SPROTT ASSET MANAGEMENT LP CEF
TR UNIT · Closed-End Fund · CUSIP 85208R101
- SectorFinancials
- IndustryCommodity Contracts Brokers & Dealers
- FilingsSEC EDGAR
274
institutional holders
51.0m
shares reported held*
$804.6mreported value*
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($404.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $15.79.
Insider purchases and sales in Q3 2022
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q3 2022.
Holders, Q3 2022
| Manager | Shares | Change |
|---|---|---|
| CENTRAL TRUST Co 2.39% of their portfolio | 4.5m $69.8m | — |
| Parallax Volatility Advisers, L.P. 1.25% of their portfolio | 4.0m $62.2m | — |
| JUPITER ASSET MANAGEMENT LTD 0.87% of their portfolio | 3.6m $56.2m | — |
| ROYAL BANK OF CANADA 0.02% of their portfolio | 3.2m $49.6m | — |
| MORGAN STANLEY 0.00% of their portfolio | 2.1m $32.8m | — |
| Hunting Hill Global Capital, LLC 19.16% of their portfolio | 2.1m $32.2m | — |
| SHUFRO ROSE & CO LLC 2.86% of their portfolio | 1.8m $28.6m | — |
| MANAGED ASSET PORTFOLIOS, LLC 4.40% of their portfolio | 1.6m $24.8m | — |
| BOOTHBAY FUND MANAGEMENT, LLC 0.60% of their portfolio | 1.2m $19.2m | — |
| EVERGREEN CAPITAL MANAGEMENT LLC 0.96% of their portfolio | 1.2m $18.3m | — |
| Baird Financial Group, Inc. 0.05% of their portfolio | 1.0m $15.7m | — |
| OSAIC HOLDINGS, INC. 0.03% of their portfolio | 909.0k $14.2m | — |
| HOWLAND CAPITAL MANAGEMENT LLC 0.83% of their portfolio | 825.6k $12.9m | — |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 798.4k $12.4m | — |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 704.5k $11.0m | — |
| Cheviot Value Management, LLC 2.88% of their portfolio | 676.4k $10.5m | — |
| Simplicity Solutions, LLC 1.48% of their portfolio | 655.3k $10.2m | — |
| PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio | 644.6k $10.0m | — |
| RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio | 634.9k $9.9m | — |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 630.0k $9.8m | — |
| PYA Waltman Capital, LLC 5.72% of their portfolio | 625.5k $9.7m | — |
| NATIONAL BANK OF CANADA /FI/ 0.05% of their portfolio | 609.0k $9.4m | — |
| Beaumont Financial Partners, LLC 0.89% of their portfolio | 593.1k $9.2m | — |
| Polar Asset Management Partners Inc. 0.12% of their portfolio | 563.1k $8.8m | — |
| Engrave Wealth Partners LLC 3.75% of their portfolio | 515.0k $8.0m | — |
| Pekin Hardy Strauss, Inc. 1.32% of their portfolio | 507.1k $7.9m | — |
| Cannell & Co. 0.29% of their portfolio | 478.2k $7.4m | — |
| Private Advisor Group, LLC 0.08% of their portfolio | 461.4k $7.2m | — |
| NEUBERGER BERMAN GROUP LLC 0.01% of their portfolio | 455.6k $7.1m | — |
| New Harbor Financial Group, LLC 4.42% of their portfolio | 453.8k $7.1m | — |
| LPL Financial LLC 0.01% of their portfolio | 450.3k $7.0m | — |
| Demars Financial Group, LLC 3.41% of their portfolio | 369.0k $5.7m | — |
| Euro Pacific Asset Management, LLC 1.52% of their portfolio | 359.6k $5.8m | — |
| CIBC WORLD MARKET INC. 0.02% of their portfolio | 341.3k $5.3m | — |
| COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio | 340.2k $5.3m | — |
| COHEN & STEERS, INC. 0.01% of their portfolio | 322.7k $5.0m | — |
| Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio | 302.3k $4.7m | — |
| Paloma Partners Management Co 0.91% of their portfolio | 300.0k $4.7m | — |
| JANE STREET GROUP, LLC 0.01% of their portfolio | 288.9k $4.5m | — |
| HOLLENCREST CAPITAL MANAGEMENT 0.56% of their portfolio | 286.0k $4.5m | — |
| STIFEL FINANCIAL CORP 0.01% of their portfolio | 284.9k $4.4m | — |
| Brookstone Capital Management 0.10% of their portfolio | 272.0k $4.3m | — |
| Cadence Wealth Management LLC 3.90% of their portfolio | 266.8k $4.2m | — |
| LINCOLN NATIONAL CORP 0.10% of their portfolio | 260.9k $4.1m | — |
| BENNICAS & ASSOCIATES, INC. 2.40% of their portfolio | 242.1k $3.8m | — |
| NewEdge Wealth, LLC 0.17% of their portfolio | 237.5k $3.7m | — |
