Vault-13

SPROTT FDS TR URNM

URANIUM MINERS E · ETP · CUSIP 85208P303

184 institutional holders -11 vs Q2 2024
10,118,75510.1m shares reported held*
$446.5mreported value*
26 new 65 added 59 reduced 37 sold out net sold ≈ $14.5m (+37.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $44.12. Options: 12 managers hold calls ($105.9m notional), 11 hold puts ($118.3m).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 97Q4 22: 102Q1 23: 110Q2 23: 112Q3 23: 139Q4 23: 172Q1 24: 179Q2 24: 195Q3 24: 184184Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202297
Q4 2022102
Q1 2023110
Q2 2023112
Q3 2023139
Q4 2023172
Q1 2024179
Q2 2024195
Q3 2024184

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 56 bought or addedQ4 22: 38 cut or sold outQ1 23: 67 bought or addedQ1 23: 37 cut or sold outQ1 23Q2 23: 61 bought or addedQ2 23: 43 cut or sold outQ3 23: 85 bought or addedQ3 23: 44 cut or sold outQ3 23Q4 23: 108 bought or addedQ4 23: 48 cut or sold outQ1 24: 95 bought or addedQ1 24: 84 cut or sold outQ1 24Q2 24: 100 bought or addedQ2 24: 76 cut or sold outQ3 24: 91 bought or addedQ3 24: 96 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20225638
Q1 20236737
Q2 20236143
Q3 20238544
Q4 202310848
Q1 20249584
Q2 202410076
Q3 20249196

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300mQ4 23 calls: $295.2mQ4 23 puts: $221.5mQ4 23P/C 0.75Q1 24 calls: $145.6mQ1 24 puts: $125.9mQ1 24P/C 0.86Q2 24 calls: $72.2mQ2 24 puts: $72.7mQ2 24P/C 1.01Q3 24 calls: $105.9mQ3 24 puts: $118.3mQ3 24P/C 1.12
Numbers
QuarterCallsPutsP/C
Q4 2023$295.2m$221.5m0.75
Q1 2024$145.6m$125.9m0.86
Q2 2024$72.2m$72.7m1.01
Q3 2024$105.9m$118.3m1.12

Biggest buyers

Clal Insurance Enterprises Holdings Ltd Added +727,000+727.0k
Lloyd Harbor Capital Management, LLC New +495,000+495.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +368,430+368.4k
Crawford Fund Management, LLC New +180,100+180.1k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Added +144,556+144.6k
GARNET EQUITY CAPITAL HOLDINGS, INC. Added +129,167+129.2k
MIRABELLA FINANCIAL SERVICES LLP New +109,789+109.8k
Corecam Pte. Ltd. Added +80,750+80.8k
BANK OF AMERICA CORP /DE/ Added +68,786+68.8k
JANE STREET GROUP, LLC New +63,085+63.1k

