Vault-13

SPROTT FDS TR SETM

SPROTT CRITICAL · ETP · CUSIP 85208P402

97 institutional holders +37 vs Q4 2025
4,998,2355.0m shares reported held*
$165.5mreported value*
44 new 33 added 12 reduced 7 sold out net bought ≈ $35.4m (+1.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $33.11.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

050100Q1 23: 4Q2 23: 5Q3 23: 8Q4 23: 7Q1 24: 6Q2 24: 7Q3 24: 8Q4 24: 11Q1 25: 11Q2 25: 15Q3 25: 28Q4 25: 60Q1 26: 9797Q1 23Q4 23Q3 24Q2 25Q1 26
Numbers
QuarterHolders
Q1 20234
Q2 20235
Q3 20238
Q4 20237
Q1 20246
Q2 20247
Q3 20248
Q4 202411
Q1 202511
Q2 202515
Q3 202528
Q4 202560
Q1 202697

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q2 24: 3 bought or addedQ2 24: 1 cut or sold outQ3 24: 3 bought or addedQ3 24: 3 cut or sold outQ3 24Q4 24: 4 bought or addedQ4 24: 4 cut or sold outQ1 25: 5 bought or addedQ1 25: 4 cut or sold outQ1 25Q2 25: 7 bought or addedQ2 25: 5 cut or sold outQ3 25: 19 bought or addedQ3 25: 4 cut or sold outQ3 25Q4 25: 50 bought or addedQ4 25: 9 cut or sold outQ1 26: 77 bought or addedQ1 26: 19 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 202431
Q3 202433
Q4 202444
Q1 202554
Q2 202575
Q3 2025194
Q4 2025509
Q1 20267719

Biggest buyers

JANE STREET GROUP, LLC Added +531,016+531.0k
RAYMOND JAMES FINANCIAL INC New +148,448+148.4k
LPL Financial LLC New +87,168+87.2k
Savvy Advisors, Inc. New +80,194+80.2k
ASSETMARK, INC New +73,333+73.3k
ROYAL BANK OF CANADA Added +70,017+70.0k
STIFEL FINANCIAL CORP Added +67,719+67.7k
Cambridge Investment Research Advisors, Inc. Added +65,995+66.0k
Willow Financial LLC New +53,761+53.8k
WT Wealth Management New +50,623+50.6k

Biggest sellers

Thrivent Financial for Lutherans Reduced -526,988-527.0k
Paul R. Ried Financial Group, LLC Reduced -144,582-144.6k
FirstWave Capital Management LLC Sold out -46,972-47.0k
Fortis Advisors, LLC Reduced -24,347-24.3k
TCFG WEALTH MANAGEMENT, LLC Sold out -20,245-20.2k
Compound Planning, Inc. Sold out -19,516-19.5k
Triton Wealth Management, PLLC Reduced -17,597-17.6k
Robertson Stephens Wealth Management, LLC Sold out -9,440-9.4k
Brookstone Capital Management Reduced -8,960-9.0k
Kingsview Wealth Management, LLC Sold out -8,868-8.9k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: Paul R. Ried Financial Group, LLC (5.0%, 2026-07-06)

