Vault-13

SPROTT ASSET MANAGEMENT LP CEF

TR UNIT · Closed-End Fund · CUSIP 85208R101

365 institutional holders +8 vs Q4 2024
60,436,33960.4m shares reported held*
$1.6bnreported value*
36 new 106 added 97 reduced 27 sold out net sold ≈ $92.4m (-2.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($709.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $27.28.

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 274Q4 22: 285Q1 23: 283Q2 23: 283Q3 23: 292Q4 23: 295Q1 24: 297Q2 24: 316Q3 24: 331Q4 24: 357Q1 25: 365365Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 2022274
Q4 2022285
Q1 2023283
Q2 2023283
Q3 2023292
Q4 2023295
Q1 2024297
Q2 2024316
Q3 2024331
Q4 2024357
Q1 2025365

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q2 23: 97 bought or addedQ2 23: 95 cut or sold outQ3 23: 93 bought or addedQ3 23: 102 cut or sold outQ3 23Q4 23: 86 bought or addedQ4 23: 121 cut or sold outQ1 24: 91 bought or addedQ1 24: 119 cut or sold outQ1 24Q2 24: 104 bought or addedQ2 24: 111 cut or sold outQ3 24: 105 bought or addedQ3 24: 113 cut or sold outQ3 24Q4 24: 97 bought or addedQ4 24: 125 cut or sold outQ1 25: 142 bought or addedQ1 25: 124 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 20239795
Q3 202393102
Q4 202386121
Q1 202491119
Q2 2024104111
Q3 2024105113
Q4 202497125
Q1 2025142124

Biggest buyers

Demars Financial Group, LLC Added +425,896+425.9k
Arkadios Wealth Advisors New +261,726+261.7k
JUPITER ASSET MANAGEMENT LTD Added +248,489+248.5k
MORGAN STANLEY Added +189,032+189.0k
OSAIC HOLDINGS, INC. Added +141,859+141.9k
ROYAL BANK OF CANADA Added +134,736+134.7k
Robertson Stephens Wealth Management, LLC Added +132,133+132.1k
3EDGE Asset Management, LP Added +106,578+106.6k
Bleakley Financial Group, LLC Added +95,731+95.7k
Belpointe Asset Management LLC Added +89,938+89.9k

Biggest sellers

Parallax Volatility Advisers, L.P. Reduced -1,975,845-2.0m
BOOTHBAY FUND MANAGEMENT, LLC Reduced -774,560-774.6k
SHUFRO ROSE & CO LLC Reduced -700,138-700.1k
JANE STREET GROUP, LLC Reduced -462,482-462.5k
FIDUCIARY FAMILY OFFICE, LLC Sold out -362,552-362.6k
Polar Asset Management Partners Inc. Sold out -252,115-252.1k
Janney Montgomery Scott LLC Sold out -191,832-191.8k
Castalian Partners, LLC Sold out -186,720-186.7k
AMERIPRISE FINANCIAL INC Reduced -162,702-162.7k
EVERGREEN CAPITAL MANAGEMENT LLC Reduced -129,455-129.5k

Insider purchases and sales in Q1 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2025.

