Vault-13

SPROTT ASSET MANAGEMENT LP CEF

TR UNIT · Closed-End Fund · CUSIP 85208R101

297 institutional holders +2 vs Q4 2023
75,857,90575.9m shares reported held*
$1.5bnreported value*
27 new 64 added 101 reduced 18 sold out net bought ≈ $186.9m (+9.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($536.8k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $20.38.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 274Q4 22: 285Q1 23: 283Q2 23: 283Q3 23: 292Q4 23: 295Q1 24: 297297Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022274
Q4 2022285
Q1 2023283
Q2 2023283
Q3 2023292
Q4 2023295
Q1 2024297

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 79 bought or addedQ4 22: 108 cut or sold outQ4 22Q1 23: 104 bought or addedQ1 23: 90 cut or sold outQ1 23Q2 23: 97 bought or addedQ2 23: 95 cut or sold outQ2 23Q3 23: 93 bought or addedQ3 23: 102 cut or sold outQ3 23Q4 23: 86 bought or addedQ4 23: 121 cut or sold outQ4 23Q1 24: 91 bought or addedQ1 24: 119 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 202279108
Q1 202310490
Q2 20239795
Q3 202393102
Q4 202386121
Q1 202491119

Biggest buyers

Simplicity Wealth,LLC New +5,922,232+5.9m
MORGAN STANLEY Added +4,807,528+4.8m
SPROTT INC. Added +570,407+570.4k
BLUEFIN CAPITAL MANAGEMENT, LLC Added +500,751+500.8k
Cannell & Spears LLC New +485,525+485.5k
PFG Investments, LLC New +476,421+476.4k
JANE STREET GROUP, LLC Added +306,168+306.2k
Cetera Investment Advisers Added +260,571+260.6k
CENTRAL TRUST Co Added +135,064+135.1k
NorthCoast Asset Management LLC New +121,658+121.7k

Biggest sellers

BOOTHBAY FUND MANAGEMENT, LLC Sold out -2,016,646-2.0m
AMERIPRISE FINANCIAL INC Reduced -931,203-931.2k
Private Advisor Group, LLC Reduced -541,691-541.7k
Cetera Advisor Networks LLC Sold out -218,790-218.8k
JUPITER ASSET MANAGEMENT LTD Reduced -185,204-185.2k
MANAGED ASSET PORTFOLIOS, LLC Reduced -107,163-107.2k
ROYAL BANK OF CANADA Reduced -103,861-103.9k
LINCOLN NATIONAL CORP Reduced -100,100-100.1k
Bleakley Financial Group, LLC Reduced -91,661-91.7k
DAVENPORT & Co LLC Sold out -74,500-74.5k

