Vault-13

SPROTT ASSET MANAGEMENT LP CEF

TR UNIT · Closed-End Fund · CUSIP 85208R101

283 institutional holders -2 vs Q4 2022
65,349,84965.3m shares reported held*
$1.3bnreported value*
15 new 89 added 73 reduced 17 sold out net bought ≈ $117.6m (+6.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($492.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $20.09.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 274Q4 22: 285Q1 23: 283283Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022274
Q4 2022285
Q1 2023283

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 79 bought or addedQ4 22: 108 cut or sold outQ4 22Q1 23: 104 bought or addedQ1 23: 90 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 202279108
Q1 202310490

Biggest buyers

Simplicity Solutions, LLC Added +5,485,867+5.5m
CENTRAL TRUST Co Added +363,248+363.2k
COWEN AND COMPANY, LLC New +313,051+313.1k
SHUFRO ROSE & CO LLC Added +268,909+268.9k
MARATHON CAPITAL MANAGEMENT New +268,100+268.1k
Private Advisor Group, LLC Added +262,386+262.4k
Moloney Securities Asset Management, LLC New +261,509+261.5k
Beacon Pointe Advisors, LLC New +233,268+233.3k
ROYAL BANK OF CANADA Added +219,383+219.4k
LEVEL FOUR ADVISORY SERVICES, LLC New +197,577+197.6k

Biggest sellers

Hunting Hill Global Capital, LLC Reduced -624,023-624.0k
AMERIPRISE FINANCIAL INC Reduced -507,915-507.9k
JUPITER ASSET MANAGEMENT LTD Reduced -420,198-420.2k
EVERGREEN CAPITAL MANAGEMENT LLC Reduced -405,025-405.0k
LINCOLN NATIONAL CORP Reduced -177,037-177.0k
MANAGED ASSET PORTFOLIOS, LLC Reduced -176,593-176.6k
Catalyst Capital Advisors LLC Sold out -163,500-163.5k
BANK OF AMERICA CORP /DE/ Reduced -145,078-145.1k
JOURNEY STRATEGIC WEALTH LLC Reduced -131,048-131.0k
MORGAN STANLEY Reduced -98,496-98.5k

