Vault-13

SPROTT ASSET MANAGEMENT LP CEF

TR UNIT · Closed-End Fund · CUSIP 85208R101

285 institutional holders +11 vs Q3 2022
58,790,19558.8m shares reported held*
$1.1bnreported value*
23 new 56 added 86 reduced 22 sold out net bought ≈ $19.7m (+1.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($467.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $17.91.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 274Q4 22: 285285Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022274
Q4 2022285

Biggest buyers

CENTRAL TRUST Co Added +2,421,104+2.4m
AMERIPRISE FINANCIAL INC Added +518,480+518.5k
Marks Group Wealth Management, Inc Added +404,186+404.2k
MORGAN STANLEY Added +388,071+388.1k
JOURNEY STRATEGIC WEALTH LLC New +192,401+192.4k
Equitable Holdings, Inc. New +158,420+158.4k
ROYAL BANK OF CANADA Added +145,272+145.3k
Baird Financial Group, Inc. Added +121,607+121.6k
LPL Financial LLC Added +80,622+80.6k
OSAIC HOLDINGS, INC. Added +61,540+61.5k

Biggest sellers

BOOTHBAY FUND MANAGEMENT, LLC Reduced -1,194,522-1.2m
SHUFRO ROSE & CO LLC Reduced -447,974-448.0k
PRICE T ROWE ASSOCIATES INC /MD/ Reduced -400,100-400.1k
JUPITER ASSET MANAGEMENT LTD Reduced -326,270-326.3k
Paloma Partners Management Co Reduced -240,000-240.0k
Hunting Hill Global Capital, LLC Reduced -230,034-230.0k
RIVERNORTH CAPITAL MANAGEMENT, LLC Sold out -204,367-204.4k
JANE STREET GROUP, LLC Reduced -188,778-188.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -122,379-122.4k
STIFEL FINANCIAL CORP Reduced -71,468-71.5k

