Vault-13

SPROTT FDS TR URNM

URANIUM MINERS E · ETP · CUSIP 85208P303

186 institutional holders +2 vs Q3 2024
9,636,8359.6m shares reported held*
$387.2mreported value*
19 new 66 added 58 reduced 24 sold out net sold ≈ $16.0m (-738.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $40.18. Options: 11 managers hold calls ($52.5m notional), 9 hold puts ($28.8m).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 97Q4 22: 102Q1 23: 110Q2 23: 112Q3 23: 139Q4 23: 172Q1 24: 179Q2 24: 195Q3 24: 184Q4 24: 186186Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202297
Q4 2022102
Q1 2023110
Q2 2023112
Q3 2023139
Q4 2023172
Q1 2024179
Q2 2024195
Q3 2024184
Q4 2024186

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q1 23: 67 bought or addedQ1 23: 37 cut or sold outQ2 23: 61 bought or addedQ2 23: 43 cut or sold outQ2 23Q3 23: 85 bought or addedQ3 23: 44 cut or sold outQ4 23: 108 bought or addedQ4 23: 48 cut or sold outQ4 23Q1 24: 95 bought or addedQ1 24: 84 cut or sold outQ2 24: 100 bought or addedQ2 24: 76 cut or sold outQ2 24Q3 24: 91 bought or addedQ3 24: 96 cut or sold outQ4 24: 85 bought or addedQ4 24: 82 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20236737
Q2 20236143
Q3 20238544
Q4 202310848
Q1 20249584
Q2 202410076
Q3 20249196
Q4 20248582

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150mQ1 24 calls: $145.6mQ1 24 puts: $125.9mQ1 24P/C 0.86Q2 24 calls: $72.2mQ2 24 puts: $72.7mQ2 24P/C 1.01Q3 24 calls: $105.9mQ3 24 puts: $118.3mQ3 24P/C 1.12Q4 24 calls: $52.5mQ4 24 puts: $28.8mQ4 24P/C 0.55
Numbers
QuarterCallsPutsP/C
Q1 2024$145.6m$125.9m0.86
Q2 2024$72.2m$72.7m1.01
Q3 2024$105.9m$118.3m1.12
Q4 2024$52.5m$28.8m0.55

Biggest buyers

MORGAN STANLEY Added +674,842+674.8k
JANE STREET GROUP, LLC Added +467,568+467.6k
UBS Group AG Added +130,905+130.9k
BANK OF AMERICA CORP /DE/ Added +104,461+104.5k
BARCLAYS PLC Added +98,721+98.7k
INTRINSIC EDGE CAPITAL MANAGEMENT LLC New +50,000+50.0k
Geneos Wealth Management Inc. New +46,085+46.1k
Corecam Pte. Ltd. Added +44,950+45.0k
FLOW TRADERS U.S. LLC New +34,995+35.0k
GROUP ONE TRADING LLC Added +29,405+29.4k

Biggest sellers

JPMORGAN CHASE & CO Reduced -1,040,337-1.0m
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -331,960-332.0k
Lloyd Harbor Capital Management, LLC Reduced -320,250-320.2k
Crawford Fund Management, LLC Sold out -180,100-180.1k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Sold out -146,357-146.4k
MIRABELLA FINANCIAL SERVICES LLP Sold out -109,789-109.8k
Bridgewater Associates, LP Reduced -85,278-85.3k
GARNET EQUITY CAPITAL HOLDINGS, INC. Reduced -62,767-62.8k
CITADEL ADVISORS LLC Reduced -50,284-50.3k
CMC Financial Group Reduced -44,766-44.8k

