Vault-13

SPROTT ASSET MANAGEMENT LP CEF

TR UNIT · Closed-End Fund · CUSIP 85208R101

331 institutional holders +15 vs Q2 2024
59,929,40759.9m shares reported held*
$1.5bnreported value*
31 new 74 added 95 reduced 18 sold out net sold ≈ $140.1m (-6.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($612.2k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $24.46.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 274Q4 22: 285Q1 23: 283Q2 23: 283Q3 23: 292Q4 23: 295Q1 24: 297Q2 24: 316Q3 24: 331331Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022274
Q4 2022285
Q1 2023283
Q2 2023283
Q3 2023292
Q4 2023295
Q1 2024297
Q2 2024316
Q3 2024331

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 79 bought or addedQ4 22: 108 cut or sold outQ1 23: 104 bought or addedQ1 23: 90 cut or sold outQ1 23Q2 23: 97 bought or addedQ2 23: 95 cut or sold outQ3 23: 93 bought or addedQ3 23: 102 cut or sold outQ3 23Q4 23: 86 bought or addedQ4 23: 121 cut or sold outQ1 24: 91 bought or addedQ1 24: 119 cut or sold outQ1 24Q2 24: 104 bought or addedQ2 24: 111 cut or sold outQ3 24: 105 bought or addedQ3 24: 113 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 202279108
Q1 202310490
Q2 20239795
Q3 202393102
Q4 202386121
Q1 202491119
Q2 2024104111
Q3 2024105113

Biggest buyers

BLUEFIN CAPITAL MANAGEMENT, LLC Added +907,168+907.2k
Philip James Wealth Mangement, LLC New +365,481+365.5k
TD Waterhouse Canada Inc. Added +159,625+159.6k
JUPITER ASSET MANAGEMENT LTD Added +151,695+151.7k
Raymond James Financial Services Advisors, Inc. Added +108,360+108.4k
WELLS FARGO & COMPANY/MN Added +93,246+93.2k
JPMORGAN CHASE & CO Added +71,352+71.4k
COMMONWEALTH EQUITY SERVICES, LLC Added +64,555+64.6k
CENTRAL TRUST Co Added +63,310+63.3k
ROYAL BANK OF CANADA Added +59,611+59.6k

Biggest sellers

Simplicity Wealth,LLC Sold out -5,821,531-5.8m
MORGAN STANLEY Reduced -687,526-687.5k
JANE STREET GROUP, LLC Reduced -554,726-554.7k
Bleakley Financial Group, LLC Reduced -352,621-352.6k
Strategic Financial Concepts, LLC Reduced -321,448-321.4k
SPROTT INC. Reduced -320,000-320.0k
Sanctuary Advisors, LLC Sold out -86,210-86.2k
PYA Waltman Capital, LLC Reduced -70,170-70.2k
MRP Capital Investments, LLC Reduced -55,315-55.3k
COWEN AND COMPANY, LLC Reduced -50,000-50.0k

