Vault-13

SPROTT ASSET MANAGEMENT LP CEF

TR UNIT · Closed-End Fund · CUSIP 85208R101

357 institutional holders +26 vs Q3 2024
61,881,35761.9m shares reported held*
$1.4bnreported value*
27 new 70 added 109 reduced 16 sold out net sold ≈ $27.5m (+697.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($594.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $23.05.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 274Q4 22: 285Q1 23: 283Q2 23: 283Q3 23: 292Q4 23: 295Q1 24: 297Q2 24: 316Q3 24: 331Q4 24: 357357Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022274
Q4 2022285
Q1 2023283
Q2 2023283
Q3 2023292
Q4 2023295
Q1 2024297
Q2 2024316
Q3 2024331
Q4 2024357

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q1 23: 104 bought or addedQ1 23: 90 cut or sold outQ2 23: 97 bought or addedQ2 23: 95 cut or sold outQ2 23Q3 23: 93 bought or addedQ3 23: 102 cut or sold outQ4 23: 86 bought or addedQ4 23: 121 cut or sold outQ4 23Q1 24: 91 bought or addedQ1 24: 119 cut or sold outQ2 24: 104 bought or addedQ2 24: 111 cut or sold outQ2 24Q3 24: 105 bought or addedQ3 24: 113 cut or sold outQ4 24: 97 bought or addedQ4 24: 125 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 202310490
Q2 20239795
Q3 202393102
Q4 202386121
Q1 202491119
Q2 2024104111
Q3 2024105113
Q4 202497125

Biggest buyers

Demars Financial Group, LLC Added +1,906,362+1.9m
FIDUCIARY FAMILY OFFICE, LLC New +362,552+362.6k
3EDGE Asset Management, LP New +295,994+296.0k
Pacific Sage Partners, LLC New +286,716+286.7k
JANE STREET GROUP, LLC Added +277,315+277.3k
CIBC WORLD MARKET INC. Added +125,849+125.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +121,339+121.3k
COMMONWEALTH EQUITY SERVICES, LLC Added +100,093+100.1k
ROYAL BANK OF CANADA Added +93,522+93.5k
MORGAN STANLEY Added +91,738+91.7k

Biggest sellers

CAPTRUST FINANCIAL ADVISORS Reduced -549,579-549.6k
SHUFRO ROSE & CO LLC Reduced -507,063-507.1k
LPL Financial LLC Reduced -398,406-398.4k
Polar Asset Management Partners Inc. Reduced -311,000-311.0k
COWEN AND COMPANY, LLC Sold out -157,732-157.7k
TD Waterhouse Canada Inc. Reduced -150,191-150.2k
Bleakley Financial Group, LLC Reduced -145,567-145.6k
BANK OF MONTREAL /CAN/ Reduced -136,768-136.8k
CSS LLC/IL Reduced -121,742-121.7k
EVERGREEN CAPITAL MANAGEMENT LLC Reduced -109,646-109.6k