Insider purchases and sales in Q1 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2024.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 10,384,29010.4m $211.2m $211.2m 0.01% Added +4.8m +4,807,528
2 CENTRAL TRUST Co 4.00% of their portfolio JEFFERSON CITY, MO 7,905,1147.9m $160.8m $160.8m 4.00% Added +135.1k +135,064
3 Bleakley Financial Group, LLC 3.49% of their portfolio PARSIPPANY, NJ 5,927,6125.9m $120.6m $120.6m 3.49% Reduced -91.7k -91,661
4 Simplicity Wealth,LLC 2.87% of their portfolio SUMMIT, NJ 5,922,2325.9m $120.5m $120.5m 2.87% New
5 Parallax Volatility Advisers, L.P. 2.31% of their portfolio San Francisco, CA 3,995,4334.0m $81.3m $81.3m 2.31% Unchanged
6 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 3,575,1383.6m $72.7m $72.7m 0.02% Reduced -103.9k -103,861
7 BLUEFIN CAPITAL MANAGEMENT, LLC 11.11% of their portfolio NEW YORK, NY 3,385,3623.4m $68.9m $68.9m 11.11% Added +500.8k +500,751
8 JUPITER ASSET MANAGEMENT LTD 0.35% of their portfolio London, X0 1,822,9421.8m $37.1m $37.1m 0.35% Reduced -185.2k -185,204
9 SHUFRO ROSE & CO LLC 2.95% of their portfolio NEW YORK, NY 1,753,0311.8m $35.7m $35.7m 2.95% Added +115.2k +115,195
10 JANE STREET GROUP, LLC 0.04% of their portfolio NEW YORK, NY 1,560,4421.6m $31.7m $31.7m 0.04% Added +306.2k +306,168
11 SPROTT INC. 1.94% of their portfolio TORONTO, A6 1,330,8221.3m $26.9m $26.9m 1.94% Added +570.4k +570,407
12 Baird Financial Group, Inc. 0.06% of their portfolio MILWAUKEE, WI 1,299,4961.3m $26.4m $26.4m 0.06% Added +30.3k +30,329
13 MANAGED ASSET PORTFOLIOS, LLC 3.74% of their portfolio ROCHESTER, MI 1,263,5521.3m $25.7m $25.7m 3.74% Reduced -107.2k -107,163
14 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 1,005,0711.0m $20.4m $20.4m 0.05% Added +19.8k +19,824
15 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 880,478880.5k $18.5m $18.5m 0.01% Reduced -931.2k -931,203
16 HOWLAND CAPITAL MANAGEMENT LLC 0.83% of their portfolio BOSTON, MA 845,607845.6k $17.2m $17.2m 0.83% Reduced -24.4k -24,353
17 EVERGREEN CAPITAL MANAGEMENT LLC 0.64% of their portfolio Bellevue, WA 835,442835.4k $17.0m $17.0m 0.64% Reduced -39.3k -39,327
18 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 780,039780.0k $15.9m $15.9m 0.01% Added +59.1k +59,068
19 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 752,033752.0k $15.3m $15.3m 0.00% Reduced -7.4k -7,407
20 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 724,287724.3k $14.7m $14.7m 0.00% Added +32.2k +32,173
21 Cheviot Value Management, LLC 3.17% of their portfolio BEVERLY HILLS, CA 709,870709.9k $14.4m $14.4m 3.17% Added +9.0k +8,959
22 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 677,134677.1k $13.8m $13.8m 0.01% Reduced -216 -216
23 PYA Waltman Capital, LLC 4.53% of their portfolio KNOXVILLE, TN 600,426600.4k $12.2m $12.2m 4.53% Added +6.0k +5,967
24 Beaumont Financial Advisors, LLC 0.95% of their portfolio NEEDHAM, MA 564,243564.2k $11.5m $11.5m 0.95% Reduced -2.7k -2,665
25 Polar Asset Management Partners Inc. 0.31% of their portfolio TORONTO, A6 563,115563.1k $11.5m $11.5m 0.31% Unchanged
26 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 486,522486.5k $9.9m $9.9m 0.04% Added +29.2k +29,229
27 Cannell & Spears LLC 0.20% of their portfolio NEW YORK, NY 485,525485.5k $9.9m $9.9m 0.20% New
28 PFG Investments, LLC 0.59% of their portfolio WOODBURY, NY 476,421476.4k $9.7m $9.7m 0.59% New
29 Pekin Hardy Strauss, Inc. 1.29% of their portfolio CHICAGO, IL 462,172462.2k $9.4m $9.4m 1.29% Reduced -15.1k -15,060
30 COHEN & STEERS, INC. 0.02% of their portfolio NEW YORK, NY 452,497452.5k $9.2m $9.2m 0.02% Unchanged
31 NEUBERGER BERMAN GROUP LLC 0.01% of their portfolio NEW YORK, NY 401,349401.3k $8.2m $8.2m 0.01% Reduced -21.4k -21,371
32 CIBC WORLD MARKET INC. 0.02% of their portfolio TORONTO, A6 398,133398.1k $8.1m $8.1m 0.02% Added +22.1k +22,140