Insider purchases and sales in Q3 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q3 2024.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CENTRAL TRUST Co 4.49% of their portfolio JEFFERSON CITY, MO 7,829,1127.8m $191.7m $191.7m 4.49% Added +63.3k +63,310
2 Bleakley Financial Group, LLC 4.08% of their portfolio PARSIPPANY, NJ 5,468,9105.5m $133.9m $133.9m 4.08% Reduced -352.6k -352,621
3 Parallax Volatility Advisers, L.P. 2.54% of their portfolio San Francisco, CA 3,995,4334.0m $97.8m $97.8m 2.54% Unchanged
4 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 3,360,3833.4m $82.3m $82.3m 0.02% Added +59.6k +59,611
5 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,853,7262.9m $69.9m $69.9m 0.01% Reduced -687.5k -687,526
6 JUPITER ASSET MANAGEMENT LTD 0.47% of their portfolio London, X0 2,206,8592.2m $54.0m $54.0m 0.47% Added +151.7k +151,695
7 SHUFRO ROSE & CO LLC 2.82% of their portfolio NEW YORK, NY 1,569,8521.6m $34.6m $34.6m 2.82% Unchanged
8 Baird Financial Group, Inc. 0.06% of their portfolio MILWAUKEE, WI 1,341,3031.3m $32.8m $32.8m 0.06% Added +45.9k +45,913
9 MANAGED ASSET PORTFOLIOS, LLC 4.07% of their portfolio ROCHESTER, MI 1,176,6171.2m $28.8m $28.8m 4.07% Reduced -10.5k -10,547
10 BOOTHBAY FUND MANAGEMENT, LLC 0.72% of their portfolio NEW YORK, NY 976,153976.2k $23.9m $23.9m 0.72% Unchanged
11 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 971,504971.5k $23.8m $23.8m 0.01% Added +49.2k +49,159
12 BLUEFIN CAPITAL MANAGEMENT, LLC 9.52% of their portfolio NEW YORK, NY 961,474961.5k $23.5m $23.5m 9.52% Added +907.2k +907,168
13 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 959,246959.2k $23.5m $23.5m 0.01% Added +93.2k +93,246
14 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 811,976812.0k $19.9m $19.9m 0.01% Reduced -40.4k -40,444
15 SPROTT INC. 1.24% of their portfolio TORONTO, A6 791,435791.4k $19.4m $19.4m 1.24% Reduced -320.0k -320,000
16 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 748,396748.4k $18.3m $18.3m 0.00% Added +10.6k +10,626
17 CAPTRUST FINANCIAL ADVISORS 0.05% of their portfolio RALEIGH, NC 734,365734.4k $18.0m $18.0m 0.05% Reduced -18.6k -18,563
18 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 724,617724.6k $17.7m $17.7m 0.01% Reduced -3.5k -3,541
19 Cheviot Value Management, LLC 3.24% of their portfolio BEVERLY HILLS, CA 701,581701.6k $17.2m $17.2m 3.24% Reduced -5.2k -5,159
20 EVERGREEN CAPITAL MANAGEMENT LLC 0.55% of their portfolio Bellevue, WA 674,073674.1k $16.5m $16.5m 0.55% Added +7.6k +7,551
21 Polar Asset Management Partners Inc. 0.33% of their portfolio TORONTO, A6 563,115563.1k $13.8m $13.8m 0.33% Unchanged
22 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 551,461551.5k $13.5m $13.5m 0.02% Reduced -554.7k -554,726
23 PYA Waltman Capital, LLC 4.18% of their portfolio KNOXVILLE, TN 522,640522.6k $12.8m $12.8m 4.18% Reduced -70.2k -70,170
24 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 521,664521.7k $12.8m $12.8m 0.04% Added +23.8k +23,756
25 Beaumont Financial Advisors, LLC 0.99% of their portfolio NEEDHAM, MA 515,173515.2k $12.6m $12.6m 0.99% Reduced -46.5k -46,550
26 COHEN & STEERS, INC. 0.02% of their portfolio NEW YORK, NY 510,497510.5k $12.5m $12.5m 0.02% Added +15.0k +15,000
27 CIBC WORLD MARKET INC. 0.03% of their portfolio TORONTO, A6 496,895496.9k $12.2m $12.2m 0.03% Added +29.6k +29,608
28 Cannell & Spears LLC 0.23% of their portfolio NEW YORK, NY 483,025483.0k $11.8m $11.8m 0.23% Unchanged
29 PFG Investments, LLC 0.74% of their portfolio WOODBURY, NY 471,127471.1k $11.5m $11.5m 0.74% Added +21.1k +21,129
30 Pekin Hardy Strauss, Inc. 1.41% of their portfolio CHICAGO, IL 451,167451.2k $11.0m $11.0m 1.41% Reduced -11.1k -11,065
31 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 424,856424.9k $10.4m $10.4m 0.01% Added +108.4k +108,360
32 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 414,484414.5k $10.2m $10.2m 0.02% Added +13.0k +12,999