Biggest sellers

Rokos Capital Management LLP Sold out -413,935-413.9k
JPMORGAN CHASE & CO Reduced -342,180-342.2k
Janney Capital Management LLC Sold out -241,404-241.4k
Trek Financial, LLC Reduced -241,374-241.4k
ROYAL BANK OF CANADA Reduced -155,562-155.6k
MORGAN STANLEY Reduced -143,322-143.3k
Symmetry Investments LP Sold out -105,782-105.8k
TOWNSQUARE CAPITAL LLC Sold out -104,276-104.3k
Diversify Advisory Services, LLC Sold out -102,211-102.2k
Rockefeller Capital Management L.P. Sold out -99,314-99.3k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $30.1m655.9k shares
JANE STREET GROUP, LLC Added $14.8m323.4k shares
GROUP ONE TRADING LLC Added $13.2m288.0k shares
LMR Partners LLP New $12.1m264.1k shares
Caption Management, LLC Added $11.5m250.0k shares
BARCLAYS PLC New $9.2m200.0k shares
CITADEL ADVISORS LLC Reduced $7.5m163.6k shares
IMC-Chicago, LLC Reduced $3.0m64.9k shares
MILLENNIUM MANAGEMENT LLC Added $2.4m51.6k shares
WOLVERINE TRADING, LLC Added $1.5m31.6k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $27.0m588.9k shares
Lloyd Harbor Capital Management, LLC New $22.9m500.0k shares
GARNET EQUITY CAPITAL HOLDINGS, INC. Added $18.4m400.0k shares
JANE STREET GROUP, LLC Added $15.0m326.7k shares
LMR Partners LLP New $9.4m205.5k shares
BARCLAYS PLC New $9.2m200.0k shares
CITADEL ADVISORS LLC Reduced $7.1m154.9k shares
GROUP ONE TRADING LLC Added $7.0m153.1k shares
WOLVERINE TRADING, LLC Reduced $1.4m28.9k shares
IMC-Chicago, LLC Reduced $949.7k20.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,040,9742.0m $93.6m $93.6m 0.00% Reduced -342.2k -342,180
2 Clal Insurance Enterprises Holdings Ltd 0.50% of their portfolio Tel-aviv, L3 1,227,0001.2m $56.3m $56.3m 0.50% Added +727.0k +727,000
3 Lloyd Harbor Capital Management, LLC 11.38% of their portfolio COLD SPRING HARBOR, NY 495,000495.0k $22.7m $22.7m 11.38% New
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.03% of their portfolio BALA CYNWYD, PA 384,683384.7k $17.6m $17.6m 0.03% Added +368.4k +368,430
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 310,168310.2k $14.2m $14.2m 0.00% Reduced -143.3k -143,322
6 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 271,370271.4k $12.5m $12.5m 0.01% Reduced -15.4k -15,384
7 KADENSA CAPITAL Ltd 3.25% of their portfolio CENTRAL, K3 270,599270.6k $12.4m $12.4m 3.25% Added +51.0k +50,962
8 GARNET EQUITY CAPITAL HOLDINGS, INC. 7.88% of their portfolio NEW YORK, NY 264,517264.5k $12.1m $12.1m 7.88% Added +129.2k +129,167
9 Bridgewater Associates, LP 0.06% of their portfolio Westport, CT 239,811239.8k $11.0m $11.0m 0.06% Added +18.9k +18,864
10 Glenorchy Capital Ltd 8.20% of their portfolio BOOROLITE, C3 237,849237.8k $10.9m $10.9m 8.20% Added +3.1k +3,072
11 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 180,865180.9k $8.3m $8.3m 0.01% Added +2.6k +2,570
12 Crawford Fund Management, LLC 1.34% of their portfolio BOSTON, MA 180,100180.1k $1.8m $1.8m 1.34% New
13 Fielder Capital Group LLC 2.36% of their portfolio NASHVILLE, TN 155,753155.8k $7.1m $7.1m 2.36% Added +30.6k +30,610
14 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio ORLANDO, FL 146,357146.4k $3.2k $3.2k 0.01% Added +144.6k +144,556
15 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 119,356119.4k $5.5m $5.5m 0.00% Added +68.8k +68,786
