Vault-13

SPROTT FDS TR URNM

URANIUM MINERS E · ETP · CUSIP 85208P303

172 institutional holders +33 vs Q3 2023
14,467,47214.5m shares reported held*
$702.1mreported value*
43 new 65 added 29 reduced 19 sold out net bought ≈ $362.8m (+7.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $48.53. Options: 16 managers hold calls ($295.2m notional), 15 hold puts ($221.5m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 97Q4 22: 102Q1 23: 110Q2 23: 112Q3 23: 139Q4 23: 172172Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202297
Q4 2022102
Q1 2023110
Q2 2023112
Q3 2023139
Q4 2023172

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 56 bought or addedQ4 22: 38 cut or sold outQ4 22Q1 23: 67 bought or addedQ1 23: 37 cut or sold outQ1 23Q2 23: 61 bought or addedQ2 23: 43 cut or sold outQ2 23Q3 23: 85 bought or addedQ3 23: 44 cut or sold outQ3 23Q4 23: 108 bought or addedQ4 23: 48 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225638
Q1 20236737
Q2 20236143
Q3 20238544
Q4 202310848

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300mQ1 23 calls: $19.9mQ1 23 puts: $13.6mQ1 23P/C 0.68Q2 23 calls: $32.5mQ2 23 puts: $12.1mQ2 23P/C 0.37Q3 23 calls: $188.0mQ3 23 puts: $78.0mQ3 23P/C 0.41Q4 23 calls: $295.2mQ4 23 puts: $221.5mQ4 23P/C 0.75
Numbers
QuarterCallsPutsP/C
Q1 2023$19.9m$13.6m0.68
Q2 2023$32.5m$12.1m0.37
Q3 2023$188.0m$78.0m0.41
Q4 2023$295.2m$221.5m0.75

Biggest buyers

JANE STREET GROUP, LLC Added +2,614,043+2.6m
JPMORGAN CHASE & CO Added +2,181,379+2.2m
BANK OF MONTREAL /CAN/ Added +757,043+757.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +592,988+593.0k
MORGAN STANLEY Added +425,864+425.9k
SMI Advisory Services, LLC Added +222,605+222.6k
HAP Trading, LLC Added +209,154+209.2k
ROYAL BANK OF CANADA Added +150,096+150.1k
MILLENNIUM MANAGEMENT LLC New +116,476+116.5k
WOLVERINE TRADING, LLC Added +112,399+112.4k

Biggest sellers

Trek Financial, LLC Reduced -190,312-190.3k
Polar Asset Management Partners Inc. Sold out -181,800-181.8k
Caption Management, LLC Sold out -87,491-87.5k
CIBC WORLD MARKETS CORP Reduced -84,512-84.5k
Silphium Asset Management Ltd Sold out -76,000-76.0k
BARCLAYS PLC Reduced -72,526-72.5k
GOLDMAN SACHS GROUP INC Reduced -67,218-67.2k
GROUP ONE TRADING LLC Sold out -25,501-25.5k
PINEBRIDGE INVESTMENTS, L.P. Sold out -23,984-24.0k
SIMPLEX TRADING, LLC Sold out -20,076-20.1k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $92.9m1.9m shares
CITADEL ADVISORS LLC Added $83.2m1.7m shares
BARCLAYS PLC New $28.8m597.0k shares
JANE STREET GROUP, LLC Reduced $24.1m499.9k shares
GARNET EQUITY CAPITAL HOLDINGS, INC. Reduced $15.7m325.0k shares
Caption Management, LLC Reduced $13.5m280.0k shares
GROUP ONE TRADING LLC Added $12.8m264.8k shares
WELLS FARGO & COMPANY/MN New $12.1m250.0k shares
WOLVERINE TRADING, LLC Reduced $5.9m122.7k shares
IMC-Chicago, LLC New $3.1m63.9k shares

