Vault-13

SPROTT ASSET MANAGEMENT LP CEF

TR UNIT · Closed-End Fund · CUSIP 85208R101

283 institutional holders +0 vs Q1 2023
68,197,03068.2m shares reported held*
$1.3bnreported value*
17 new 80 added 76 reduced 19 sold out net bought ≈ $54.8m (+2.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($944.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $19.08.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 274Q4 22: 285Q1 23: 283Q2 23: 283283Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022274
Q4 2022285
Q1 2023283
Q2 2023283

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 79 bought or addedQ4 22: 108 cut or sold outQ4 22Q1 23: 104 bought or addedQ1 23: 90 cut or sold outQ1 23Q2 23: 97 bought or addedQ2 23: 95 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 202279108
Q1 202310490
Q2 20239795

Biggest buyers

SPROTT INC. Added +850,463+850.5k
Beaumont Financial Advisors, LLC Added +673,213+673.2k
AMERIPRISE FINANCIAL INC Added +374,402+374.4k
BANK OF AMERICA CORP /DE/ Added +229,455+229.5k
INTREPID CAPITAL MANAGEMENT INC Added +228,711+228.7k
CENTRAL TRUST Co Added +207,713+207.7k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +195,125+195.1k
ROYAL BANK OF CANADA Added +181,766+181.8k
PRICE T ROWE ASSOCIATES INC /MD/ Added +162,368+162.4k
JANE STREET GROUP, LLC Added +152,668+152.7k

Biggest sellers

MARATHON CAPITAL MANAGEMENT Sold out -268,100-268.1k
Moloney Securities Asset Management, LLC Sold out -261,509-261.5k
Beacon Pointe Advisors, LLC Sold out -233,268-233.3k
Hunting Hill Global Capital, LLC Reduced -160,946-160.9k
JPMORGAN CHASE & CO Reduced -122,290-122.3k
MONEY CONCEPTS CAPITAL CORP Sold out -60,102-60.1k
Van Hulzen Asset Management, LLC Sold out -51,604-51.6k
Paloma Partners Management Co Reduced -50,000-50.0k
SHUFRO ROSE & CO LLC Reduced -45,947-45.9k
PARK AVENUE SECURITIES LLC Reduced -41,406-41.4k