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CENTRAL TRUST Co 5.52% of their portfolio JEFFERSON CITY, MO 7,905,3857.9m $224.6m $224.6m 5.52% Added +23.9k +23,904
2 Bleakley Financial Group, LLC 4.94% of their portfolio PARSIPPANY, NJ 5,419,0745.4m $154.0m $154.0m 4.94% Added +95.7k +95,731
3 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 3,588,6413.6m $102.0m $102.0m 0.02% Added +134.7k +134,736
4 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 3,134,4963.1m $89.1m $89.1m 0.01% Added +189.0k +189,032
5 Demars Financial Group, LLC 2.44% of their portfolio SPOKANE VALLEY, WA 2,425,7342.4m $85.4k $85.4k 2.44% Added +425.9k +425,896
6 JUPITER ASSET MANAGEMENT LTD 0.65% of their portfolio London, X0 2,377,9602.4m $67.5m $67.5m 0.65% Added +248.5k +248,489
7 Parallax Volatility Advisers, L.P. 1.85% of their portfolio San Francisco, CA 2,019,5882.0m $57.4m $57.4m 1.85% Reduced -2.0m -1,975,845
8 Baird Financial Group, Inc. 0.08% of their portfolio MILWAUKEE, WI 1,394,1571.4m $39.6m $39.6m 0.08% Added +15.2k +15,250
9 BLUEFIN CAPITAL MANAGEMENT, LLC 30.35% of their portfolio NEW YORK, NY 1,330,3981.3m $37.8m $37.8m 30.35% First filing
10 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 1,198,5391.2m $34.1m $34.1m 0.01% Added +16.3k +16,329
11 MANAGED ASSET PORTFOLIOS, LLC 4.55% of their portfolio ROCHESTER, MI 1,154,8291.2m $32.8m $32.8m 4.55% Reduced -9.8k -9,757
12 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 794,196794.2k $22.6m $22.6m 0.01% Reduced -93.6k -93,582
13 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 749,930749.9k $21.3m $21.3m 0.00% Added +10.4k +10,394
14 Cheviot Value Management, LLC 2.64% of their portfolio BEVERLY HILLS, CA 735,474735.5k $21.5m $21.5m 2.64% Added +19.7k +19,667
15 Evelyn Partners Investment Management LLP 0.68% of their portfolio London, X0 719,755719.8k $20.4m $20.4m 0.68% Added +14.8k +14,827
16 SPROTT INC. 1.15% of their portfolio TORONTO, A6 687,467687.5k $19.5m $19.5m 1.15% Reduced -245 -245
17 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 653,764653.8k $18.6m $18.6m 0.01% Added +80.7k +80,666
18 CIBC WORLD MARKET INC. 0.04% of their portfolio TORONTO, A6 633,593633.6k $18.0m $18.0m 0.04% Added +10.8k +10,849
19 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 628,854628.9k $17.9m $17.9m 0.00% Reduced -162.7k -162,702
20 COHEN & STEERS, INC. 0.03% of their portfolio NEW YORK, NY 586,497586.5k $16.7m $16.7m 0.03% Added +76.0k +76,000
21 Beaumont Financial Advisors, LLC 1.19% of their portfolio NEEDHAM, MA 535,793535.8k $15.2m $15.2m 1.19% Added +9.2k +9,166
22 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 529,784529.8k $15.1m $15.1m 0.03% Added +141.9k +141,859
23 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 516,060516.1k $14.7m $14.7m 0.02% Added +49.3k +49,277
24 PYA Waltman Capital, LLC 4.46% of their portfolio KNOXVILLE, TN 499,239499.2k $14.2m $14.2m 4.46% Reduced -9.9k -9,899
25 Cannell & Spears LLC 0.30% of their portfolio NEW YORK, NY 483,025483.0k $13.7m $13.7m 0.30% Unchanged
26 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 470,454470.5k $13.4m $13.4m 0.05% Reduced -63.1k -63,054
27 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 461,799461.8k $13.1m $13.1m 0.00% Added +33.0k +32,977
28 Pekin Hardy Strauss, Inc. 1.52% of their portfolio CHICAGO, IL 440,872440.9k $12.5m $12.5m 1.52% Reduced -7.8k -7,765
29 EVERGREEN CAPITAL MANAGEMENT LLC 0.41% of their portfolio Bellevue, WA 434,972435.0k $12.4m $12.4m 0.41% Reduced -129.5k -129,455
30 MATAURO, LLC 2.40% of their portfolio NEW YORK, NY 416,432416.4k $11.8m $11.8m 2.40% Added +59.8k +59,805
31 Inlight Wealth Management, LLC 7.27% of their portfolio ATLANTA, GA 413,295413.3k $11.7m $11.7m 7.27% Reduced -41.4k -41,365
32 3EDGE Asset Management, LP 0.77% of their portfolio Naples, FL 402,572402.6k $11.3m $11.3m 0.77% Added +106.6k +106,578
33 NATIONAL BANK OF CANADA /FI/ 0.01% of their portfolio MONTREAL, A8 399,764399.8k $11.2m $11.2m 0.01% Added +23.2k +23,246