Biggest puts

JANE STREET GROUP, LLC Added $76.6m1.6m shares
TORNO CAPITAL, LLC First filing $54.7m1.1m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $40.6m840.3k shares
CITADEL ADVISORS LLC Reduced $11.5m238.5k shares
MILLENNIUM MANAGEMENT LLC New $8.4m175.0k shares
Caption Management, LLC Reduced $7.0m144.6k shares
Jefferies Financial Group Inc. Added $6.9m142.5k shares
WOLVERINE TRADING, LLC Added $5.6m116.0k shares
Anthracite Investment Company, Inc. First filing $4.8m100.0k shares
GROUP ONE TRADING LLC Added $2.8m57.5k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JANE STREET GROUP, LLC 0.16% of their portfolio NEW YORK, NY 2,721,6482.7m $131.4m $131.4m 0.16% Added +2.6m +2,614,043
2 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 2,191,2302.2m $105.8m $105.8m 0.01% Added +2.2m +2,181,379
3 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 805,727805.7k $40.0m $40.0m 0.01% Added +757.0k +757,043
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.06% of their portfolio BALA CYNWYD, PA 740,723740.7k $35.8m $35.8m 0.06% Added +593.0k +592,988
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 718,616718.6k $34.7m $34.7m 0.00% Added +425.9k +425,864
6 TORNO CAPITAL, LLC 27.22% of their portfolio COHASSET, MA 547,400547.4k $26.4m $26.4m 27.22% First filing
7 SMI Advisory Services, LLC 5.32% of their portfolio COLUMBUS, IN 402,279402.3k $21.0m $21.0m 5.32% Added +222.6k +222,605
8 TUDOR INVESTMENT CORP ET AL 0.18% of their portfolio STAMFORD, CT 273,939273.9k $13.2m $13.2m 0.18% Added +23.8k +23,841
9 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 254,293254.3k $12.2m $12.2m 0.02% Added +47.9k +47,859
10 Janney Capital Management LLC 0.82% of their portfolio PITTSBURGH, PA 253,344253.3k $12.2m $12.2m 0.82% Reduced -15.2k -15,244
11 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 250,607250.6k $12.1m $12.1m 0.01% Added +22.4k +22,372
12 HAP Trading, LLC 3.19% of their portfolio NEW YORK, NY 225,337225.3k $10.9m $10.9m 3.19% Added +209.2k +209,154
13 Glenorchy Capital Ltd 10.18% of their portfolio BOOROLITE, C3 224,954225.0k $10.9m $10.9m 10.18% First filing
14 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 224,405224.4k $10.8m $10.8m 0.02% Added +9.8k +9,802
15 Trek Financial, LLC 0.85% of their portfolio Scottsdale, AZ 202,437202.4k $9.8m $9.8m 0.85% Reduced -190.3k -190,312
16 Herr Investment Group LLC 2.26% of their portfolio AUSTIN, TX 175,097175.1k $8.5m $8.5m 2.26% Added +16.0k +15,992
17 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 165,184165.2k $8.0m $8.0m 0.00% Added +150.1k +150,096
18 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 139,634139.6k $6.7m $6.7m 0.01% Reduced -18.4k -18,428
19 Simplicity Solutions, LLC 0.17% of their portfolio MINNEAPOLIS, MN 132,007132.0k $6.4m $6.4m 0.17% Reduced -6.5k -6,474
20 Bleakley Financial Group, LLC 0.20% of their portfolio PARSIPPANY, NJ 132,007132.0k $6.4m $6.4m 0.20% Reduced -6.5k -6,474