Insider purchases and sales in Q4 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q4 2024.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CENTRAL TRUST Co 4.59% of their portfolio JEFFERSON CITY, MO 7,881,4817.9m $187.3m $187.3m 4.59% Added +52.4k +52,369
2 Bleakley Financial Group, LLC 3.81% of their portfolio PARSIPPANY, NJ 5,323,3435.3m $126.5m $126.5m 3.81% Reduced -145.6k -145,567
3 Parallax Volatility Advisers, L.P. 2.09% of their portfolio San Francisco, CA 3,995,4334.0m $94.9m $94.9m 2.09% Unchanged
4 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 3,453,9053.5m $82.1m $82.1m 0.02% Added +93.5k +93,522
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,945,4642.9m $70.0m $70.0m 0.00% Added +91.7k +91,738
6 JUPITER ASSET MANAGEMENT LTD 0.49% of their portfolio London, X0 2,129,4712.1m $50.6m $50.6m 0.49% Reduced -77.4k -77,388
7 Demars Financial Group, LLC 0.85% of their portfolio SPOKANE VALLEY, WA 1,999,8382.0m $84.2k $84.2k 0.85% Added +1.9m +1,906,362
8 Baird Financial Group, Inc. 0.06% of their portfolio MILWAUKEE, WI 1,378,9071.4m $32.8m $32.8m 0.06% Added +37.6k +37,604
9 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 1,182,2101.2m $28.1m $28.1m 0.01% First filing
10 MANAGED ASSET PORTFOLIOS, LLC 4.10% of their portfolio ROCHESTER, MI 1,164,5861.2m $27.7m $27.7m 4.10% Reduced -12.0k -12,031
11 SHUFRO ROSE & CO LLC 1.97% of their portfolio NEW YORK, NY 1,062,7891.1m $25.3m $25.3m 1.97% Reduced -507.1k -507,063
12 BOOTHBAY FUND MANAGEMENT, LLC 0.70% of their portfolio NEW YORK, NY 976,153976.2k $23.2m $23.2m 0.70% Unchanged
13 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 887,778887.8k $21.1m $21.1m 0.01% Reduced -71.5k -71,468
14 JANE STREET GROUP, LLC 0.03% of their portfolio NEW YORK, NY 828,776828.8k $19.7m $19.7m 0.03% Added +277.3k +277,315
15 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 791,556791.6k $18.8m $18.8m 0.00% Reduced -20.4k -20,420
16 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 739,536739.5k $17.6m $17.6m 0.00% Reduced -8.9k -8,860
17 Cheviot Value Management, LLC 3.26% of their portfolio BEVERLY HILLS, CA 715,807715.8k $17.0m $17.0m 3.26% Added +14.2k +14,226
18 Evelyn Partners Investment Management LLP 0.54% of their portfolio London, X0 704,928704.9k $16.7m $16.7m 0.54% First filing
19 SPROTT INC. 1.09% of their portfolio TORONTO, A6 687,712687.7k $16.3m $16.3m 1.09% Reduced -103.7k -103,723
20 CIBC WORLD MARKET INC. 0.03% of their portfolio TORONTO, A6 622,744622.7k $14.8m $14.8m 0.03% Added +125.8k +125,849
21 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 573,098573.1k $13.6m $13.6m 0.01% Reduced -398.4k -398,406
22 EVERGREEN CAPITAL MANAGEMENT LLC 0.44% of their portfolio Bellevue, WA 564,427564.4k $13.4m $13.4m 0.44% Reduced -109.6k -109,646
23 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 533,508533.5k $12.7m $12.7m 0.04% Added +11.8k +11,844
24 Beaumont Financial Advisors, LLC 0.94% of their portfolio NEEDHAM, MA 526,627526.6k $12.5m $12.5m 0.94% Added +11.5k +11,454
25 COHEN & STEERS, INC. 0.02% of their portfolio NEW YORK, NY 510,497510.5k $12.1m $12.1m 0.02% Unchanged
26 PYA Waltman Capital, LLC 3.90% of their portfolio KNOXVILLE, TN 509,138509.1k $12.1m $12.1m 3.90% Reduced -13.5k -13,502
27 Cannell & Spears LLC 0.24% of their portfolio NEW YORK, NY 483,025483.0k $11.5m $11.5m 0.24% Unchanged
28 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 466,783466.8k $11.1m $11.1m 0.02% Added +100.1k +100,093
29 Inlight Wealth Management, LLC 7.11% of their portfolio ATLANTA, GA 454,660454.7k $10.8m $10.8m 7.11% First filing
30 Pekin Hardy Strauss, Inc. 1.35% of their portfolio CHICAGO, IL 448,637448.6k $10.7m $10.7m 1.35% Reduced -2.5k -2,530
31 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 428,822428.8k $10.2m $10.2m 0.00% Added +52.9k +52,908
32 NEUBERGER BERMAN GROUP LLC 0.01% of their portfolio NEW YORK, NY 403,952404.0k $9.6m $9.6m 0.01% Added +5.3k +5,329