| Cetera Advisor Networks LLC 0.04% of their portfolio | 218.6k $3.4m | — |
| RIVERNORTH CAPITAL MANAGEMENT, LLC 0.14% of their portfolio | 204.4k $3.2m | — |
| Federation des caisses Desjardins du Quebec 0.04% of their portfolio | 195.8k $3.1m | — |
| Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio | 193.9k $3.0m | — |
| Janney Montgomery Scott LLC 0.01% of their portfolio | 184.5k $2.9m | — |
| Mutual Advisors, LLC 0.14% of their portfolio | 177.5k $2.8m | — |
| TELEMUS CAPITAL, LLC 0.28% of their portfolio | 173.5k $2.7m | — |
| INTREPID CAPITAL MANAGEMENT INC 2.14% of their portfolio | 168.8k $2.6m | — |
| Catalyst Capital Advisors LLC 0.10% of their portfolio | 167.5k $2.6m | — |
| STEPHENS INC /AR/ 0.05% of their portfolio | 157.2k $2.4m | — |
| Chicago Capital, LLC 0.14% of their portfolio | 153.9k $2.4m | — |
| ROBERTS GLORE & CO INC /IL/ 0.85% of their portfolio | 153.5k $2.4m | — |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 152.1k $2.4m | — |
| Hunter Perkins Capital Management, LLC 0.54% of their portfolio | 142.1k $2.2m | — |
| Kestra Advisory Services, LLC 0.02% of their portfolio | 139.0k $2.2m | — |
| TD Waterhouse Canada Inc. 0.03% of their portfolio | 130.1k $2.8m | — |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 122.4k $1.9m | — |
| Capital Wealth Alliance, LLC 1.56% of their portfolio | 120.6k $1.9m | — |
| St. James Investment Company, LLC 0.30% of their portfolio | 120.2k $1.9m | — |
| Ancora Advisors LLC 0.06% of their portfolio | 118.7k $1.8m | — |
| HighTower Advisors, LLC 0.00% of their portfolio | 117.0k $1.8m | — |
| TIAA, FSB 0.01% of their portfolio | 116.3k $1.8m | — |
| Guild Investment Management, Inc. 2.88% of their portfolio | 107.8k $1.7m | — |
| SENTINEL TRUST CO LBA 0.28% of their portfolio | 107.4k $1.7m | — |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.24% of their portfolio | 106.0k $1.7m | — |
| Main Street Financial Solutions, LLC 0.26% of their portfolio | 102.2k $1.6m | — |
| VAN DEN BERG MANAGEMENT I, INC 0.47% of their portfolio | 102.0k $1.6m | — |
| Cetera Investment Advisers 0.03% of their portfolio | 101.6k $1.6m | — |
| FLAGSHIP HARBOR ADVISORS, LLC 0.18% of their portfolio | 98.7k $1.5m | — |
| TRUIST FINANCIAL CORP 0.00% of their portfolio | 96.1k $1.5m | — |
| Perritt Capital Management Inc 0.90% of their portfolio | 90.3k $1.4m | — |
| Mariner, LLC 0.01% of their portfolio | 85.2k $1.3m | — |
| Peak Financial Management, Inc. 0.53% of their portfolio | 81.7k $1.3m | — |
| Verition Fund Management LLC 0.01% of their portfolio | 80.0k $1.2m | — |
| Atria Wealth Solutions, Inc. 0.02% of their portfolio | 79.3k $1.2m | — |
| Delta Investment Management, LLC 0.53% of their portfolio | 78.9k $1.2m | — |
| Quilter Plc 0.04% of their portfolio | 77.9k $1.2m | — |
| Spire Wealth Management 0.07% of their portfolio | 76.0k $1.2m | — |
| Financial Sense Advisors, Inc. 0.50% of their portfolio | 75.6k $1.2m | — |
| DAVENPORT & Co LLC 0.01% of their portfolio | 74.5k $1.2m | — |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 73.5k $1.1m | — |
| CHASE INVESTMENT COUNSEL CORP 0.70% of their portfolio | 70.9k $1.1m | — |
| MML INVESTORS SERVICES, LLC 0.01% of their portfolio | 67.7k $1.1m | — |
| Cullen/Frost Bankers, Inc. 0.02% of their portfolio | 64.8k $1.0m | — |
| SPROTT INC. 0.10% of their portfolio | 64.1k $998.0k | — |
| Qube Research & Technologies Ltd 0.01% of their portfolio | 62.2k $968.0k | — |
| IHT Wealth Management, LLC 0.07% of their portfolio | 60.9k $948.0k | — |
| INSPIRION WEALTH ADVISORS, LLC 0.21% of their portfolio | 60.4k $941.0k | — |
| Argent Trust Co 0.06% of their portfolio | 57.4k $894.0k | — |
| BROWN ADVISORY INC 0.00% of their portfolio | 56.6k $882.0k | — |
| HYMAN CHARLES D 0.07% of their portfolio | 56.5k $879.0k | — |
| Van Hulzen Asset Management, LLC 0.11% of their portfolio | 54.7k $851.0k | — |
| SCOTIA CAPITAL INC. 0.01% of their portfolio | 53.7k $837.0k | — |
| STEEL GROVE CAPITAL ADVISORS, LLC 0.15% of their portfolio | 53.1k $827.0k | — |