Vault-13

SPROTT FDS TR URNM

URANIUM MINERS E · ETP · CUSIP 85208P303

139 institutional holders +27 vs Q2 2023
5,923,4565.9m shares reported held*
$581.4mreported value*
42 new 43 added 29 reduced 15 sold out net bought ≈ $45.4m (+975.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $98.15. Options: 15 managers hold calls ($188.0m notional), 9 hold puts ($78.0m).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 97Q4 22: 102Q1 23: 110Q2 23: 112Q3 23: 139139Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202297
Q4 2022102
Q1 2023110
Q2 2023112
Q3 2023139

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 56 bought or addedQ4 22: 38 cut or sold outQ4 22Q1 23: 67 bought or addedQ1 23: 37 cut or sold outQ1 23Q2 23: 61 bought or addedQ2 23: 43 cut or sold outQ2 23Q3 23: 85 bought or addedQ3 23: 44 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225638
Q1 20236737
Q2 20236143
Q3 20238544

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150m$200mQ4 22 calls: $70.0mQ4 22 puts: $26.7mQ4 22P/C 0.38Q1 23 calls: $19.9mQ1 23 puts: $13.6mQ1 23P/C 0.68Q2 23 calls: $32.5mQ2 23 puts: $12.1mQ2 23P/C 0.37Q3 23 calls: $188.0mQ3 23 puts: $78.0mQ3 23P/C 0.41
Numbers
QuarterCallsPutsP/C
Q4 2022$70.0m$26.7m0.38
Q1 2023$19.9m$13.6m0.68
Q2 2023$32.5m$12.1m0.37
Q3 2023$188.0m$78.0m0.41

Biggest buyers

TUDOR INVESTMENT CORP ET AL New +250,098+250.1k
Trek Financial, LLC Added +229,486+229.5k
Polar Asset Management Partners Inc. New +181,800+181.8k
Herr Investment Group LLC New +159,105+159.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +119,824+119.8k
MORGAN STANLEY Added +116,474+116.5k
STIFEL FINANCIAL CORP Added +88,862+88.9k
BARCLAYS PLC New +88,506+88.5k
Caption Management, LLC New +87,491+87.5k
LPL Financial LLC Added +53,749+53.7k