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Paul R. Ried Financial Group, LLC 15.44% of their portfolio BELLEVUE, WA 1,003,9441.0m $33.2m $33.2m 15.44% Reduced -144.6k -144,582
2 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 539,249539.2k $17.8m $17.8m 0.02% Added +531.0k +531,016
3 Thrivent Financial for Lutherans 0.03% of their portfolio Minneapolis, MN 421,723421.7k $14.0m $14.0m 0.03% Reduced -527.0k -526,988
4 BFI Infinity Ltd. 7.29% of their portfolio ZURICH, V8 392,919392.9k $13.0m $13.0m 7.29% Added +35.4k +35,434
5 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 148,448148.4k $4.9m $4.9m 0.00% New
6 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 138,999139.0k $4.6m $4.6m 0.01% Added +32.9k +32,913
7 Fortis Advisors, LLC 1.97% of their portfolio WAYNE, PA 119,058119.1k $3.9m $3.9m 1.97% Reduced -24.3k -24,347
8 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 116,678116.7k $3.9m $3.9m 0.00% Added +15.9k +15,942
9 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 115,770115.8k $3.8m $3.8m 0.00% Added +67.7k +67,719
10 TKG Advisors, LLC 1.41% of their portfolio VALPARAISO, IN 103,392103.4k $3.4m $3.4m 1.41% Reduced -2.5k -2,488
11 Inspire Advisors, LLC 0.27% of their portfolio Meridian, ID 99,41399.4k $3.3m $3.3m 0.27% Added +5.4k +5,433
12 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 87,16887.2k $2.9m $2.9m 0.00% New
13 Carnegie Investment Counsel 0.06% of their portfolio PEPPER PIKE, OH 85,31285.3k $2.8m $2.8m 0.06% Added +6.1k +6,144
14 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 84,33084.3k $2.8m $2.8m 0.01% Added +66.0k +65,995
15 Savvy Advisors, Inc. 0.07% of their portfolio NEW YORK, NY 80,19480.2k $2.7m $2.7m 0.07% New
16 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 78,68478.7k $2.6m $2.6m 0.00% Added +70.0k +70,017
17 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 76,99377.0k $2.5m $2.5m 0.00% Added +47.5k +47,484
18 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 73,33373.3k $2.4m $2.4m 0.00% New
19 G&S Capital LLC 0.83% of their portfolio DENVER, CO 71,30071.3k $2.4m $2.4m 0.83% Added +1.0k +1,024
20 Triton Wealth Management, PLLC 0.85% of their portfolio SUN CITY, AZ 66,76766.8k $2.3m $2.3m 0.85% Reduced -17.6k -17,597
21 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 64,44264.4k $2.1m $2.1m 0.01% Added +29.8k +29,803
22 Willow Financial LLC 1.80% of their portfolio ROGERS, AR 53,76153.8k $1.8m $1.8m 1.80% New
23 WT Wealth Management 0.50% of their portfolio SCOTTSDALE, AZ 50,62350.6k $1.7m $1.7m 0.50% New
24 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 49,54049.5k $1.7m $1.7m 0.00% New
25 Brookstone Capital Management 0.02% of their portfolio WHEATON, IL 42,87742.9k $1.4m $1.4m 0.02% Reduced -9.0k -8,960
26 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 40,94340.9k $1.4m $1.4m 0.00% Added +6.4k +6,423
27 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 39,31639.3k $1.3m $1.3m 0.01% New
28 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 38,60438.6k $1.3m $1.3m 0.00% Added +28.2k +28,224
29 SCOTIA CAPITAL INC. 0.01% of their portfolio TORONTO, A6 36,86736.9k $1.2m $1.2m 0.01% Added +9.1k +9,143
30 PRIVATE TRUST CO NA 0.11% of their portfolio CLEVELAND, OH 36,57436.6k $1.2m $1.2m 0.11% Added +839 +839
31 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 0.07% of their portfolio Westlake, OH 36,51536.5k $1.2m $1.2m 0.07% New
