Vault-13

SPROTT FDS TR URNM

URANIUM MINERS E · ETP · CUSIP 85208P303

179 institutional holders +7 vs Q4 2023
10,447,91310.4m shares reported held*
$514.7mreported value*
43 new 52 added 50 reduced 34 sold out net sold ≈ $189.0m (-3.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($246 this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $49.26. Options: 16 managers hold calls ($145.6m notional), 14 hold puts ($125.9m).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 97Q4 22: 102Q1 23: 110Q2 23: 112Q3 23: 139Q4 23: 172Q1 24: 179179Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202297
Q4 2022102
Q1 2023110
Q2 2023112
Q3 2023139
Q4 2023172
Q1 2024179

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 56 bought or addedQ4 22: 38 cut or sold outQ4 22Q1 23: 67 bought or addedQ1 23: 37 cut or sold outQ1 23Q2 23: 61 bought or addedQ2 23: 43 cut or sold outQ2 23Q3 23: 85 bought or addedQ3 23: 44 cut or sold outQ3 23Q4 23: 108 bought or addedQ4 23: 48 cut or sold outQ4 23Q1 24: 95 bought or addedQ1 24: 84 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20225638
Q1 20236737
Q2 20236143
Q3 20238544
Q4 202310848
Q1 20249584

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300mQ2 23 calls: $32.5mQ2 23 puts: $12.1mQ2 23P/C 0.37Q3 23 calls: $188.0mQ3 23 puts: $78.0mQ3 23P/C 0.41Q4 23 calls: $295.2mQ4 23 puts: $221.5mQ4 23P/C 0.75Q1 24 calls: $145.6mQ1 24 puts: $125.9mQ1 24P/C 0.86
Numbers
QuarterCallsPutsP/C
Q2 2023$32.5m$12.1m0.37
Q3 2023$188.0m$78.0m0.41
Q4 2023$295.2m$221.5m0.75
Q1 2024$145.6m$125.9m0.86

Biggest buyers

Rokos Capital Management LLP New +367,569+367.6k
Caption Management, LLC New +254,761+254.8k
CITADEL ADVISORS LLC Added +207,033+207.0k
GOLDMAN SACHS GROUP INC Added +142,491+142.5k
Simplicity Wealth,LLC New +128,553+128.6k
MBB PUBLIC MARKETS I LLC New +127,555+127.6k
OLIVER LAGORE VANVALIN INVESTMENT GROUP Added +105,831+105.8k
CIBC WORLD MARKETS CORP Added +97,975+98.0k
FLOW TRADERS U.S. LLC New +78,094+78.1k
OLD MISSION CAPITAL LLC New +57,486+57.5k