Biggest calls

Caption Management, LLC Unchanged $10.1m250.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $9.8m241.9k shares
GROUP ONE TRADING LLC Reduced $8.0m199.6k shares
JANE STREET GROUP, LLC Reduced $6.2m152.6k shares
BARCLAYS PLC Reduced $6.0m150.0k shares
CITADEL ADVISORS LLC Reduced $5.8m145.0k shares
IMC-Chicago, LLC Added $2.6m65.3k shares
MILLENNIUM MANAGEMENT LLC Reduced $2.0m50.0k shares
WOLVERINE TRADING, LLC Added $1.7m43.0k shares
Centiva Capital, LP Reduced $201.6k5.0k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $10.7m265.1k shares
BARCLAYS PLC Reduced $6.0m150.0k shares
GROUP ONE TRADING LLC Reduced $4.2m104.0k shares
CITADEL ADVISORS LLC Reduced $3.6m88.6k shares
Caption Management, LLC New $2.0m50.0k shares
IMC-Chicago, LLC Added $1.3m31.7k shares
WOLVERINE TRADING, LLC Reduced $704.0k17.6k shares
JANE STREET GROUP, LLC Reduced $286.2k7.1k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Clal Insurance Enterprises Holdings Ltd 0.45% of their portfolio Tel-aviv, L3 1,227,0001.2m $49.5m $49.5m 0.45% Unchanged
2 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,000,6371.0m $40.3m $40.3m 0.00% Reduced -1.0m -1,040,337
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 985,010985.0k $39.7m $39.7m 0.00% Added +674.8k +674,842
4 JANE STREET GROUP, LLC 0.03% of their portfolio NEW YORK, NY 530,653530.7k $21.4m $21.4m 0.03% Added +467.6k +467,568
5 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 299,086299.1k $12.1m $12.1m 0.00% Added +27.7k +27,716
6 KADENSA CAPITAL Ltd 1.44% of their portfolio CENTRAL, K3 295,201295.2k $11.9m $11.9m 1.44% Added +24.6k +24,602
7 Glenorchy Capital Ltd 7.01% of their portfolio BOOROLITE, C3 242,749242.7k $9.8m $9.8m 7.01% Added +4.9k +4,900
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 223,817223.8k $9.0m $9.0m 0.00% Added +104.5k +104,461
9 BFI Infinity Ltd. 9.22% of their portfolio ZURICH, V8 210,649210.6k $8.5m $8.5m 9.22% First filing
10 GARNET EQUITY CAPITAL HOLDINGS, INC. 4.89% of their portfolio NEW YORK, NY 201,750201.8k $8.1m $8.1m 4.89% Reduced -62.8k -62,767
11 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 176,614176.6k $7.1m $7.1m 0.01% Reduced -4.3k -4,251
12 Lloyd Harbor Capital Management, LLC 4.61% of their portfolio COLD SPRING HARBOR, NY 174,750174.8k $7.0m $7.0m 4.61% Reduced -320.2k -320,250
13 Fielder Capital Group LLC 2.04% of their portfolio NASHVILLE, TN 162,046162.0k $6.5m $6.5m 2.04% Added +6.3k +6,293
14 UBS Group AG 0.00% of their portfolio ZURICH, V8 156,356156.4k $6.3m $6.3m 0.00% Added +130.9k +130,905
15 Bridgewater Associates, LP 0.03% of their portfolio Westport, CT 154,533154.5k $6.2m $6.2m 0.03% Reduced -85.3k -85,278
16 Corecam Pte. Ltd. 3.32% of their portfolio SINGAPORE, U0 152,400152.4k $6.1m $6.1m 3.32% Added +45.0k +44,950
17 Greenfield Seitz Capital Management, LLC 2.06% of their portfolio DALLAS, TX 134,360134.4k $5.4m $5.4m 2.06% Added +21.7k +21,670
18 GROUP ONE TRADING LLC 0.18% of their portfolio CHICAGO, IL 132,437132.4k $5.3m $5.3m 0.18% Added +29.4k +29,405
19 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 132,274132.3k $5.3m $5.3m 0.00% Added +98.7k +98,721