32 Stegent Equity Advisors, Inc. 1.03% of their portfolio HOUSTON, TX 36,46736.5k $1.2m $1.2m 1.03% Added +16.1k +16,141
33 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 35,24535.2k $1.2m $1.2m 0.00% Reduced -6.8k -6,752
34 Visionary Wealth Advisors 0.05% of their portfolio O'FALLON, IL 31,63831.6k $1.0m $1.0m 0.05% New
35 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 30,65730.7k $1.0m $1.0m 0.02% New
36 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 29,36629.4k $971.0k $971.0k 0.00% Added +14.2k +14,249
37 PFG Advisors 0.05% of their portfolio Phoenix, AZ 28,30128.3k $936.2k $936.2k 0.05% Reduced -1.7k -1,692
38 Secure Asset Management, LLC 0.12% of their portfolio Troy, MI 23,12623.1k $765.0k $765.0k 0.12% New
39 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 22,31322.3k $738.1k $738.1k 0.00% New
40 Harfst & Associates, Inc. 0.13% of their portfolio Sheridan, WY 22,22522.2k $735.2k $735.2k 0.13% New
41 Mariner, LLC 0.00% of their portfolio Overland Park, KS 22,21822.2k $735.0k $735.0k 0.00% Added +12.2k +12,238
42 CATHY PARETO & ASSOCIATES, INC 0.46% of their portfolio CORAL GABLES, FL 20,72020.7k $685.4k $685.4k 0.46% Added +10.4k +10,439
43 Apollon Wealth Management, LLC 0.01% of their portfolio MOUNT PLEASANT, SC 19,93819.9k $659.5k $659.5k 0.01% New
44 Dakota Wealth Management 0.01% of their portfolio PALM BEACH GARDENS, FL 19,04219.0k $629.9k $629.9k 0.01% Added +9.1k +9,094
45 Lane Generational LLC 0.47% of their portfolio Palm Beach, FL 18,01018.0k $595.8k $595.8k 0.47% Unchanged
46 GTS SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 17,32117.3k $573.0k $573.0k 0.02% Added +201 +201
47 Spire Wealth Management 0.02% of their portfolio MCLEAN, VA 16,99317.0k $562.1k $562.1k 0.02% New
48 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 15,52315.5k $513.5k $513.5k 0.00% New
49 Jaffetilchin Investment Partners, LLC 0.03% of their portfolio TAMPA, FL 13,97214.0k $462.2k $462.2k 0.03% Reduced -2.7k -2,698
50 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 13,60513.6k $448.4k $448.4k 0.00% Added +12.3k +12,290
51 Brookwood Investment Group LLC 0.06% of their portfolio PHOENIX, AZ 13,31513.3k $440.5k $440.5k 0.06% Added +3.4k +3,378
52 Cambridge Advisors Inc. 0.08% of their portfolio OMAHA, NE 12,77812.8k $422.7k $422.7k 0.08% New
53 Belpointe Asset Management LLC 0.01% of their portfolio RENO, NV 11,61811.6k $384.3k $384.3k 0.01% Unchanged
54 Financial Security Advisor, Inc. 0.07% of their portfolio VIRGINIA BEACH, VA 11,27511.3k $373.0k $373.0k 0.07% Added +15 +15
55 UBS Group AG 0.00% of their portfolio ZURICH, V8 11,09311.1k $367.0k $367.0k 0.00% New
56 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.00% of their portfolio IRVING, TX 9,7909.8k $323.9k $323.9k 0.00% Unchanged
57 CHILDRESS CAPITAL ADVISORS, LLC 0.06% of their portfolio HOUSTON, TX 9,3809.4k $310.3k $310.3k 0.06% New
58 PFG Investments, LLC 0.01% of their portfolio WOODBURY, NY 8,6488.6k $286.1k $286.1k 0.01% Reduced -400 -400
59 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 7,7027.7k $254.8k $254.8k 0.00% New
60 Arrowroot Family Office, LLC 0.08% of their portfolio MARINA DEL REY, CA 7,1757.2k $237.3k $237.3k 0.08% New
61 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 7,0257.0k $232.4k $232.4k 0.00% New
62 Apella Capital, LLC 0.00% of their portfolio WEST HARTFORD, CT 6,1966.2k $237.8k $237.8k 0.00% New