16 Greenfield Seitz Capital Management, LLC 1.89% of their portfolio DALLAS, TX 112,690112.7k $5.2m $5.2m 1.89% Added +35.6k +35,610
17 MIRABELLA FINANCIAL SERVICES LLP 0.12% of their portfolio London, X0 109,789109.8k $2.1m $2.1m 0.12% New
18 Corecam Pte. Ltd. 3.23% of their portfolio SINGAPORE, U0 107,450107.5k $4.9m $4.9m 3.23% Added +80.8k +80,750
19 ONE PLUS ONE WEALTH MANAGEMENT, LLC 2.87% of their portfolio JUPITER, FL 105,427105.4k $4.8m $4.8m 2.87% Added +1.4k +1,404
20 CMC Financial Group 7.09% of their portfolio ATLANTA, GA 105,193105.2k $4.8m $4.8m 7.09% Added +20.4k +20,352
21 Prospera Financial Services Inc 0.12% of their portfolio Dallas, TX 104,795104.8k $4.8m $4.8m 0.12% Reduced -13.8k -13,762
22 GROUP ONE TRADING LLC 0.19% of their portfolio CHICAGO, IL 103,032103.0k $4.7m $4.7m 0.19% Added +45.4k +45,381
23 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 91,73991.7k $4.2m $4.2m 0.01% Reduced -13.6k -13,648
24 MENLO ADVISORS LLC 2.11% of their portfolio MENLO PARK, CA 89,56489.6k $4.1m $4.1m 2.11% Added +2.0k +1,965
25 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 88,00988.0k $4.0m $4.0m 0.00% Reduced -66.3k -66,303
26 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 85,74185.7k $3.9m $3.9m 0.01% Added +10.3k +10,350
27 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 83,19783.2k $3.8m $3.8m 0.00% Added +10.6k +10,634
28 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 81,81081.8k $3.8m $3.8m 0.00% Reduced -23.8k -23,771
29 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 77,89277.9k $3.6m $3.6m 0.01% Added +13.1k +13,068
30 Pettinga Financial Advisors LLC 0.76% of their portfolio EVANSVILLE, IN 70,25070.2k $3.2m $3.2m 0.76% Added +745 +745
31 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.23% of their portfolio CEDAR RAPIDS, IA 69,69369.7k $3.2m $3.2m 0.23% Added +9.4k +9,400
32 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 68,46468.5k $3.1m $3.1m 0.00% Added +18.9k +18,894
33 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 67,32867.3k $3.1m $3.1m 0.00% Reduced -69.6k -69,631
34 Private Wealth Advisors, LLC 1.26% of their portfolio Fresno, CA 65,55065.5k $3.1m $3.1m 1.26% Added +33.6k +33,582
35 Accordant Advisory Group Inc 2.34% of their portfolio ANNAPOLIS, MD 63,99664.0k $2.9m $2.9m 2.34% Added +58.5k +58,510
36 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 63,08563.1k $2.9m $2.9m 0.00% New
37 BOOTHBAY FUND MANAGEMENT, LLC 0.08% of their portfolio NEW YORK, NY 58,23558.2k $2.7m $2.7m 0.08% Added +43.3k +43,257
38 Stegent Equity Advisors, Inc. 2.83% of their portfolio HOUSTON, TX 55,80355.8k $2.6m $2.6m 2.83% Reduced -14.1k -14,097
39 Cruiser Capital Advisors, LLC 1.63% of their portfolio Stamford, CT 55,00055.0k $1.3m $1.3m 1.63% Added +10.0k +10,000
40 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 51,91451.9k $2.4m $2.4m 0.01% Added +5.9k +5,872
41 Financial Enhancement Group LLC 0.29% of their portfolio ANDERSON, IN 48,78148.8k $1.5m $1.5m 0.29% Reduced -61.7k -61,731
42 X-Square Capital, LLC 0.88% of their portfolio GUAYNABO, PR 43,85043.9k $2.0m $2.0m 0.88% Unchanged
43 HOLLENCREST CAPITAL MANAGEMENT 0.08% of their portfolio NEWPORT BEACH, CA 42,80042.8k $2.0m $2.0m 0.08% Reduced -180 -180