20 ONE PLUS ONE WEALTH MANAGEMENT, LLC 2.59% of their portfolio JUPITER, FL 109,264109.3k $4.4m $4.4m 2.59% Added +3.8k +3,837
21 Prospera Financial Services Inc 0.10% of their portfolio Dallas, TX 101,743101.7k $4.1m $4.1m 0.10% Reduced -3.1k -3,052
22 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 93,12693.1k $3.8m $3.8m 0.00% First filing
23 MENLO ADVISORS LLC 1.85% of their portfolio MENLO PARK, CA 90,06490.1k $3.6m $3.6m 1.85% Added +500 +500
24 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 89,54289.5k $3.6m $3.6m 0.01% Added +3.8k +3,801
25 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 85,85585.9k $3.5m $3.5m 0.00% Reduced -2.2k -2,154
26 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 77,25877.3k $3.1m $3.1m 0.00% Added +9.9k +9,930
27 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 72,55272.6k $2.9m $2.9m 0.01% Reduced -5.3k -5,340
28 Cruiser Capital Advisors, LLC 1.60% of their portfolio Stamford, CT 72,00072.0k $1.5m $1.5m 1.60% Added +17.0k +17,000
29 Financial Enhancement Group LLC 0.45% of their portfolio ANDERSON, IN 71,85671.9k $2.9m $2.9m 0.45% Added +23.1k +23,075
30 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.21% of their portfolio CEDAR RAPIDS, IA 70,69370.7k $2.8m $2.8m 0.21% Added +1.0k +1,000
31 Pettinga Financial Advisors LLC 0.63% of their portfolio EVANSVILLE, IN 69,07269.1k $2.8m $2.8m 0.63% Reduced -1.2k -1,178
32 Private Wealth Advisors, LLC 1.18% of their portfolio Fresno, CA 66,89366.9k $2.7m $2.7m 1.18% Added +1.3k +1,343
33 Accordant Advisory Group Inc 2.45% of their portfolio ANNAPOLIS, MD 62,93262.9k $2.5m $2.5m 2.45% Reduced -1.1k -1,064
34 CMC Financial Group 5.20% of their portfolio ATLANTA, GA 60,42760.4k $2.4m $2.4m 5.20% Reduced -44.8k -44,766
35 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 60,23460.2k $2.4m $2.4m 0.00% Reduced -23.0k -22,963
36 Stegent Equity Advisors, Inc. 2.42% of their portfolio HOUSTON, TX 59,05759.1k $2.4m $2.4m 2.42% Added +3.3k +3,254
37 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 57,40757.4k $2.4m $2.4m 0.00% Added +19.9k +19,926
38 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 56,46356.5k $2.3m $2.3m 0.01% Added +4.5k +4,549
39 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 55,43455.4k $2.2m $2.2m 0.00% Reduced -36.3k -36,305
40 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 52,72352.7k $2.1m $2.1m 0.00% Reduced -332.0k -331,960
41 INTRINSIC EDGE CAPITAL MANAGEMENT LLC 0.27% of their portfolio CHICAGO, IL 50,00050.0k $2.0m $2.0m 0.27% New
42 Geneos Wealth Management Inc. 0.07% of their portfolio ENGLEWOOD, CO 46,08546.1k $1.9m $1.9m 0.07% New
43 HOLLENCREST CAPITAL MANAGEMENT 0.07% of their portfolio NEWPORT BEACH, CA 42,85542.9k $1.7m $1.7m 0.07% Added +55 +55
44 DCF Advisers, LLC 0.86% of their portfolio MOUNT PLEASANT, SC 42,40042.4k $1.7m $1.7m 0.86% Added +1.9k +1,900
45 X-Square Capital, LLC 0.68% of their portfolio GUAYNABO, PR 41,04341.0k $1.7m $1.7m 0.68% Reduced -2.8k -2,807
46 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 38,24738.2k $1.5m $1.5m 0.00% Reduced -1.3k -1,304