34 NEUBERGER BERMAN GROUP LLC 0.01% of their portfolio NEW YORK, NY 399,735399.7k $11.4m $11.4m 0.01% Reduced -4.2k -4,217
35 New Harbor Financial Group, LLC 2.84% of their portfolio WORCESTER, MA 376,485376.5k $10.7m $10.7m 2.84% Added +13.9k +13,933
36 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 366,294366.3k $10.4m $10.4m 0.02% Reduced -462.5k -462,482
37 SHUFRO ROSE & CO LLC 0.81% of their portfolio NEW YORK, NY 362,651362.7k $10.3m $10.3m 0.81% Reduced -700.1k -700,138
38 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 359,294359.3k $10.2m $10.2m 0.02% Added +1.2k +1,184
39 HOLLENCREST CAPITAL MANAGEMENT 0.44% of their portfolio NEWPORT BEACH, CA 354,014354.0k $10.1m $10.1m 0.44% Added +40.6k +40,554
40 PFG Investments, LLC 0.64% of their portfolio WOODBURY, NY 351,824351.8k $10.0m $10.0m 0.64% Reduced -32.4k -32,421
41 Federation des caisses Desjardins du Quebec 0.05% of their portfolio LEVIS, A8 337,888337.9k $9.5m $9.5m 0.05% Added +61.8k +61,830
42 Philip James Wealth Mangement, LLC 1.11% of their portfolio MILTON, GA 320,642320.6k $9.1m $9.1m 1.11% Reduced -27.2k -27,190
43 Euro Pacific Asset Management, LLC 1.65% of their portfolio DORADO, PR 320,397320.4k $9.1m $9.1m 1.65% Reduced -5.0k -5,028
44 Pacific Sage Partners, LLC 1.87% of their portfolio EDMONDS, WA 293,105293.1k $8.3m $8.3m 1.87% Added +6.4k +6,389
45 Cadence Wealth Management LLC 5.75% of their portfolio WESTBOROUGH, MA 273,992274.0k $7.8m $7.8m 5.75% Reduced -10.0k -10,026
46 Arkadios Wealth Advisors 0.28% of their portfolio ATLANTA, GA 261,726261.7k $7.4m $7.4m 0.28% New
47 NewEdge Wealth, LLC 0.13% of their portfolio STAMFORD, CT 256,127256.1k $7.3m $7.3m 0.13% Added +5.0k +5,000
48 Brookstone Capital Management 0.10% of their portfolio WHEATON, IL 245,923245.9k $7.0m $7.0m 0.10% Reduced -12.0k -12,005
49 SAPIENT CAPITAL LLC 0.13% of their portfolio INDIANAPOLIS, IN 237,789237.8k $6.8m $6.8m 0.13% Reduced -2.3k -2,275
50 INTREPID CAPITAL MANAGEMENT INC 3.21% of their portfolio JACKSONVILLE BEACH, FL 232,550232.6k $6.6m $6.6m 3.21% Reduced -169 -169
51 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 232,371232.4k $6.6m $6.6m 0.03% Reduced -2.5k -2,474
52 Robertson Stephens Wealth Management, LLC 0.23% of their portfolio San Francisco, CA 218,456218.5k $6.2m $6.2m 0.23% Added +132.1k +132,133
53 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 212,738212.7k $6.0m $6.0m 0.01% Added +68.6k +68,609
54 BOOTHBAY FUND MANAGEMENT, LLC 0.20% of their portfolio NEW YORK, NY 201,593201.6k $5.7m $5.7m 0.20% Reduced -774.6k -774,560
55 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 194,982195.0k $5.5m $5.5m 0.01% Added +1.2k +1,236
56 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 192,464192.5k $5.5m $5.5m 0.00% Reduced -2.5k -2,549
57 LEVEL FOUR ADVISORY SERVICES, LLC 0.22% of their portfolio DALLAS, TX 188,831188.8k $5.4m $5.4m 0.22% Reduced -3.4k -3,363
58 Beacon Pointe Advisors, LLC 0.06% of their portfolio NEWPORT BEACH, CA 183,766183.8k $5.2m $5.2m 0.06% Reduced -3.3k -3,304
59 Evelyn Partners Investment Management Services Ltd 0.85% of their portfolio London, X0 182,041182.0k $5.2m $5.2m 0.85% Reduced -5.1k -5,085
60 FLAGSHIP HARBOR ADVISORS, LLC 0.27% of their portfolio BOSTON, MA 179,597179.6k $5.1m $5.1m 0.27% Reduced -1.0k -1,022
61 TIAA TRUST, NATIONAL ASSOCIATION 0.01% of their portfolio CHARLOTTE, NC 165,248165.2k $4.7m $4.7m 0.01% Added +958 +958
62 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 161,592161.6k $4.6m $4.6m 0.01% Reduced -23.2k -23,194
63 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 153,976154.0k $4.4m $4.4m 0.00% Added +400 +400
64 Chicago Capital, LLC 0.12% of their portfolio Chicago, IL 153,865153.9k $4.4m $4.4m 0.12% Unchanged
65 MARATHON CAPITAL MANAGEMENT 1.11% of their portfolio Hunt Valley, MD 147,225147.2k $4.2m $4.2m 1.11% Reduced -5.8k -5,750
66 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 141,491141.5k $4.0m $4.0m 0.00% Added +11.5k +11,527