33 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 387,925387.9k $9.2m $9.2m 0.02% Reduced -26.6k -26,559
34 PFG Investments, LLC 0.57% of their portfolio WOODBURY, NY 384,245384.2k $9.1m $9.1m 0.57% Reduced -86.9k -86,882
35 NATIONAL BANK OF CANADA /FI/ 0.01% of their portfolio MONTREAL, A8 376,518376.5k $9.0m $9.0m 0.01% Reduced -17.5k -17,492
36 New Harbor Financial Group, LLC 2.57% of their portfolio WORCESTER, MA 362,552362.6k $8.6m $8.6m 2.57% Reduced -1.5k -1,487
37 FIDUCIARY FAMILY OFFICE, LLC 2.57% of their portfolio Boca Raton, FL 362,552362.6k $8.6m $8.6m 2.57% New
38 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 358,110358.1k $8.5m $8.5m 0.02% Reduced -2.2k -2,183
39 MATAURO, LLC 1.83% of their portfolio NEW YORK, NY 356,627356.6k $8.5m $8.5m 1.83% First filing
40 Philip James Wealth Mangement, LLC 1.07% of their portfolio MILTON, GA 347,832347.8k $8.3m $8.3m 1.07% Reduced -17.6k -17,649
41 Euro Pacific Asset Management, LLC 1.70% of their portfolio DORADO, PR 325,425325.4k $7.9m $7.9m 1.70% Reduced -10.3k -10,294
42 HOLLENCREST CAPITAL MANAGEMENT 0.30% of their portfolio NEWPORT BEACH, CA 313,460313.5k $7.4m $7.4m 0.30% Unchanged
43 3EDGE Asset Management, LP 0.43% of their portfolio Naples, FL 295,994296.0k $7.0m $7.0m 0.43% New
44 Pacific Sage Partners, LLC 1.55% of their portfolio EDMONDS, WA 286,716286.7k $6.8m $6.8m 1.55% New
45 Cadence Wealth Management LLC 4.47% of their portfolio WESTBOROUGH, MA 284,018284.0k $6.7m $6.7m 4.47% Reduced -13.6k -13,560
46 Federation des caisses Desjardins du Quebec 0.03% of their portfolio LEVIS, A8 276,058276.1k $6.5m $6.5m 0.03% Added +4.0k +4,040
47 Brookstone Capital Management 0.09% of their portfolio WHEATON, IL 257,928257.9k $6.1m $6.1m 0.09% Added +25.7k +25,696
48 Polar Asset Management Partners Inc. 0.09% of their portfolio TORONTO, A6 252,115252.1k $6.0m $6.0m 0.09% Reduced -311.0k -311,000
49 NewEdge Wealth, LLC 0.10% of their portfolio STAMFORD, CT 251,127251.1k $6.0m $6.0m 0.10% Reduced -985 -985
50 SAPIENT CAPITAL LLC 0.11% of their portfolio INDIANAPOLIS, IN 240,064240.1k $5.7m $5.7m 0.11% Unchanged
51 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 234,845234.8k $5.6m $5.6m 0.03% Reduced -38.2k -38,191
52 INTREPID CAPITAL MANAGEMENT INC 2.81% of their portfolio JACKSONVILLE BEACH, FL 232,719232.7k $5.5m $5.5m 2.81% Added +1.2k +1,214
53 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 204,428204.4k $4.9m $4.9m 0.01% Reduced -78.4k -78,373
54 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 195,013195.0k $4.6m $4.6m 0.00% Reduced -17.5k -17,528
55 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 193,746193.7k $4.6m $4.6m 0.00% Added +25.8k +25,843
56 LEVEL FOUR ADVISORY SERVICES, LLC 0.19% of their portfolio DALLAS, TX 192,194192.2k $4.6m $4.6m 0.19% Reduced -16.3k -16,301
57 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 191,832191.8k $4.6m $4.6m 0.01% Added +31.8k +31,773
58 Evelyn Partners Investment Management Services Ltd 0.78% of their portfolio London, X0 187,126187.1k $4.4m $4.4m 0.78% First filing
59 Beacon Pointe Advisors, LLC 0.05% of their portfolio NEWPORT BEACH, CA 187,070187.1k $4.4m $4.4m 0.05% Reduced -20.1k -20,147
60 Castalian Partners, LLC 4.19% of their portfolio EXCELSIOR, MN 186,720186.7k $4.4m $4.4m 4.19% First filing
61 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 184,786184.8k $4.4m $4.4m 0.01% Reduced -549.6k -549,579
62 FLAGSHIP HARBOR ADVISORS, LLC 0.23% of their portfolio BOSTON, MA 180,619180.6k $4.3m $4.3m 0.23% Reduced -7.0k -7,019
63 TIAA TRUST, NATIONAL ASSOCIATION 0.01% of their portfolio CHARLOTTE, NC 164,290164.3k $3.9m $3.9m 0.01% Added +642 +642
64 Chicago Capital, LLC 0.10% of their portfolio Chicago, IL 153,865153.9k $3.7m $3.7m 0.10% Unchanged
65 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 153,576153.6k $5.3m $5.3m 0.00% Reduced -136.8k -136,768
66 MARATHON CAPITAL MANAGEMENT 0.91% of their portfolio Hunt Valley, MD 152,975153.0k $3.6m $3.6m 0.91% Reduced -650 -650