47 AXXCESS WEALTH MANAGEMENT, LLC 0.04% of their portfolio CARLSBAD, CA 37,69937.7k $1.5m $1.5m 0.04% Added +1.6k +1,595
48 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 36,97837.0k $1.5m $1.5m 0.01% Reduced -3.9k -3,948
49 TITAN GLOBAL CAPITAL MANAGEMENT USA LLC 0.22% of their portfolio NEW YORK, NY 35,97036.0k $1.4m $1.4m 0.22% Added +19.6k +19,638
50 Tandem Financial, LLC 1.52% of their portfolio GREENWOOD VILLAGE, CO 35,18235.2k $1.4m $1.4m 1.52% First filing
51 FLOW TRADERS U.S. LLC 0.06% of their portfolio NEW YORK, NY 34,99535.0k $1.4m $1.4m 0.06% New
52 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 34,90234.9k $1.4m $1.4m 0.00% Added +1.9k +1,911
53 PETRA FINANCIAL ADVISORS INC 0.93% of their portfolio COLORADO SRPINGS, CO 33,83933.8k $1.4m $1.4m 0.93% Added +943 +943
54 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 31,52631.5k $1.3m $1.3m 0.00% Reduced -50.3k -50,284
55 Anthracite Investment Company, Inc. 0.62% of their portfolio FORT WORTH, TX 30,80030.8k $1.2m $1.2m 0.62% Reduced -2.0k -2,000
56 SPROTT INC. 0.08% of their portfolio TORONTO, A6 29,85129.9k $1.2m $1.2m 0.08% Added +25.4k +25,415
57 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 29,44529.4k $1.2m $1.2m 0.01% Reduced -6.3k -6,288
58 Capital Wealth Alliance, LLC 0.63% of their portfolio Scottsdale, AZ 27,55527.6k $1.1m $1.1m 0.63% Reduced -4.4k -4,443
59 Rafferty Asset Management, LLC 0.00% of their portfolio New York, NY 25,57825.6k $1.0m $1.0m 0.00% Added +13.9k +13,932
60 Advisory Services Network, LLC 0.02% of their portfolio ATLANTA, GA 24,50024.5k $987.6k $987.6k 0.02% Added +9.4k +9,423
61 Samjo Management, LLC 0.37% of their portfolio New York, NY 24,21524.2k $976.1k $976.1k 0.37% New
62 Cheviot Value Management, LLC 0.18% of their portfolio BEVERLY HILLS, CA 23,93523.9k $964.8k $964.8k 0.18% Added +205 +205
63 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 23,73423.7k $956.7k $956.7k 0.01% Added +9.9k +9,866
64 BOOTHBAY FUND MANAGEMENT, LLC 0.03% of their portfolio NEW YORK, NY 22,67822.7k $914.1k $914.1k 0.03% Reduced -35.6k -35,557
65 180 WEALTH ADVISORS, LLC 0.13% of their portfolio FEDERAL WAY, WA 21,13021.1k $851.8k $851.8k 0.13% Added +855 +855
66 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 20,24920.2k $816.2k $816.2k 0.00% Added +3.5k +3,486
67 Belpointe Asset Management LLC 0.05% of their portfolio RENO, NV 20,08920.1k $840.7k $840.7k 0.05% Reduced -16.7k -16,721
68 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 19,95120.0k $804.2k $804.2k 0.00% Reduced -3.5k -3,504
69 Nokomis Capital, L.L.C. 0.37% of their portfolio DALLAS, TX 19,66219.7k $792.6k $792.6k 0.37% Unchanged
70 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 17,81417.8k $718.1k $718.1k 0.00% Added +3.8k +3,778
71 Trek Financial, LLC 0.05% of their portfolio Scottsdale, AZ 17,49117.5k $705.1k $705.1k 0.05% Reduced -756 -756
72 Arax Advisory Partners 0.04% of their portfolio NEW YORK, NY 16,81816.8k $678.0k $678.0k 0.04% Added +2.3k +2,320
73 IMC-Chicago, LLC 0.02% of their portfolio CHICAGO, IL 16,49416.5k $664.9k $664.9k 0.02% New