Insider purchases and sales in Q2 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2023.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CENTRAL TRUST Co 3.76% of their portfolio JEFFERSON CITY, MO 7,476,4917.5m $134.7m $134.7m 3.76% Added +207.7k +207,713
2 Bleakley Financial Group, LLC 3.51% of their portfolio PARSIPPANY, NJ 6,241,2946.2m $112.5m $112.5m 3.51% Added +129.8k +129,796
3 Simplicity Solutions, LLC 3.07% of their portfolio MINNEAPOLIS, MN 6,231,4136.2m $112.3m $112.3m 3.07% Added +119.8k +119,840
4 Parallax Volatility Advisers, L.P. 2.48% of their portfolio San Francisco, CA 3,995,4334.0m $72.0m $72.0m 2.48% Unchanged
5 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 3,730,7033.7m $67.2m $67.2m 0.02% Added +181.8k +181,766
6 JUPITER ASSET MANAGEMENT LTD 0.56% of their portfolio London, X0 2,862,6282.9m $51.6m $51.6m 0.56% Reduced -1.9k -1,936
7 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,520,0952.5m $45.4m $45.4m 0.00% Added +121.1k +121,079
8 SHUFRO ROSE & CO LLC 2.66% of their portfolio NEW YORK, NY 1,613,6291.6m $29.1m $29.1m 2.66% Reduced -45.9k -45,947
9 MANAGED ASSET PORTFOLIOS, LLC 3.77% of their portfolio ROCHESTER, MI 1,393,1391.4m $25.1m $25.1m 3.77% Reduced -9.9k -9,892
10 Baird Financial Group, Inc. 0.06% of their portfolio MILWAUKEE, WI 1,296,4351.3m $23.4m $23.4m 0.06% Reduced -1.2k -1,211
11 Beaumont Financial Advisors, LLC 2.07% of their portfolio NEEDHAM, MA 1,242,4241.2m $22.4m $22.4m 2.07% Added +673.2k +673,213
12 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 1,183,3551.2m $21.3m $21.3m 0.01% Added +374.4k +374,402
13 Hunting Hill Global Capital, LLC 11.36% of their portfolio New York, NY 1,050,3931.1m $18.9m $18.9m 11.36% Reduced -160.9k -160,946
14 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 950,535950.5k $17.1m $17.1m 0.03% Added +50.4k +50,427
15 SPROTT INC. 1.49% of their portfolio TORONTO, A6 908,389908.4k $16.4m $16.4m 1.49% Added +850.5k +850,463
16 HOWLAND CAPITAL MANAGEMENT LLC 0.88% of their portfolio BOSTON, MA 852,927852.9k $15.4m $15.4m 0.88% Reduced -13.7k -13,658
17 EVERGREEN CAPITAL MANAGEMENT LLC 0.63% of their portfolio Bellevue, WA 841,402841.4k $15.2m $15.2m 0.63% Added +29.1k +29,112
18 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 789,468789.5k $14.2m $14.2m 0.00% Added +229.5k +229,455
19 Cheviot Value Management, LLC 2.81% of their portfolio BEVERLY HILLS, CA 716,401716.4k $12.9m $12.9m 2.81% Added +17.2k +17,209
20 Private Advisor Group, LLC 0.11% of their portfolio MORRISTOWN, NJ 714,515714.5k $12.9m $12.9m 0.11% Added +7.9k +7,914
21 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 667,916667.9k $12.0m $12.0m 0.01% Added +12.3k +12,277
22 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 665,679665.7k $12.0m $12.0m 0.01% Added +1.5k +1,509
23 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 661,725661.7k $11.9m $11.9m 0.00% Added +992 +992
24 Engrave Wealth Partners LLC 3.53% of their portfolio SPRING, TX 618,864618.9k $11.2m $11.2m 3.53% Added +54.8k +54,756
25 NATIONAL BANK OF CANADA /FI/ 0.02% of their portfolio MONTREAL, A8 591,062591.1k $10.6m $10.6m 0.02% Reduced -2.9k -2,869
26 PYA Waltman Capital, LLC 4.46% of their portfolio KNOXVILLE, TN 582,239582.2k $10.3m $10.3m 4.46% Reduced -14.3k -14,300
27 Polar Asset Management Partners Inc. 0.20% of their portfolio TORONTO, A6 563,115563.1k $10.1m $10.1m 0.20% Unchanged
28 PFG Investments, LLC 1.62% of their portfolio WOODBURY, NY 503,373503.4k $9.1m $9.1m 1.62% Reduced -28.0k -28,007
29 Pekin Hardy Strauss, Inc. 1.39% of their portfolio CHICAGO, IL 493,457493.5k $8.9m $8.9m 1.39% Added +1.7k +1,710
30 Cannell & Co. 0.29% of their portfolio New York, NY 478,200478.2k $8.6m $8.6m 0.29% Unchanged
31 COHEN & STEERS, INC. 0.02% of their portfolio NEW YORK, NY 455,779455.8k $8.2m $8.2m 0.02% Unchanged
32 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 438,028438.0k $7.9m $7.9m 0.00% Added +162.4k +162,368