63 Wealthcare Advisory Partners LLC 0.00% of their portfolio WEST CHESTER, PA 6,1746.2k $204.2k $204.2k 0.00% Reduced -1.2k -1,181
64 Waverly Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 4,9575.0k $164.0k $164.0k 0.00% New
65 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 4,1534.2k $136.8k $136.8k 0.00% Added +906 +906
66 JTC Employer Solutions Trustee Ltd 0.01% of their portfolio ST HELIER, Y9 3,9003.9k $129.0k $129.0k 0.01% Unchanged
67 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 3,8763.9k $128.2k $128.2k 0.00% New
68 AdvisorNet Financial, Inc 0.01% of their portfolio MINNETONKA, MN 3,6303.6k $120.1k $120.1k 0.01% Unchanged
69 Crewe Advisors LLC 0.01% of their portfolio SALT LAKE CITY, UT 3,2423.2k $107.2k $107.2k 0.01% New
70 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 2,5512.6k $84.4k $84.4k 0.00% Added +1.1k +1,063
71 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 2,4302.4k $80.4k $80.4k 0.00% New
72 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 2,1332.1k $70.6k $70.6k 0.00% Unchanged
73 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 2,1002.1k $69.5k $69.5k 0.00% New
74 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 1,6281.6k $54.8k $54.8k 0.00% New
75 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 1,5001.5k $49.6k $49.6k 0.00% New
76 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 1,3521.4k $44.7k $44.7k 0.00% New
77 BlackRock, Inc. 0.00% of their portfolio New York, NY 943943 $31.2k $31.2k 0.00% New
78 FARMERS & MERCHANTS INVESTMENTS INC 0.00% of their portfolio LINCOLN, NE 900900 $29.8k $29.8k 0.00% New
79 NFSG Corp 0.00% of their portfolio BOCA RATON, FL 885885 $29.3k $29.3k 0.00% Added +775 +775
80 Keating Financial Advisory Services, Inc. 0.00% of their portfolio MANHATTAN, KS 865865 $28.6k $28.6k 0.00% New
81 EVOLUTION WEALTH MANAGEMENT INC. 0.02% of their portfolio FORT MYERS, FL 780780 $25.8k $25.8k 0.02% New
82 CWM, LLC 0.00% of their portfolio OMAHA, NE 635635 $21.0k $21.0k 0.00% Added +200 +200
83 Uniplan Investment Counsel, Inc. 0.00% of their portfolio MILWAUKEE, WI 452452 $15.0k $15.0k 0.00% Reduced -724 -724
84 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 375375 $12.4k $12.4k 0.00% Added +374 +374
85 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 300300 $9.9k $9.9k 0.00% Added +298 +298
86 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 300300 $9.9k $9.9k 0.00% New
87 Key Capital Management, INC 0.01% of their portfolio HENDERSONVILLE, TN 37075, TN 300300 $9.9k $9.9k 0.01% Added +100 +100
88 Cornerstone Planning Group LLC 0.00% of their portfolio FAIRFIELD, NJ 290290 $10.5k $10.5k 0.00% Unchanged
89 Coston, McIsaac & Partners 0.00% of their portfolio BAR HARBOR, ME 207207 $6.0k $6.0k 0.00% New
90 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 204204 $6.7k $6.7k 0.00% New
91 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 200200 $6.6k $6.6k 0.00% New
92 HIGHLINE WEALTH PARTNERS LLC 0.00% of their portfolio SHERMAN OAKS, CA 194194 $6.4k $6.4k 0.00% Added +9 +9
93 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 189189 $6.3k $6.3k 0.00% New
94 HHM Wealth Advisors, LLC 0.00% of their portfolio CHATTANOOGA, TN 135135 $4.5k $4.5k 0.00% Unchanged
95 TUCKER ASSET MANAGEMENT LLC 0.00% of their portfolio LITTLETON, CO 2929 $959 $959 0.00% New
96 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 1212 $397 $397 0.00% New
97 Triumph Capital Management 0.00% of their portfolio DENVER, CO 33 $99 $99 0.00% New