Biggest sellers

JANE STREET GROUP, LLC Reduced -362,652-362.7k
RAYMOND JAMES & ASSOCIATES Reduced -86,604-86.6k
Silphium Asset Management Ltd Reduced -56,700-56.7k
HighTower Advisors, LLC Reduced -47,083-47.1k
MMCAP International Inc. SPC Sold out -40,618-40.6k
OLD MISSION CAPITAL LLC Sold out -28,994-29.0k
JPMORGAN CHASE & CO Reduced -27,826-27.8k
TITAN GLOBAL CAPITAL MANAGEMENT USA LLC Reduced -27,683-27.7k
BANK OF MONTREAL /CAN/ Reduced -26,969-27.0k
HRT FINANCIAL LP Sold out -24,568-24.6k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $53.9m1.1m shares
CITADEL ADVISORS LLC Added $33.5m709.5k shares
JANE STREET GROUP, LLC Added $30.7m651.3k shares
GARNET EQUITY CAPITAL HOLDINGS, INC. New $28.3m600.0k shares
Caption Management, LLC New $14.2m300.0k shares
GROUP ONE TRADING LLC Added $11.9m252.2k shares
WOLVERINE TRADING, LLC Added $7.2m153.1k shares
Praetorian PR LLC Added $2.5m3.5k shares
Alphadyne Asset Management LP New $2.1m45.0k shares
GOLDMAN SACHS GROUP INC New $1.9m40.0k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $24.7m522.8k shares
CITADEL ADVISORS LLC Added $21.2m448.4k shares
JANE STREET GROUP, LLC Added $18.4m390.9k shares
Caption Management, LLC New $7.1m150.0k shares
Jefferies Financial Group Inc. New $3.5m75.0k shares
GROUP ONE TRADING LLC Added $1.6m34.9k shares
WOLVERINE TRADING, LLC Added $1.4m30.6k shares
Cutler Group LLC / CA Added $35.0k15.3k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Trek Financial, LLC 1.69% of their portfolio Scottsdale, AZ 392,749392.7k $18.5m $18.5m 1.69% Added +229.5k +229,486
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 292,752292.8k $13.8m $13.8m 0.00% Added +116.5k +116,474
3 Janney Capital Management LLC 0.98% of their portfolio PITTSBURGH, PA 268,588268.6k $12.7m $12.7m 0.98% Reduced -11.9k -11,873
4 TUDOR INVESTMENT CORP ET AL 0.17% of their portfolio STAMFORD, CT 250,098250.1k $11.8m $11.8m 0.17% New
5 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 228,235228.2k $10.8m $10.8m 0.01% Added +53.7k +53,749
6 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 214,603214.6k $10.1m $10.1m 0.01% Added +14.4k +14,371
7 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 206,434206.4k $9.7m $9.7m 0.02% Reduced -47.1k -47,083
8 Polar Asset Management Partners Inc. 0.21% of their portfolio TORONTO, A6 181,800181.8k $8.6m $8.6m 0.21% New
9 SMI Advisory Services, LLC 2.99% of their portfolio COLUMBUS, IN 179,674179.7k $8.2m $8.2m 2.99% First filing
10 Herr Investment Group LLC 2.33% of their portfolio AUSTIN, TX 159,105159.1k $7.5m $7.5m 2.33% New
11 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 158,062158.1k $7.5m $7.5m 0.01% Added +88.9k +88,862
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 147,735147.7k $7.0m $7.0m 0.01% Added +119.8k +119,824
13 Simplicity Solutions, LLC 0.21% of their portfolio MINNEAPOLIS, MN 138,481138.5k $6.5m $6.5m 0.21% Added +3.2k +3,186
14 Bleakley Financial Group, LLC 0.23% of their portfolio PARSIPPANY, NJ 138,481138.5k $6.5m $6.5m 0.23% Added +3.2k +3,186
15 CIBC WORLD MARKETS CORP 0.06% of their portfolio NEW YORK, NY 126,512126.5k $6.0m $6.0m 0.06% Unchanged
16 TOWNSQUARE CAPITAL LLC 0.10% of their portfolio Lehi, UT 120,864120.9k $5.7m $5.7m 0.10% Added +12.4k +12,372
17 Financial Enhancement Group LLC 0.97% of their portfolio ANDERSON, IN 120,016120.0k $5.1m $5.1m 0.97% Added +37.0k +37,044
18 DFPG INVESTMENTS, LLC 0.50% of their portfolio SANDY, UT 118,186118.2k $5.3m $5.3m 0.50% Added +10.7k +10,705
19 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 111,784111.8k $5.3m $5.3m 0.00% Reduced -4.5k -4,484
20 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 107,605107.6k $5.1m $5.1m 0.01% Reduced -362.7k -362,652
21 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 88,50688.5k $4.2m $4.2m 0.00% New
22 ONE PLUS ONE WEALTH MANAGEMENT, LLC 2.70% of their portfolio JUPITER, FL 88,04388.0k $4.2m $4.2m 2.70% Added +13.0k +13,003
23 Caption Management, LLC 0.53% of their portfolio OKLAHOMA CITY, OK 87,49187.5k $4.1m $4.1m 0.53% New
24 Pettinga Financial Advisors LLC 1.25% of their portfolio EVANSVILLE, IN 87,42787.4k $4.1m $4.1m 1.25% Added +924 +924