21 BOOTHBAY FUND MANAGEMENT, LLC 0.21% of their portfolio NEW YORK, NY 126,236126.2k $6.1m $6.1m 0.21% Added +82.7k +82,690
22 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 124,929124.9k $6.0m $6.0m 0.00% Added +13.1k +13,145
23 WOLVERINE TRADING, LLC 0.05% of their portfolio CHICAGO, IL 123,749123.7k $6.0m $6.0m 0.05% Added +112.4k +112,399
24 Financial Enhancement Group LLC 1.21% of their portfolio ANDERSON, IN 123,270123.3k $6.9m $6.9m 1.21% Added +3.3k +3,254
25 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 116,476116.5k $5.6m $5.6m 0.01% New
26 TOWNSQUARE CAPITAL LLC 0.09% of their portfolio Lehi, UT 114,142114.1k $5.5m $5.5m 0.09% Reduced -6.7k -6,722
27 DFPG INVESTMENTS, LLC 0.41% of their portfolio SANDY, UT 111,257111.3k $5.2m $5.2m 0.41% Reduced -6.9k -6,929
28 CMC Financial Group 8.31% of their portfolio ATLANTA, GA 109,785109.8k $6.2m $6.2m 8.31% New
29 Fielder Capital Group LLC 2.78% of their portfolio NASHVILLE, TN 95,22895.2k $4.6m $4.6m 2.78% First filing
30 ONE PLUS ONE WEALTH MANAGEMENT, LLC 2.77% of their portfolio JUPITER, FL 94,43594.4k $4.6m $4.6m 2.77% Added +6.4k +6,392
31 Prospera Financial Services Inc 0.14% of their portfolio Dallas, TX 89,27789.3k $4.3m $4.3m 0.14% Added +10.7k +10,669
32 GSA CAPITAL PARTNERS LLP 0.34% of their portfolio LONDON, X0 84,45884.5k $4.1m $4.1m 0.34% Added +63.8k +63,810
33 Anthracite Investment Company, Inc. 2.61% of their portfolio FORT WORTH, TX 83,93183.9k $4.1m $4.1m 2.61% First filing
34 KLR INVESTMENT ADVISORS, LLC 2.84% of their portfolio PROVIDENCE, RI 81,48381.5k $3.9m $3.9m 2.84% Added +1.4k +1,397
35 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 80,13680.1k $3.9m $3.9m 0.01% Added +60.6k +60,583
36 MENLO ADVISORS LLC 2.38% of their portfolio MENLO PARK, CA 80,07480.1k $3.9m $3.9m 2.38% Added +2.1k +2,075
37 Pettinga Financial Advisors LLC 1.02% of their portfolio EVANSVILLE, IN 78,44978.4k $3.8m $3.8m 1.02% Reduced -9.0k -8,978
38 MARSHALL WACE, LLP 0.01% of their portfolio LONDON, X0 76,11876.1k $3.7m $3.7m 0.01% New
39 Stegent Equity Advisors, Inc. 4.10% of their portfolio HOUSTON, TX 71,90171.9k $3.5m $3.5m 4.10% Reduced -3.3k -3,274
40 X-Square Capital, LLC 1.78% of their portfolio GUAYNABO, PR 66,95667.0k $3.2m $3.2m 1.78% New
41 GARNET EQUITY CAPITAL HOLDINGS, INC. 3.16% of their portfolio NEW YORK, NY 65,25065.2k $3.1m $3.1m 3.16% Added +250 +250
42 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 63,45063.5k $3.1m $3.1m 0.00% Added +61.5k +61,450
43 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.27% of their portfolio CEDAR RAPIDS, IA 60,44560.4k $2.9m $2.9m 0.27% Unchanged
44 Arlington Capital Management, Inc. 2.65% of their portfolio ARLINGTON HEIGHTS, IL 60,41460.4k $2.9m $2.9m 2.65% New
45 Nokomis Capital, L.L.C. 1.07% of their portfolio DALLAS, TX 57,43057.4k $2.8m $2.8m 1.07% Reduced -6.7k -6,700
46 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 53,63153.6k $2.6m $2.6m 0.00% Added +17.1k +17,104
47 AXXCESS WEALTH MANAGEMENT, LLC 0.08% of their portfolio CARLSBAD, CA 53,11753.1k $2.6m $2.6m 0.08% Reduced -25 -25
