4343.6m $130.1m $130.1m 1.12% Added +812.7k +812,697
6 Baird Financial Group, Inc. 0.08% of their portfolio MILWAUKEE, WI 1,381,5551.4m $50.7m $50.7m 0.08% Added +3.2k +3,186
7 MANAGED ASSET PORTFOLIOS, LLC 5.18% of their portfolio ROCHESTER, MI 1,139,8731.1m $41.8m $41.8m 5.18% Reduced -12.6k -12,583
8 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 1,129,7121.1m $41.4m $41.4m 0.01% Added +73.2k +73,201
9 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,057,5081.1m $38.8m $38.8m 0.00% Added +589.8k +589,817
10 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 912,682912.7k $33.5m $33.5m 0.01% Added +188.5k +188,486
11 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 791,302791.3k $29.0m $29.0m 0.01% Reduced -11.8k -11,760
12 Evelyn Partners Investment Management LLP 0.79% of their portfolio London, X0 761,923761.9k $28.0m $28.0m 0.79% Added +3.5k +3,510
13 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 753,109753.1k $28.0m $28.0m 0.01% Reduced -34.4k -34,432
14 Cheviot Value Management, LLC 2.82% of their portfolio BEVERLY HILLS, CA 726,943726.9k $26.6m $26.6m 2.82% Reduced -5.9k -5,880
15 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 693,257693.3k $25.4m $25.4m 0.00% Added +5.5k +5,506
16 SPROTT INC. 0.91% of their portfolio TORONTO, A6 664,116664.1k $24.4m $24.4m 0.91% Reduced -24.1k -24,135
17 CIBC WORLD MARKET INC. 0.05% of their portfolio TORONTO, A6 632,048632.0k $23.2m $23.2m 0.05% Added +18.5k +18,510
18 Beaumont Financial Advisors, LLC 1.43% of their portfolio NEEDHAM, MA 584,767584.8k $21.5m $21.5m 1.43% Reduced -41 -41
19 COHEN & STEERS, INC. 0.04% of their portfolio NEW YORK, NY 578,497578.5k $21.2m $21.2m 0.04% Added +5.0k +5,000
20 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 515,509515.5k $18.9m $18.9m 0.02% Reduced -40.5k -40,454
21 Cannell & Spears LLC 0.33% of their portfolio NEW YORK, NY 483,025483.0k $17.7m $17.7m 0.33% Unchanged
22 PYA Waltman Capital, LLC 4.74% of their portfolio KNOXVILLE, TN 482,560482.6k $17.7m $17.7m 4.74% Reduced -10.7k -10,690
23 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 481,304481.3k $17.7m $17.7m 0.05% Added +23.8k +23,777
24 NATIONAL BANK OF CANADA /FI/ 0.02% of their portfolio MONTREAL, A8 473,112473.1k $17.2m $17.2m 0.02% Added +81.3k +81,271
25 Pekin Hardy Strauss, Inc. 1.69% of their portfolio CHICAGO, IL 457,967458.0k $16.8m $16.8m 1.69% Reduced -2.9k -2,925
26 EVERGREEN CAPITAL MANAGEMENT LLC 0.39% of their portfolio Bellevue, WA 442,284442.3k $16.2m $16.2m 0.39% Added +732 +732
27 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 434,486434.5k $14.7m $14.7m 0.02% Added +7.0k +7,010
28 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 415,021415.0k $15.2m $15.2m 0.02% Added +40.5k +40,543
29 Inlight Wealth Management, LLC 6.92% of their portfolio ATLANTA, GA 401,721401.7k $14.7m $14.7m 6.92% Reduced -836 -836
30 TIAA TRUST, NATIONAL ASSOCIATION 0.04% of their portfolio CHARLOTTE, NC 400,125400.1k $14.7m $14.7m 0.04% Added +38.1k +38,090
31 NEUBERGER BERMAN GROUP LLC 0.01% of their portfolio NEW YORK, NY 392,214392.2k $14.4m $14.4m 0.01% Reduced -3.7k -3,653
32 MATAURO, LLC 2.27% of their portfolio NEW YORK, NY 388,544388.5k $14.3m $14.3m 2.27% Added +18.4k +18,436
33 HOLLENCREST CAPITAL MANAGEMENT 0.47% of their portfolio NEWPORT BEACH, CA 356,183356.2k $13.1m $13.1m 0.47% Added +2.2k +2,169
34 SHUFRO ROSE & CO LLC 0.82% of their portfolio NEW YORK, NY 352,452352.5k $10.0m $10.0m 0.82% Reduced -3.0k -2,981
35 New Harbor Financial Group, LLC 2.62% of their portfolio WORCESTER, MA 351,936351.9k $12.9m $12.9m 2.62% Added +19.8k +19,826
36 PFG Investments, LLC 0.65% of their portfolio WOODBURY, NY 341,760341.8k $12.5m $12.5m 0.65% Added +7.0k +6,958