44 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 40,92640.9k $1.9m $1.9m 0.01% Reduced -1.1k -1,125
45 DCF Advisers, LLC 0.96% of their portfolio MOUNT PLEASANT, SC 40,50040.5k $1.9m $1.9m 0.96% Added +25.0k +25,000
46 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 39,55139.6k $1.8m $1.8m 0.00% Reduced -155.6k -155,562
47 ALPINE WOODS CAPITAL INVESTORS, LLC 0.30% of their portfolio PURCHASE, NY 37,82637.8k $1.7m $1.7m 0.30% Added +12.8k +12,826
48 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 37,48137.5k $1.7m $1.7m 0.00% New
49 Belpointe Asset Management LLC 0.10% of their portfolio RENO, NV 36,81036.8k $1.7m $1.7m 0.10% New
50 AXXCESS WEALTH MANAGEMENT, LLC 0.04% of their portfolio CARLSBAD, CA 36,10436.1k $1.7m $1.7m 0.04% Reduced -6 -6
51 OneDigital Investment Advisors LLC 0.02% of their portfolio OVERLAND PARK, KS 35,73335.7k $1.6m $1.6m 0.02% Reduced -25.0k -25,030
52 SIMPLEX TRADING, LLC 0.05% of their portfolio CHICAGO, IL 34,97335.0k $1.6m $1.6m 0.05% Added +32.2k +32,214
53 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 33,55333.6k $1.5m $1.5m 0.00% Added +32.2k +32,185
54 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 32,99133.0k $1.5m $1.5m 0.00% Reduced -1.3k -1,294
55 PETRA FINANCIAL ADVISORS INC 1.00% of their portfolio COLORADO SRPINGS, CO 32,89632.9k $1.5m $1.5m 1.00% Added +213 +213
56 Anthracite Investment Company, Inc. 0.71% of their portfolio FORT WORTH, TX 32,80032.8k $1.5m $1.5m 0.71% Added +20.3k +20,332
57 OLIVER LAGORE VANVALIN INVESTMENT GROUP 0.40% of their portfolio FLINT, MI 32,51732.5k $1.5m $1.5m 0.40% Reduced -25.9k -25,853
58 Capital Wealth Alliance, LLC 0.85% of their portfolio Scottsdale, AZ 31,99832.0k $1.5m $1.5m 0.85% Reduced -869 -869
59 UBS Group AG 0.00% of their portfolio ZURICH, V8 25,45125.5k $1.2m $1.2m 0.00% Reduced -66.5k -66,479
60 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 25,00025.0k $1.1m $1.1m 0.00% Added +3.3k +3,259
61 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 24,90924.9k $1.1m $1.1m 0.00% Added +7.2k +7,186
62 Cheviot Value Management, LLC 0.21% of their portfolio BEVERLY HILLS, CA 23,73023.7k $1.1m $1.1m 0.21% Unchanged
63 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 23,45523.5k $1.1m $1.1m 0.00% Added +4.8k +4,794
64 SeaCrest Wealth Management, LLC 0.11% of their portfolio PURCHASE, NY 22,52422.5k $1.0m $1.0m 0.11% Added +22 +22
65 180 WEALTH ADVISORS, LLC 0.15% of their portfolio FEDERAL WAY, WA 20,27520.3k $930.2k $930.2k 0.15% Added +3.1k +3,056
66 Nokomis Capital, L.L.C. 0.40% of their portfolio DALLAS, TX 19,66219.7k $902.1k $902.1k 0.40% Unchanged
67 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 19,05119.1k $874.0k $874.0k 0.00% Reduced -9.0k -9,034
68 Trek Financial, LLC 0.06% of their portfolio Scottsdale, AZ 18,24718.2k $837.2k $837.2k 0.06% Reduced -241.4k -241,374
69 Mountain Lake Investment Management LLC 0.87% of their portfolio SAN FRANCISCO, CA 18,00018.0k $825.8k $825.8k 0.87% New
70 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 17,55417.6k $805.4k $805.4k 0.01% Reduced -2.5k -2,460
71 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 16,76316.8k $769.1k $769.1k 0.00% Added +14.8k +14,763
72 Hennion & Walsh Asset Management, Inc. 0.04% of their portfolio Parsippany, NJ 16,45016.4k $769.4k $769.4k 0.04% Unchanged