67 ROBERTS GLORE & CO INC /IL/ 1.04% of their portfolio DEERFIELD, IL 147,730147.7k $3.5m $3.5m 1.04% Reduced -1.2k -1,236
68 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 144,129144.1k $3.4m $3.4m 0.01% Added +22.8k +22,785
69 Capital Wealth Alliance, LLC 1.78% of their portfolio Scottsdale, AZ 132,078132.1k $3.1m $3.1m 1.78% Added +975 +975
70 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 131,850131.8k $3.1m $3.1m 0.00% Added +121.3k +121,339
71 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 129,964130.0k $3.1m $3.1m 0.00% Reduced -44.2k -44,237
72 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.23% of their portfolio CEDAR RAPIDS, IA 129,570129.6k $3.1m $3.1m 0.23% Reduced -855 -855
73 TD Waterhouse Canada Inc. 0.02% of their portfolio TORONTO, A6 120,633120.6k $2.9m $2.9m 0.02% Reduced -150.2k -150,191
74 Delta Investment Management, LLC 0.53% of their portfolio SAN FRANCISCO, CA 115,113115.1k $2.7m $2.7m 0.53% Added +14.4k +14,403
75 Ancora Advisors LLC 0.06% of their portfolio Cleveland, OH 114,910114.9k $2.7m $2.7m 0.06% Unchanged
76 STEEL GROVE CAPITAL ADVISORS, LLC 0.38% of their portfolio MEMPHIS, TN 114,007114.0k $2.7m $2.7m 0.38% Added +20.2k +20,191
77 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 111,604111.6k $2.7m $2.7m 0.01% Added +20.5k +20,486
78 &PARTNERS 0.03% of their portfolio NASHVILLE, TN 110,730110.7k $2.7m $2.7m 0.03% Unchanged
79 Fore Capital, LLC 3.23% of their portfolio New York, NY 110,000110.0k $2.6m $2.6m 3.23% Unchanged
80 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 109,902109.9k $2.6m $2.6m 0.01% Reduced -10.4k -10,364
81 Spire Wealth Management 0.08% of their portfolio MCLEAN, VA 107,369107.4k $2.6m $2.6m 0.08% Added +520 +520
82 CHASE INVESTMENT COUNSEL CORP 0.79% of their portfolio CHARLOTTESVILLE, VA 103,056103.1k $2.4m $2.4m 0.79% Reduced -14.7k -14,662
83 IMC-Chicago, LLC 0.07% of their portfolio CHICAGO, IL 100,972101.0k $2.4m $2.4m 0.07% Added +32.5k +32,461
84 IFP Advisors, Inc 0.08% of their portfolio TAMPA, FL 99,24699.2k $2.4m $2.4m 0.08% Added +6.2k +6,208
85 Mariner, LLC 0.00% of their portfolio Overland Park, KS 92,82392.8k $2.2m $2.2m 0.00% Reduced -2.6k -2,648
86 Guild Investment Management, Inc. 2.39% of their portfolio WESTLAKE VILLAGE, CA 92,40792.4k $2.2m $2.2m 2.39% Reduced -10.6k -10,550
87 STEPHENS INC /AR/ 0.03% of their portfolio LITTLE ROCK, AR 90,71990.7k $2.2m $2.2m 0.03% Reduced -36.4k -36,383
88 Integrated Wealth Concepts LLC 0.03% of their portfolio WALTHAM, MA 90,59790.6k $2.2m $2.2m 0.03% Reduced -12.5k -12,478
89 Perritt Capital Management Inc 1.12% of their portfolio Chicago, IL 90,50090.5k $2.2m $2.2m 1.12% Added +200 +200
90 Wilmar Advisors LLC 1.93% of their portfolio Juno Beach, FL 88,00088.0k $2.1m $2.1m 1.93% First filing
91 PHILADELPHIA TRUST CO 0.15% of their portfolio PHILADELPHIA, PA 86,36386.4k $2.1m $2.1m 0.15% Reduced -8.8k -8,820
92 Robertson Stephens Wealth Management, LLC 0.07% of their portfolio San Francisco, CA 86,32386.3k $2.1m $2.1m 0.07% New
93 OPPENHEIMER & CO INC 0.03% of their portfolio NEW YORK, NY 84,77784.8k $2.0m $2.0m 0.03% Added +1.9k +1,851
94 Financial Sense Advisors, Inc. 0.68% of their portfolio SAN DIEGO, CA 84,60384.6k $2.0m $2.0m 0.68% Reduced -1.4k -1,376
95 Mutual Advisors, LLC 0.06% of their portfolio OMAHA, NE 83,50183.5k $2.1m $2.1m 0.06% Reduced -18.9k -18,865
96 St. James Investment Company, LLC 0.33% of their portfolio SOUTHLAKE, TX 79,28079.3k $1.9m $1.9m 0.33% Reduced -995 -995
97 Peak Financial Management, Inc. 0.55% of their portfolio WELLESLEY, MA 77,18977.2k $1.8m $1.8m 0.55% Reduced -361 -361
98 CHOREO, LLC 0.03% of their portfolio ROCKFORD, IL 75,88075.9k $1.8m $1.8m 0.03% Unchanged
99 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 75,69375.7k $1.8m $1.8m 0.02% Added +10.7k +10,671
100 NorthCoast Asset Management LLC 0.01% of their portfolio STAMFORD, CT 74,99475.0k $1.8m $1.8m 0.01% Reduced -3.5k -3,496