Biggest sellers

JANE STREET GROUP, LLC Reduced -1,941,157-1.9m
BANK OF MONTREAL /CAN/ Reduced -760,914-760.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -527,009-527.0k
TORNO CAPITAL, LLC Reduced -526,891-526.9k
SMI Advisory Services, LLC Sold out -402,279-402.3k
TUDOR INVESTMENT CORP ET AL Sold out -273,939-273.9k
HAP Trading, LLC Sold out -225,337-225.3k
JPMORGAN CHASE & CO Reduced -219,604-219.6k
Herr Investment Group LLC Sold out -175,097-175.1k
WOLVERINE TRADING, LLC Reduced -108,749-108.7k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $28.4m575.5k shares
CITADEL ADVISORS LLC Reduced $22.8m463.0k shares
Caption Management, LLC Added $16.5m335.0k shares
GARNET EQUITY CAPITAL HOLDINGS, INC. Reduced $14.8m300.0k shares
JANE STREET GROUP, LLC Reduced $12.6m254.7k shares
WELLS FARGO & COMPANY/MN Unchanged $12.3m250.0k shares
Lloyd Harbor Capital Management, LLC New $12.3m250.0k shares
GROUP ONE TRADING LLC Reduced $8.6m174.3k shares
MILLENNIUM MANAGEMENT LLC Added $6.1m123.1k shares
IMC-Chicago, LLC Added $4.7m95.0k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $29.2m592.2k shares
Caption Management, LLC Added $19.5m395.8k shares
CITADEL ADVISORS LLC Added $18.1m368.2k shares
JANE STREET GROUP, LLC Reduced $16.5m335.4k shares
MILLENNIUM MANAGEMENT LLC Added $13.0m263.3k shares
Lloyd Harbor Capital Management, LLC New $12.3m250.0k shares
Jefferies Financial Group Inc. Unchanged $7.0m142.5k shares
WELLS FARGO & COMPANY/MN New $4.9m100.0k shares
IMC-Chicago, LLC Added $2.5m50.3k shares
WOLVERINE TRADING, LLC Reduced $1.5m30.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,971,6262.0m $97.2m $97.2m 0.00% Reduced -219.6k -219,604
2 JANE STREET GROUP, LLC 0.05% of their portfolio NEW YORK, NY 780,491780.5k $38.5m $38.5m 0.05% Reduced -1.9m -1,941,157
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 708,867708.9k $34.9m $34.9m 0.00% Reduced -9.7k -9,749
4 Rokos Capital Management LLP 0.46% of their portfolio LONDON, X0 367,569367.6k $18.1m $18.1m 0.46% New
5 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 258,520258.5k $12.7m $12.7m 0.01% Added +7.9k +7,913
6 Caption Management, LLC 1.38% of their portfolio OKLAHOMA CITY, OK 254,761254.8k $12.6m $12.6m 1.38% New
7 Janney Capital Management LLC 0.81% of their portfolio PITTSBURGH, PA 245,870245.9k $12.1m $12.1m 0.81% Reduced -7.5k -7,474
8 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 225,843225.8k $11.1m $11.1m 0.01% Added +207.0k +207,033
9 Glenorchy Capital Ltd 8.91% of their portfolio BOOROLITE, C3 219,520219.5k $10.8m $10.8m 8.91% Reduced -5.4k -5,434
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 213,714213.7k $10.5m $10.5m 0.02% Reduced -527.0k -527,009
11 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 208,183208.2k $10.3m $10.3m 0.02% Reduced -16.2k -16,222
12 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 186,901186.9k $9.2m $9.2m 0.00% Added +21.7k +21,717
13 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 180,844180.8k $8.9m $8.9m 0.01% Reduced -73.4k -73,449
14 Trek Financial, LLC 0.69% of their portfolio Scottsdale, AZ 175,932175.9k $8.7m $8.7m 0.69% Reduced -26.5k -26,505
15 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 166,492166.5k $8.2m $8.2m 0.01% Added +50.0k +50,016