67 ROBERTS GLORE & CO INC /IL/ 1.23% of their portfolio DEERFIELD, IL 141,400141.4k $4.0m $4.0m 1.23% Reduced -6.3k -6,330
68 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 138,978139.0k $3.9m $3.9m 0.01% Reduced -65.5k -65,450
69 TD Waterhouse Canada Inc. 0.03% of their portfolio TORONTO, A6 134,000134.0k $3.7m $3.7m 0.03% Added +13.4k +13,367
70 Capital Wealth Alliance, LLC 2.24% of their portfolio Scottsdale, AZ 132,078132.1k $3.7m $3.7m 2.24% Unchanged
71 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.27% of their portfolio CEDAR RAPIDS, IA 125,320125.3k $3.6m $3.6m 0.27% Reduced -4.2k -4,250
72 Mariner, LLC 0.01% of their portfolio Overland Park, KS 121,925121.9k $3.5m $3.5m 0.01% Added +29.1k +29,102
73 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 120,779120.8k $3.4m $3.4m 0.01% Added +9.2k +9,175
74 Delta Investment Management, LLC 0.66% of their portfolio SAN FRANCISCO, CA 115,208115.2k $3.3m $3.3m 0.66% Added +95 +95
75 Ancora Advisors LLC 0.07% of their portfolio Cleveland, OH 114,910114.9k $3.3m $3.3m 0.07% Unchanged
76 STEEL GROVE CAPITAL ADVISORS, LLC 0.49% of their portfolio MEMPHIS, TN 113,444113.4k $3.2m $3.2m 0.49% Reduced -563 -563
77 &PARTNERS 0.03% of their portfolio NASHVILLE, TN 111,335111.3k $3.1m $3.1m 0.03% Added +605 +605
78 Fore Capital, LLC 3.74% of their portfolio New York, NY 110,000110.0k $3.1m $3.1m 3.74% Unchanged
79 OPPENHEIMER & CO INC 0.05% of their portfolio NEW YORK, NY 109,841109.8k $3.1m $3.1m 0.05% Added +25.1k +25,064
80 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 109,213109.2k $3.1m $3.1m 0.02% Reduced -689 -689
81 Spire Wealth Management 0.10% of their portfolio MCLEAN, VA 106,798106.8k $3.0m $3.0m 0.10% Reduced -571 -571
82 IFP Advisors, Inc 0.09% of their portfolio TAMPA, FL 105,118105.1k $3.0m $3.0m 0.09% Added +5.9k +5,872
83 CHASE INVESTMENT COUNSEL CORP 1.08% of their portfolio CHARLOTTESVILLE, VA 103,453103.5k $2.9m $2.9m 1.08% Added +397 +397
84 Belpointe Asset Management LLC 0.15% of their portfolio RENO, NV 102,055102.1k $2.9m $2.9m 0.15% Added +89.9k +89,938
85 Integrated Wealth Concepts LLC 0.03% of their portfolio WALTHAM, MA 93,60993.6k $2.7m $2.7m 0.03% Added +3.0k +3,012
86 Simplicity Wealth,LLC 0.21% of their portfolio SUMMIT, NJ 93,00693.0k $2.6m $2.6m 0.21% Added +45.3k +45,346
87 Perritt Capital Management Inc 1.42% of their portfolio Chicago, IL 90,90090.9k $2.6m $2.6m 1.42% Added +400 +400
88 COLUMBIA ADVISORY PARTNERS LLC 2.20% of their portfolio SPOKANE, WA 89,15089.2k $2.5m $2.5m 2.20% Added +51.8k +51,750
89 Wilmar Advisors LLC 2.59% of their portfolio Juno Beach, FL 88,00088.0k $2.5m $2.5m 2.59% Unchanged
90 Mutual Advisors, LLC 0.07% of their portfolio OMAHA, NE 86,54286.5k $2.5m $2.5m 0.07% Added +3.0k +3,041
91 Financial Sense Advisors, Inc. 0.68% of their portfolio SAN DIEGO, CA 83,30183.3k $2.4m $2.4m 0.68% Reduced -1.3k -1,302
92 Guild Investment Management, Inc. 2.44% of their portfolio WESTLAKE VILLAGE, CA 81,82781.8k $2.3m $2.3m 2.44% Reduced -10.6k -10,580
93 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 80,61880.6k $2.3m $2.3m 0.02% Added +4.9k +4,925
94 Guardian Partners Inc. 0.23% of their portfolio TORONTO, Z4 79,27779.3k $2.2m $2.2m 0.23% New
95 PHILADELPHIA TRUST CO 0.19% of their portfolio PHILADELPHIA, PA 78,44478.4k $2.2m $2.2m 0.19% Reduced -7.9k -7,919
96 Geneos Wealth Management Inc. 0.03% of their portfolio ENGLEWOOD, CO 77,87977.9k $2.2m $2.2m 0.03% Added +40.4k +40,403
97 St. James Investment Company, LLC 0.37% of their portfolio SOUTHLAKE, TX 77,53077.5k $2.2m $2.2m 0.37% Reduced -1.8k -1,750
98 Peak Financial Management, Inc. 0.66% of their portfolio WELLESLEY, MA 77,33977.3k $2.2m $2.2m 0.66% Added +150 +150
99 CHOREO, LLC 0.03% of their portfolio ROCKFORD, IL 75,88075.9k $2.2m $2.2m 0.03% Unchanged
100 J.W. COLE ADVISORS, INC. 0.06% of their portfolio TAMPA, FL 72,82672.8k $2.1m $2.1m 0.06% Added +54.5k +54,466