25 KLR INVESTMENT ADVISORS, LLC 2.28% of their portfolio PROVIDENCE, RI 80,08680.1k $2.5m $2.5m 2.28% Reduced -4.7k -4,654
26 Prospera Financial Services Inc 0.14% of their portfolio Dallas, TX 78,60878.6k $3.7m $3.7m 0.14% Added +514 +514
27 MENLO ADVISORS LLC 2.43% of their portfolio MENLO PARK, CA 77,99978.0k $3.7m $3.7m 2.43% Added +40 +40
28 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 76,01476.0k $3.6m $3.6m 0.00% Added +10.0k +9,998
29 Silphium Asset Management Ltd 1.17% of their portfolio London, X0 76,00076.0k $3.6m $3.6m 1.17% Reduced -56.7k -56,700
30 Stegent Equity Advisors, Inc. 4.48% of their portfolio HOUSTON, TX 75,17575.2k $3.5m $3.5m 4.48% Added +18.0k +17,986
31 GARNET EQUITY CAPITAL HOLDINGS, INC. 2.83% of their portfolio NEW YORK, NY 65,00065.0k $3.1m $3.1m 2.83% Unchanged
32 Nokomis Capital, L.L.C. 1.19% of their portfolio DALLAS, TX 64,13064.1k $3.0m $3.0m 1.19% Added +6.1k +6,100
33 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.29% of their portfolio CEDAR RAPIDS, IA 60,44560.4k $2.9m $2.9m 0.29% Added +21.8k +21,815
34 AXXCESS WEALTH MANAGEMENT, LLC 0.09% of their portfolio CARLSBAD, CA 53,14253.1k $2.5m $2.5m 0.09% Reduced -107 -107
35 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 50,67950.7k $2.4m $2.4m 0.00% Added +10.0k +9,957
36 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 48,68448.7k $2.2m $2.2m 0.00% Reduced -27.0k -26,969
37 WEALTHSOURCE PARTNERS, LLC 0.15% of their portfolio SAN LUIS OBISPO, CA 46,17646.2k $2.2m $2.2m 0.15% Added +13.1k +13,107
38 BOOTHBAY FUND MANAGEMENT, LLC 0.07% of their portfolio NEW YORK, NY 43,54643.5k $2.1m $2.1m 0.07% New
39 HOLLENCREST CAPITAL MANAGEMENT 0.23% of their portfolio NEWPORT BEACH, CA 43,04043.0k $2.0m $2.0m 0.23% Unchanged
40 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 36,52736.5k $1.7m $1.7m 0.00% Reduced -86.6k -86,604
41 Private Wealth Advisors, LLC 0.75% of their portfolio Fresno, CA 36,18336.2k $1.7m $1.7m 0.75% Reduced -81 -81
42 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 34,20934.2k $1.6m $1.6m 0.02% Added +7.2k +7,218
43 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 34,00434.0k $1.6m $1.6m 0.01% Added +12.0k +11,994
44 UBS Group AG 0.00% of their portfolio ZURICH, V8 28,20428.2k $1.3m $1.3m 0.00% Added +1.6k +1,569
45 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 26,74126.7k $1.3m $1.3m 0.01% Reduced -2.2k -2,180
46 GROUP ONE TRADING LLC 0.05% of their portfolio CHICAGO, IL 25,50125.5k $1.2m $1.2m 0.05% New
47 JTC Employer Solutions Trustee Ltd 0.11% of their portfolio ST HELIER, Y9 24,73224.7k $1.2m $1.2m 0.11% Unchanged
48 PINEBRIDGE INVESTMENTS, L.P. 0.01% of their portfolio NEW YORK, NY 23,98424.0k $1.1m $1.1m 0.01% New
49 Cheviot Value Management, LLC 0.25% of their portfolio BEVERLY HILLS, CA 23,73023.7k $1.1m $1.1m 0.25% Unchanged
50 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 23,63223.6k $1.1m $1.1m 0.01% Added +3.1k +3,137
51 SeaCrest Wealth Management, LLC 0.13% of their portfolio PURCHASE, NY 21,96022.0k $1.0m $1.0m 0.13% Added +220 +220
52 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 21,56221.6k $1.0m $1.0m 0.01% Added +11.4k +11,361
53 GSA CAPITAL PARTNERS LLP 0.08% of their portfolio LONDON, X0 20,64820.6k $974.0k $974.0k 0.08% New
54 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 20,55420.6k $970.0k $970.0k 0.01% Reduced -5.1k -5,142
55 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 20,29420.3k $957.3k $957.3k 0.00% Added +13.4k +13,427
56 SIMPLEX TRADING, LLC 0.03% of their portfolio CHICAGO, IL 20,07620.1k $946.0k $946.0k 0.03% Reduced -8.1k -8,070
57 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 19,55319.6k $922.3k $922.3k 0.00% New
58 Advisory Services Network, LLC 0.02% of their portfolio ATLANTA, GA 19,42719.4k $916.4k $916.4k 0.02% Added +3.0k +2,980
59 Diametric Capital, LP 0.36% of their portfolio BOSTON, MA 18,48818.5k $872.1k $872.1k 0.36% Added +2.0k +1,989
60 CREDIT SUISSE AG/ 0.31% of their portfolio ZURICH, V8 18,40018.4k $305.3m $305.3m 0.31% Unchanged
61 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 17,74817.7k $837.0k $837.0k 0.00% Reduced -2.7k -2,719
62 TITAN GLOBAL CAPITAL MANAGEMENT USA LLC 0.20% of their portfolio NEW YORK, NY 17,68717.7k $834.3k $834.3k 0.20% Reduced -27.7k -27,683