37 Euro Pacific Asset Management, LLC 1.08% of their portfolio DORADO, PR 298,566298.6k $9.0m $9.0m 1.08% Reduced -327.0k -327,026
38 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 297,824297.8k $10.9m $10.9m 0.01% Reduced -125.4k -125,377
39 Federation des caisses Desjardins du Quebec 0.04% of their portfolio LEVIS, A8 291,998292.0k $10.7m $10.7m 0.04% Added +16.0k +16,048
40 Pacific Sage Partners, LLC 1.66% of their portfolio EDMONDS, WA 270,509270.5k $9.9m $9.9m 1.66% Reduced -6.3k -6,333
41 Cadence Wealth Management LLC 5.11% of their portfolio WESTBOROUGH, MA 265,691265.7k $9.7m $9.7m 5.11% Reduced -2.8k -2,837
42 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 261,559261.6k $9.9m $9.9m 0.01% Added +52.9k +52,851
43 NewEdge Wealth, LLC 0.14% of their portfolio STAMFORD, CT 253,922253.9k $9.4m $9.4m 0.14% Reduced -1.6k -1,550
44 SAPIENT CAPITAL LLC 0.13% of their portfolio INDIANAPOLIS, IN 237,789237.8k $8.7m $8.7m 0.13% Unchanged
45 Arkadios Wealth Advisors 0.21% of their portfolio ATLANTA, GA 236,763236.8k $8.7m $8.7m 0.21% Added +15.9k +15,909
46 INTREPID CAPITAL MANAGEMENT INC 3.26% of their portfolio JACKSONVILLE BEACH, FL 225,746225.7k $8.3m $8.3m 3.26% Reduced -8.5k -8,453
47 Brookstone Capital Management 0.10% of their portfolio WHEATON, IL 224,316224.3k $8.2m $8.2m 0.10% Added +9.0k +9,044
48 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 220,857220.9k $8.1m $8.1m 0.04% Added +5.3k +5,284
49 IFP Advisors, Inc 0.19% of their portfolio TAMPA, FL 198,499198.5k $7.3m $7.3m 0.19% Added +90.7k +90,720
50 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 196,295196.3k $7.2m $7.2m 0.01% Added +1.6k +1,596
51 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 192,251192.3k $7.1m $7.1m 0.01% Added +92.9k +92,864
52 Evelyn Partners Investment Management Services Ltd 0.91% of their portfolio London, X0 185,647185.6k $6.8m $6.8m 0.91% Added +4.7k +4,710
53 FLAGSHIP HARBOR ADVISORS, LLC 0.29% of their portfolio BOSTON, MA 183,560183.6k $6.7m $6.7m 0.29% Reduced -349 -349
54 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 171,623171.6k $6.3m $6.3m 0.00% Reduced -22.3k -22,278
55 LEVEL FOUR ADVISORY SERVICES, LLC 0.21% of their portfolio DALLAS, TX 170,621170.6k $6.3m $6.3m 0.21% Reduced -8.5k -8,478
56 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 168,969169.0k $6.2m $6.2m 0.01% New
57 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 157,752157.8k $5.8m $5.8m 0.00% Added +16.0k +16,018
58 Chicago Capital, LLC 0.14% of their portfolio Chicago, IL 155,365155.4k $5.7m $5.7m 0.14% Unchanged
59 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 146,600146.6k $5.4m $5.4m 0.01% Reduced -2.6k -2,614
60 TD Waterhouse Canada Inc. 0.03% of their portfolio TORONTO, A6 143,823143.8k $5.3m $5.3m 0.03% Reduced -2.2k -2,237
61 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 140,501140.5k $5.0m $5.0m 0.00% Added +34.7k +34,661
62 Beacon Pointe Advisors, LLC 0.04% of their portfolio NEWPORT BEACH, CA 137,857137.9k $5.1m $5.1m 0.04% Reduced -36.9k -36,942
63 ROBERTS GLORE & CO INC /IL/ 1.37% of their portfolio DEERFIELD, IL 136,970137.0k $5.0m $5.0m 1.37% Reduced -3.4k -3,445
64 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 135,765135.8k $5.0m $5.0m 0.01% Reduced -18.8k -18,775
65 &PARTNERS 0.03% of their portfolio NASHVILLE, TN 134,014134.0k $4.9m $4.9m 0.03% Added +20.2k +20,209
66 MARATHON CAPITAL MANAGEMENT 1.06% of their portfolio Hunt Valley, MD 126,225126.2k $4.6m $4.6m 1.06% Reduced -5.8k -5,750
67 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.29% of their portfolio CEDAR RAPIDS, IA 126,030126.0k $4.6m $4.6m 0.29% Reduced -2.1k -2,090