Insider purchases and sales in Q4 2022

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q4 2022.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CENTRAL TRUST Co 3.82% of their portfolio JEFFERSON CITY, MO 6,905,5306.9m $123.8m $123.8m 3.82% Added +2.4m +2,421,104
2 Bleakley Financial Group, LLC 3.89% of their portfolio PARSIPPANY, NJ 6,068,6526.1m $108.8m $108.8m 3.89% First filing
3 Parallax Volatility Advisers, L.P. 1.85% of their portfolio San Francisco, CA 3,995,4334.0m $71.6m $71.6m 1.85% Unchanged
4 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 3,329,5543.3m $59.7m $59.7m 0.02% Added +145.3k +145,272
5 JUPITER ASSET MANAGEMENT LTD 0.86% of their portfolio London, X0 3,284,7623.3m $58.9m $58.9m 0.86% Reduced -326.3k -326,270
6 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,497,5122.5m $44.8m $44.8m 0.01% Added +388.1k +388,071
7 Hunting Hill Global Capital, LLC 22.33% of their portfolio New York, NY 1,835,3621.8m $32.9m $32.9m 22.33% Reduced -230.0k -230,034
8 MANAGED ASSET PORTFOLIOS, LLC 4.43% of their portfolio ROCHESTER, MI 1,579,6241.6m $28.3m $28.3m 4.43% Reduced -14.2k -14,250
9 SHUFRO ROSE & CO LLC 2.10% of their portfolio NEW YORK, NY 1,390,6671.4m $24.9m $24.9m 2.10% Reduced -448.0k -447,974
10 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 1,316,8681.3m $23.6m $23.6m 0.01% Added +518.5k +518,480
11 EVERGREEN CAPITAL MANAGEMENT LLC 1.03% of their portfolio Bellevue, WA 1,217,3151.2m $21.8m $21.8m 1.03% Added +41.3k +41,274
12 Baird Financial Group, Inc. 0.05% of their portfolio MILWAUKEE, WI 1,132,3871.1m $20.3m $20.3m 0.05% Added +121.6k +121,607
13 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 970,578970.6k $17.4m $17.4m 0.04% Added +61.5k +61,540
14 HOWLAND CAPITAL MANAGEMENT LLC 0.94% of their portfolio BOSTON, MA 852,760852.8k $15.3m $15.3m 0.94% Added +27.2k +27,201
15 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 705,091705.1k $12.6m $12.6m 0.00% Added +609 +609
16 Cheviot Value Management, LLC 3.11% of their portfolio BEVERLY HILLS, CA 694,904694.9k $12.6m $12.6m 3.11% Added +18.5k +18,512
17 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 635,306635.3k $11.4m $11.4m 0.00% Added +5.3k +5,313
18 Simplicity Solutions, LLC 1.53% of their portfolio MINNEAPOLIS, MN 625,706625.7k $11.2m $11.2m 1.53% Reduced -29.6k -29,629
19 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 605,025605.0k $10.8m $10.8m 0.01% Reduced -29.9k -29,867
20 NATIONAL BANK OF CANADA /FI/ 0.03% of their portfolio MONTREAL, A8 597,742597.7k $10.7m $10.7m 0.03% Reduced -11.2k -11,213
21 PYA Waltman Capital, LLC 5.61% of their portfolio KNOXVILLE, TN 595,935595.9k $10.7m $10.7m 5.61% Reduced -29.6k -29,574
22 Polar Asset Management Partners Inc. 0.14% of their portfolio TORONTO, A6 563,115563.1k $10.1m $10.1m 0.14% Unchanged
23 Beaumont Financial Advisors, LLC 1.01% of their portfolio NEEDHAM, MA 560,474560.5k $10.0m $10.0m 1.01% First filing
24 Engrave Wealth Partners LLC 3.39% of their portfolio SPRING, TX 531,098531.1k $9.7m $9.7m 3.39% Added +16.1k +16,090
25 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 530,927530.9k $9.5m $9.5m 0.01% Added +80.6k +80,622
26 Pekin Hardy Strauss, Inc. 1.36% of their portfolio CHICAGO, IL 479,272479.3k $8.6m $8.6m 1.36% Reduced -27.9k -27,860
27 Cannell & Co. 0.31% of their portfolio New York, NY 478,200478.2k $8.6m $8.6m 0.31% Unchanged
28 NEUBERGER BERMAN GROUP LLC 0.01% of their portfolio NEW YORK, NY 446,731446.7k $8.0m $8.0m 0.01% Reduced -8.9k -8,901
29 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 444,215444.2k $1.4m $1.4m 0.04% Reduced -17.2k -17,174
30 New Harbor Financial Group, LLC 3.55% of their portfolio WORCESTER, MA 427,297427.3k $7.7m $7.7m 3.55% Reduced -26.5k -26,466
31 Marks Group Wealth Management, Inc 1.01% of their portfolio MINNETONKA, MN 414,186414.2k $7.4m $7.4m 1.01% Added +404.2k +404,186