Insider purchases and sales in Q1 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2023.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CENTRAL TRUST Co 4.02% of their portfolio JEFFERSON CITY, MO 7,268,7787.3m $137.5m $137.5m 4.02% Added +363.2k +363,248
2 Simplicity Solutions, LLC 3.03% of their portfolio MINNEAPOLIS, MN 6,111,5736.1m $115.6m $115.6m 3.03% Added +5.5m +5,485,867
3 Bleakley Financial Group, LLC 3.86% of their portfolio PARSIPPANY, NJ 6,111,4986.1m $115.6m $115.6m 3.86% Added +42.8k +42,846
4 Parallax Volatility Advisers, L.P. 2.65% of their portfolio San Francisco, CA 3,995,4334.0m $75.6m $75.6m 2.65% Unchanged
5 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 3,548,9373.5m $67.1m $67.1m 0.02% Added +219.4k +219,383
6 JUPITER ASSET MANAGEMENT LTD 0.75% of their portfolio London, X0 2,864,5642.9m $54.2m $54.2m 0.75% Reduced -420.2k -420,198
7 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,399,0162.4m $45.4m $45.4m 0.00% Reduced -98.5k -98,496
8 SHUFRO ROSE & CO LLC 2.91% of their portfolio NEW YORK, NY 1,659,5761.7m $31.4m $31.4m 2.91% Added +268.9k +268,909
9 MANAGED ASSET PORTFOLIOS, LLC 4.03% of their portfolio ROCHESTER, MI 1,403,0311.4m $26.5m $26.5m 4.03% Reduced -176.6k -176,593
10 Baird Financial Group, Inc. 0.06% of their portfolio MILWAUKEE, WI 1,297,6461.3m $24.5m $24.5m 0.06% Added +165.3k +165,259
11 Hunting Hill Global Capital, LLC 26.36% of their portfolio New York, NY 1,211,3391.2m $22.9m $22.9m 26.36% Reduced -624.0k -624,023
12 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 900,108900.1k $17.0m $17.0m 0.03% Reduced -70.5k -70,470
13 HOWLAND CAPITAL MANAGEMENT LLC 0.99% of their portfolio BOSTON, MA 866,585866.6k $16.4m $16.4m 0.99% Added +13.8k +13,825
14 EVERGREEN CAPITAL MANAGEMENT LLC 0.69% of their portfolio Bellevue, WA 812,290812.3k $15.4m $15.4m 0.69% Reduced -405.0k -405,025
15 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 808,953809.0k $15.3m $15.3m 0.01% Reduced -507.9k -507,915
16 Private Advisor Group, LLC 0.13% of their portfolio MORRISTOWN, NJ 706,601706.6k $13.4m $13.4m 0.13% Added +262.4k +262,386
17 Cheviot Value Management, LLC 3.18% of their portfolio BEVERLY HILLS, CA 699,192699.2k $13.2m $13.2m 3.18% Added +4.3k +4,288
18 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 664,170664.2k $12.6m $12.6m 0.01% Added +133.2k +133,243
19 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 660,733660.7k $12.5m $12.5m 0.00% Added +25.4k +25,427
20 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 655,639655.6k $12.4m $12.4m 0.01% Added +50.6k +50,614
21 PYA Waltman Capital, LLC 5.60% of their portfolio KNOXVILLE, TN 596,539596.5k $11.3m $11.3m 5.60% Added +604 +604
22 NATIONAL BANK OF CANADA /FI/ 0.03% of their portfolio MONTREAL, A8 593,931593.9k $11.2m $11.2m 0.03% Reduced -3.8k -3,811
23 Beaumont Financial Advisors, LLC 1.09% of their portfolio NEEDHAM, MA 569,211569.2k $10.8m $10.8m 1.09% Added +8.7k +8,737
24 Engrave Wealth Partners LLC 3.67% of their portfolio SPRING, TX 564,108564.1k $10.9m $10.9m 3.67% Added +33.0k +33,010
25 Polar Asset Management Partners Inc. 0.19% of their portfolio TORONTO, A6 563,115563.1k $10.6m $10.6m 0.19% Unchanged
26 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 560,013560.0k $10.6m $10.6m 0.00% Reduced -145.1k -145,078
27 PFG Investments, LLC 2.05% of their portfolio WOODBURY, NY 531,380531.4k $10.0m $10.0m 2.05% First filing
28 Pekin Hardy Strauss, Inc. 1.44% of their portfolio CHICAGO, IL 491,747491.7k $9.3m $9.3m 1.44% Added +12.5k +12,475
29 Cannell & Co. 0.32% of their portfolio New York, NY 478,200478.2k $9.0m $9.0m 0.32% Unchanged
30 COHEN & STEERS, INC. 0.02% of their portfolio NEW YORK, NY 455,779455.8k $8.6m $8.6m 0.02% Added +92.9k +92,911
31 NEUBERGER BERMAN GROUP LLC 0.01% of their portfolio NEW YORK, NY 444,307444.3k $8.4m $8.4m 0.01% Reduced -2.4k -2,424
32 New Harbor Financial Group, LLC 2.93% of their portfolio WORCESTER, MA 417,193417.2k $7.9m $7.9m 2.93% Reduced -10.1k -10,104