33 NEUBERGER BERMAN GROUP LLC 0.01% of their portfolio NEW YORK, NY 398,623398.6k $9.8m $9.8m 0.01% Reduced -156 -156
34 NATIONAL BANK OF CANADA /FI/ 0.01% of their portfolio MONTREAL, A8 394,010394.0k $9.6m $9.6m 0.01% Reduced -2.8k -2,753
35 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 375,914375.9k $9.2m $9.2m 0.00% Added +71.4k +71,352
36 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 366,690366.7k $9.0m $9.0m 0.01% Added +64.6k +64,555
37 Philip James Wealth Mangement, LLC 1.10% of their portfolio MILTON, GA 365,481365.5k $9.0m $9.0m 1.10% New
38 New Harbor Financial Group, LLC 2.56% of their portfolio WORCESTER, MA 364,039364.0k $8.9m $8.9m 2.56% Reduced -17.1k -17,120
39 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 360,293360.3k $8.8m $8.8m 0.02% Reduced -7.4k -7,398
40 Euro Pacific Asset Management, LLC 1.54% of their portfolio DORADO, PR 335,719335.7k $8.3m $8.3m 1.54% Reduced -7.0k -7,034
41 HOLLENCREST CAPITAL MANAGEMENT 0.32% of their portfolio NEWPORT BEACH, CA 313,460313.5k $7.7m $7.7m 0.32% Unchanged
42 Cadence Wealth Management LLC 5.93% of their portfolio WESTBOROUGH, MA 297,578297.6k $7.3m $7.3m 5.93% Reduced -420 -420
43 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 290,344290.3k $7.1m $7.1m 0.00% Reduced -6.2k -6,194
44 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 282,801282.8k $6.9m $6.9m 0.01% Added +42.9k +42,891
45 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 273,036273.0k $6.7m $6.7m 0.04% Reduced -11.4k -11,386
46 Federation des caisses Desjardins du Quebec 0.03% of their portfolio LEVIS, A8 272,018272.0k $6.7m $6.7m 0.03% Added +9.5k +9,522
47 TD Waterhouse Canada Inc. 0.05% of their portfolio TORONTO, A6 270,824270.8k $6.6m $6.6m 0.05% Added +159.6k +159,625
48 NewEdge Wealth, LLC 0.11% of their portfolio STAMFORD, CT 252,112252.1k $6.2m $6.2m 0.11% Unchanged
49 SAPIENT CAPITAL LLC 0.12% of their portfolio INDIANAPOLIS, IN 240,064240.1k $5.9m $5.9m 0.12% Unchanged
50 Brookstone Capital Management 0.08% of their portfolio WHEATON, IL 232,232232.2k $5.7m $5.7m 0.08% Added +4.8k +4,783
51 INTREPID CAPITAL MANAGEMENT INC 3.15% of their portfolio JACKSONVILLE BEACH, FL 231,505231.5k $5.7m $5.7m 3.15% Reduced -885 -885
52 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 212,541212.5k $5.2m $5.2m 0.00% Added +11.4k +11,370
53 LEVEL FOUR ADVISORY SERVICES, LLC 0.23% of their portfolio DALLAS, TX 208,495208.5k $5.4m $5.4m 0.23% Reduced -19.2k -19,182
54 Beacon Pointe Advisors, LLC 0.06% of their portfolio NEWPORT BEACH, CA 207,217207.2k $5.1m $5.1m 0.06% Reduced -6.5k -6,478
55 FLAGSHIP HARBOR ADVISORS, LLC 0.25% of their portfolio BOSTON, MA 187,638187.6k $4.6m $4.6m 0.25% Reduced -6.8k -6,828
56 CSS LLC/IL 0.27% of their portfolio CHICAGO, IL 186,671186.7k $4.6m $4.6m 0.27% Reduced -13.4k -13,400
57 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 174,201174.2k $4.3m $4.3m 0.00% Reduced -4.8k -4,793
58 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 167,903167.9k $4.1m $4.1m 0.00% Reduced -2.0k -2,005
59 TIAA TRUST, NATIONAL ASSOCIATION 0.01% of their portfolio CHARLOTTE, NC 163,648163.6k $4.0m $4.0m 0.01% Unchanged
60 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 160,059160.1k $3.9m $3.9m 0.01% Added +4.4k +4,406
61 COWEN AND COMPANY, LLC 0.13% of their portfolio NEW YORK, NY 157,732157.7k $3.9m $3.9m 0.13% Reduced -50.0k -50,000
62 Chicago Capital, LLC 0.10% of their portfolio Chicago, IL 153,865153.9k $3.8m $3.8m 0.10% Unchanged
63 MARATHON CAPITAL MANAGEMENT 0.91% of their portfolio Hunt Valley, MD 153,625153.6k $3.8m $3.8m 0.91% Reduced -1.5k -1,475
64 ROBERTS GLORE & CO INC /IL/ 1.06% of their portfolio DEERFIELD, IL 148,966149.0k $3.6m $3.6m 1.06% Reduced -1.1k -1,125
65 Capital Wealth Alliance, LLC 1.87% of their portfolio Scottsdale, AZ 131,103131.1k $3.2m $3.2m 1.87% Added +9.6k +9,550
66 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.23% of their portfolio CEDAR RAPIDS, IA 130,425130.4k $3.2m $3.2m 0.23% Added +380 +380