16 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 151,287151.3k $7.5m $7.5m 0.00% Added +142.5k +142,491
17 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 145,025145.0k $7.1m $7.1m 0.01% Added +5.4k +5,391
18 CIBC WORLD MARKETS CORP 0.05% of their portfolio NEW YORK, NY 139,975140.0k $6.9m $6.9m 0.05% Added +98.0k +97,975
19 Simplicity Wealth,LLC 0.15% of their portfolio SUMMIT, NJ 128,553128.6k $6.3m $6.3m 0.15% New
20 Bleakley Financial Group, LLC 0.18% of their portfolio PARSIPPANY, NJ 128,553128.6k $6.3m $6.3m 0.18% Reduced -3.5k -3,454
21 MBB PUBLIC MARKETS I LLC 0.40% of their portfolio CHICAGO, IL 127,555127.6k $6.3m $6.3m 0.40% New
22 Fielder Capital Group LLC 2.68% of their portfolio NASHVILLE, TN 121,715121.7k $6.0m $6.0m 2.68% Added +26.5k +26,487
23 GARNET EQUITY CAPITAL HOLDINGS, INC. 4.81% of their portfolio NEW YORK, NY 115,250115.2k $5.7m $5.7m 4.81% Added +50.0k +50,000
24 OLIVER LAGORE VANVALIN INVESTMENT GROUP 1.57% of their portfolio FLINT, MI 106,131106.1k $5.2m $5.2m 1.57% Added +105.8k +105,831
25 Financial Enhancement Group LLC 0.91% of their portfolio ANDERSON, IN 104,602104.6k $5.5m $5.5m 0.91% Reduced -18.7k -18,668
26 TOWNSQUARE CAPITAL LLC 0.08% of their portfolio Lehi, UT 103,931103.9k $5.1m $5.1m 0.08% Reduced -10.2k -10,211
27 Diversify Advisory Services, LLC 0.31% of their portfolio SANDY, UT 101,071101.1k $5.3m $5.3m 0.31% First filing
28 ONE PLUS ONE WEALTH MANAGEMENT, LLC 2.85% of their portfolio JUPITER, FL 100,823100.8k $5.0m $5.0m 2.85% Added +6.4k +6,388
29 Prospera Financial Services Inc 0.14% of their portfolio Dallas, TX 94,39094.4k $4.7m $4.7m 0.14% Added +5.1k +5,113
30 MENLO ADVISORS LLC 2.40% of their portfolio MENLO PARK, CA 85,03485.0k $4.2m $4.2m 2.40% Added +5.0k +4,960
31 CMC Financial Group 5.84% of their portfolio ATLANTA, GA 84,04784.0k $4.1m $4.1m 5.84% Reduced -25.7k -25,738
32 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 78,30678.3k $3.9m $3.9m 0.00% Reduced -46.6k -46,623
33 FLOW TRADERS U.S. LLC 0.21% of their portfolio NEW YORK, NY 78,09478.1k $3.8m $3.8m 0.21% New
34 Pettinga Financial Advisors LLC 0.94% of their portfolio EVANSVILLE, IN 74,67174.7k $3.7m $3.7m 0.94% Reduced -3.8k -3,778
35 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 71,81171.8k $3.5m $3.5m 0.01% Added +54.2k +54,176
36 Stegent Equity Advisors, Inc. 3.52% of their portfolio HOUSTON, TX 70,19470.2k $3.5m $3.5m 3.52% Reduced -1.7k -1,707
37 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 65,53565.5k $3.2m $3.2m 0.01% Added +13.1k +13,148
38 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 60,86660.9k $3.0m $3.0m 0.01% Reduced -19.3k -19,270
39 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.25% of their portfolio CEDAR RAPIDS, IA 60,44560.4k $3.0m $3.0m 0.25% Unchanged
40 OLD MISSION CAPITAL LLC 0.07% of their portfolio CHICAGO, IL 57,48657.5k $2.8m $2.8m 0.07% New
41 GROUP ONE TRADING LLC 0.10% of their portfolio CHICAGO, IL 54,92154.9k $2.7m $2.7m 0.10% New
42 Greenfield Seitz Capital Management, LLC 1.01% of their portfolio DALLAS, TX 54,84054.8k $2.7m $2.7m 1.01% Added +31.2k +31,240
43 AXXCESS WEALTH MANAGEMENT, LLC 0.07% of their portfolio CARLSBAD, CA 53,11753.1k $2.6m $2.6m 0.07% Unchanged