73 TITAN GLOBAL CAPITAL MANAGEMENT USA LLC 0.12% of their portfolio NEW YORK, NY 16,33216.3k $749.3k $749.3k 0.12% Reduced -431 -431
74 Phoenix Wealth Advisors 0.33% of their portfolio CHAPEL HILL, NC 15,71415.7k $721.0k $721.0k 0.33% Added +319 +319
75 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 15,55915.6k $713.8k $713.8k 0.01% Reduced -25.9k -25,858
76 Advisory Services Network, LLC 0.02% of their portfolio ATLANTA, GA 15,07715.1k $742.4k $742.4k 0.02% Unchanged
77 Deuterium Capital Management, LLC 1.26% of their portfolio Clearwater, FL 15,00015.0k $688.2k $688.2k 1.26% Unchanged
78 MONECO ADVISORS, LLC 0.08% of their portfolio FAIRFIELD, CT 14,75314.8k $676.8k $676.8k 0.08% Added +8.0k +7,987
79 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.10% of their portfolio CONCORD, MA 14,61114.6k $670.4k $670.4k 0.10% Added +8.1k +8,140
80 Arax Advisory Partners 0.06% of their portfolio NEW YORK, NY 14,49814.5k $665.1k $665.1k 0.06% Added +2.6k +2,627
81 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 14,03614.0k $644.0k $644.0k 0.00% Reduced -2.5k -2,476
82 Diametric Capital, LP 0.32% of their portfolio BOSTON, MA 13,97714.0k $641.3k $641.3k 0.32% Added +4.7k +4,738
83 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 13,86813.9k $636.3k $636.3k 0.01% Reduced -7.0k -7,015
84 Northeast Financial Consultants Inc 0.03% of their portfolio WESTPORT, CT 13,68013.7k $627.6k $627.6k 0.03% Unchanged
85 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 13,57613.6k $622.9k $622.9k 0.00% Reduced -4.0k -3,969
86 Manchester Capital Management LLC 0.07% of their portfolio MANCHESTER, VT 12,28512.3k $563.6k $563.6k 0.07% Unchanged
87 Avid Wealth Partners LLC 0.40% of their portfolio SAN ANTONIO, TX 12,18112.2k $558.9k $558.9k 0.40% New
88 Seelaus Asset Management LLC 0.49% of their portfolio CHATHAM, NJ 11,77511.8k $540.2k $540.2k 0.49% Added +895 +895
89 Rafferty Asset Management, LLC 0.00% of their portfolio New York, NY 11,64611.6k $534.3k $534.3k 0.00% Added +7.4k +7,401
90 SOUTHPORT MANAGEMENT, L.L.C. 1.98% of their portfolio Wilson, WY 11,60011.6k $532.2k $532.2k 1.98% Unchanged
91 Kercheville Advisors, LLC 0.22% of their portfolio San Antonio, TX 11,35011.3k $520.7k $520.7k 0.22% Reduced -8.9k -8,925
92 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 10,77310.8k $494.0k $494.0k 0.00% New
93 Sequoia Financial Advisors, LLC 0.01% of their portfolio Akron, OH 10,31110.3k $473.1k $473.1k 0.01% Added +2.4k +2,430
94 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 9,8469.8k $451.7k $451.7k 0.00% Added +5.1k +5,098
95 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 9,2649.3k $425.0k $425.0k 0.00% Added +8.1k +8,056
96 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 9,1369.1k $419.2k $419.2k 0.01% Added +2.2k +2,177
97 Bleakley Financial Group, LLC 0.01% of their portfolio PARSIPPANY, NJ 9,0439.0k $414.9k $414.9k 0.01% Reduced -77.7k -77,697
98 Requisite Capital Management, LLC 0.09% of their portfolio DALLAS, TX 9,0179.0k $413.7k $413.7k 0.09% Reduced -5.5k -5,509
99 Privium Fund Management B.V. 0.10% of their portfolio AMSTERDAM, P7 8,8568.9k $406.3k $406.3k 0.10% New
100 Fiduciary Trust Co 0.01% of their portfolio Boston, MA 8,6358.6k $396.2k $396.2k 0.01% Unchanged