67 STEPHENS INC /AR/ 0.04% of their portfolio LITTLE ROCK, AR 127,102127.1k $3.1m $3.1m 0.04% Reduced -3.7k -3,715
68 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 121,344121.3k $3.0m $3.0m 0.01% Added +15.8k +15,800
69 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 120,266120.3k $2.9m $2.9m 0.02% Reduced -3.9k -3,938
70 CHASE INVESTMENT COUNSEL CORP 0.96% of their portfolio CHARLOTTESVILLE, VA 117,718117.7k $2.9m $2.9m 0.96% Reduced -2.0k -2,000
71 Ancora Advisors LLC 0.06% of their portfolio Cleveland, OH 114,910114.9k $2.8m $2.8m 0.06% Unchanged
72 &PARTNERS 0.05% of their portfolio NASHVILLE, TN 110,730110.7k $2.7m $2.7m 0.05% Reduced -2.8k -2,760
73 Fore Capital, LLC 5.19% of their portfolio New York, NY 110,000110.0k $2.7m $2.7m 5.19% Unchanged
74 Spire Wealth Management 0.09% of their portfolio MCLEAN, VA 106,849106.8k $2.6m $2.6m 0.09% Added +1.7k +1,725
75 Integrated Wealth Concepts LLC 0.03% of their portfolio WALTHAM, MA 103,075103.1k $2.5m $2.5m 0.03% Added +5.8k +5,781
76 Guild Investment Management, Inc. 2.77% of their portfolio WESTLAKE VILLAGE, CA 102,957103.0k $2.5m $2.5m 2.77% Unchanged
77 Mutual Advisors, LLC 0.08% of their portfolio OMAHA, NE 102,366102.4k $2.7m $2.7m 0.08% Added +25.8k +25,821
78 Delta Investment Management, LLC 0.50% of their portfolio SAN FRANCISCO, CA 100,710100.7k $2.5m $2.5m 0.50% Reduced -5.8k -5,763
79 Mariner, LLC 0.00% of their portfolio Overland Park, KS 95,47195.5k $2.3m $2.3m 0.00% Added +15.5k +15,483
80 PHILADELPHIA TRUST CO 0.17% of their portfolio PHILADELPHIA, PA 95,18395.2k $2.3m $2.3m 0.17% Reduced -7.2k -7,242
81 STEEL GROVE CAPITAL ADVISORS, LLC 0.33% of their portfolio MEMPHIS, TN 93,81693.8k $2.3m $2.3m 0.33% Reduced -1.4k -1,436
82 Demars Financial Group, LLC 1.04% of their portfolio SPOKANE VALLEY, WA 93,47693.5k $2.3m $2.3m 1.04% Added +1.5k +1,544
83 IFP Advisors, Inc 0.08% of their portfolio TAMPA, FL 93,03893.0k $2.3m $2.3m 0.08% Reduced -1.3k -1,323
84 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 91,11891.1k $2.2m $2.2m 0.01% Added +4.0k +4,029
85 Perritt Capital Management Inc 1.14% of their portfolio Chicago, IL 90,30090.3k $2.2m $2.2m 1.14% Unchanged
86 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 86,33686.3k $2.1m $2.1m 0.02% Reduced -9.6k -9,607
87 Financial Sense Advisors, Inc. 0.58% of their portfolio SAN DIEGO, CA 85,97986.0k $2.1m $2.1m 0.58% Reduced -2.2k -2,212
88 OPPENHEIMER & CO INC 0.03% of their portfolio NEW YORK, NY 82,92682.9k $2.0m $2.0m 0.03% Added +15.0k +15,009
89 St. James Investment Company, LLC 0.33% of their portfolio SOUTHLAKE, TX 80,27580.3k $2.0m $2.0m 0.33% Reduced -1.1k -1,145
90 NorthCoast Asset Management LLC 0.01% of their portfolio STAMFORD, CT 78,49078.5k $1.9m $1.9m 0.01% Reduced -18.5k -18,478
91 Peak Financial Management, Inc. 0.56% of their portfolio WELLESLEY, MA 77,55077.5k $1.9m $1.9m 0.56% Unchanged
92 Main Street Financial Solutions, LLC 0.17% of their portfolio NEWTOWN, PA 77,42677.4k $1.9m $1.9m 0.17% Reduced -500 -500
93 CHOREO, LLC 0.03% of their portfolio ROCKFORD, IL 75,88075.9k $1.9m $1.9m 0.03% Reduced -427 -427
94 Jaffetilchin Investment Partners, LLC 0.14% of their portfolio TAMPA, FL 74,52074.5k $1.8m $1.8m 0.14% Added +45.1k +45,062
95 CapitalatWork S.A. 0.06% of their portfolio AUDERGHEM, C9 72,49572.5k $1.8m $1.8m 0.06% Unchanged
96 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 71,15971.2k $1.7m $1.7m 0.00% Added +14.6k +14,645
97 Hunter Perkins Capital Management, LLC 0.35% of their portfolio LOMBARD, IL 69,89569.9k $1.7m $1.7m 0.35% Reduced -1.7k -1,700
98 IMC-Chicago, LLC 0.05% of their portfolio CHICAGO, IL 68,51168.5k $1.7m $1.7m 0.05% Added +11.5k +11,458
99 LODESTAR PRIVATE ASSET MANAGEMENT LLC 0.20% of their portfolio ALAMO, CA 65,67765.7k $1.6m $1.6m 0.20% Reduced -53 -53
100 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 65,02265.0k $1.6m $1.6m 0.01% Reduced -1.2k -1,179