44 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 51,46851.5k $2.5m $2.5m 0.01% Added +32.5k +32,536
45 Equitable Holdings, Inc. 0.03% of their portfolio NEW YORK, NY 46,69946.7k $2.3m $2.3m 0.03% Added +6.3k +6,260
46 Arlington Capital Management, Inc. 1.86% of their portfolio ARLINGTON HEIGHTS, IL 45,42345.4k $2.2m $2.2m 1.86% Reduced -15.0k -14,991
47 HOLLENCREST CAPITAL MANAGEMENT 0.10% of their portfolio NEWPORT BEACH, CA 45,33045.3k $2.2m $2.2m 0.10% Added +1.4k +1,394
48 Cruiser Capital Advisors, LLC 1.78% of their portfolio Stamford, CT 45,00045.0k $1.2m $1.2m 1.78% Added +9.8k +9,800
49 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 44,81344.8k $2.3m $2.3m 0.00% Reduced -760.9k -760,914
50 X-Square Capital, LLC 1.03% of their portfolio GUAYNABO, PR 43,85043.9k $2.2m $2.2m 1.03% Reduced -23.1k -23,106
51 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 43,74443.7k $2.2m $2.2m 0.00% Reduced -9.9k -9,887
52 Arkadios Wealth Advisors 0.16% of their portfolio ATLANTA, GA 42,57842.6k $2.1m $2.1m 0.16% New
53 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 41,62141.6k $2.1m $2.1m 0.01% Reduced -8.6k -8,558
54 UBS Group AG 0.00% of their portfolio ZURICH, V8 41,12341.1k $2.0m $2.0m 0.00% Reduced -11.4k -11,381
55 ALPINE WOODS CAPITAL INVESTORS, LLC 0.40% of their portfolio PURCHASE, NY 40,00040.0k $2.0m $2.0m 0.40% Added +2.0k +2,000
56 Nokomis Capital, L.L.C. 0.86% of their portfolio DALLAS, TX 39,48239.5k $1.9m $1.9m 0.86% Reduced -17.9k -17,948
57 CPR Investments Inc. 1.48% of their portfolio Rochester, MI 39,46539.5k $1.9m $1.9m 1.48% New
58 HB Wealth Management, LLC 0.02% of their portfolio Atlanta, GA 36,18136.2k $1.8m $1.8m 0.02% New
59 PETRA FINANCIAL ADVISORS INC 1.15% of their portfolio COLORADO SRPINGS, CO 31,91231.9k $1.6m $1.6m 1.15% Added +696 +696
60 Private Wealth Advisors, LLC 0.66% of their portfolio Fresno, CA 31,79231.8k $1.6m $1.6m 0.66% Reduced -2.7k -2,685
61 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 29,86529.9k $1.5m $1.5m 0.01% Added +4.9k +4,912
62 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 29,47429.5k $1.5m $1.5m 0.00% Added +27.5k +27,474
63 Capital Wealth Alliance, LLC 0.83% of their portfolio Scottsdale, AZ 28,60028.6k $1.4m $1.4m 0.83% Added +3.3k +3,328
64 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 27,32227.3k $1.3m $1.3m 0.00% New
65 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 26,97227.0k $1.3m $1.3m 0.00% Added +7.2k +7,168
66 AVALON CAPITAL MANAGEMENT 0.53% of their portfolio Port Of Redwood City, CA 26,03626.0k $1.3m $1.3m 0.53% New
67 JTC Employer Solutions Trustee Ltd 0.08% of their portfolio ST HELIER, Y9 24,73224.7k $1.2m $1.2m 0.08% Unchanged
68 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 23,81523.8k $1.2m $1.2m 0.01% Reduced -5.4k -5,398
69 Tactive Advisors, LLC 0.62% of their portfolio Jacksonville, FL 23,67323.7k $1.2m $1.2m 0.62% Added +4.8k +4,804
70 BOOTHBAY FUND MANAGEMENT, LLC 0.03% of their portfolio NEW YORK, NY 22,87822.9k $1.1m $1.1m 0.03% Reduced -103.4k -103,358
71 SeaCrest Wealth Management, LLC 0.14% of their portfolio PURCHASE, NY 22,46122.5k $1.1m $1.1m 0.14% Added +501 +501
72 IMC-Chicago, LLC 0.04% of their portfolio CHICAGO, IL 21,44421.4k $1.1m $1.1m 0.04% New