32 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 362,868362.9k $6.5m $6.5m 0.01% Added +40.2k +40,183
33 Euro Pacific Asset Management, LLC 1.44% of their portfolio DORADO, PR 356,678356.7k $6.4m $6.4m 1.44% Reduced -2.9k -2,910
34 CIBC WORLD MARKET INC. 0.03% of their portfolio TORONTO, A6 355,743355.7k $6.4m $6.4m 0.03% Added +14.4k +14,424
35 Demars Financial Group, LLC 3.49% of their portfolio SPOKANE VALLEY, WA 352,521352.5k $6.3m $6.3m 3.49% Reduced -16.5k -16,469
36 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 340,706340.7k $6.1m $6.1m 0.01% Added +533 +533
37 Cadence Wealth Management LLC 4.85% of their portfolio WESTBOROUGH, MA 315,290315.3k $5.7m $5.7m 4.85% Added +48.5k +48,479
38 LINCOLN NATIONAL CORP 0.12% of their portfolio RADNOR, PA 293,717293.7k $5.3m $5.3m 0.12% Added +32.9k +32,850
39 HOLLENCREST CAPITAL MANAGEMENT 0.63% of their portfolio NEWPORT BEACH, CA 285,960286.0k $5.1m $5.1m 0.63% Unchanged
40 Brookstone Capital Management 0.10% of their portfolio WHEATON, IL 283,829283.8k $5.2m $5.2m 0.10% Added +11.8k +11,833
41 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 279,537279.5k $5.0m $5.0m 0.01% Reduced -22.7k -22,718
42 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 244,460244.5k $4.4m $4.4m 0.00% Reduced -400.1k -400,100
43 BENNICAS & ASSOCIATES, INC. 2.49% of their portfolio PORTOLA VALLEY, CA 240,527240.5k $4.3m $4.3m 2.49% Reduced -1.6k -1,600
44 NewEdge Wealth, LLC 0.18% of their portfolio STAMFORD, CT 237,472237.5k $4.3m $4.3m 0.18% Unchanged
45 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 214,191214.2k $3.8m $3.8m 0.03% Reduced -4.4k -4,421
46 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 213,433213.4k $3.8m $3.8m 0.01% Reduced -71.5k -71,468
47 Mutual Advisors, LLC 0.16% of their portfolio OMAHA, NE 202,243202.2k $3.6m $3.6m 0.16% Added +24.7k +24,718
48 JOURNEY STRATEGIC WEALTH LLC 0.41% of their portfolio SUMMIT, NJ 192,401192.4k $3.4m $3.4m 0.41% New
49 Federation des caisses Desjardins du Quebec 0.04% of their portfolio LEVIS, A8 190,429190.4k $3.4m $3.4m 0.04% Reduced -5.4k -5,418
50 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 178,772178.8k $3.2m $3.2m 0.01% Reduced -5.7k -5,708
51 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 176,281176.3k $3.2m $3.2m 0.02% Reduced -17.7k -17,665
52 TELEMUS CAPITAL, LLC 0.28% of their portfolio Southfield, MI 170,795170.8k $3.1m $3.1m 0.28% Reduced -2.7k -2,709
53 INTREPID CAPITAL MANAGEMENT INC 2.60% of their portfolio JACKSONVILLE BEACH, FL 167,935167.9k $3.0m $3.0m 2.60% Reduced -857 -857
54 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 165,443165.4k $3.0m $3.0m 0.00% Added +13.3k +13,331
55 Catalyst Capital Advisors LLC 0.10% of their portfolio San Juan, PR 163,500163.5k $2.9m $2.9m 0.10% Reduced -4.0k -4,000
56 Equitable Holdings, Inc. 0.05% of their portfolio NEW YORK, NY 158,420158.4k $2.8m $2.8m 0.05% New
57 STEPHENS INC /AR/ 0.06% of their portfolio LITTLE ROCK, AR 157,207157.2k $2.8m $2.8m 0.06% Unchanged
58 Chicago Capital, LLC 0.15% of their portfolio Chicago, IL 153,865153.9k $2.8m $2.8m 0.15% Unchanged
59 ROBERTS GLORE & CO INC /IL/ 0.95% of their portfolio DEERFIELD, IL 151,937151.9k $2.7m $2.7m 0.95% Reduced -1.6k -1,550
60 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 138,277138.3k $2.5m $2.5m 0.02% Reduced -708 -708
61 TD Waterhouse Canada Inc. 0.03% of their portfolio TORONTO, A6 128,874128.9k $3.1m $3.1m 0.03% Reduced -1.2k -1,241
62 FLAGSHIP HARBOR ADVISORS, LLC 0.23% of their portfolio BOSTON, MA 127,397127.4k $2.3m $2.3m 0.23% Added +28.6k +28,648
63 Capital Wealth Alliance, LLC 1.81% of their portfolio Scottsdale, AZ 120,639120.6k $2.2m $2.2m 1.81% Unchanged
64 Ancora Advisors LLC 0.06% of their portfolio Cleveland, OH 118,410118.4k $2.1m $2.1m 0.06% Reduced -250 -250
65 TIAA, FSB 0.01% of their portfolio ST. LOUIS, MO 116,298116.3k $2.1m $2.1m 0.01% Unchanged
66 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 111,155111.2k $2.0m $2.0m 0.00% Reduced -5.8k -5,804