33 NATIONAL BANK OF CANADA /FI/ 0.01% of their portfolio MONTREAL, A8 390,235390.2k $8.6m $8.6m 0.01% Reduced -11.7k -11,735
34 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 378,590378.6k $7.7m $7.7m 0.02% Added +260.6k +260,571
35 New Harbor Financial Group, LLC 2.75% of their portfolio WORCESTER, MA 364,003364.0k $7.4m $7.4m 2.75% Reduced -18.8k -18,776
36 Euro Pacific Asset Management, LLC 1.56% of their portfolio DORADO, PR 349,244349.2k $7.7m $7.7m 1.56% Reduced -11.1k -11,100
37 HOLLENCREST CAPITAL MANAGEMENT 0.29% of their portfolio NEWPORT BEACH, CA 313,460313.5k $6.4m $6.4m 0.29% Unchanged
38 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 312,578312.6k $6.4m $6.4m 0.01% Reduced -19.1k -19,124
39 Cadence Wealth Management LLC 6.22% of their portfolio WESTBOROUGH, MA 297,192297.2k $6.0m $6.0m 6.22% Reduced -16.9k -16,924
40 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 267,906267.9k $5.4m $5.4m 0.04% Added +15.1k +15,063
41 SAPIENT CAPITAL LLC 0.11% of their portfolio INDIANAPOLIS, IN 254,414254.4k $5.2m $5.2m 0.11% Added +1.0k +1,005
42 TIAA TRUST, NATIONAL ASSOCIATION 0.02% of their portfolio CHARLOTTE, NC 243,298243.3k $4.9m $4.9m 0.02% Reduced -3.7k -3,734
43 NewEdge Wealth, LLC 0.11% of their portfolio STAMFORD, CT 237,472237.5k $5.1m $5.1m 0.11% Unchanged
44 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 230,481230.5k $4.7m $4.7m 0.01% Reduced -31.5k -31,515
45 INTREPID CAPITAL MANAGEMENT INC 3.01% of their portfolio JACKSONVILLE BEACH, FL 228,036228.0k $4.6m $4.6m 3.01% Added +1.4k +1,384
46 LEVEL FOUR ADVISORY SERVICES, LLC 0.24% of their portfolio DALLAS, TX 227,554227.6k $4.4m $4.4m 0.24% Unchanged
47 Brookstone Capital Management 0.08% of their portfolio WHEATON, IL 226,687226.7k $4.6m $4.6m 0.08% Added +9.1k +9,107
48 Beacon Pointe Advisors, LLC 0.05% of their portfolio NEWPORT BEACH, CA 224,218224.2k $4.6m $4.6m 0.05% Reduced -4.5k -4,504
49 CSS LLC/IL 0.34% of their portfolio CHICAGO, IL 204,771204.8k $4.2m $4.2m 0.34% Added +2.0k +2,000
50 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 201,833201.8k $4.1m $4.1m 0.00% Reduced -7.4k -7,385
51 MARATHON CAPITAL MANAGEMENT 0.97% of their portfolio Hunt Valley, MD 199,650199.7k $4.1m $4.1m 0.97% Reduced -950 -950
52 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 189,158189.2k $3.8m $3.8m 0.01% Reduced -38.0k -38,014
53 FLAGSHIP HARBOR ADVISORS, LLC 0.24% of their portfolio BOSTON, MA 185,546185.5k $3.8m $3.8m 0.24% Added +4.1k +4,147
54 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 177,956178.0k $3.6m $3.6m 0.00% Added +4.8k +4,845
55 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 166,028166.0k $3.4m $3.4m 0.00% Reduced -9.0k -9,029
56 COWEN AND COMPANY, LLC 0.13% of their portfolio NEW YORK, NY 164,132164.1k $3.3m $3.3m 0.13% Unchanged
57 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 161,071161.1k $3.3m $3.3m 0.01% Reduced -26.7k -26,693
58 Chicago Capital, LLC 0.10% of their portfolio Chicago, IL 153,865153.9k $3.1m $3.1m 0.10% Unchanged
59 ROBERTS GLORE & CO INC /IL/ 0.91% of their portfolio DEERFIELD, IL 149,811149.8k $3.0m $3.0m 0.91% Added +90 +90
60 Verition Fund Management LLC 0.03% of their portfolio GREENWICH, CT 140,000140.0k $2.8m $2.8m 0.03% Added +30.0k +30,000
61 TD Waterhouse Canada Inc. 0.03% of their portfolio TORONTO, A6 134,649134.6k $3.8m $3.8m 0.03% Added +4.8k +4,826
62 STEPHENS INC /AR/ 0.04% of their portfolio LITTLE ROCK, AR 133,647133.6k $2.7m $2.7m 0.04% Reduced -8.6k -8,590
63 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 130,045130.0k $2.6m $2.6m 0.02% Reduced -541.7k -541,691
64 Federation des caisses Desjardins du Quebec 0.03% of their portfolio LEVIS, A8 129,761129.8k $3.5m $3.5m 0.03% Added +26.6k +26,608
65 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.21% of their portfolio CEDAR RAPIDS, IA 125,170125.2k $2.5m $2.5m 0.21% Added +6.5k +6,544
66 Capital Wealth Alliance, LLC 1.46% of their portfolio Scottsdale, AZ 121,676121.7k $2.5m $2.5m 1.46% Added +517 +517