74 Hennion & Walsh Asset Management, Inc. 0.03% of their portfolio Parsippany, NJ 16,45016.4k $663.1k $663.1k 0.03% Unchanged
75 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 16,20716.2k $653.3k $653.3k 0.01% Added +648 +648
76 Manchester Capital Management LLC 0.08% of their portfolio MANCHESTER, VT 16,05316.1k $647.1k $647.1k 0.08% Added +3.8k +3,768
77 Castleview Partners, LLC 0.37% of their portfolio DALLAS, TX 15,87315.9k $685.6k $685.6k 0.37% New
78 Phoenix Wealth Advisors 0.27% of their portfolio CHAPEL HILL, NC 15,33915.3k $618.3k $618.3k 0.27% Reduced -375 -375
79 Deuterium Capital Management, LLC 1.58% of their portfolio Clearwater, FL 15,00015.0k $604.6k $604.6k 1.58% Unchanged
80 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 14,97115.0k $603.5k $603.5k 0.00% Reduced -2.6k -2,583
81 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 14,33014.3k $577.6k $577.6k 0.00% Added +754 +754
82 Mountain Lake Investment Management LLC 0.65% of their portfolio SAN FRANCISCO, CA 14,05214.1k $566.3k $566.3k 0.65% Reduced -3.9k -3,948
83 WOLVERINE TRADING, LLC 0.01% of their portfolio CHICAGO, IL 13,81413.8k $552.6k $552.6k 0.01% Added +8.6k +8,608
84 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 12,41412.4k $500.4k $500.4k 0.00% Added +3.1k +3,150
85 Seelaus Asset Management LLC 0.43% of their portfolio CHATHAM, NJ 11,77511.8k $474.6k $474.6k 0.43% Unchanged
86 SOUTHPORT MANAGEMENT, L.L.C. 1.70% of their portfolio Wilson, WY 11,60011.6k $467.6k $467.6k 1.70% Unchanged
87 Diametric Capital, LP 0.31% of their portfolio BOSTON, MA 11,47111.5k $462.4k $462.4k 0.31% Reduced -2.5k -2,506
88 Bleakley Financial Group, LLC 0.01% of their portfolio PARSIPPANY, NJ 11,23811.2k $453.0k $453.0k 0.01% Added +2.2k +2,195
89 Sequoia Financial Advisors, LLC 0.00% of their portfolio Akron, OH 10,85210.9k $437.4k $437.4k 0.00% Added +541 +541
90 SeaCrest Wealth Management, LLC 0.04% of their portfolio PURCHASE, NY 10,44410.4k $421.0k $421.0k 0.04% Reduced -12.1k -12,080
91 MONECO ADVISORS, LLC 0.04% of their portfolio FAIRFIELD, CT 10,43510.4k $420.6k $420.6k 0.04% Reduced -4.3k -4,318
92 Avid Wealth Partners LLC 0.30% of their portfolio SAN ANTONIO, TX 10,39310.4k $418.9k $418.9k 0.30% Reduced -1.8k -1,788
93 Privium Fund Management B.V. 0.09% of their portfolio AMSTERDAM, P7 10,27610.3k $414.2k $414.2k 0.09% Added +1.4k +1,420
94 IHT Wealth Management, LLC 0.01% of their portfolio Chicago, IL 8,9649.0k $361.3k $361.3k 0.01% New
95 Fermata Advisors, LLC 0.06% of their portfolio SONOMA, CA 8,5108.5k $343.0k $343.0k 0.06% Reduced -37 -37
96 JTC Employer Solutions Trustee Ltd 0.02% of their portfolio ST HELIER, Y9 8,5008.5k $339.0k $339.0k 0.02% Unchanged
97 Mariner, LLC 0.00% of their portfolio Overland Park, KS 8,4308.4k $339.8k $339.8k 0.00% Added +2.6k +2,586
98 INSIGNEO ADVISORY SERVICES, LLC 0.03% of their portfolio MIAMI, FL 8,3128.3k $335.1k $335.1k 0.03% Added +247 +247
99 Pekin Hardy Strauss, Inc. 0.04% of their portfolio CHICAGO, IL 8,2558.3k $332.8k $332.8k 0.04% Unchanged
100 ALPINE WOODS CAPITAL INVESTORS, LLC 0.06% of their portfolio PURCHASE, NY 8,0798.1k $325.7k $325.7k 0.06% Reduced -29.7k -29,747