67 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 110,385110.4k $2.0m $2.0m 0.00% Added +14.3k +14,300
68 Guild Investment Management, Inc. 3.31% of their portfolio WESTLAKE VILLAGE, CA 107,687107.7k $1.9m $1.9m 3.31% Reduced -163 -163
69 SENTINEL TRUST CO LBA 0.30% of their portfolio HOUSTON, TX 107,443107.4k $1.9m $1.9m 0.30% Unchanged
70 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.22% of their portfolio CEDAR RAPIDS, IA 107,291107.3k $1.9m $1.9m 0.22% Added +1.3k +1,270
71 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 101,390101.4k $1.8m $1.8m 0.02% Reduced -207 -207
72 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 100,083100.1k $1.8m $1.8m 0.00% Reduced -188.8k -188,778
73 Main Street Financial Solutions, LLC 0.28% of their portfolio NEWTOWN, PA 100,045100.0k $1.8m $1.8m 0.28% Reduced -2.2k -2,200
74 Hunter Perkins Capital Management, LLC 0.38% of their portfolio LOMBARD, IL 94,37094.4k $1.7m $1.7m 0.38% Reduced -47.8k -47,750
75 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 93,28493.3k $1.7m $1.7m 0.01% Added +25.6k +25,602
76 St. James Investment Company, LLC 0.25% of their portfolio SOUTHLAKE, TX 93,22393.2k $1.7m $1.7m 0.25% Reduced -26.9k -26,930
77 Spire Wealth Management 0.09% of their portfolio MCLEAN, VA 91,51391.5k $1.6m $1.6m 0.09% Added +15.5k +15,495
78 Perritt Capital Management Inc 0.92% of their portfolio Chicago, IL 90,30090.3k $1.6m $1.6m 0.92% Unchanged
79 Peak Financial Management, Inc. 0.58% of their portfolio WELLESLEY, MA 82,13582.1k $1.5m $1.5m 0.58% Added +461 +461
80 BANQUE PICTET & CIE SA 0.02% of their portfolio GENEVA 73, V8 81,76081.8k $1.5m $1.5m 0.02% Not comparable
81 Mariner, LLC 0.00% of their portfolio Overland Park, KS 81,55481.6k $1.5m $1.5m 0.00% Reduced -3.7k -3,663
82 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 78,35878.4k $1.4m $1.4m 0.02% Reduced -945 -945
83 Quilter Plc 0.05% of their portfolio LONDON, X0 77,88777.9k $1.4m $1.4m 0.05% Unchanged
84 Delta Investment Management, LLC 0.45% of their portfolio SAN FRANCISCO, CA 77,41977.4k $1.4m $1.4m 0.45% Reduced -1.5k -1,465
85 Financial Sense Advisors, Inc. 0.56% of their portfolio SAN DIEGO, CA 75,77175.8k $1.4m $1.4m 0.56% Added +147 +147
86 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 74,51074.5k $1.3m $1.3m 0.01% Unchanged
87 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 73,74773.7k $1.3m $1.3m 0.00% Added +34.3k +34,257
88 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 72,63672.6k $1.3m $1.3m 0.00% Reduced -859 -859
89 CHASE INVESTMENT COUNSEL CORP 0.76% of their portfolio CHARLOTTESVILLE, VA 69,58969.6k $1.2m $1.2m 0.76% Reduced -1.4k -1,350
90 BOS Asset Management, LLC 1.05% of their portfolio SPRINGFIELD, IL 65,49165.5k $1.2m $1.2m 1.05% First filing
91 LODESTAR PRIVATE ASSET MANAGEMENT LLC 0.22% of their portfolio ALAMO, CA 65,43165.4k $1.2m $1.2m 0.22% First filing
92 Cullen/Frost Bankers, Inc. 0.02% of their portfolio San Antonio, TX 64,85064.8k $1.2m $1.2m 0.02% Unchanged
93 SPROTT INC. 0.10% of their portfolio TORONTO, A6 64,11764.1k $1.1m $1.1m 0.10% Unchanged
94 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 62,16362.2k $1.1m $1.1m 0.01% Unchanged
95 Paloma Partners Management Co 0.23% of their portfolio GREENWICH, CT 60,00060.0k $1.1m $1.1m 0.23% Reduced -240.0k -240,000
96 Tevis Investment Management 1.13% of their portfolio PLANO, TX 59,05859.1k $1.1m $1.1m 1.13% Added +53.6k +53,641
97 INSPIRION WEALTH ADVISORS, LLC 0.22% of their portfolio LIBERTYVILLE, IL 58,83758.8k $1.1m $1.1m 0.22% Reduced -1.6k -1,593
98 Argent Trust Co 0.07% of their portfolio NASHVILLE, TN 57,39957.4k $1.0m $1.0m 0.07% Unchanged
99 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 56,51456.5k $1.0m $1.0m 0.00% Reduced -125 -125
100 HYMAN CHARLES D 0.07% of their portfolio PONTE VEDRA BEACH, FL 56,17056.2k $1.0m $1.0m 0.07% Reduced -300 -300