33 Marks Group Wealth Management, Inc 0.96% of their portfolio MINNETONKA, MN 396,884396.9k $7.5m $7.5m 0.96% Reduced -17.3k -17,302
34 CIBC WORLD MARKET INC. 0.02% of their portfolio TORONTO, A6 363,596363.6k $6.9m $6.9m 0.02% Added +7.9k +7,853
35 Euro Pacific Asset Management, LLC 1.47% of their portfolio DORADO, PR 361,534361.5k $6.8m $6.8m 1.47% Added +4.9k +4,856
36 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 333,747333.7k $6.3m $6.3m 0.01% Reduced -7.0k -6,959
37 Demars Financial Group, LLC 3.46% of their portfolio SPOKANE VALLEY, WA 331,678331.7k $6.3m $6.3m 3.46% Reduced -20.8k -20,843
38 Cadence Wealth Management LLC 6.27% of their portfolio WESTBOROUGH, MA 325,459325.5k $6.2m $6.2m 6.27% Added +10.2k +10,169
39 HOLLENCREST CAPITAL MANAGEMENT 0.63% of their portfolio NEWPORT BEACH, CA 313,460313.5k $5.9m $5.9m 0.63% Added +27.5k +27,500
40 COWEN AND COMPANY, LLC 0.70% of their portfolio NEW YORK, NY 313,051313.1k $5.9m $5.9m 0.70% New
41 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 283,674283.7k $5.4m $5.4m 0.01% Added +4.1k +4,137
42 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 275,660275.7k $5.2m $5.2m 0.00% Added +31.2k +31,200
43 Brookstone Capital Management 0.10% of their portfolio WHEATON, IL 274,998275.0k $5.3m $5.3m 0.10% Reduced -8.8k -8,831
44 MARATHON CAPITAL MANAGEMENT 1.25% of their portfolio Hunt Valley, MD 268,100268.1k $5.1m $5.1m 1.25% New
45 Moloney Securities Asset Management, LLC 0.92% of their portfolio MANCHESTER, MO 261,509261.5k $4.9m $4.9m 0.92% New
46 NewEdge Wealth, LLC 0.17% of their portfolio STAMFORD, CT 237,472237.5k $4.5m $4.5m 0.17% Unchanged
47 Beacon Pointe Advisors, LLC 0.08% of their portfolio NEWPORT BEACH, CA 233,268233.3k $4.4m $4.4m 0.08% New
48 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 221,809221.8k $4.2m $4.2m 0.01% Added +121.7k +121,726
49 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 218,849218.8k $4.1m $4.1m 0.03% Added +4.7k +4,658
50 Mutual Advisors, LLC 0.16% of their portfolio OMAHA, NE 210,730210.7k $4.0m $4.0m 0.16% Added +8.5k +8,487
51 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 209,183209.2k $4.0m $4.0m 0.02% Added +32.9k +32,902
52 Paloma Partners Management Co 0.83% of their portfolio GREENWICH, CT 200,000200.0k $3.8m $3.8m 0.83% Added +140.0k +140,000
53 LEVEL FOUR ADVISORY SERVICES, LLC 0.25% of their portfolio DALLAS, TX 197,577197.6k $3.7m $3.7m 0.25% New
54 Federation des caisses Desjardins du Quebec 0.04% of their portfolio LEVIS, A8 194,760194.8k $3.7m $3.7m 0.04% Added +4.3k +4,331
55 TELEMUS CAPITAL, LLC 0.31% of their portfolio Southfield, MI 188,067188.1k $3.6m $3.6m 0.31% Added +17.3k +17,272
56 INTREPID CAPITAL MANAGEMENT INC 3.04% of their portfolio JACKSONVILLE BEACH, FL 185,451185.5k $3.5m $3.5m 3.04% Added +17.5k +17,516
57 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 173,885173.9k $3.3m $3.3m 0.00% Reduced -39.5k -39,548
58 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 170,807170.8k $3.2m $3.2m 0.00% Added +5.4k +5,364
59 Equitable Holdings, Inc. 0.05% of their portfolio NEW YORK, NY 162,867162.9k $3.1m $3.1m 0.05% Added +4.4k +4,447
60 STEPHENS INC /AR/ 0.06% of their portfolio LITTLE ROCK, AR 157,207157.2k $3.0m $3.0m 0.06% Unchanged
61 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 154,938154.9k $2.9m $2.9m 0.00% Added +82.3k +82,302
62 FLAGSHIP HARBOR ADVISORS, LLC 0.28% of their portfolio BOSTON, MA 154,938154.9k $2.9m $2.9m 0.28% Added +27.5k +27,541
63 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 154,622154.6k $2.9m $2.9m 0.01% Reduced -24.1k -24,150
64 Chicago Capital, LLC 0.14% of their portfolio Chicago, IL 153,865153.9k $2.9m $2.9m 0.14% Unchanged
65 ROBERTS GLORE & CO INC /IL/ 0.96% of their portfolio DEERFIELD, IL 151,487151.5k $2.9m $2.9m 0.96% Reduced -450 -450
66 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 141,888141.9k $2.7m $2.7m 0.00% Added +133.1k +133,090