33 NEUBERGER BERMAN GROUP LLC 0.01% of their portfolio NEW YORK, NY 431,824431.8k $7.8m $7.8m 0.01% Reduced -12.5k -12,483
34 New Harbor Financial Group, LLC 2.35% of their portfolio WORCESTER, MA 428,563428.6k $7.7m $7.7m 2.35% Added +11.4k +11,370
35 INTREPID CAPITAL MANAGEMENT INC 2.62% of their portfolio JACKSONVILLE BEACH, FL 414,162414.2k $7.5m $7.5m 2.62% Added +228.7k +228,711
36 Marks Group Wealth Management, Inc 0.82% of their portfolio MINNETONKA, MN 384,179384.2k $6.9m $6.9m 0.82% Reduced -12.7k -12,705
37 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 374,477374.5k $6.7m $6.7m 0.01% Added +152.7k +152,668
38 CIBC WORLD MARKET INC. 0.02% of their portfolio TORONTO, A6 370,448370.4k $6.7m $6.7m 0.02% Added +6.9k +6,852
39 Euro Pacific Asset Management, LLC 1.44% of their portfolio DORADO, PR 368,644368.6k $6.6m $6.6m 1.44% Added +7.1k +7,110
40 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 365,932365.9k $6.6m $6.6m 0.01% Added +195.1k +195,125
41 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 340,516340.5k $6.1m $6.1m 0.01% Added +6.8k +6,769
42 Demars Financial Group, LLC 3.32% of their portfolio SPOKANE VALLEY, WA 331,884331.9k $6.0m $6.0m 3.32% Added +206 +206
43 Cadence Wealth Management LLC 5.66% of their portfolio WESTBOROUGH, MA 324,656324.7k $5.9m $5.9m 5.66% Reduced -803 -803
44 HOLLENCREST CAPITAL MANAGEMENT 0.59% of their portfolio NEWPORT BEACH, CA 313,460313.5k $5.6m $5.6m 0.59% Unchanged
45 COWEN AND COMPANY, LLC 0.45% of their portfolio NEW YORK, NY 301,964302.0k $5.4m $5.4m 0.45% Reduced -11.1k -11,087
46 Brookstone Capital Management 0.10% of their portfolio WHEATON, IL 280,497280.5k $5.1m $5.1m 0.10% Added +5.5k +5,499
47 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 279,368279.4k $5.0m $5.0m 0.01% Reduced -4.3k -4,306
48 NewEdge Wealth, LLC 0.14% of their portfolio STAMFORD, CT 237,472237.5k $4.3m $4.3m 0.14% Unchanged
49 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 236,583236.6k $4.3m $4.3m 0.04% Added +116.7k +116,736
50 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 225,364225.4k $4.1m $4.1m 0.03% Added +6.5k +6,515
51 Mutual Advisors, LLC 0.15% of their portfolio OMAHA, NE 218,967219.0k $3.9m $3.9m 0.15% Added +8.2k +8,237
52 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 202,585202.6k $3.7m $3.7m 0.02% Reduced -6.6k -6,598
53 Federation des caisses Desjardins du Quebec 0.04% of their portfolio LEVIS, A8 200,975201.0k $3.6m $3.6m 0.04% Added +6.2k +6,215
54 LEVEL FOUR ADVISORY SERVICES, LLC 0.22% of their portfolio DALLAS, TX 199,885199.9k $3.6m $3.6m 0.22% Added +2.3k +2,308
55 Hunter Perkins Capital Management, LLC 0.44% of their portfolio LOMBARD, IL 187,480187.5k $3.7m $3.7m 0.44% Added +92.5k +92,460
56 TELEMUS CAPITAL, LLC 0.28% of their portfolio Southfield, MI 186,489186.5k $3.4m $3.4m 0.28% Reduced -1.6k -1,578
57 FLAGSHIP HARBOR ADVISORS, LLC 0.26% of their portfolio BOSTON, MA 172,141172.1k $3.1m $3.1m 0.26% Added +17.2k +17,203
58 CHASE INVESTMENT COUNSEL CORP 1.45% of their portfolio CHARLOTTESVILLE, VA 159,870159.9k $2.9m $2.9m 1.45% Added +90.4k +90,408
59 Equitable Holdings, Inc. 0.04% of their portfolio NEW YORK, NY 159,146159.1k $2.9m $2.9m 0.04% Reduced -3.7k -3,721
60 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 156,524156.5k $2.8m $2.8m 0.01% Added +1.9k +1,902
61 Chicago Capital, LLC 0.13% of their portfolio Chicago, IL 153,865153.9k $2.8m $2.8m 0.13% Unchanged
62 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 153,082153.1k $2.8m $2.8m 0.00% Reduced -20.8k -20,803
63 STEPHENS INC /AR/ 0.05% of their portfolio LITTLE ROCK, AR 151,207151.2k $2.7m $2.7m 0.05% Reduced -6.0k -6,000
64 Paloma Partners Management Co 0.62% of their portfolio GREENWICH, CT 150,000150.0k $2.7m $2.7m 0.62% Reduced -50.0k -50,000
65 ROBERTS GLORE & CO INC /IL/ 0.86% of their portfolio DEERFIELD, IL 149,021149.0k $2.7m $2.7m 0.86% Reduced -2.5k -2,466