73 WEXFORD CAPITAL LP 0.21% of their portfolio WEST PALM BEACH, FL 20,81520.8k $1.0m $1.0m 0.21% New
74 TORNO CAPITAL, LLC 0.22% of their portfolio COHASSET, MA 20,50920.5k $1.0m $1.0m 0.22% Reduced -526.9k -526,891
75 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 17,27817.3k $851.6k $851.6k 0.01% Added +2.3k +2,318
76 TITAN GLOBAL CAPITAL MANAGEMENT USA LLC 0.13% of their portfolio NEW YORK, NY 16,97917.0k $836.9k $836.9k 0.13% Reduced -328 -328
77 Hennion & Walsh Asset Management, Inc. 0.04% of their portfolio Parsippany, NJ 16,45016.4k $810.8k $810.8k 0.04% Added +8.0k +8,000
78 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 0.09% of their portfolio Westlake, OH 15,94315.9k $785.8k $785.8k 0.09% Added +6.2k +6,179
79 180 WEALTH ADVISORS, LLC 0.14% of their portfolio FEDERAL WAY, WA 15,88415.9k $782.9k $782.9k 0.14% Added +1.6k +1,578
80 Phoenix Wealth Advisors 0.47% of their portfolio CHAPEL HILL, NC 15,49715.5k $763.8k $763.8k 0.47% Reduced -118 -118
81 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 15,41015.4k $759.6k $759.6k 0.00% New
82 WOLVERINE TRADING, LLC 0.01% of their portfolio CHICAGO, IL 15,00015.0k $739.4k $739.4k 0.01% Reduced -108.7k -108,749
83 Deuterium Capital Management, LLC 1.32% of their portfolio Clearwater, FL 15,00015.0k $739.4k $739.4k 1.32% Unchanged
84 Requisite Capital Management, LLC 0.16% of their portfolio DALLAS, TX 14,52614.5k $716.0k $716.0k 0.16% Unchanged
85 Castleview Partners, LLC 0.39% of their portfolio DALLAS, TX 14,07514.1k $693.8k $693.8k 0.39% New
86 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 13,71713.7k $676.1k $676.1k 0.01% Added +1.7k +1,689
87 Consolidated Portfolio Review Corp 0.18% of their portfolio WOODBURY, NY 13,68813.7k $674.7k $674.7k 0.18% Added +702 +702
88 PFG Investments, LLC 0.04% of their portfolio WOODBURY, NY 13,68813.7k $674.7k $674.7k 0.04% New
89 Northeast Financial Consultants Inc 0.03% of their portfolio WESTPORT, CT 13,68013.7k $674.3k $674.3k 0.03% Unchanged
90 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 12,84412.8k $633.1k $633.1k 0.00% Reduced -3.1k -3,136
91 SPROTT INC. 0.05% of their portfolio TORONTO, A6 12,73712.7k $627.8k $627.8k 0.05% Reduced -397 -397
92 Anthracite Investment Company, Inc. 0.31% of their portfolio FORT WORTH, TX 12,59212.6k $620.7k $620.7k 0.31% Reduced -71.3k -71,339
93 SOUTHPORT MANAGEMENT, L.L.C. 2.10% of their portfolio Wilson, WY 11,60011.6k $571.8k $571.8k 2.10% Unchanged
94 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 11,34611.3k $559.2k $559.2k 0.00% Added +1.7k +1,743
95 Arax Advisory Partners 0.06% of their portfolio NEW YORK, NY 11,31711.3k $557.8k $557.8k 0.06% Added +5.1k +5,145
96 Seelaus Asset Management LLC 0.55% of their portfolio CHATHAM, NJ 11,25011.2k $554.5k $554.5k 0.55% Unchanged
97 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 9,6569.7k $476.0k $476.0k 0.00% Added +2.2k +2,236
98 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 9,5689.6k $471.6k $471.6k 0.01% New
99 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 9,4309.4k $478.0k $478.0k 0.00% Added +902 +902
100 Ground Swell Capital, LLC 0.48% of their portfolio FOLLY BEACH, SC 9,3119.3k $458.9k $458.9k 0.48% New