67 TD Waterhouse Canada Inc. 0.03% of their portfolio TORONTO, A6 125,684125.7k $3.2m $3.2m 0.03% Reduced -3.2k -3,190
68 Capital Wealth Alliance, LLC 1.84% of their portfolio Scottsdale, AZ 120,889120.9k $2.3m $2.3m 1.84% Added +250 +250
69 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 119,847119.8k $2.3m $2.3m 0.02% Reduced -18.4k -18,430
70 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 118,014118.0k $2.2m $2.2m 0.00% Added +6.9k +6,859
71 Ancora Advisors LLC 0.06% of their portfolio Cleveland, OH 116,910116.9k $2.2m $2.2m 0.06% Reduced -1.5k -1,500
72 LINCOLN NATIONAL CORP 0.05% of their portfolio RADNOR, PA 116,680116.7k $2.2m $2.2m 0.05% Reduced -177.0k -177,037
73 TIAA, FSB 0.01% of their portfolio ST. LOUIS, MO 116,298116.3k $2.2m $2.2m 0.01% Unchanged
74 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.23% of their portfolio CEDAR RAPIDS, IA 115,856115.9k $2.2m $2.2m 0.23% Added +8.6k +8,565
75 Spire Wealth Management 0.08% of their portfolio MCLEAN, VA 110,645110.6k $2.1m $2.1m 0.08% Added +19.1k +19,132
76 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 109,152109.2k $2.1m $2.1m 0.02% Added +7.8k +7,762
77 Guild Investment Management, Inc. 3.12% of their portfolio WESTLAKE VILLAGE, CA 107,577107.6k $2.0m $2.0m 3.12% Reduced -110 -110
78 SENTINEL TRUST CO LBA 0.29% of their portfolio HOUSTON, TX 107,443107.4k $2.0m $2.0m 0.29% Unchanged
79 Financial Sense Advisors, Inc. 0.83% of their portfolio SAN DIEGO, CA 96,28696.3k $1.8m $1.8m 0.83% Added +20.5k +20,515
80 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 95,46095.5k $1.8m $1.8m 0.00% Reduced -14.9k -14,925
81 Hunter Perkins Capital Management, LLC 0.42% of their portfolio LOMBARD, IL 95,02095.0k $1.8m $1.8m 0.42% Added +650 +650
82 Main Street Financial Solutions, LLC 0.26% of their portfolio NEWTOWN, PA 93,94593.9k $1.8m $1.8m 0.26% Reduced -6.1k -6,100
83 St. James Investment Company, LLC 0.25% of their portfolio SOUTHLAKE, TX 90,56890.6k $1.7m $1.7m 0.25% Reduced -2.7k -2,655
84 Perritt Capital Management Inc 0.95% of their portfolio Chicago, IL 90,30090.3k $1.7m $1.7m 0.95% Unchanged
85 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 90,01590.0k $1.7m $1.7m 0.01% Reduced -3.3k -3,269
86 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 82,29882.3k $1.6m $1.6m 0.01% Added +46.5k +46,520
87 Peak Financial Management, Inc. 0.58% of their portfolio WELLESLEY, MA 82,00082.0k $1.6m $1.6m 0.58% Reduced -135 -135
88 CSS LLC/IL 0.12% of their portfolio CHICAGO, IL 81,21881.2k $1.5m $1.5m 0.12% Added +70.9k +70,918
89 BOOTHBAY FUND MANAGEMENT, LLC 0.04% of their portfolio NEW YORK, NY 78,12378.1k $1.5m $1.5m 0.04% Added +41.9k +41,893
90 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 77,59277.6k $1.5m $1.5m 0.02% Reduced -766 -766
91 BOS Asset Management, LLC 1.19% of their portfolio SPRINGFIELD, IL 75,28575.3k $1.4m $1.4m 1.19% Added +9.8k +9,794
92 Mariner, LLC 0.00% of their portfolio Overland Park, KS 74,45874.5k $1.4m $1.4m 0.00% Reduced -7.1k -7,096
93 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 74,01074.0k $1.4m $1.4m 0.01% Reduced -500 -500
94 Quilter Plc 0.30% of their portfolio LONDON, X0 73,64273.6k $73.1m $73.1m 0.30% Reduced -4.2k -4,245
95 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 72,39172.4k $1.4m $1.4m 0.01% Added +10.2k +10,228
96 Delta Investment Management, LLC 0.39% of their portfolio SAN FRANCISCO, CA 71,69971.7k $1.4m $1.4m 0.39% Reduced -5.7k -5,720
97 LODESTAR PRIVATE ASSET MANAGEMENT LLC 0.24% of their portfolio ALAMO, CA 69,91969.9k $1.3m $1.3m 0.24% Added +4.5k +4,488
98 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 69,83569.8k $1.3m $1.3m 0.01% Added +35.9k +35,927
99 CHASE INVESTMENT COUNSEL CORP 0.73% of their portfolio CHARLOTTESVILLE, VA 69,46269.5k $1.3m $1.3m 0.73% Reduced -127 -127
100 WADDELL & ASSOCIATES, LLC 0.20% of their portfolio MEMPHIS, TN 68,42968.4k $1.3m $1.3m 0.20% Added +32.0k +32,009