66 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 141,023141.0k $2.5m $2.5m 0.02% Added +31.9k +31,871
67 IFP Advisors, Inc 0.05% of their portfolio TAMPA, FL 133,978134.0k $2.1m $2.1m 0.05% Added +80.5k +80,528
68 PHILADELPHIA TRUST CO 0.23% of their portfolio PHILADELPHIA, PA 133,084133.1k $2.4m $2.4m 0.23% New
69 TD Waterhouse Canada Inc. 0.03% of their portfolio TORONTO, A6 124,531124.5k $3.0m $3.0m 0.03% Reduced -1.2k -1,153
70 Capital Wealth Alliance, LLC 1.64% of their portfolio Scottsdale, AZ 120,889120.9k $2.2m $2.2m 1.64% Unchanged
71 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 119,178119.2k $2.1m $2.1m 0.00% Added +1.2k +1,164
72 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.21% of their portfolio CEDAR RAPIDS, IA 119,041119.0k $2.1m $2.1m 0.21% Added +3.2k +3,185
73 WADDELL & ASSOCIATES, LLC 0.31% of their portfolio MEMPHIS, TN 118,429118.4k $2.1m $2.1m 0.31% Added +50.0k +50,000
74 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 118,129118.1k $2.1m $2.1m 0.00% Reduced -36.8k -36,809
75 TIAA, FSB 0.01% of their portfolio ST. LOUIS, MO 116,798116.8k $2.1m $2.1m 0.01% Added +500 +500
76 LINCOLN NATIONAL CORP 0.04% of their portfolio RADNOR, PA 116,680116.7k $2.1m $2.1m 0.04% Unchanged
77 Ancora Advisors LLC 0.06% of their portfolio Cleveland, OH 115,910115.9k $2.1m $2.1m 0.06% Reduced -1.0k -1,000
78 SENTINEL TRUST CO LBA 0.26% of their portfolio HOUSTON, TX 107,443107.4k $1.9m $1.9m 0.26% Unchanged
79 Guild Investment Management, Inc. 2.68% of their portfolio WESTLAKE VILLAGE, CA 105,777105.8k $1.9m $1.9m 2.68% Reduced -1.8k -1,800
80 BOOTHBAY FUND MANAGEMENT, LLC 0.05% of their portfolio NEW YORK, NY 96,47296.5k $1.7m $1.7m 0.05% Added +18.3k +18,349
81 Financial Sense Advisors, Inc. 0.78% of their portfolio SAN DIEGO, CA 94,78894.8k $1.7m $1.7m 0.78% Reduced -1.5k -1,498
82 Main Street Financial Solutions, LLC 0.23% of their portfolio NEWTOWN, PA 92,94592.9k $1.7m $1.7m 0.23% Reduced -1.0k -1,000
83 Perritt Capital Management Inc 0.89% of their portfolio Chicago, IL 90,30090.3k $1.6m $1.6m 0.89% Unchanged
84 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 89,96290.0k $1.6m $1.6m 0.01% Reduced -53 -53
85 St. James Investment Company, LLC 0.23% of their portfolio SOUTHLAKE, TX 89,65889.7k $1.6m $1.6m 0.23% Reduced -910 -910
86 Mariner, LLC 0.00% of their portfolio Overland Park, KS 89,34089.3k $1.6m $1.6m 0.00% Added +14.9k +14,882
87 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 85,46885.5k $1.5m $1.5m 0.02% Added +7.9k +7,876
88 Delta Investment Management, LLC 0.40% of their portfolio SAN FRANCISCO, CA 80,54080.5k $1.5m $1.5m 0.40% Added +8.8k +8,841
89 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 80,28680.3k $1.4m $1.4m 0.01% Reduced -2.0k -2,012
90 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 80,20780.2k $1.4m $1.4m 0.01% Added +10.4k +10,372
91 Peak Financial Management, Inc. 0.51% of their portfolio WELLESLEY, MA 79,46579.5k $1.4m $1.4m 0.51% Reduced -2.5k -2,535
92 Spire Wealth Management 0.05% of their portfolio MCLEAN, VA 79,26079.3k $1.4m $1.4m 0.05% Reduced -31.4k -31,385
93 BOS Asset Management, LLC 1.09% of their portfolio SPRINGFIELD, IL 78,00978.0k $1.4m $1.4m 1.09% Added +2.7k +2,724
94 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 74,82774.8k $1.3m $1.3m 0.00% Reduced -20.6k -20,633
95 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 72,41072.4k $1.3m $1.3m 0.01% Reduced -1.6k -1,600
96 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 72,39172.4k $1.3m $1.3m 0.01% Unchanged
97 CSS LLC/IL 0.10% of their portfolio CHICAGO, IL 71,40871.4k $1.3m $1.3m 0.10% Reduced -9.8k -9,810
98 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 68,38168.4k $1.2m $1.2m 0.00% Added +1.2k +1,159
99 LODESTAR PRIVATE ASSET MANAGEMENT LLC 0.20% of their portfolio ALAMO, CA 67,34767.3k $1.2m $1.2m 0.20% Reduced -2.6k -2,572
100 Quilter Plc 0.26% of their portfolio LONDON, X0 65,44265.4k $64.9m $64.9m 0.26% Reduced -8.2k -8,200