48 UBS Group AG 0.00% of their portfolio ZURICH, V8 52,50452.5k $2.5m $2.5m 0.00% Added +24.3k +24,300
49 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 52,38752.4k $2.5m $2.5m 0.00% Added +1.7k +1,708
50 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 50,17950.2k $2.4m $2.4m 0.01% Added +16.2k +16,175
51 WEALTHSOURCE PARTNERS, LLC 0.15% of their portfolio SAN LUIS OBISPO, CA 49,07649.1k $2.4m $2.4m 0.15% Added +2.9k +2,900
52 HOLLENCREST CAPITAL MANAGEMENT 0.20% of their portfolio NEWPORT BEACH, CA 43,93643.9k $2.1m $2.1m 0.20% Added +896 +896
53 CIBC WORLD MARKETS CORP 0.01% of their portfolio NEW YORK, NY 42,00042.0k $2.0m $2.0m 0.01% Reduced -84.5k -84,512
54 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 40,43940.4k $2.0m $2.0m 0.02% Added +6.2k +6,230
55 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 39,14539.1k $1.9m $1.9m 0.01% Added +17.6k +17,583
56 ALPINE WOODS CAPITAL INVESTORS, LLC 0.27% of their portfolio PURCHASE, NY 38,00038.0k $1.8m $1.8m 0.27% New
57 Cruiser Capital Advisors, LLC 1.58% of their portfolio Stamford, CT 35,20035.2k $1.0m $1.0m 1.58% Added +28.2k +28,200
58 Private Wealth Advisors, LLC 0.72% of their portfolio Fresno, CA 34,47734.5k $1.7m $1.7m 0.72% Reduced -1.7k -1,706
59 PETRA FINANCIAL ADVISORS INC 1.26% of their portfolio COLORADO SRPINGS, CO 31,21631.2k $1.5m $1.5m 1.26% Added +16.5k +16,493
60 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 29,21329.2k $1.4m $1.4m 0.01% Added +2.5k +2,472
61 Capital Wealth Alliance, LLC 0.84% of their portfolio Scottsdale, AZ 25,27225.3k $1.2m $1.2m 0.84% New
62 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 24,95325.0k $1.2m $1.2m 0.01% Added +4.4k +4,399
63 JTC Employer Solutions Trustee Ltd 0.11% of their portfolio ST HELIER, Y9 24,73224.7k $1.2m $1.2m 0.11% Unchanged
64 Cheviot Value Management, LLC 0.25% of their portfolio BEVERLY HILLS, CA 23,73023.7k $1.1m $1.1m 0.25% Unchanged
65 Greenfield Seitz Capital Management, LLC 0.45% of their portfolio DALLAS, TX 23,60023.6k $1.1m $1.1m 0.45% First filing
66 Client First Investment Management LLC 1.05% of their portfolio West Bend, WI 22,37722.4k $1.1m $1.1m 1.05% First filing
67 SeaCrest Wealth Management, LLC 0.13% of their portfolio PURCHASE, NY 21,96022.0k $1.0m $1.0m 0.13% Unchanged
68 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 21,20021.2k $1.0m $1.0m 0.00% New
69 TAP Consulting, LLC 0.24% of their portfolio KIRKWOOD, MO 20,88120.9k $1.0m $1.0m 0.24% New
70 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 19,80419.8k $955.9k $955.9k 0.00% Added +13.9k +13,866
71 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 18,93218.9k $914.0k $914.0k 0.00% Added +1.2k +1,184
72 Tactive Advisors, LLC 0.59% of their portfolio Jacksonville, FL 18,86918.9k $910.8k $910.8k 0.59% Added +6.9k +6,854
73 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 18,81018.8k $908.0k $908.0k 0.00% Added +13.6k +13,602
74 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 17,63517.6k $851.2k $851.2k 0.01% Reduced -6.0k -5,997