67 NorthCoast Asset Management LLC 0.03% of their portfolio STAMFORD, CT 121,658121.7k $2.5m $2.5m 0.03% New
68 CHASE INVESTMENT COUNSEL CORP 0.91% of their portfolio CHARLOTTESVILLE, VA 119,868119.9k $2.4m $2.4m 0.91% Reduced -100 -100
69 Ancora Advisors LLC 0.05% of their portfolio Cleveland, OH 114,910114.9k $2.3m $2.3m 0.05% Reduced -1.0k -1,000
70 LINCOLN NATIONAL CORP 0.04% of their portfolio RADNOR, PA 113,820113.8k $2.3m $2.3m 0.04% Reduced -100.1k -100,100
71 Fore Capital, LLC 4.06% of their portfolio New York, NY 110,000110.0k $2.2m $2.2m 4.06% New
72 Delta Investment Management, LLC 0.49% of their portfolio SAN FRANCISCO, CA 106,550106.5k $2.2m $2.2m 0.49% Reduced -5.0k -4,951
73 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 104,196104.2k $2.1m $2.1m 0.01% Reduced -1.2k -1,155
74 PHILADELPHIA TRUST CO 0.17% of their portfolio PHILADELPHIA, PA 104,019104.0k $2.1m $2.1m 0.17% Reduced -1.1k -1,135
75 Global Assets Advisory, LLC 0.19% of their portfolio ORLANDO, FL 101,451101.5k $4.9k $4.9k 0.19% New
76 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 101,043101.0k $2.1m $2.1m 0.02% Reduced -168 -168
77 Guild Investment Management, Inc. 2.55% of their portfolio WESTLAKE VILLAGE, CA 97,95798.0k $2.0m $2.0m 2.55% Reduced -650 -650
78 Spire Wealth Management 0.04% of their portfolio MCLEAN, VA 97,26897.3k $2.0m $2.0m 0.04% Added +1.9k +1,850
79 Demars Financial Group, LLC 0.97% of their portfolio SPOKANE VALLEY, WA 96,68896.7k $2.0m $2.0m 0.97% Reduced -4.3k -4,310
80 IFP Advisors, Inc 0.09% of their portfolio TAMPA, FL 96,07896.1k $2.0m $2.0m 0.09% Added +12.5k +12,470
81 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 94,24894.2k $1.9m $1.9m 0.02% Reduced -15.2k -15,250
82 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 93,84093.8k $1.9m $1.9m 0.01% Added +1.2k +1,178
83 Financial Sense Advisors, Inc. 0.65% of their portfolio SAN DIEGO, CA 90,43790.4k $1.8m $1.8m 0.65% Added +3.3k +3,316
84 Perritt Capital Management Inc 0.99% of their portfolio Chicago, IL 90,30090.3k $1.8m $1.8m 0.99% Unchanged
85 STEEL GROVE CAPITAL ADVISORS, LLC 0.24% of their portfolio MEMPHIS, TN 87,34187.3k $1.8m $1.8m 0.24% Added +7.8k +7,840
86 St. James Investment Company, LLC 0.27% of their portfolio SOUTHLAKE, TX 82,34582.3k $1.7m $1.7m 0.27% Reduced -1.5k -1,500
87 WADDELL & ASSOCIATES, LLC 0.22% of their portfolio MEMPHIS, TN 81,30681.3k $1.7m $1.7m 0.22% Reduced -8.5k -8,500
88 Hunter Perkins Capital Management, LLC 0.33% of their portfolio LOMBARD, IL 80,19580.2k $1.6m $1.6m 0.33% Reduced -6.4k -6,400
89 Main Street Financial Solutions, LLC 0.17% of their portfolio NEWTOWN, PA 79,34579.3k $1.6m $1.6m 0.17% Reduced -5.7k -5,700
90 Mariner, LLC 0.00% of their portfolio Overland Park, KS 78,30378.3k $1.6m $1.6m 0.00% Reduced -2.0k -1,956
91 Peak Financial Management, Inc. 0.50% of their portfolio WELLESLEY, MA 78,05078.0k $1.6m $1.6m 0.50% Unchanged
92 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 77,79377.8k $1.6m $1.6m 0.00% Reduced -2.5k -2,550
93 CapitalatWork S.A. 0.05% of their portfolio AUDERGHEM, C9 77,49577.5k $1.6m $1.6m 0.05% Reduced -5.0k -5,000
94 CHOREO, LLC 0.04% of their portfolio ROCKFORD, IL 76,30776.3k $1.6m $1.6m 0.04% Added +427 +427
95 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 72,64672.6k $1.5m $1.5m 0.02% Added +9.8k +9,838
96 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 72,39172.4k $1.5m $1.5m 0.00% Unchanged
97 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 69,17869.2k $1.4m $1.4m 0.02% Reduced -23.1k -23,109
98 Mutual Advisors, LLC 0.04% of their portfolio OMAHA, NE 68,36968.4k $1.4m $1.4m 0.04% Added +2.5k +2,490
99 LODESTAR PRIVATE ASSET MANAGEMENT LLC 0.19% of their portfolio ALAMO, CA 66,19966.2k $1.3m $1.3m 0.19% Added +992 +992
100 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 65,55465.6k $1.3m $1.3m 0.00% Added +25.7k +25,744