63 Requisite Capital Management, LLC 0.21% of their portfolio DALLAS, TX 17,40417.4k $820.9k $820.9k 0.21% Unchanged
64 CENTAURUS FINANCIAL, INC. 0.07% of their portfolio ANAHEIM, CA 17,16517.2k $810.0k $810.0k 0.07% New
65 Jefferies Financial Group Inc. 0.02% of their portfolio NEW YORK, NY 16,50216.5k $778.4k $778.4k 0.02% New
66 HAP Trading, LLC 0.19% of their portfolio NEW YORK, NY 16,18316.2k $763.4k $763.4k 0.19% New
67 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 15,08815.1k $712.0k $712.0k 0.00% Added +1.1k +1,070
68 180 WEALTH ADVISORS, LLC 0.16% of their portfolio FEDERAL WAY, WA 14,74514.7k $695.5k $695.5k 0.16% Added +4.2k +4,170
69 PETRA FINANCIAL ADVISORS INC 0.58% of their portfolio COLORADO SRPINGS, CO 14,72314.7k $694.5k $694.5k 0.58% Reduced -382 -382
70 SPROTT INC. 0.07% of their portfolio TORONTO, A6 13,61113.6k $759.0k $759.0k 0.07% Added +1.8k +1,780
71 Cutler Group LLC / CA 0.10% of their portfolio SAN FRANCISCO, CA 13,30813.3k $627.0k $627.0k 0.10% Added +10.3k +10,292
72 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 13,27613.3k $626.0k $626.0k 0.00% Reduced -3.4k -3,444
73 Tactive Advisors, LLC 0.49% of their portfolio Jacksonville, FL 12,01512.0k $566.7k $566.7k 0.49% New
74 SOUTHPORT MANAGEMENT, L.L.C. 2.98% of their portfolio Wilson, WY 11,60011.6k $547.2k $547.2k 2.98% Unchanged
75 WOLVERINE TRADING, LLC 0.01% of their portfolio CHICAGO, IL 11,35011.3k $535.4k $535.4k 0.01% Added +3.5k +3,519
76 Seelaus Asset Management LLC 0.60% of their portfolio CHATHAM, NJ 11,25011.2k $530.7k $530.7k 0.60% Unchanged
77 Dubuque Bank & Trust Co 0.06% of their portfolio Dubuque, IA 10,22610.2k $482.4k $482.4k 0.06% Reduced -14.0k -14,000
78 Deuterium Capital Management, LLC 1.13% of their portfolio Clearwater, FL 10,00010.0k $471.7k $471.7k 1.13% Unchanged
79 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 9,8519.9k $464.7k $464.7k 0.00% Reduced -27.8k -27,826
80 INDEPENDENT FINANCIAL GROUP, LLC 0.03% of their portfolio SAN DIEGO, CA 9,7119.7k $458.1k $458.1k 0.03% New
81 Phoenix Wealth Advisors 0.25% of their portfolio CHAPEL HILL, NC 9,1289.1k $430.6k $430.6k 0.25% New
82 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 8,1198.1k $383.0k $383.0k 0.00% Added +527 +527
83 INSIGNEO ADVISORY SERVICES, LLC 0.08% of their portfolio MIAMI, FL 8,0658.1k $380.4k $380.4k 0.08% Unchanged
84 Pekin Hardy Strauss, Inc. 0.06% of their portfolio CHICAGO, IL 7,4007.4k $349.1k $349.1k 0.06% Unchanged
85 Banco BTG Pactual S.A. 0.13% of their portfolio RIO DE JANEIRO, D5 7,0007.0k $330.2k $330.2k 0.13% New
86 Cruiser Capital Advisors, LLC 0.46% of their portfolio Stamford, CT 7,0007.0k $330.2k $330.2k 0.46% Reduced -3.0k -3,000
87 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 6,9356.9k $327.1k $327.1k 0.00% Unchanged
88 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 6,4246.4k $303.0k $303.0k 0.00% Added +4 +4
89 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 6,3006.3k $296.5k $296.5k 0.00% Reduced -4.7k -4,690
90 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 5,9385.9k $280.1k $280.1k 0.00% New
91 PRELUDE CAPITAL MANAGEMENT, LLC 0.03% of their portfolio NEW YORK, NY 5,9355.9k $280.0k $280.0k 0.03% New
92 Capital Investment Advisory Services, LLC 0.03% of their portfolio RALEIGH, NC 5,9005.9k $278.3k $278.3k 0.03% New
93 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 5,2085.2k $245.7k $245.7k 0.00% Reduced -14.3k -14,264
94 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 5,1705.2k $243.9k $243.9k 0.00% New
95 Vontobel Holding Ltd. 0.00% of their portfolio ZURICH, V8 5,0855.1k $239.9k $239.9k 0.00% New
96 Summit Wealth Partners, LLC 0.06% of their portfolio Orlando, FL 5,0185.0k $236.7k $236.7k 0.06% New
97 Brookstone Capital Management 0.00% of their portfolio WHEATON, IL 5,0175.0k $222.2k $222.2k 0.00% New
98 Jaffetilchin Investment Partners, LLC 0.03% of their portfolio TAMPA, FL 4,9755.0k $234.7k $234.7k 0.03% New
99 Fermata Advisors, LLC 0.07% of their portfolio SONOMA, CA 4,9605.0k $233.9k $233.9k 0.07% New
100 Northeast Financial Consultants Inc 0.01% of their portfolio WESTPORT, CT 4,8924.9k $230.8k $230.8k 0.01% New