75 TITAN GLOBAL CAPITAL MANAGEMENT USA LLC 0.17% of their portfolio NEW YORK, NY 17,30717.3k $835.4k $835.4k 0.17% Reduced -380 -380
76 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 17,04617.0k $823.0k $823.0k 0.00% Added +3.8k +3,770
77 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 15,98016.0k $771.4k $771.4k 0.00% Reduced -72.5k -72,526
78 Phoenix Wealth Advisors 0.52% of their portfolio CHAPEL HILL, NC 15,61515.6k $740.3k $740.3k 0.52% Added +6.5k +6,487
79 Deuterium Capital Management, LLC 2.41% of their portfolio Clearwater, FL 15,00015.0k $724.0k $724.0k 2.41% Added +5.0k +5,000
80 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 14,96015.0k $722.1k $722.1k 0.01% New
81 Requisite Capital Management, LLC 0.18% of their portfolio DALLAS, TX 14,52614.5k $701.2k $701.2k 0.18% Reduced -2.9k -2,878
82 180 WEALTH ADVISORS, LLC 0.14% of their portfolio FEDERAL WAY, WA 14,30614.3k $678.3k $678.3k 0.14% Reduced -439 -439
83 Northeast Financial Consultants Inc 0.04% of their portfolio WESTPORT, CT 13,68013.7k $660.3k $660.3k 0.04% Added +8.8k +8,788
84 SPROTT INC. 0.06% of their portfolio TORONTO, A6 13,13413.1k $634.0k $634.0k 0.06% Reduced -477 -477
85 Consolidated Portfolio Review Corp 0.14% of their portfolio WOODBURY, NY 12,98613.0k $626.8k $626.8k 0.14% New
86 ORG Partners LLC 0.10% of their portfolio ROANOKE, IN 12,51912.5k $604.3k $604.3k 0.10% Added +8.1k +8,139
87 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 12,02812.0k $580.6k $580.6k 0.01% Reduced -7.4k -7,399
88 SOUTHPORT MANAGEMENT, L.L.C. 2.42% of their portfolio Wilson, WY 11,60011.6k $559.9k $559.9k 2.42% Unchanged
89 PRINCIPAL SECURITIES, INC. 0.02% of their portfolio DES MOINES, IA 11,44011.4k $552.2k $552.2k 0.02% First filing
90 Seelaus Asset Management LLC 0.53% of their portfolio CHATHAM, NJ 11,25011.2k $543.0k $543.0k 0.53% Unchanged
91 HTLF Bank 0.06% of their portfolio Denver, CO 10,22610.2k $493.6k $493.6k 0.06% First filing
92 Diametric Capital, LP 0.30% of their portfolio BOSTON, MA 10,16910.2k $490.9k $490.9k 0.30% Reduced -8.3k -8,319
93 Marex Group Ltd 0.02% of their portfolio London, X0 10,03810.0k $484.5k $484.5k 0.02% New
94 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 0.05% of their portfolio Westlake, OH 9,7649.8k $471.3k $471.3k 0.05% New
95 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 9,6039.6k $463.5k $463.5k 0.00% Added +1.5k +1,484
96 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 9,1249.1k $440.4k $440.4k 0.00% Added +2.2k +2,189
97 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 8,7968.8k $424.6k $424.6k 0.00% Reduced -67.2k -67,218
98 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 8,5288.5k $374.6k $374.6k 0.00% Added +6.4k +6,429
99 Hennion & Walsh Asset Management, Inc. 0.02% of their portfolio Parsippany, NJ 8,4508.4k $407.9k $407.9k 0.02% New
100 INSIGNEO ADVISORY SERVICES, LLC 0.05% of their portfolio MIAMI, FL 8,0658.1k $389.3k $389.3k 0.05% Unchanged