68 OPPENHEIMER & CO INC 0.06% of their portfolio NEW YORK, NY 125,701125.7k $4.6m $4.6m 0.06% Added +12.3k +12,339
69 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 123,032123.0k $4.5m $4.5m 0.01% Reduced -99 -99
70 Mariner, LLC 0.01% of their portfolio Overland Park, KS 121,715121.7k $4.5m $4.5m 0.01% Added +61 +61
71 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 115,338115.3k $4.2m $4.2m 0.01% Added +7.9k +7,915
72 Concurrent Investment Advisors, LLC 0.07% of their portfolio Tampa, FL 113,832113.8k $4.2m $4.2m 0.07% Added +43.9k +43,852
73 STEEL GROVE CAPITAL ADVISORS, LLC 0.40% of their portfolio MEMPHIS, TN 110,726110.7k $3.3m $3.3m 0.40% Unchanged
74 Fore Capital, LLC 5.11% of their portfolio New York, NY 110,000110.0k $4.0m $4.0m 5.11% Unchanged
75 Delta Investment Management, LLC 0.70% of their portfolio SAN FRANCISCO, CA 106,079106.1k $3.9m $3.9m 0.70% Added +1.2k +1,164
76 CHASE INVESTMENT COUNSEL CORP 1.10% of their portfolio CHARLOTTESVILLE, VA 100,843100.8k $3.7m $3.7m 1.10% Reduced -10 -10
77 Robertson Stephens Wealth Management, LLC 0.11% of their portfolio San Francisco, CA 100,166100.2k $3.7m $3.7m 0.11% Added +424 +424
78 Guardian Partners Inc. 0.31% of their portfolio TORONTO, Z4 100,082100.1k $3.7m $3.7m 0.31% Added +5.0k +4,950
79 TEACHER RETIREMENT SYSTEM OF TEXAS 0.01% of their portfolio AUSTIN, TX 100,000100.0k $3.7m $3.7m 0.01% New
80 Ancora Advisors LLC 0.07% of their portfolio Cleveland, OH 98,22498.2k $3.6m $3.6m 0.07% Reduced -4.2k -4,186
81 Mutual Advisors, LLC 0.08% of their portfolio OMAHA, NE 97,12497.1k $3.7m $3.7m 0.08% Added +8.8k +8,826
82 UBS Group AG 0.00% of their portfolio ZURICH, V8 96,40096.4k $3.5m $3.5m 0.00% Added +90.2k +90,244
83 COLUMBIA ADVISORY PARTNERS LLC 2.34% of their portfolio SPOKANE, WA 92,38292.4k $3.4m $3.4m 2.34% Reduced -2.6k -2,580
84 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 91,23691.2k $3.3m $3.3m 0.02% Added +61.8k +61,755
85 Integrated Wealth Concepts LLC 0.03% of their portfolio WALTHAM, MA 90,09890.1k $3.3m $3.3m 0.03% Reduced -369 -369
86 Perritt Capital Management Inc 1.56% of their portfolio Chicago, IL 89,90089.9k $3.3m $3.3m 1.56% Unchanged
87 Spire Wealth Management 0.11% of their portfolio MCLEAN, VA 89,64589.6k $3.3m $3.3m 0.11% Added +706 +706
88 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 89,17989.2k $3.3m $3.3m 0.02% Reduced -1.8k -1,831
89 GWN SECURITIES INC. 0.75% of their portfolio Palm Beach Gardens, FL 88,79488.8k $3.3m $3.3m 0.75% Reduced -138.8k -138,790
90 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 88,11288.1k $3.2m $3.2m 0.00% Reduced -1.1k -1,060
91 CHOREO, LLC 0.04% of their portfolio ROCKFORD, IL 86,93686.9k $3.2m $3.2m 0.04% Added +8.8k +8,755
92 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 85,12785.1k $3.1m $3.1m 0.02% Added +2.8k +2,771
93 Kiker Wealth Management, LLC 1.56% of their portfolio JASPER, GA 84,27884.3k $3.1m $3.1m 1.56% Added +793 +793
94 HOHIMER WEALTH MANAGEMENT, LLC 0.43% of their portfolio SEATTLE, WA 82,94782.9k $3.0m $3.0m 0.43% New
95 Demars Financial Group, LLC 1.04% of their portfolio SPOKANE VALLEY, WA 82,21282.2k $3.0m $3.0m 1.04% Reduced -6.2k -6,234
96 Peak Financial Management, Inc. 0.75% of their portfolio WELLESLEY, MA 77,33977.3k $2.8m $2.8m 0.75% Unchanged
97 St. James Investment Company, LLC 0.44% of their portfolio SOUTHLAKE, TX 76,29576.3k $2.8m $2.8m 0.44% Reduced -145 -145
98 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 74,17374.2k $2.7m $2.7m 0.00% Unchanged
99 J.W. COLE ADVISORS, INC. 0.05% of their portfolio TAMPA, FL 73,35273.4k $2.7m $2.7m 0.05% Added +751 +751
100 Wilmar Advisors LLC 2.11% of their portfolio Juno Beach, FL 70,00070.0k $2.6m $2.6m 2.11% Reduced -5.0k -5,000